Alphagen Securities
Latest statistics and disclosures from Alphagen Securities's latest quarterly 13F-HR filing:
- Top 5 stock holdings are Baker Hughes Incorporated, AAPL, HCC Insurance Holdings, Unilever, Williams Partners, and represent 51.37% of Alphagen Securities's stock portfolio.
- Added to shares of these 10 stocks: AAPL, priceline.com Incorporated, NFLX, HCC Insurance Holdings, Pepco Holdings, Mylan Nv, AMZN, Unilever, WMB, Twitter.
- Started 64 new stock positions in Juno Therapeutics, CAT, Isis Pharmaceuticals Inc Cmn Stk cmn, Netflix Inc put, Barnes & Noble, AAPL, Norfolk Southern Corp call, Norfolk Southn Corp cmn, AMZN, Vulcan Materials.
- Reduced shares in these 10 stocks: MCD, Baker Hughes Incorporated, , Broadcom Corporation, CBOE, Apple Computer, WEN, , Altera Corporation, Catamaran.
- Sold out of its positions in BABA, Alpha Natural Resources, Acadia Pharmaceuticals, Bio-Reference Laboratories, Alcoa, Catamaran, Cree, LOCO, Family Dollar Stores, Fireeye.
- Alphagen Securities was a net seller of stock by $-9.4M.
- Alphagen Securities has $13M in assets under management (AUM), dropping by -45.69%.
- Central Index Key (CIK): 0001044205
Portfolio Holdings for Alphagen Securities
Alphagen Securities holds 129 positions in its portfolio as reported in the September 2015 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Baker Hughes Incorporated | 21.8 | $2.9M | -52% | 56k | 52.04 |
|
| Apple (AAPL) | 7.9 | $1.1M | NEW | 9.6k | 110.26 |
|
| HCC Insurance Holdings | 7.9 | $1.1M | +69% | 14k | 77.44 |
|
| Unilever | 7.6 | $1.0M | +33% | 20k | 50.25 |
|
| Williams Partners | 6.2 | $827k | 26k | 31.93 |
|
|
| priceline.com Incorporated | 5.3 | $711k | NEW | 575.00 | 1236.52 |
|
| Pepco Holdings | 4.5 | $601k | +241% | 25k | 24.23 |
|
| Netflix (NFLX) | 4.4 | $589k | NEW | 5.7k | 103.33 |
|
| CBOE Holdings (CBOE) | 3.7 | $492k | -60% | 7.3k | 67.10 |
|
| Mylan Nv | 3.1 | $411k | NEW | 10k | 40.29 |
|
| Altera Corporation | 2.8 | $366k | -46% | 7.3k | 50.14 |
|
| Amazon (AMZN) | 2.0 | $272k | NEW | 531.00 | 512.24 |
|
| Williams Companies (WMB) | 1.7 | $221k | NEW | 6.0k | 36.83 |
|
| CenturyLink | 1.2 | $158k | +12% | 6.3k | 25.08 |
|
| International Business Machines (IBM) | 1.0 | $135k | -63% | 931.00 | 145.01 |
|
| Post Holdings Inc Common (POST) | 1.0 | $127k | -60% | 2.2k | 59.07 |
|
| 0.9 | $120k | NEW | 4.4k | 27.03 |
|
|
| ISIS Pharmaceuticals | 0.9 | $117k | +186% | 2.9k | 40.34 |
|
