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High Falls Advisors

Latest statistics and disclosures from High Falls Advisors's latest quarterly 13F-HR filing:

Top 5 stock holdings are IUSB, IVV, DYNF, IVW, QUAL, and represent 35.61% of High Falls Advisors's stock portfolio.
Added to shares of these 10 stocks: OEF (+$9.4M), BAI (+$6.7M), QQQ (+$5.7M), ITA, DYNF, TLH, IAU, IEMG, IVV, IVE.
Started 12 new stock positions in MU, DSI, GLDM, ESGE, BRK.B, QQQ, FQAL, SUSC, PZA, FIVA. EQWL, ITA.
Reduced shares in these 10 stocks: EFG (-$9.3M), IYW (-$8.9M), IUSB (-$6.6M), QUAL (-$5.4M), EFV, IVW, HON, IBM, VTEB, FCPI.
Sold out of its positions in BALI, FCPI, HON, HEZU, ESGD, JHMB, XLV, VTV.
High Falls Advisors was a net buyer of stock by $4.4M.
High Falls Advisors has $486M in assets under management (AUM), dropping by 7.46%.
Central Index Key (CIK): 0001569139

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Portfolio Holdings for High Falls Advisors

High Falls Advisors holds 146 positions in its portfolio as reported in the September 2025 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Ishares Tr Core Total Usd (IUSB)	9.4	$46M	-12%	976k	46.71	View chart
Ishares Tr Core S&p500 Etf (IVV)	8.2	$40M	+2%	60k	669.30	View chart
Blackrock Etf Trust Ishares Us Equit (DYNF)	6.7	$33M	+15%	551k	59.20	View chart
Ishares Tr S&p 500 Grwt Etf (IVW)	5.9	$29M	-5%	239k	120.72	View chart
Ishares Tr Msci Usa Qlt Fct (QUAL)	5.4	$26M	-17%	134k	194.50	View chart
Ishares Tr Eafe Value Etf (EFV)	5.2	$26M	-14%	375k	67.83	View chart
Ishares Tr S&p 500 Val Etf (IVE)	5.0	$24M	+3%	117k	206.51	View chart
Ishares Tr S&p 100 Etf (OEF)	4.8	$23M	+67%	70k	332.84	View chart
Ishares Core Msci Emkt (IEMG)	4.4	$21M	+8%	325k	65.92	View chart
Ishares Tr 10-20 Yr Trs Etf (TLH)	3.6	$17M	+23%	169k	102.99	View chart
Apple (AAPL)	3.1	$15M		59k	254.63	View chart
Ishares Tr Mbs Etf (MBB)	2.8	$14M		143k	95.15	View chart
Blackrock Etf Trust Ishares Us Thema (THRO)	2.6	$13M		329k	37.86	View chart
Blackrock Etf Trust Ishares A I Inno (BAI)	2.4	$12M	+139%	339k	34.16	View chart
Blackrock Etf Trust Ii Ishares Flexible (BINC)	2.1	$10M	+2%	188k	53.24	View chart
Ishares Tr Core Intl Aggr (IAGG)	1.9	$9.1M	+6%	179k	51.23	View chart
Ishares Gold Tr Ishares New (IAU)	1.9	$9.1M	+48%	125k	72.77	View chart
Ishares Tr Msci Usa Mmentm (MTUM)	1.6	$7.9M		31k	256.45	View chart
Vanguard Mun Bd Fds Tax Exempt Bd (VTEB)	1.4	$6.6M	-6%	133k	50.07	View chart
