GRT Capital Partners

Shepherd Kaplan Krochuk as of Dec. 31, 2021

Portfolio Holdings for Shepherd Kaplan Krochuk

Shepherd Kaplan Krochuk holds 189 positions in its portfolio as reported in the December 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr Ser Tr Portfolio Ln Tsr (SPTL) 9.4 $26M 619k 42.15
EQT Corporation (EQT) 5.3 $15M 678k 21.81
Vaneck Etf Trust Fallen Angel Hg (ANGL) 4.6 $13M 390k 32.97
California Res Corp Com Stock (CRC) 4.1 $12M 269k 42.71
Apple (AAPL) 3.8 $11M 59k 177.58
Invesco Exch Traded Fd Tr Ii S&p500 Low Vol (SPLV) 3.7 $10M 148k 68.63
Vanguard Scottsdale Fds Mtg-bkd Secs Etf (VMBS) 3.3 $9.1M 172k 52.84
Schwab Strategic Tr Us Lcap Va Etf (SCHV) 3.1 $8.6M 118k 73.22
J P Morgan Exchange-traded F Us Qualty Fctr (JQUA) 2.9 $8.1M 178k 45.50
First Tr Morningstar Divid L SHS (FDL) 2.4 $6.7M 187k 35.56
Berkshire Hathaway Inc Del Cl B New (BRK.B) 2.4 $6.6M 22k 298.99
Ishares Tr Msci Usa Mmentm (MTUM) 2.0 $5.7M 31k 181.83
Schwab Strategic Tr Us Sml Cap Etf (SCHA) 1.9 $5.3M 52k 102.40
Goldman Sachs Etf Tr Access Invt Gr (GIGB) 1.6 $4.5M 82k 54.09
Dbx Etf Tr Xtrack Msci Eafe (HDEF) 1.6 $4.4M 188k 23.65
Goldman Sachs Etf Tr Activebeta Int (GSIE) 1.5 $4.1M 117k 35.27
Vanguard Index Fds Real Estate Etf (VNQ) 1.4 $3.9M 34k 116.01
Invesco Exch Traded Fd Tr Ii Pfd Etf (PGX) 1.4 $3.8M 255k 15.00
Devon Energy Corporation (DVN) 1.3 $3.6M 83k 44.05
Goldman Sachs Etf Tr Activebeta Eme (GEM) 1.3 $3.6M 98k 37.01
Diamondback Energy (FANG) 1.1 $2.9M 27k 107.87
DaVita (DVA) 1.0 $2.9M 25k 113.78
Copart (CPRT) 1.0 $2.9M 19k 151.62
Whiting Pete Corp Com New 1.0 $2.8M 44k 64.68
Ishares Tr Short Treas Bd (SHV) 1.0 $2.8M 25k 110.41
Microsoft Corporation (MSFT) 1.0 $2.7M 8.1k 336.35
Energy Transfer Com Ut Ltd Ptn (ET) 1.0 $2.7M 326k 8.23
Pioneer Natural Resources (PXD) 0.9 $2.5M 14k 181.87
S&p Global (SPGI) 0.8 $2.2M 4.6k 471.99
Qualcomm (QCOM) 0.7 $2.0M 11k 182.85
Campbell Soup Company (CPB) 0.7 $1.9M 45k 43.46
Scorpio Tankers SHS (STNG) 0.7 $1.9M 150k 12.81
Alphabet Cap Stk Cl C (GOOG) 0.7 $1.9M 657.00 2893.46
Cabot Oil & Gas Corporation (CTRA) 0.7 $1.9M 98k 19.00
Vanguard Index Fds Mid Cap Etf (VO) 0.7 $1.8M 7.1k 254.82
United Parcel Service CL B (UPS) 0.6 $1.7M 7.9k 214.32
Thermo Fisher Scientific (TMO) 0.6 $1.6M 2.4k 667.08
Ishares Tr S&p 500 Grwt Etf (IVW) 0.6 $1.6M 19k 83.67
PPL Corporation (PPL) 0.5 $1.5M 50k 30.07
General Dynamics Corporation (GD) 0.5 $1.5M 7.2k 208.46
Vanguard Index Fds S&p 500 Etf Shs (VOO) 0.5 $1.5M 3.4k 436.53
