Guinness Asset Management

Latest statistics and disclosures from Guinness Asset Management's latest quarterly 13F-HR filing:

  • Top 5 stock holdings are SLB, APA, DVN, HAL, HES. These five stock positions account for 15.88% of Guinness Asset Management's total stock portfolio.
  • Added to shares of these 10 stocks: HES, QEP, KO, CRZO, HRB, MAT, COP, TEVA, OXY, CA.
  • Started 2 new stock positions in Fortive, DBD.
  • Reduced shares in these 10 stocks: NVDA, DVN, AMAT, APA, QCOM, HLX, STT, TSM, TSL, JCI.
  • Sold out of its positions in JCI, Pjt Partners.
  • As of Sept. 30, 2016, Guinness Asset Management has $397.61M in assets under management (AUM). Assets under management grew from a total value of $364.55M to $397.61M.
  • Independent of market fluctuations, Guinness Asset Management was a net buyer by $20.00M worth of stocks in the most recent quarter.

Guinness Asset Management portfolio companies for September 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
Schlumberger (SLB) 3.64 183940 +5.00% 78.64 81.67
Apache Corporation (APA) 3.19 198507 -4.00% 63.87 60.29
Devon Energy Corporation (DVN) 3.06 275576 -10.00% 44.11 57.71
Halliburton Company (HAL) 3.01 266286 44.88 41.30
Hess (HES) 2.99 221502 +15.00% 53.62 69.52
ConocoPhillips (COP) 2.98 272500 +10.00% 43.47 61.42
Canadian Natural Resources 2.98 371231 31.91 0.00
Newfield Exploration (NFX) 2.96 271175 43.46 31.37
Occidental Petroleum Corporation (OXY) 2.96 161550 +10.00% 72.92 74.23
Chevron Corporation (CVX) 2.90 112000 +2.00% 102.92 102.86
Exxon Mobil Corporation (XOM) 2.88 131352 +6.00% 87.28 84.57
Suncor Energy 2.88 412962 +3.00% 27.71 0.00
Noble Energy (NBL) 2.83 314725 35.74 44.22
Imperial Oil 2.78 353566 31.23 0.00
Valero Energy Corporation (VLO) 2.63 197047 +4.00% 53.00 56.99
Cisco Systems (CSCO) 2.42 303030 +8.00% 31.72 28.51
Carrizo Oil & Gas (CRZO) 2.23 218395 +19.00% 40.62 46.90
H&R; Block (HRB) 2.20 378698 +16.00% 23.15 31.63
QEP Resources (QEP) 2.16 439890 +20.00% 19.53 20.60
AFLAC Incorporated (AFL) 1.93 106930 +12.00% 71.87 61.39
General Dynamics Corporation (GD) 1.76 45090 +11.00% 155.16 133.60
Microsoft Corporation (MSFT) 1.75 120750 +6.00% 57.60 42.00
Arthur J. Gallagher & Co. (AJG) 1.73 135490 +11.00% 50.87 45.96
Johnson & Johnson (JNJ) 1.72 57730 +18.00% 118.14 98.55
Procter & Gamble Company (PG) 1.72 76320 +11.00% 89.75 81.31
CA (CA) 1.72 206180 +18.00% 33.08 31.38
Coca-Cola Company (KO) 1.71 160220 +26.00% 42.32 40.22
Wal-Mart Stores (WMT) 1.70 93890 +17.00% 72.12 81.06
Merck & Co (MRK) 1.70 108460 +7.00% 62.41 56.20
United Technologies Corporation (UTX) 1.69 66060 +18.00% 101.60 118.52