Ishares Tr National Mun Etf (MUB)	1.4	$6.6M	+4%	62k	106.49	View chart
Invesco Qqq Tr Unit Ser 1 (QQQ)	1.2	$5.7M	NEW	9.5k	600.39	View chart
Ishares Tr Us Aer Def Etf (ITA)	0.9	$4.4M	NEW	21k	209.26	View chart
Microsoft Corporation (MSFT)	0.8	$3.8M		7.4k	517.97	View chart
Ishares Tr Jpmorgan Usd Emg (EMB)	0.8	$3.6M		38k	95.19	View chart
Spdr S&p 500 Etf Tr Tr Unit (SPY)	0.7	$3.6M	-7%	5.4k	666.24	View chart
NVIDIA Corporation (NVDA)	0.7	$3.5M		19k	186.58	View chart
Ishares Tr Eafe Grwth Etf (EFG)	0.7	$3.4M	-73%	30k	113.88	View chart
Ishares Tr U.s. Tech Etf (IYW)	0.5	$2.7M	-76%	14k	195.86	View chart
Ishares Tr Esg Awr Msci Usa (ESGU)	0.5	$2.6M	+2%	18k	145.60	View chart
Caterpillar (CAT)	0.5	$2.5M	+7%	5.3k	477.13	View chart
Visa Com Cl A (V)	0.5	$2.3M	+8%	6.8k	341.39	View chart
JPMorgan Chase & Co. (JPM)	0.4	$2.1M	-3%	6.7k	315.42	View chart
Spdr Series Trust S&p Divid Etf (SDY)	0.4	$1.9M	-3%	14k	140.05	View chart
Ishares Tr 0-5 Yr Tips Etf (STIP)	0.4	$1.7M		17k	103.36	View chart
Ishares Tr Us Treas Bd Etf (GOVT)	0.3	$1.7M	+13%	73k	23.12	View chart
Blackrock Etf Trust Ii Ishares High Yie (HIMU)	0.3	$1.5M	+19%	30k	49.19	View chart
Ishares Tr Select Divid Etf (DVY)	0.3	$1.3M	-14%	9.4k	142.10	View chart
Ishares Tr Rus 1000 Grw Etf (IWF)	0.3	$1.3M	+2%	2.8k	468.44	View chart
Spdr S&p Midcap 400 Etf Tr Utser1 S&pdcrp (MDY)	0.2	$1.2M		2.0k	595.90	View chart
Taiwan Semiconductor Mfg Sponsored Ads (TSM)	0.2	$1.1M		4.0k	279.29	View chart
Palantir Technologies Cl A (PLTR)	0.2	$1.1M	+54%	5.9k	182.41	View chart
Ishares Tr Msci Intl Vlu Ft (IVLU)	0.2	$1.0M		29k	35.48	View chart
Ishares Tr Core 80/20 Aggre (AOA)	0.2	$1.0M		12k	88.14	View chart
Oracle Corporation (ORCL)	0.2	$976k	-2%	3.5k	281.24	View chart
Amazon (AMZN)	0.2	$955k		4.3k	219.57	View chart
Ishares Tr Msci Usa Min Vol (USMV)	0.2	$931k	-7%	9.8k	95.14	View chart
Broadcom (AVGO)	0.2	$926k	-3%	2.8k	329.93	View chart
Ishares Tr Core 60/40 Balan (AOR)	0.2	$919k	-5%	14k	64.38	View chart
Wal-Mart Stores (WMT)	0.2	$888k	+21%	8.6k	103.06	View chart
Ishares Tr Europe Etf (IEV)	0.2	$857k		13k	65.48	View chart
Exxon Mobil Corporation (XOM)	0.2	$854k	-2%	7.6k	112.75	View chart
Ishares Tr A Rate Cp Bd Etf (QLTA)	0.2	$832k	-7%	17k	48.47	View chart
Ishares Tr Core S&p Us Gwt (IUSG)	0.2	$781k		4.7k	164.54	View chart
Ishares Msci Emrg Chn (EMXC)	0.2	$768k	-27%	11k	67.51	View chart
Arm Holdings Sponsored Ads (ARM)	0.2	$764k	+8%	5.4k	141.49	View chart
Berkshire Hathaway Inc Del Cl A (BRK.A)	0.2	$754k		1.00	754200.00	View chart