Prudential Financial (PRU) 0.5 $1.5M 14k 108.22
Cenovus Energy (CVE) 0.5 $1.4M 115k 12.29
Ultra Clean Holdings (UCTT) 0.5 $1.3M 23k 57.37
Spdr S&p 500 Etf Tr Tr Unit Put Option (SPY) 0.4 $1.2M 2.5k 474.80
Sprott Com New (SII) 0.4 $1.2M 26k 45.14
Abbvie (ABBV) 0.4 $1.1M 8.4k 135.36
Vanguard Scottsdale Fds Shrt Trm Corp Bd (VCSH) 0.4 $1.1M 14k 81.29
Mag Silver Corp (MAG) 0.4 $1.1M 68k 15.67
Pretium Res Inc Com Isin# Ca74 0.4 $1.1M 75k 14.09
Netflix (NFLX) 0.4 $1.1M 1.7k 602.29
Vanguard Admiral Fds Smllcp 600 Idx (VIOO) 0.4 $994k 4.7k 210.10
UnitedHealth (UNH) 0.4 $984k 2.0k 502.30
Silvercrest Metals (SILV) 0.3 $969k 123k 7.91
Newmont Mining Corporation (NEM) 0.3 $941k 15k 62.01
Syntax Etf Tr Stratifd Lrg Cap (SSPY) 0.3 $908k 13k 71.29
Pepsi (PEP) 0.3 $886k 5.1k 173.73
Meta Platforms Cl A (META) 0.3 $873k 2.6k 336.29
Paypal Holdings (PYPL) 0.3 $832k 4.4k 188.66
Valero Energy Corporation (VLO) 0.3 $823k 11k 75.12
Asa Gold And Precious Mtls L SHS (ASA) 0.3 $785k 37k 21.08
Nuveen Muni Value Fund (NUV) 0.3 $746k 72k 10.39
Abbott Laboratories (ABT) 0.3 $719k 5.1k 140.70
Central Securities (CET) 0.3 $713k 16k 44.59
Anthem (ELV) 0.3 $695k 1.5k 463.33
General American Investors (GAM) 0.2 $684k 16k 44.18
Coca-Cola Company (KO) 0.2 $682k 12k 59.17
Neuberger Berman Mlp Income (NML) 0.2 $680k 130k 5.24
Seagate Technology Hldngs Pl Ord Shs (STX) 0.2 $672k 5.9k 113.00
Ishares Tr Rus Md Cp Gr Etf (IWP) 0.2 $662k 5.7k 115.29
Spdr Ser Tr Bloomberg 1-3 Mo (BIL) 0.2 $658k 7.2k 91.39
Goldman Sachs Etf Tr Acces Treasury (GBIL) 0.2 $658k 6.6k 100.00
Ishares Tr TRS FLT RT BD (TFLO) 0.2 $658k 13k 50.23
Wisdomtree Tr Floatng Rat Trea 0.2 $658k 26k 25.08
Gabelli Dividend & Income Trust (GDV) 0.2 $656k 24k 27.00
Vanguard Scottsdale Fds Short Term Treas (VGSH) 0.2 $655k 11k 60.87
Royce Micro Capital Trust (RMT) 0.2 $653k 57k 11.55
Petroleum & Res Corp Com cef (PEO) 0.2 $653k 40k 16.51
Group 1 Automotive (GPI) 0.2 $644k 3.3k 195.15
Frontline Shs New 0.2 $637k 90k 7.07
Pimco Energy & Tactical Cr O Com Shs Ben Int (PDX) 0.2 $635k 49k 12.88
Wal-Mart Stores (WMT) 0.2 $608k 4.2k 144.76
Rimini Str Inc Del (RMNI) 0.2 $603k 101k 5.97
Mondelez Intl Cl A (MDLZ) 0.2 $597k 9.0k 66.33
Procter & Gamble Company (PG) 0.2 $596k 3.6k 163.47
Wisdomtree Tr Us Largecap Divd (DLN) 0.2 $592k 9.0k 66.09
Kinder Morgan (KMI) 0.2 $590k 37k 15.86
Johnson & Johnson (JNJ) 0.2 $583k 3.4k 170.97
Morgan Stanley Emerging Markets Domestic (EDD) 0.2 $567k 104k 5.48
