Sanders Morris Harris Group

Sanders Morris Harris as of Dec. 31, 2010

Portfolio Holdings for Sanders Morris Harris

Sanders Morris Harris holds 297 positions in its portfolio as reported in the December 2010 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Global Inds Ltd dbcv 2.750% 8/0 16.8 $59M 79M 0.75
Exxon Mobil Corporation (XOM) 11.1 $39M 468k 83.28
Enterprise Products Partners (EPD) 3.4 $12M 274k 43.59
Mosaic Company 2.7 $9.6M 116k 82.53
Apple (AAPL) 2.1 $7.3M 21k 346.48
Gran Tierra Energy 1.9 $6.8M 752k 9.00
Spdr S&p 500 Etf (SPY) 1.8 $6.3M 48k 131.14
Sanders Morris Harris (SMHG) 1.6 $5.8M 823k 7.01
Chevron Corporation (CVX) 1.4 $5.0M 51k 97.11
Freeport-McMoRan Copper & Gold (FCX) 1.2 $4.3M 77k 56.76
Cameron International Corporation 1.2 $4.2M 74k 57.01
SPDR S&P MidCap 400 ETF (MDY) 1.2 $4.2M 25k 171.63
Ares Capital Corporation (ARCC) 1.2 $4.1M 249k 16.48
Linn Energy 1.1 $3.8M 99k 38.59
Main Street Capital Corporation (MAIN) 1.1 $3.8M 192k 19.71
Astrotech 1.0 $3.4M 2.7M 1.25
Vanguard Emerging Markets ETF (VWO) 0.9 $3.2M 66k 48.10
Vanguard Small-Cap ETF (VB) 0.8 $3.0M 40k 74.95
Caterpillar (CAT) 0.8 $2.8M 29k 99.58
PowerShares DB Com Indx Trckng Fund 0.8 $2.8M 96k 28.67
Pfizer (PFE) 0.8 $2.7M 139k 19.29
NVIDIA Corporation (NVDA) 0.7 $2.5M 98k 25.69
Kinder Morgan Energy Partners 0.7 $2.5M 35k 71.99
Vanguard Dividend Appreciation ETF (VIG) 0.7 $2.5M 46k 54.03
Cliffs Natural Resources 0.7 $2.4M 26k 90.27
iShares MSCI Emerging Markets Indx (EEM) 0.7 $2.3M 50k 46.50
Cummins (CMI) 0.6 $2.2M 20k 109.68
EV Energy Partners 0.6 $2.2M 52k 42.97
Duncan Energy Partners (DEP) 0.6 $2.2M 68k 32.73
iShares MSCI EAFE Index Fund (EFA) 0.6 $2.1M 34k 60.80
Energy Transfer Partners 0.6 $2.0M 38k 53.29
iShares S&P MidCap 400 Index (IJH) 0.6 $2.0M 21k 94.37
ARM Holdings 0.6 $2.0M 67k 29.45
Bank of America Corporation (BAC) 0.6 $1.9M 145k 13.35
Plains All American Pipeline (PAA) 0.5 $1.9M 29k 63.76
Vanguard Total Bond Market ETF (BND) 0.5 $1.8M 23k 79.32
Procter & Gamble Company (PG) 0.5 $1.8M 28k 63.62
Natural Resource Partners 0.5 $1.8M 51k 35.57
Apollo Investment 0.5 $1.8M 162k 11.07
iShares MSCI EAFE Growth Index (EFG) 0.5 $1.8M 29k 62.42
Hewlett-Packard Company 0.5 $1.6M 35k 47.39
MarkWest Energy Partners 0.4 $1.5M 34k 42.66
Halliburton Company (HAL) 0.4 $1.4M 32k 45.93
Enbridge Energy Partners 0.4 $1.4M 23k 63.18
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.4 $1.4M 17k 83.75
Blackstone 0.4 $1.4M 96k 14.15
Deere & Company (DE) 0.4 $1.4M 15k 93.23
SPDR Gold Trust (GLD) 0.4 $1.4M 10k 131.70
American Capital 0.4 $1.4M 183k 7.56
Williams Partners 0.4 $1.4M 29k 47.09
iShares Lehman MBS Bond Fund (MBB) 0.4 $1.4M 13k 104.28
Frontier Communications 0.4 $1.3M 143k 9.39
General Electric Company 0.4 $1.3M 63k 20.57