Paychex (PAYX)	0.1	$722k		5.7k	126.76	View chart
Deere & Company (DE)	0.1	$663k		1.5k	457.26	View chart
Ishares Tr Iboxx Inv Cp Etf (LQD)	0.1	$634k	-16%	5.7k	111.47	View chart
Vanguard World Inf Tech Etf (VGT)	0.1	$632k	-11%	847.00	746.63	View chart
Capital Group Core Equity Et Shs Creation Uni (CGUS)	0.1	$592k	-5%	15k	39.54	View chart
Ishares Tr Rus 2000 Grw Etf (IWO)	0.1	$533k		1.7k	320.10	View chart
Ishares Tr Core S&p Mcp Etf (IJH)	0.1	$531k		8.1k	65.26	View chart
Micron Technology (MU)	0.1	$526k	NEW	3.1k	167.34	View chart
Fidelity Merrimack Str Tr Investment Gr Se (FSEC)	0.1	$517k	+110%	12k	44.10	View chart
Tesla Motors (TSLA)	0.1	$505k	-6%	1.1k	444.72	View chart
World Gold Tr Spdr Gld Minis (GLDM)	0.1	$505k	NEW	6.6k	76.45	View chart
Fidelity Covington Trust Intl Multifactor (FDEV)	0.1	$501k	+57%	15k	33.15	View chart
Lakeland Industries (LAKE)	0.1	$499k		34k	14.80	View chart
Ishares Tr Core Msci Eafe (IEFA)	0.1	$494k	-27%	5.7k	87.30	View chart
Ishares Tr Investment Grade (IGEB)	0.1	$482k	+6%	11k	46.05	View chart
Capital Group Growth Etf Shs Creation Uni (CGGR)	0.1	$478k		11k	43.92	View chart
Corning Incorporated (GLW)	0.1	$474k		5.8k	82.02	View chart
Ishares Tr Global Tech Etf (IXN)	0.1	$472k		4.6k	103.20	View chart
Eli Lilly & Co. (LLY)	0.1	$467k		613.00	762.43	View chart
Ishares Tr Msci Acwi Ex Us (ACWX)	0.1	$465k		7.1k	65.01	View chart
Ishares Tr Expnd Tec Sc Etf (IGM)	0.1	$455k	-3%	3.6k	125.96	View chart
Ishares Tr Rus 1000 Val Etf (IWD)	0.1	$453k	+7%	2.2k	203.62	View chart
Ishares Tr Core Div Grwth (DGRO)	0.1	$448k	-4%	6.6k	68.08	View chart
Lockheed Martin Corporation (LMT)	0.1	$442k		885.00	499.46	View chart
Ishares Tr Conv Bd Etf (ICVT)	0.1	$429k	+7%	4.3k	100.04	View chart
Spdr Gold Tr Gold Shs (GLD)	0.1	$429k	+3%	1.2k	355.42	View chart
Ishares Tr Core S&p Ttl Stk (ITOT)	0.1	$423k		2.9k	145.65	View chart
Ishares Tr Rus Md Cp Gr Etf (IWP)	0.1	$412k	+2%	2.9k	142.40	View chart
Ishares Tr 7-10 Yr Trsy Bd (IEF)	0.1	$410k	-10%	4.3k	96.45	View chart
Fidelity Covington Trust Momentum Factr (FDMO)	0.1	$405k	+25%	4.9k	83.18	View chart
Spdr Series Trust Portfolio S&p500 (SPLG)	0.1	$397k		5.1k	78.34	View chart
Intuit (INTU)	0.1	$390k		571.00	682.41	View chart
Vanguard Index Fds Growth Etf (VUG)	0.1	$383k	-27%	798.00	479.44	View chart
Abbvie (ABBV)	0.1	$382k		1.7k	231.55	View chart
Ishares Tr Core S&p Scp Etf (IJR)	0.1	$380k		3.2k	118.83	View chart
Meta Platforms Cl A (META)	0.1	$379k	+15%	516.00	734.18	View chart