| Men's Wearhouse | 0.8 | $106k | +8233% | 2.5k | 42.40 |
|
| Axis Capital Holdings (AXS) | 0.8 | $107k | NEW | 2.0k | 53.50 |
|
| American Express Company (AXP) | 0.7 | $98k | +36% | 1.3k | 73.96 |
|
| Hain Celestial (HAIN) | 0.7 | $94k | +18% | 1.8k | 51.65 |
|
| Precision Castparts | 0.7 | $92k | NEW | 400.00 | 230.00 |
|
| Vulcan Materials Company (VMC) | 0.7 | $89k | -42% | 1.0k | 89.00 |
|
| AGCO Corporation (AGCO) | 0.5 | $70k | NEW | 1.5k | 46.67 |
|
| Norfolk Southern (NSC) | 0.5 | $66k | -81% | 860.00 | 76.74 |
|
| Intercontinental Exchange (ICE) | 0.5 | $66k | NEW | 279.00 | 236.56 |
|
| Time Warner Cable | 0.5 | $63k | 350.00 | 180.00 |
|
|
| Wells Fargo & Company (WFC) | 0.4 | $58k | +78% | 1.1k | 51.79 |
|
| Sangamo Biosciences (SGMO) | 0.4 | $54k | +95% | 9.7k | 5.60 |
|
| Pacira Pharmaceuticals (PCRX) | 0.4 | $55k | +2600% | 1.4k | 40.74 |
|
| Mead Johnson Nutrition | 0.4 | $53k | NEW | 750.00 | 70.67 |
|
| Keurig Green Mtn | 0.4 | $52k | NEW | 1.0k | 52.00 |
|
| Barnes & Noble | 0.4 | $51k | +5900% | 4.2k | 12.14 |
|
| Novavax | 0.4 | $49k | +114% | 6.9k | 7.13 |
|
| Office Depot | 0.3 | $42k | +153% | 6.6k | 6.36 |
|
| Wendy's/arby's Group (WEN) | 0.3 | $34k | -92% | 3.9k | 8.75 |
|
| Barnes & Noble Ed | 0.3 | $34k | NEW | 2.7k | 12.83 |
|
| Pepco Holdings Inc Cmn Stk cmn | 0.2 | $33k | NEW | 243.00 | 135.80 |
|
| Anthera Pharmaceutcls | 0.2 | $33k | +5584% | 5.4k | 6.11 |
|
| ZIOPHARM Oncology | 0.2 | $32k | +5% | 3.6k | 8.89 |
|
| Marathon Oil Corporation (MRO) | 0.2 | $31k | NEW | 2.0k | 15.50 |
|
| Five Prime Therapeutics | 0.2 | $29k | +150% | 1.9k | 15.43 |
|
| Centurylink Inc Cmn Stock cmn | 0.2 | $28k | NEW | 52.00 | 538.46 |
|
| Hertz Global Holdings | 0.2 | $26k | +82% | 1.6k | 16.51 |
|
| Barnes & Noble | 0.2 | $26k | NEW | 50.00 | 520.00 |
|
| Hain Celestial Group Inc Cmn Stk cmn | 0.2 | $26k | NEW | 30.00 | 866.67 |
|
| Endocyte | 0.2 | $26k | -3% | 5.6k | 4.64 |
|
| Tesla Motors (TSLA) | 0.2 | $25k | 100.00 | 250.00 |
|
|
| Frontier Communications | 0.2 | $24k | 5.0k | 4.80 |
|
|
| Goldcorp | 0.2 | $24k | -2% | 1.9k | 12.77 |
|
| Medicines Company | 0.2 | $21k | -64% | 550.00 | 38.18 |
|
| Vulcan Materials | 0.2 | $21k | NEW | 40.00 | 525.00 |
|
| California Resources | 0.2 | $21k | 8.0k | 2.62 |
|
|
| Cellular Biomedicine Group I | 0.1 | $20k | +700% | 1.2k | 16.67 |
|
| OncoGenex Pharmaceuticals | 0.1 | $19k | +1580% | 8.4k | 2.26 |
|
| Sangamo Biosciences Inc Cmn Stk cmn | 0.1 | $18k | NEW | 38.00 | 473.68 |