CommonWealth REIT 0.4 $1.3M 51k 25.51
Microsoft Corporation (MSFT) 0.4 $1.3M 46k 27.78
CenturyLink 0.3 $1.2M 28k 43.64
At&t (T) 0.3 $1.2M 43k 27.98
Cellcom Israel (CELJF) 0.3 $1.2M 36k 32.70
Yum! Brands (YUM) 0.3 $1.0M 21k 49.31
iShares Barclays TIPS Bond Fund (TIP) 0.3 $1.0M 9.7k 105.87
Sunoco Logistics Partners 0.3 $970k 11k 85.41
Banco Santander (SAN) 0.3 $953k 90k 10.65
Trustmark Corporation (TRMK) 0.3 $946k 39k 24.28
Iesi Bfc 0.3 $932k 40k 23.40
Home Depot (HD) 0.3 $906k 25k 36.81
Wynn Resorts (WYNN) 0.3 $905k 7.7k 118.12
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.3 $907k 8.7k 104.19
BP (BP) 0.2 $885k 19k 46.05
Altria (MO) 0.2 $886k 37k 24.01
Hospitality Properties Trust 0.2 $885k 38k 23.05
BreitBurn Energy Partners 0.2 $870k 43k 20.11
McDonald's Corporation (MCD) 0.2 $838k 11k 74.02
Potash Corp. Of Saskatchewan I 0.2 $856k 4.7k 181.43
Ford Motor Company (F) 0.2 $847k 54k 15.71
Cirrus Logic (CRUS) 0.2 $828k 52k 15.98
Philip Morris International (PM) 0.2 $802k 14k 58.69
GeoResources 0.2 $799k 28k 28.64
Prospect Capital Corporation (PSEC) 0.2 $807k 75k 10.80
iShares iBoxx $ High Yid Corp Bond (HYG) 0.2 $805k 8.8k 91.83
iShares S&P US Pref Stock Idx Fnd (PFF) 0.2 $790k 20k 39.11
JPMorgan Chase & Co. (JPM) 0.2 $767k 17k 44.58
International Business Machines (IBM) 0.2 $776k 4.7k 164.09
Magellan Midstream Partners 0.2 $754k 13k 56.97
Chimera Investment Corporation 0.2 $783k 190k 4.11
BlackRock Global Energy & Resources Trus (BGR) 0.2 $737k 25k 30.04
Annaly Capital Management 0.2 $692k 39k 17.64
Goldman Sachs (GS) 0.2 $715k 4.3k 164.72
Kraft Foods 0.2 $693k 22k 31.18
Google 0.2 $708k 1.2k 611.40
Fortress Investment 0.2 $693k 122k 5.70
Aircastle 0.2 $697k 67k 10.45
Calamos Asset Management 0.2 $706k 51k 13.99
Seaspan Corp 0.2 $693k 56k 12.42
Johnson & Johnson (JNJ) 0.2 $631k 10k 60.88
Eli Lilly & Co. (LLY) 0.2 $617k 17k 35.52
ConocoPhillips (COP) 0.2 $640k 8.9k 71.68
Vodafone 0.2 $635k 22k 29.20
Vanguard REIT ETF (VNQ) 0.2 $638k 11k 57.03
Merck & Co (MRK) 0.2 $593k 18k 32.90
Schlumberger (SLB) 0.2 $610k 6.8k 89.26
Solar Cap (SLRC) 0.2 $610k 25k 24.80
Weatherford International Lt reg 0.2 $595k 24k 24.51
Intel Corporation (INTC) 0.2 $576k 27k 21.68
National Fuel Gas (NFG) 0.2 $565k 8.1k 69.59
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.2 $576k 6.3k 91.73
PowerShares DB Agriculture Fund 0.2 $558k 16k 34.31
PowerShares DB Precious Metals 0.2 $553k 11k 48.85
Target Corporation (TGT) 0.1 $521k 9.6k 54.31
PowerShares QQQ Trust, Series 1 0.1 $527k 9.2k 57.37
ProShares UltraShort 20+ Year Trea 0.1 $535k 13k 40.88
PMC Commercial Trust 0.1 $523k 62k 8.49
Vanguard Total Stock Market ETF (VTI) 0.1 $536k 7.9k 67.57
Vanguard Small-Cap Growth ETF (VBK) 0.1 $521k 6.7k 77.98
Kayne Anderson MLP Investment (KYN) 0.1 $538k 18k 30.67