Ishares Tr Large Cap Max Bu (DMAX)	0.1	$375k	-2%	14k	26.42	View chart
Ishares Tr Ibonds 25 Trm Hg (IBHE)	0.1	$359k	+9%	15k	23.22	View chart
Capital Group Dividend Value Shs Creation Uni (CGDV)	0.1	$346k	-8%	8.2k	42.03	View chart
Select Sector Spdr Tr Sbi Int-utils (XLU)	0.1	$344k	-16%	3.9k	87.21	View chart
Select Sector Spdr Tr Financial (XLF)	0.1	$344k	-12%	6.4k	53.87	View chart
Invesco Exchange Traded Fd T S&p500 Eql Wgt (RSP)	0.1	$341k		1.8k	189.69	View chart
Capital Group Core Balanced SHS (CGBL)	0.1	$335k		9.6k	34.72	View chart
Ishares Tr High Yld Corp Bd (HYGW)	0.1	$332k	-5%	11k	30.37	View chart
Alphabet Cap Stk Cl C (GOOG)	0.1	$332k		1.4k	243.58	View chart
Vanguard Index Fds Large Cap Etf (VV)	0.1	$330k	-2%	1.1k	307.86	View chart
Invesco Exch Traded Fd Tr Ii S&p500 Low Vol (SPLV)	0.1	$328k	-11%	4.5k	73.49	View chart
Ishares Tr Rus 1000 Etf (IWB)	0.1	$326k		893.00	365.50	View chart
Coca-Cola Company (KO)	0.1	$325k		4.9k	66.32	View chart
Ishares Tr Shrt Nat Mun Etf (SUB)	0.1	$323k	-10%	3.0k	106.76	View chart
Fidelity Merrimack Str Tr Total Bd Etf (FBND)	0.1	$323k	+14%	7.0k	46.24	View chart
Alphabet Cap Stk Cl A (GOOGL)	0.1	$321k	+5%	1.3k	243.18	View chart
American Centy Etf Tr Focused Dynamic (FDG)	0.1	$320k	-4%	2.7k	120.44	View chart
Fidelity Merrimack Str Tr Corp Bond Etf (FCOR)	0.1	$318k	+12%	6.6k	48.00	View chart
Ge Aerospace Com New (GE)	0.1	$312k		1.0k	300.69	View chart
Blackrock Etf Trust Us Carbon Trans (LCTU)	0.1	$311k		4.3k	72.59	View chart
Johnson & Johnson (JNJ)	0.1	$308k	-5%	1.7k	185.43	View chart
Ishares Tr S&p Mc 400gr Etf (IJK)	0.1	$307k		3.2k	95.89	View chart
Schwab Strategic Tr Fundamental Intl (FNDF)	0.1	$301k	-8%	7.0k	42.96	View chart
Ishares Tr Ibonds 2026 Term (IBHF)	0.1	$296k		13k	23.39	View chart
Capital Group Gbl Growth Eqt Shs Creation Uni (CGGO)	0.1	$295k	+2%	8.6k	34.17	View chart
Ishares Tr MRGSTR MD CP GRW (IMCG)	0.1	$290k		3.5k	82.72	View chart
Public Service Enterprise (PEG)	0.1	$288k	-2%	3.4k	83.47	View chart
Merck & Co (MRK)	0.1	$286k		3.4k	83.92	View chart
Blackrock Etf Trust Ii Ishares Aaa Clo (CLOA)	0.1	$272k	-5%	5.2k	51.97	View chart
Fidelity Covington Trust Fidelity Us Mltf (FLRG)	0.1	$272k	+8%	7.1k	38.45	View chart
Fidelity Covington Trust Qlty Fctor Etf (FQAL)	0.1	$270k	NEW	3.6k	74.72	View chart
International Business Machines (IBM)	0.1	$267k	-76%	946.00	282.23	View chart
Fidelity Covington Trust Int Vl Fct Etf (FIVA)	0.1	$265k	NEW	8.5k	31.28	View chart