Comstock Resources (CRK) 0.2 $563k 70k 8.09
Kirkland Lake Gold 0.2 $558k 13k 41.95
Citigroup Com New (C) 0.2 $544k 9.0k 60.44
Wheaton Precious Metals Corp (WPM) 0.2 $541k 13k 42.94
Invesco Exch Traded Fd Tr Ii Rusel 1000 Eql (EQAL) 0.2 $536k 11k 47.30
Alphabet Cap Stk Cl A (GOOGL) 0.2 $519k 179.00 2899.44
Enterprise Products Partners (EPD) 0.2 $517k 24k 21.96
Spdr Gold Tr Gold Shs (GLD) 0.2 $515k 3.0k 171.10
Invacare Corporation 0.2 $506k 186k 2.72
Visa Com Cl A (V) 0.2 $494k 2.3k 216.76
American Express Company (AXP) 0.2 $491k 3.0k 163.67
Magellan Midstream Prtnrs Com Unit Rp Lp 0.2 $481k 10k 46.40
Bank of America Corporation (BAC) 0.2 $458k 10k 44.53
Crowdstrike Hldgs Cl A (CRWD) 0.2 $454k 2.2k 204.60
Atlas Air Worldwide Hldgs In Com New 0.2 $442k 4.7k 94.04
Phillips 66 (PSX) 0.2 $438k 6.1k 72.40
Dht Holdings Shs New (DHT) 0.2 $430k 83k 5.20
Tricon Residential Com Npv (TCN) 0.2 $429k 28k 15.32
Fidelity National Information Services (FIS) 0.2 $425k 3.9k 109.06
Invesco Exch Traded Fd Tr Ii Sr Ln Etf (BKLN) 0.1 $412k 19k 22.09
Taiwan Fund (TWN) 0.1 $409k 11k 37.56
Salient Midstream & M Sh Ben Int 0.1 $406k 60k 6.73
Kearny Finl Corp Md (KRNY) 0.1 $398k 30k 13.27
Altra Holdings 0.1 $387k 7.5k 51.60
Ishares Tr S&p Mc 400gr Etf (IJK) 0.1 $380k 4.5k 85.32
Lumen Technologies (LUMN) 0.1 $379k 30k 12.55
New Germany Fund (GF) 0.1 $369k 25k 14.80
Vanguard Index Fds Total Stk Mkt (VTI) 0.1 $364k 1.5k 241.38
Travelers Companies (TRV) 0.1 $360k 2.3k 156.52
Cushing Mlp & Infrastruct Com New (SRV) 0.1 $355k 12k 30.52
BioDelivery Sciences International 0.1 $353k 114k 3.10
Ishares Tr Core S&p500 Etf (IVV) 0.1 $349k 731.00 477.43
At&t (T) 0.1 $346k 14k 24.58
Tri-Continental Corporation (TY) 0.1 $345k 10k 33.24
Gabelli Hlthcare & Wellness SHS (GRX) 0.1 $336k 25k 13.57
Swiss Helvetia Fund (SWZ) 0.1 $332k 33k 9.95
Berry Plastics (BERY) 0.1 $332k 4.5k 73.78
Mexico Fund (MXF) 0.1 $329k 21k 15.73
Gabelli mutual funds - (GGZ) 0.1 $328k 21k 15.91
Taseko Cad (TGB) 0.1 $328k 160k 2.05
Blackrock Res & Commodities SHS (BCX) 0.1 $326k 35k 9.34
Bank of New York Mellon Corporation (BK) 0.1 $324k 5.6k 57.99
Enerplus Corp (ERF) 0.1 $317k 30k 10.57
Alamos Gold Com Cl A Call Option (AGI) 0.1 $310k 40k 7.70
Wabtec Corporation (WAB) 0.1 $295k 3.2k 92.19
Aberdeen Chile Fund (AEF) 0.1 $291k 37k 7.93
Vulcan Materials Company (VMC) 0.1 $291k 1.4k 207.86
New Gold Inc Cda (NGD) 0.1 $285k 186k 1.53
Enbridge (ENB) 0.1 $281k 7.2k 39.03
