Alphagen Securities as of Sept. 30, 2015
Portfolio Holdings for Alphagen Securities
Alphagen Securities holds 129 positions in its portfolio as reported in the September 2015 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Baker Hughes Incorporated | 21.8 | $2.9M | 56k | 52.04 | |
| Apple (AAPL) | 7.9 | $1.1M | 9.6k | 110.26 | |
| HCC Insurance Holdings | 7.9 | $1.1M | 14k | 77.44 | |
| Unilever (UL) | 7.6 | $1.0M | 20k | 50.25 | |
| Williams Partners | 6.2 | $827k | 26k | 31.93 | |
| priceline.com Incorporated | 5.3 | $711k | 575.00 | 1236.52 | |
| Pepco Holdings | 4.5 | $601k | 25k | 24.23 | |
| Netflix (NFLX) | 4.4 | $589k | 5.7k | 103.33 | |
| CBOE Holdings (CBOE) | 3.7 | $492k | 7.3k | 67.10 | |
| Mylan Nv | 3.1 | $411k | 10k | 40.29 | |
| Altera Corporation | 2.8 | $366k | 7.3k | 50.14 | |
| Amazon (AMZN) | 2.0 | $272k | 531.00 | 512.24 | |
| Williams Companies (WMB) | 1.7 | $221k | 6.0k | 36.83 | |
| CenturyLink | 1.2 | $158k | 6.3k | 25.08 | |
| International Business Machines (IBM) | 1.0 | $135k | 931.00 | 145.01 | |
| Post Holdings Inc Common (POST) | 1.0 | $127k | 2.2k | 59.07 | |
| 0.9 | $120k | 4.4k | 27.03 | ||
| ISIS Pharmaceuticals | 0.9 | $117k | 2.9k | 40.34 | |
| Men's Wearhouse | 0.8 | $106k | 2.5k | 42.40 | |
| Axis Capital Holdings (AXS) | 0.8 | $107k | 2.0k | 53.50 | |
| American Express Company (AXP) | 0.7 | $98k | 1.3k | 73.96 | |
| Hain Celestial (HAIN) | 0.7 | $94k | 1.8k | 51.65 | |
| Precision Castparts | 0.7 | $92k | 400.00 | 230.00 | |
| Vulcan Materials Company (VMC) | 0.7 | $89k | 1.0k | 89.00 | |
| AGCO Corporation (AGCO) | 0.5 | $70k | 1.5k | 46.67 | |
| Norfolk Southern (NSC) | 0.5 | $66k | 860.00 | 76.74 | |
| Intercontinental Exchange (ICE) | 0.5 | $66k | 279.00 | 236.56 | |
| Time Warner Cable | 0.5 | $63k | 350.00 | 180.00 | |
| Wells Fargo & Company (WFC) | 0.4 | $58k | 1.1k | 51.79 | |
| Sangamo Biosciences (SGMO) | 0.4 | $54k | 9.7k | 5.60 | |
| Pacira Pharmaceuticals (PCRX) | 0.4 | $55k | 1.4k | 40.74 | |
| Mead Johnson Nutrition | 0.4 | $53k | 750.00 | 70.67 | |
| Keurig Green Mtn | 0.4 | $52k | 1.0k | 52.00 | |
| Barnes & Noble | 0.4 | $51k | 4.2k | 12.14 | |
| Novavax | 0.4 | $49k | 6.9k | 7.13 | |
| Office Depot | 0.3 | $42k | 6.6k | 6.36 | |
| Wendy's/arby's Group (WEN) | 0.3 | $34k | 3.9k | 8.75 | |
| Barnes & Noble Ed | 0.3 | $34k | 2.7k | 12.83 | |
| Pepco Holdings Inc Cmn Stk cmn | 0.2 | $33k | 243.00 | 135.80 | |
| Anthera Pharmaceutcls | 0.2 | $33k | 5.4k | 6.11 | |
| ZIOPHARM Oncology | 0.2 | $32k | 3.6k | 8.89 | |
| Marathon Oil Corporation (MRO) | 0.2 | $31k | 2.0k | 15.50 | |