Fidelity Covington Trust Divid Etf Risi (FDRR)	0.1	$258k	-49%	4.4k	58.62	View chart
Ishares Tr Core Msci Total (IXUS)	0.1	$257k		3.1k	82.57	View chart
Ishares Tr 20 Yr Tr Bd Etf (TLT)	0.1	$257k	-14%	2.9k	89.36	View chart
Procter & Gamble Company (PG)	0.1	$255k		1.7k	153.62	View chart
Ishares Msci Gbl Min Vol (ACWV)	0.1	$254k		2.1k	119.92	View chart
Ishares Tr Core High Dv Etf (HDV)	0.1	$254k		2.1k	122.43	View chart
Vaneck Etf Trust Semiconductr Etf (SMH)	0.1	$246k	+2%	753.00	326.20	View chart
Berkshire Hathaway Inc Del Cl B New (BRK.B)	0.0	$241k	NEW	479.00	502.74	View chart
Home Depot (HD)	0.0	$239k		590.00	405.19	View chart
Boulder Growth & Income Fund (STEW)	0.0	$238k		13k	18.16	View chart
Vanguard Index Fds Mid Cap Etf (VO)	0.0	$235k		801.00	293.87	View chart
J P Morgan Exchange Traded F Active Bond Etf (JBND)	0.0	$234k	+10%	4.3k	54.16	View chart
Wec Energy Group (WEC)	0.0	$230k		2.0k	114.59	View chart
Vanguard Specialized Funds Div App Etf (VIG)	0.0	$228k	-39%	1.1k	215.79	View chart
Invesco Exch Traded Fd Tr Ii Natl Amt Muni (PZA)	0.0	$227k	NEW	9.8k	23.09	View chart
Invesco Exchange Traded Fd T S&p 100 Eql Wigh (EQWL)	0.0	$227k	NEW	2.0k	114.68	View chart
Vanguard Whitehall Fds High Div Yld (VYM)	0.0	$223k	-10%	1.6k	140.97	View chart
Spdr Series Trust Portfolio S&p600 (SPSM)	0.0	$221k		4.8k	46.32	View chart
Ishares Esg Awr Msci Em (ESGE)	0.0	$216k	NEW	5.0k	43.42	View chart
Ishares Tr Esg Awre Usd Etf (SUSC)	0.0	$214k	NEW	9.1k	23.56	View chart
Ishares Tr Esg Msci Kld 400 (DSI)	0.0	$205k	NEW	1.6k	125.93	View chart

Past Filings by High Falls Advisors

SEC 13F filings are viewable for High Falls Advisors going back to 2015

High Falls Advisors 2025 Q3 filed Nov. 14, 2025
High Falls Advisors 2025 Q2 filed Aug. 15, 2025
High Falls Advisors 2025 Q1 filed May 13, 2025
High Falls Advisors 2024 Q4 filed Feb. 14, 2025
High Falls Advisors 2024 Q3 filed Nov. 15, 2024
High Falls Advisors 2024 Q2 filed Aug. 15, 2024
High Falls Advisors 2024 Q1 filed May 16, 2024
High Falls Advisors 2023 Q4 filed Feb. 15, 2024
High Falls Advisors 2023 Q3 filed Nov. 15, 2023
High Falls Advisors 2023 Q2 filed Aug. 15, 2023
High Falls Advisors 2023 Q1 filed May 15, 2023
High Falls Advisors 2022 Q4 filed Feb. 14, 2023
High Falls Advisors 2022 Q3 filed Nov. 14, 2022
High Falls Advisors 2022 Q2 filed Aug. 15, 2022
High Falls Advisors 2022 Q1 filed May 16, 2022
High Falls Advisors 2021 Q4 filed Feb. 15, 2022

View all past filings

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