PowerShares Nasdaq Internet Portfol 0.1 $533k 14k 37.48
Transocean (RIG) 0.1 $497k 6.2k 79.92
Fluor Corporation (FLR) 0.1 $505k 7.3k 68.75
Petrohawk Energy Corporation 0.1 $483k 23k 20.69
iShares Lehman Aggregate Bond (AGG) 0.1 $494k 4.7k 104.22
Vanguard FTSE All-World ex-US ETF (VEU) 0.1 $485k 9.9k 49.11
Devon Energy Corporation (DVN) 0.1 $453k 5.1k 88.74
Wal-Mart Stores (WMT) 0.1 $456k 8.1k 56.01
Telefonica (TEF) 0.1 $460k 6.7k 68.35
Walgreen Company 0.1 $444k 11k 42.35
Fifth Street Finance 0.1 $454k 37k 12.14
AllianceBernstein Holding (AB) 0.1 $469k 20k 23.33
Lululemon Athletica (LULU) 0.1 $451k 5.9k 76.92
SanDisk Corporation 0.1 $439k 8.8k 49.89
iShares Russell Midcap Index Fund (IWR) 0.1 $457k 4.3k 106.03
Bristol Myers Squibb (BMY) 0.1 $406k 16k 25.70
Spectra Energy 0.1 $410k 16k 26.17
Best Buy (BBY) 0.1 $415k 12k 34.30
Merck & Co (MRK) 0.1 $414k 12k 36.03
Oracle Corporation (ORCL) 0.1 $403k 12k 32.62
priceline.com Incorporated 0.1 $419k 967.00 433.30
Complete Production Services 0.1 $431k 17k 24.78
Eni S.p.A. (E) 0.1 $431k 9.9k 43.76
iShares Russell 2000 Index (IWM) 0.1 $434k 5.4k 79.85
Holly Energy Partners 0.1 $429k 7.8k 55.00
Rydex S&P Equal Weight ETF 0.1 $432k 8.8k 49.36
Vanguard Mid-Cap ETF (VO) 0.1 $435k 5.6k 77.87
Gladstone Investment Corporation (GAIN) 0.1 $420k 55k 7.64
Government Properties Income Trust 0.1 $431k 16k 26.77
iShares Lehman Short Treasury Bond (SHV) 0.1 $421k 3.8k 110.24
Wells Fargo & Company (WFC) 0.1 $387k 12k 32.74
Suno 0.1 $381k 9.0k 42.33
Verizon Communications (VZ) 0.1 $394k 11k 36.29
Las Vegas Sands (LVS) 0.1 $392k 8.5k 46.05
GlaxoSmithKline 0.1 $402k 11k 38.01
Honeywell International (HON) 0.1 $399k 7.0k 57.16
Nike (NKE) 0.1 $393k 4.6k 85.43
Occidental Petroleum Corporation (OXY) 0.1 $401k 4.1k 97.47
Royal Dutch Shell 0.1 $395k 5.7k 69.64
Coinstar 0.1 $389k 6.9k 56.38
Prosperity Bancshares (PB) 0.1 $378k 9.2k 41.00
Genesis Energy (GEL) 0.1 $370k 14k 27.41
Targa Resources Partners 0.1 $376k 12k 32.84
Oneok Partners 0.1 $384k 4.8k 80.59
Compania Cervecerias Unidas (CCU) 0.1 $389k 6.4k 60.40
Barclays Bank 0.1 $402k 16k 24.81
PIMCO High Income Fund (PHK) 0.1 $383k 29k 13.41
Barrick Gold Corp (GOLD) 0.1 $358k 7.4k 48.11
Berkshire Hathaway (BRK.B) 0.1 $341k 4.1k 83.25
Abbott Laboratories (ABT) 0.1 $352k 7.6k 46.15
Cisco Systems (CSCO) 0.1 $357k 16k 22.04
Federated Investors (FHI) 0.1 $340k 13k 26.19
H&R Block (HRB) 0.1 $350k 29k 11.90
Baker Hughes Incorporated 0.1 $365k 5.4k 67.82
ConocoPhillips (COP) 0.1 $347k 5.1k 68.04
Pepsi (PEP) 0.1 $335k 5.3k 63.81
Sanofi-Aventis SA (SNY) 0.1 $351k 10k 34.44
Citi 0.1 $340k 71k 4.82
Alpha Natural Resources 0.1 $353k 6.6k 53.09
Yahoo! 0.1 $333k 20k 16.65
Walter Energy 0.1 $366k 3.0k 123.69
Marvell Technology Group 0.1 $367k 20k 18.54