Illinois Tool Works (ITW) 1.68 55830 +4.00% 119.85 96.27
CME (CME) 1.67 63550 +5.00% 104.52 95.64
Unit Corporation (UNT) 1.64 349823 18.60 26.14
Mattel (MAT) 1.63 213810 +21.00% 30.28 24.73
Abbvie 1.57 99010 +4.00% 63.07 0.00
Teva Pharmaceutical Industries (TEVA) 1.55 133790 +22.00% 46.01 57.77
Helix Energy Solutions (HLX) 1.45 709595 -6.00% 8.13 13.51
Trina Solar (TSL) 1.22 473650 -4.00% 10.24 11.28
QUALCOMM (QCOM) 0.97 56410 -11.00% 68.50 71.27
Ja Solar Holdings Co Ltd spon adr rep5ord 0.76 499548 6.01 0.00
Intel Corporation (INTC) 0.75 78860 37.75 32.76
State Street Corporation (STT) 0.71 40370 -12.00% 69.63 72.30
NVIDIA Corporation (NVDA) 0.71 41370 -43.00% 68.53 22.93
Alphabet Inc Class A cs 0.71 3500 +9.00% 804.00 0.00
Taiwan Semiconductor Mfg (TSM) 0.70 90480 -8.00% 30.59 23.50
WisdomTree Investments (WSDT) 0.68 261150 +29.00% 10.29 0.00
Comcast Corporation (CMCSA) 0.67 39910 66.35 58.60
Boeing Company (BA) 0.66 20000 131.75 152.38
Applied Materials (AMAT) 0.66 86540 -29.00% 30.15 23.76
Intercontinentalexchange 0.65 9530 269.36 0.00
Paypal Holdings 0.64 61940 40.98 0.00
Roper Industries (ROP) 0.63 13660 182.50 166.10
Oracle Corporation (ORCL) 0.62 62640 39.27 41.62
Gilead Sciences (GILD) 0.59 29850 +15.00% 79.13 99.53
Tegna Inc Com stock 0.59 106980 +10.00% 21.86 0.00
VeriFone Systems (PAY) 0.53 133430 +34.00% 15.74 35.28
Danaher Corporation (DHR) 0.52 26470 78.39 84.59
Cognizant Technology Solutions (CTSH) 0.49 40810 47.71 60.57
Sunpower 0.44 194477 +7.00% 8.92 0.00
Fortive 0.17 13235 NEW 50.93 0.00
Ameriprise Financial (AMP) 0.06 2200 99.55 131.20
Solaredge Technologies 0.06 13400 +65.00% 17.24 0.00
BlackRock (BLK) 0.05 560 362.50 357.74
Blackstone (BX) 0.05 7340 -11.00% 25.48 37.98
NASDAQ OMX (NDAQ) 0.05 2950 -14.00% 67.46 49.41
Affiliated Managers (AMG) 0.05 1490 +15.00% 144.97 209.73
Franklin Resources (BEN) 0.05 5440 35.66 51.68
T. Rowe Price (TROW) 0.05 2800 66.43 81.65
First Solar (FSLR) 0.05 5300 +43.00% 39.43 60.28
Fortress Investment (FIG) 0.05 44120 4.94 7.54
Companhia Energetica Minas Gerais (CIG) 0.05 77256 -13.00% 2.59 3.77
AllianceBernstein Holding (AB) 0.05 9240 22.84 28.01
Canadian Solar (CSIQ) 0.05 15200 +25.00% 13.75 32.34
Raymond James Financial (RJF) 0.05 3480 -14.00% 58.33 57.98
Ormat Technologies (ORA) 0.05 4020 48.51 34.71
KKR & Co (KKR) 0.05 13800 14.28 22.64
JinkoSolar Holding (JKS) 0.05 12390 +45.00% 15.82 22.13
Och-Ziff Capital Management (OZM) 0.03 23200 4.35 12.44
Associated Cap Group Inc cl a 0.03 3000 35.33 0.00
Gamco Investors (GBL) 0.02 3000 28.33 74.09
4068594 Enphase Energy 0.02 83400 1.18 0.00
NetEase (NTES) 0.01 100 240.00 98.14
Diebold Incorporated (DBD) 0.00 49 NEW 20.41 34.00