Adobe Systems Incorporated (ADBE) 0.1 $278k 490.00 567.35
Osisko Gold Royalties (OR) 0.1 $276k 23k 12.27
Fmc Corp Com New (FMC) 0.1 $275k 2.5k 110.00
Arch Resources Cl A (ARCH) 0.1 $274k 3.0k 91.33
Proshares Tr Pshs Ultra O&g (DIG) 0.1 $271k 3.5k 76.66
Nutrien (NTR) 0.1 $271k 3.6k 75.28
NVIDIA Corporation (NVDA) 0.1 $271k 922.00 293.93
Gilead Sciences (GILD) 0.1 $269k 3.7k 72.70
Cnx Resources Corporation (CNX) 0.1 $259k 19k 13.75
Cornerstone Buil 0.1 $258k 15k 17.43
Harborone Bancorp Com New (HONE) 0.1 $255k 17k 14.83
Cbre Clarion Global Real Estat re (IGR) 0.1 $254k 26k 9.77
Merit Medical Systems (MMSI) 0.1 $249k 4.0k 62.25
Vanguard Index Fds Small Cp Etf (VB) 0.1 $246k 1.1k 225.90
Korea Com New (KF) 0.1 $240k 7.0k 34.43
Morgan Stanley Emerging Markets Debt (MSD) 0.1 $238k 27k 9.00
Skyworks Solutions (SWKS) 0.1 $236k 1.5k 154.86
Amgen (AMGN) 0.1 $235k 1.0k 225.53
Iaa 0.1 $228k 4.5k 50.67
Vermilion Energy (VET) 0.1 $227k 18k 12.61
Vanguard Index Fds Growth Etf (VUG) 0.1 $226k 703.00 321.48
Methanex Corp (MEOH) 0.1 $225k 5.7k 39.47
Danaher Corporation (DHR) 0.1 $221k 671.00 329.36
Marathon Oil Corporation Call Option (MRO) 0.1 $217k 13k 16.44
Envista Hldgs Corp (NVST) 0.1 $216k 4.8k 45.00
Japan Smaller Capitalizaion Fund (JOF) 0.1 $216k 28k 7.86
Agnico (AEM) 0.1 $213k 4.0k 53.25
Discovery Com Ser C 0.1 $206k 9.0k 22.89
Brooks Automation (AZTA) 0.1 $206k 2.0k 103.00
Suncor Energy (SU) 0.1 $203k 8.1k 25.06
Nexgen Energy (NXE) 0.1 $197k 45k 4.38
Gaia Cl A (GAIA) 0.1 $177k 21k 8.55
Boulder Growth & Income Fund (STEW) 0.1 $174k 12k 14.19
Templeton Emerging Markets (EMF) 0.1 $161k 10k 16.04
Northern Dynasty Minerals Lt Com New (NAK) 0.1 $147k 450k 0.33
Gty Govtech Inc gty govtech 0.1 $147k 22k 6.68
Ati Physical Therapy Com Cl A 0.1 $146k 43k 3.40
Voya Global Eq Div & Pr Opp (IGD) 0.0 $122k 20k 6.20
Vertex Energy (VTNR) 0.0 $120k 27k 4.53
Sustainable Develp Acqu I Unit 02/04/2026 0.0 $110k 11k 10.00
Rmg Acquisition Corp Iii Unit 02/08/2026 (RMGCU) 0.0 $109k 11k 9.91
Whole Earth Brands Com Cl A (FREE) 0.0 $107k 10k 10.70
Antero Midstream Corp antero midstream (AM) 0.0 $100k 10k 9.71
Kinross Gold Corp (KGC) 0.0 $96k 17k 5.82
Imac Hldgs 0.0 $96k 85k 1.14
Gran Tierra Energy Call Option 0.0 $95k 125k 0.76
Gold Resource Corporation (GORO) 0.0 $63k 41k 1.55
Ion Geophysical Corp Note 8.000%12/1 0.0 $60k 74k 0.81
Tilray Note 5.000%10/0 0.0 $49k 50k 0.98
Transocean Reg Shs (RIG) 0.0 $48k 17k 2.83
Galectin Therapeutics Com New (GALT) 0.0 $25k 12k 2.08