|
| Toronto-dominion Bank put | 0.1 | $17k | NEW | 58.00 | 293.10 |
|
| Isis Pharmaceuticals Inc Cmn Stk cmn | 0.1 | $17k | NEW | 12.00 | 1416.67 |
|
| Reliance Steel & Aluminum (RS) | 0.1 | $16k | 300.00 | 53.33 |
|
|
| Darden Restaurants (DRI) | 0.1 | $14k | -70% | 200.00 | 70.00 |
|
| Nektar Therapeutics | 0.1 | $14k | +28% | 1.3k | 10.77 |
|
| Stillwater Mining Company | 0.1 | $12k | +238% | 1.1k | 10.57 |
|
| American Express Co option | 0.1 | $12k | NEW | 20.00 | 600.00 |
|
| Juno Therapeutics | 0.1 | $12k | NEW | 300.00 | 40.00 |
|
| Caterpillar (CAT) | 0.1 | $11k | NEW | 170.00 | 64.71 |
|
| Avon Products | 0.1 | $10k | +200% | 3.0k | 3.33 |
|
| Alcoa | 0.1 | $11k | NEW | 1.1k | 9.78 |
|
| Broadcom Corporation | 0.1 | $10k | -99% | 200.00 | 50.00 |
|
| Mead Johnson Nutrition Co put | 0.1 | $10k | NEW | 10.00 | 1000.00 |
|
| Norfolk Southn Corp cmn | 0.1 | $10k | NEW | 11.00 | 909.09 |
|
| Agco Corp. Common Stock cmn | 0.1 | $9.0k | NEW | 20.00 | 450.00 |
|
| Applied Materials (AMAT) | 0.1 | $8.0k | +38% | 555.00 | 14.41 |
|
| Time Warner | 0.1 | $7.0k | 100.00 | 70.00 |
|
|
| Intuit (INTU) | 0.1 | $7.0k | 80.00 | 87.50 |
|
|
| TiVo | 0.1 | $6.0k | 725.00 | 8.28 |
|
|
| Goldcorp Inc New option | 0.1 | $6.0k | NEW | 20.00 | 300.00 |
|
| Medicines | 0.1 | $7.0k | NEW | 11.00 | 636.36 |
|
| Google Inc put | 0.1 | $7.0k | NEW | 10.00 | 700.00 |
|
| Vulcan Matls Co call | 0.1 | $6.0k | NEW | 15.00 | 400.00 |
|
| Isis Pharmaceuticals Inc Cmn Stk cmn | 0.1 | $7.0k | NEW | 11.00 | 636.36 |
|
| Acadia Pharmaceuticals, Inc. C mn | 0.1 | $7.0k | NEW | 22.00 | 318.18 |
|
| International Business Machs option | 0.0 | $5.0k | NEW | 3.00 | 1666.67 |
|
| Invensense | 0.0 | $5.0k | +36% | 520.00 | 9.62 |
|
| Prothena (PRTA) | 0.0 | $5.0k | 110.00 | 45.45 |
|
|
| Freeport-mcmoran Copper & Go option | 0.0 | $4.0k | NEW | 307.00 | 13.03 |
|
| Sunedison | 0.0 | $4.0k | NEW | 541.00 | 7.39 |
|
| China Advanced Constr Matls | 0.0 | $4.0k | +22% | 1.3k | 3.10 |
|
| ConocoPhillips (COP) | 0.0 | $2.0k | -62% | 38.00 | 52.63 |
|
| Gran Tierra Energy | 0.0 | $2.0k | +28% | 900.00 | 2.22 |
|
| Support | 0.0 | $3.0k | -66% | 100.00 | 30.00 |
|
| Avon Prods Inc option | 0.0 | $3.0k | NEW | 40.00 | 75.00 |
|
| Barrick Gold Corp option | 0.0 | $3.0k | NEW | 190.00 | 15.79 |
|
| Caterpillar | 0.0 | $2.0k | NEW | 2.00 | 1000.00 |
|
| Tanzanian Royalty Expl Corp | 0.0 | $2.0k | 5.4k | 0.37 |
|
|
| eMagin Corporation | 0.0 | $2.0k | 700.00 | 2.86 |