Silicon Graphics International 0.1 $350k 27k 13.23
BHP Billiton (BHP) 0.1 $360k 3.8k 94.22
Hatteras Financial 0.1 $343k 12k 28.69
Seadrill 0.1 $356k 11k 33.90
First Trust DJ Internet Index Fund (FDN) 0.1 $359k 11k 34.31
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.1 $348k 18k 19.78
First Trust Materials AlphaDEX Fnd (FXZ) 0.1 $342k 14k 23.75
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 0.1 $347k 14k 25.69
Kohlberg Capital (KCAP) 0.1 $358k 51k 6.96
PNC Financial Services (PNC) 0.1 $320k 5.2k 62.06
Coca-Cola Company (KO) 0.1 $332k 5.3k 62.48
NYSE Euronext 0.1 $313k 10k 29.98
Total (TTE) 0.1 $304k 5.1k 59.18
Netflix (NFLX) 0.1 $303k 1.4k 219.88
Energy Select Sector SPDR (XLE) 0.1 $329k 4.4k 74.05
salesforce (CRM) 0.1 $318k 2.3k 138.02
Brigham Exploration Company 0.1 $309k 11k 29.27
Transcend Services 0.1 $315k 16k 19.69
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.1 $312k 5.0k 61.88
iShares MSCI Thailand Index Fund (THD) 0.1 $309k 4.8k 64.52
First Trust Financials AlphaDEX (FXO) 0.1 $329k 23k 14.62
PowerShares Hgh Yield Corporate Bnd 0.1 $323k 18k 18.48
Direxion Daily Large Cp Bear 3X (BGZ) 0.1 $320k 42k 7.66
Cme (CME) 0.1 $296k 974.00 303.90
Suntrust Banks Inc $1.00 Par Cmn 0.1 $293k 9.3k 31.46
Teva Pharmaceutical Industries (TEVA) 0.1 $269k 5.0k 54.07
Walt Disney Company (DIS) 0.1 $292k 7.2k 40.67
Emerson Electric (EMR) 0.1 $277k 4.6k 60.59
AngloGold Ashanti 0.1 $273k 6.1k 44.72
Amgen (AMGN) 0.1 $267k 4.8k 55.15
Royal Dutch Shell 0.1 $268k 3.8k 69.81
Qualcomm (QCOM) 0.1 $297k 5.4k 55.28
Sinclair Broadcast 0.1 $277k 30k 9.38
Dcp Midstream Partners 0.1 $293k 7.1k 41.56
Northern Oil & Gas 0.1 $265k 9.9k 26.76
Tempur-Pedic International (TPX) 0.1 $293k 6.4k 46.13
Vanguard Natural Resources 0.1 $279k 9.0k 31.00
Nippon Telegraph & Telephone (NTTYY) 0.1 $290k 12k 23.69
AZZ Incorporated (AZZ) 0.1 $273k 6.8k 39.97
iShares Gold Trust 0.1 $263k 20k 13.21
Dana Holding Corporation (DAN) 0.1 $293k 17k 17.07
Suncor Energy (SU) 0.1 $283k 6.9k 41.13
iShares MSCI Turkey Index Fund (TUR) 0.1 $274k 4.1k 66.31
iShares S&P Latin America 40 Index (ILF) 0.1 $297k 5.5k 53.89
MSCI Indonesia Investable Market Ind (EIDO) 0.1 $278k 9.5k 29.13
Barclays Bk Plc ipth s^p vix 0.1 $263k 9.0k 29.20
Nuveen Diversified Commodty 0.1 $266k 10k 26.60
Cnooc 0.1 $261k 1.1k 227.55
Cameco Corporation (CCJ) 0.1 $255k 6.1k 41.89
Eaton Corporation 0.1 $258k 2.4k 109.51
Allergan 0.1 $251k 3.5k 71.71
Diageo (DEO) 0.1 $228k 2.9k 79.50
Google 0.1 $238k 400.00 595.00
Constellation Brands (STZ) 0.1 $255k 13k 19.73
Toyota Motor Corporation (TM) 0.1 $256k 3.0k 84.68
Under Armour (UAA) 0.1 $244k 3.8k 63.61
Copano Energy 0.1 $235k 6.9k 33.86
Luby's 0.1 $235k 40k 5.88
Bucyrus International 0.1 $251k 2.8k 90.84