| Five Prime Therapeutics | 0.2 | $29k | 1.9k | 15.43 | |
| Centurylink Inc Cmn Stock cmn | 0.2 | $28k | 52.00 | 538.46 | |
| Hertz Global Holdings | 0.2 | $26k | 1.6k | 16.51 | |
| Barnes & Noble | 0.2 | $26k | 50.00 | 520.00 | |
| Hain Celestial Group Inc Cmn Stk cmn | 0.2 | $26k | 30.00 | 866.67 | |
| Endocyte | 0.2 | $26k | 5.6k | 4.64 | |
| Tesla Motors (TSLA) | 0.2 | $25k | 100.00 | 250.00 | |
| Frontier Communications | 0.2 | $24k | 5.0k | 4.80 | |
| Goldcorp | 0.2 | $24k | 1.9k | 12.77 | |
| Medicines Company | 0.2 | $21k | 550.00 | 38.18 | |
| Vulcan Materials | 0.2 | $21k | 40.00 | 525.00 | |
| California Resources | 0.2 | $21k | 8.0k | 2.62 | |
| Cellular Biomedicine Group I | 0.1 | $20k | 1.2k | 16.67 | |
| OncoGenex Pharmaceuticals | 0.1 | $19k | 8.4k | 2.26 | |
| Sangamo Biosciences Inc Cmn Stk cmn | 0.1 | $18k | 38.00 | 473.68 | |
| Toronto-dominion Bank put | 0.1 | $17k | 58.00 | 293.10 | |
| Isis Pharmaceuticals Inc Cmn Stk cmn | 0.1 | $17k | 12.00 | 1416.67 | |
| Reliance Steel & Aluminum (RS) | 0.1 | $16k | 300.00 | 53.33 | |
| Darden Restaurants (DRI) | 0.1 | $14k | 200.00 | 70.00 | |
| Nektar Therapeutics (NKTR) | 0.1 | $14k | 1.3k | 10.77 | |
| Stillwater Mining Company | 0.1 | $12k | 1.1k | 10.57 | |
| American Express Co option | 0.1 | $12k | 20.00 | 600.00 | |
| Juno Therapeutics | 0.1 | $12k | 300.00 | 40.00 | |
| Caterpillar (CAT) | 0.1 | $11k | 170.00 | 64.71 | |
| Avon Products | 0.1 | $10k | 3.0k | 3.33 | |
| Alcoa | 0.1 | $11k | 1.1k | 9.78 | |
| Broadcom Corporation | 0.1 | $10k | 200.00 | 50.00 | |
| Mead Johnson Nutrition Co put | 0.1 | $10k | 10.00 | 1000.00 | |
| Norfolk Southn Corp cmn | 0.1 | $10k | 11.00 | 909.09 | |
| Agco Corp. Common Stock cmn | 0.1 | $9.0k | 20.00 | 450.00 | |
| Applied Materials (AMAT) | 0.1 | $8.0k | 555.00 | 14.41 | |
| Time Warner | 0.1 | $7.0k | 100.00 | 70.00 | |
| Intuit (INTU) | 0.1 | $7.0k | 80.00 | 87.50 | |
| TiVo | 0.1 | $6.0k | 725.00 | 8.28 | |
| Goldcorp Inc New option | 0.1 | $6.0k | 20.00 | 300.00 | |
| Medicines | 0.1 | $7.0k | 11.00 | 636.36 | |
| Google Inc put | 0.1 | $7.0k | 10.00 | 700.00 | |
| Vulcan Matls Co call | 0.1 | $6.0k | 15.00 | 400.00 | |
| Isis Pharmaceuticals Inc Cmn Stk cmn | 0.1 | $7.0k | 11.00 | 636.36 | |
| Acadia Pharmaceuticals, Inc. C mn | 0.1 | $7.0k | 22.00 | 318.18 | |
| International Business Machs option | 0.0 | $5.0k | 3.00 | 1666.67 | |
| Invensense | 0.0 | $5.0k | 520.00 | 9.62 | |
| Prothena (PRTA) | 0.0 | $5.0k | 110.00 | 45.45 | |