|
|
| Netflix Inc put | 0.0 | $2.0k | NEW | 50.00 | 40.00 |
|
| EQUITY HERTZ GLOBAL HOLDINGS INC Common Stock cmn | 0.0 | $2.0k | NEW | 10.00 | 200.00 |
|
| Ethan Allen Interiors Inc Cmn Stk cmn | 0.0 | $2.0k | NEW | 20.00 | 100.00 |
|
| Hain Celestial Group Inc Cmn Stk cmn | 0.0 | $2.0k | NEW | 50.00 | 40.00 |
|
| STILLWATER MINING CO. COMMON Stock cmn | 0.0 | $2.0k | NEW | 20.00 | 100.00 |
|
| Roundy's | 0.0 | $3.0k | +7% | 1.2k | 2.50 |
|
| Yelp Inc cl a (YELP) | 0.0 | $2.0k | +11% | 100.00 | 20.00 |
|
| Provectus Biopharmaceuticals I (PVCT) | 0.0 | $2.0k | +19% | 3.7k | 0.54 |
|
| Xencor (XNCR) | 0.0 | $2.0k | 200.00 | 10.00 |
|
|
| Vericel (VCEL) | 0.0 | $2.0k | 650.00 | 3.08 |
|
|
| Mead Johnson Nutrition Co option | 0.0 | $1.0k | NEW | 10.00 | 100.00 |
|
| Ford Mtr Co Del call | 0.0 | $999.920000 | NEW | 29.00 | 34.48 |
|
| Micron Technology Inc call | 0.0 | $1.0k | NEW | 100.00 | 10.00 |
|
| Norfolk Southern Corp call | 0.0 | $1.0k | NEW | 5.00 | 200.00 |
|
| Synergy Pharmaceuticals | 0.0 | $1.0k | 200.00 | 5.00 |
|
|
| Himax Technologies | 0.0 | $1.0k | NEW | 15.00 | 66.67 |
|
| 0.0 | $1.0k | NEW | 4.00 | 250.00 |
|
|
| Anthera Pharmaceuticals | 0.0 | $999.900000 | NEW | 90.00 | 11.11 |
|
| Alibaba Group Hldg | 0.0 | $1.0k | NEW | 1.00 | 1000.00 |
|
| Intel Corporation (INTC) | 0.0 | $0 | -91% | 10.00 | 0.00 |
|
| Thompson Creek Metals | 0.0 | $0 | 300.00 | 0.00 |
|
|
| Conocophillips option | 0.0 | $0 | NEW | 2.00 | 0.00 |
|
| Wells Fargo & Co New option | 0.0 | $0 | NEW | 8.00 | 0.00 |
|
| Applied Matls Inc option | 0.0 | $0 | NEW | 13.00 | 0.00 |
|
| First Majestic Silver Corp (AG) | 0.0 | $0 | +12% | 90.00 | 0.00 |
|
| Alcoa Inc put | 0.0 | $0 | NEW | 17.00 | 0.00 |
|
| Barnes & Noble Inc Cmn Stk cmn | 0.0 | $0 | NEW | 10.00 | 0.00 |
|
| EQUITY HERTZ GLOBAL HOLDINGS INC Common Stock cmn | 0.0 | $0 | NEW | 4.00 | 0.00 |
|
| Mens Wearhouse Inc Cmn Stk cmn | 0.0 | $0 | NEW | 30.00 | 0.00 |
|
| Facebook Inc put | 0.0 | $0 | NEW | 5.00 | 0.00 |
|
| Ohr Pharmaceutical | 0.0 | $0 | -50% | 100.00 | 0.00 |
|
| Parkervision | 0.0 | $0 | NEW | 26.00 | 0.00 |
|
| Perrigo Company (PRGO) | 0.0 | $0 | 3.00 | 0.00 |
|
Past Filings by Alphagen Securities
SEC 13F filings are viewable for Alphagen Securities going back to 2014
- Alphagen Securities 2015 Q3 filed Nov. 13, 2015
- Alphagen Securities 2015 Q2 filed Aug. 14, 2015
- Alphagen Securities 2015 Q1 filed May 15, 2015
- Alphagen Securities 2014 Q4 filed Feb. 18, 2015