iShares Silver Trust (SLV) 0.1 $261k 9.2k 28.42
Putnam Master Int. Income (PIM) 0.1 $229k 38k 5.97
Kayne Anderson Energy Total Return Fund 0.1 $259k 8.7k 29.87
Vanguard Mid-Cap Value ETF (VOE) 0.1 $240k 4.5k 53.11
Tortoise Energy Infrastructure 0.1 $238k 6.1k 39.02
iShares S&P Global Infrastructure Index (IGF) 0.1 $253k 6.9k 36.69
Proshares Tr rafi lg sht 0.1 $253k 6.0k 42.36
SK Tele 0.1 $224k 13k 17.70
3M Company (MMM) 0.1 $213k 2.4k 88.38
Avon Products 0.1 $227k 7.7k 29.30
Northrop Grumman Corporation (NOC) 0.1 $224k 3.2k 69.63
Nucor Corporation (NUE) 0.1 $208k 4.3k 47.93
Boeing Company (BA) 0.1 $222k 3.1k 71.34
Novartis (NVS) 0.1 $225k 4.0k 56.42
Stryker Corporation (SYK) 0.1 $225k 3.8k 58.58
Exelon Corporation (EXC) 0.1 $227k 5.3k 42.78
Dell 0.1 $200k 14k 13.91
St. Joe Company (JOE) 0.1 $221k 8.2k 27.03
Chesapeake Energy Corporation 0.1 $204k 6.8k 30.06
Amazon (AMZN) 0.1 $227k 1.3k 176.24
Wyndham Worldwide Corporation 0.1 $204k 6.8k 29.97
CenterPoint Energy (CNP) 0.1 $213k 13k 16.12
Nexen 0.1 $215k 8.9k 24.20
Kinross Gold Corp (KGC) 0.1 $197k 12k 16.96
UMB Financial Corporation (UMBF) 0.1 $201k 4.8k 41.84
Siemens (SIEGY) 0.1 $219k 1.7k 127.25
Telecom Italia Spa Milano (TIAIY) 0.1 $217k 18k 12.01
US Ecology 0.1 $216k 13k 16.52
iShares Russell Midcap Growth Idx. (IWP) 0.1 $223k 3.8k 59.17
iStar Financial 0.1 $191k 24k 7.83
Gold Fields (GFI) 0.1 $184k 11k 16.13
Nokia Corporation (NOK) 0.1 $162k 15k 11.08
Alcoa 0.1 $190k 11k 17.12
Mitsubishi UFJ Financial (MUFG) 0.1 $186k 35k 5.37
Super Micro Computer (SMCI) 0.1 $177k 12k 15.04
Endeavour International C 0.1 $186k 15k 12.45
Nuveen Muni Value Fund (NUV) 0.1 $170k 19k 8.97
Western Asset Managed High Incm Fnd 0.0 $146k 24k 6.16
FirstCity Financial Corporation 0.0 $146k 20k 7.47
Crosstex Energy 0.0 $111k 13k 8.54
BPZ Resources 0.0 $107k 18k 5.94
ING Groep (ING) 0.0 $121k 10k 12.01
Sterling Bancshares 0.0 $121k 14k 8.97
Arbor Realty Trust (ABR) 0.0 $113k 19k 5.95
China Natural Gas 0.0 $99k 19k 5.16
United States Natural Gas Fund 0.0 $118k 20k 5.86
Franklin Universal Trust (FT) 0.0 $97k 15k 6.47
JetBlue Airways Corporation (JBLU) 0.0 $87k 15k 5.80
Lexicon Pharmaceuticals 0.0 $71k 40k 1.78
Alcatel-Lucent 0.0 $85k 25k 3.42
Limelight Networks 0.0 $64k 10k 6.40
Sonus Networks 0.0 $76k 25k 3.04
Aberdeen Asia-Pacific Income Fund (FAX) 0.0 $78k 12k 6.72
Affymetrix Inc note 3.500% 1/1 0.0 $31k 32k 0.97
EMCORE Corporation 0.0 $47k 26k 1.80
Level 3 Communications 0.0 $37k 31k 1.20
Hercules Offshore 0.0 $46k 13k 3.52
Cano Petroleum 0.0 $27k 70k 0.39
Energy Conversion Devices In note 3.000% 6/1 0.0 $0 2.1M 0.00
Live Nation Entertainment In note 2.875% 7/1 0.0 $0 28M 0.00
Ja Solar Holdings Co Ltd note 4.500% 5/1 0.0 $0 54M 0.00
iShares Morningstar Small Core Idx (ISCB) 0.0 $0 144k 0.00