| Freeport-mcmoran Copper & Go option | 0.0 | $4.0k | 307.00 | 13.03 | |
| Sunedison | 0.0 | $4.0k | 541.00 | 7.39 | |
| China Advanced Constr Matls | 0.0 | $4.0k | 1.3k | 3.10 | |
| ConocoPhillips (COP) | 0.0 | $2.0k | 38.00 | 52.63 | |
| Gran Tierra Energy | 0.0 | $2.0k | 900.00 | 2.22 | |
| Support | 0.0 | $3.0k | 100.00 | 30.00 | |
| Avon Prods Inc option | 0.0 | $3.0k | 40.00 | 75.00 | |
| Barrick Gold Corp option | 0.0 | $3.0k | 190.00 | 15.79 | |
| Caterpillar | 0.0 | $2.0k | 2.00 | 1000.00 | |
| Tanzanian Royalty Expl Corp | 0.0 | $2.0k | 5.4k | 0.37 | |
| eMagin Corporation | 0.0 | $2.0k | 700.00 | 2.86 | |
| Netflix Inc put | 0.0 | $2.0k | 50.00 | 40.00 | |
| EQUITY HERTZ GLOBAL HOLDINGS INC Common Stock cmn | 0.0 | $2.0k | 10.00 | 200.00 | |
| Ethan Allen Interiors Inc Cmn Stk cmn | 0.0 | $2.0k | 20.00 | 100.00 | |
| Hain Celestial Group Inc Cmn Stk cmn | 0.0 | $2.0k | 50.00 | 40.00 | |
| STILLWATER MINING CO. COMMON Stock cmn | 0.0 | $2.0k | 20.00 | 100.00 | |
| Roundy's | 0.0 | $3.0k | 1.2k | 2.50 | |
| Yelp Inc cl a (YELP) | 0.0 | $2.0k | 100.00 | 20.00 | |
| Provectus Biopharmaceuticals I (PVCT) | 0.0 | $2.0k | 3.7k | 0.54 | |
| Xencor (XNCR) | 0.0 | $2.0k | 200.00 | 10.00 | |
| Vericel (VCEL) | 0.0 | $2.0k | 650.00 | 3.08 | |
| Mead Johnson Nutrition Co option | 0.0 | $1.0k | 10.00 | 100.00 | |
| Ford Mtr Co Del call | 0.0 | $999.920000 | 29.00 | 34.48 | |
| Micron Technology Inc call | 0.0 | $1.0k | 100.00 | 10.00 | |
| Norfolk Southern Corp call | 0.0 | $1.0k | 5.00 | 200.00 | |
| Synergy Pharmaceuticals | 0.0 | $1.0k | 200.00 | 5.00 | |
| Himax Technologies | 0.0 | $1.0k | 15.00 | 66.67 | |
| 0.0 | $1.0k | 4.00 | 250.00 | ||
| Anthera Pharmaceuticals | 0.0 | $999.900000 | 90.00 | 11.11 | |
| Alibaba Group Hldg | 0.0 | $1.0k | 1.00 | 1000.00 | |
| Intel Corporation (INTC) | 0.0 | $0 | 10.00 | 0.00 | |
| Thompson Creek Metals | 0.0 | $0 | 300.00 | 0.00 | |
| Conocophillips option | 0.0 | $0 | 2.00 | 0.00 | |
| Wells Fargo & Co New option | 0.0 | $0 | 8.00 | 0.00 | |
| Applied Matls Inc option | 0.0 | $0 | 13.00 | 0.00 | |
| First Majestic Silver Corp (AG) | 0.0 | $0 | 90.00 | 0.00 | |
| Alcoa Inc put | 0.0 | $0 | 17.00 | 0.00 | |
| Barnes & Noble Inc Cmn Stk cmn | 0.0 | $0 | 10.00 | 0.00 | |
| EQUITY HERTZ GLOBAL HOLDINGS INC Common Stock cmn | 0.0 | $0 | 4.00 | 0.00 | |
| Mens Wearhouse Inc Cmn Stk cmn | 0.0 | $0 | 30.00 | 0.00 | |
| Facebook Inc put | 0.0 | $0 | 5.00 | 0.00 | |
| Ohr Pharmaceutical | 0.0 | $0 | 100.00 | 0.00 | |
| Parkervision | 0.0 | $0 | 26.00 | 0.00 | |
| Perrigo Company (PRGO) | 0.0 | $0 | 3.00 | 0.00 |
