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Ken Stern & Associates

Latest statistics and disclosures from Ken Stern & Associates's latest quarterly 13F-HR filing:

Top 5 stock holdings are ESS, IWO, VEA, BND, SHV, and represent 37.56% of Ken Stern & Associates's stock portfolio.
Added to shares of these 10 stocks: ITA (+$7.2M), XLE, IHF, Invesco Bulletshares 2018 Corp, RSPD, Invesco Bulletshares 2020 Corp, RSPT, RSPN, RSPH, RSPF.
Started 25 new stock positions in RSPM, RSPD, FHLC, IHF, RSPG, VRP, Invesco Bulletshares 2021 Corp, American Finance Trust Inc ltd partnership, BKLN, Invesco Bulletshares 2019 Corp.
Reduced shares in these 10 stocks: IYF (-$7.0M), XLI, VB, , , , Powershares Etf Tr Ii var rate pfd por, ESS, , .
Sold out of its positions in Claymore Exchange Trd Fd Tr gugg bulsh 2021, Claymore Exchange Trd Fd Tr gug bull2020 e, Claymore Exchange Trd Fd Tr gug bull2019 e, Claymore Exchange Trd Fd Tr gug bull2018 e, IYF, JPST, PowerShares FTSE RAFI US 1000, Powershares Senior Loan Portfo mf, PowerShares Hgh Yield Corporate Bnd, PowerShares Preferred Portfolio. Powershares Etf Tr Ii var rate pfd por, Rydex S&P Equal Weight Utilities, Rydex S&P Equal Weight Technology, Rydex S&P Equal Weight Materials, Rydex Etf Trust indls etf, Rydex S&P Equal Weight Health Care, Rydex Etf Trust equity, Rydex S&P Equal Weight Energy, Rydex Etf Trust consumr staple, Rydex S&P Equal Weight Consumer Dis ETF, VB.
Ken Stern & Associates was a net buyer of stock by $3.1M.
Ken Stern & Associates has $230M in assets under management (AUM), dropping by 6.06%.
Central Index Key (CIK): 0001653168

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Portfolio Holdings for Ken Stern & Associates

Ken Stern & Associates holds 133 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Essex Property Trust (ESS)	18.0	$41M		167k	246.71	View chart
iShares Russell 2000 Growth Index (IWO)	5.7	$13M		61k	215.07	View chart
Vanguard Europe Pacific ETF (VEA)	4.9	$11M		262k	43.27	View chart
Vanguard Total Bond Market ETF (BND)	4.6	$11M	+3%	135k	78.70	View chart
iShares Lehman Short Treasury Bond (SHV)	4.3	$9.9M	+2%	90k	110.44	View chart
iShares Lehman 7-10 Yr Treas. Bond (IEF)	4.3	$9.8M		97k	101.17	View chart
Vanguard Information Technology ETF (VGT)	4.2	$9.6M	-2%	47k	202.57	View chart
Consumer Discretionary SPDR (XLY)	3.8	$8.6M		74k	117.22	View chart
Ishares Tr Msci Usa Momentum Factor (MTUM)	3.3	$7.7M	-3%	64k	119.00	View chart
iShares Dow Jones US Aerospace & Def.ETF (ITA)	3.2	$7.2M	NEW	34k	216.43	View chart
First Trust DJ Internet Index Fund (FDN)	3.1	$7.2M	-2%	51k	141.55	View chart
Vanguard Value ETF (VTV)	2.7	$6.2M		56k	110.68	View chart
Spdr S&p 500 Etf (SPY)	2.5	$5.6M	+14%	19k	290.70	View chart
Health Care SPDR (XLV)	1.9	$4.5M		47k	95.16	View chart
Industrial SPDR (XLI)	1.8	$4.1M	-50%	52k	78.40	View chart
Financial Select Sector SPDR (XLF)	1.8	$4.1M		148k	27.58	View chart
Energy Select Sector SPDR (XLE)	1.6	$3.8M	NEW	50k	75.73	View chart
iShares Dow Jones US Medical Dev. (IHI)	1.5	$3.4M		15k	227.49	View chart
iShares Dow Jones US Health Care (IHF)	1.3	$3.0M	NEW	15k	199.84	View chart
Apple (AAPL)	1.2	$2.7M		12k	225.76	View chart
Reality Shs Etf Tr divs etf	0.7	$1.5M		56k	27.15	View chart
Amazon (AMZN)	0.6	$1.4M		724.00	2002.76	View chart
Johnson & Johnson (JNJ)	0.6	$1.4M		10k	138.13	View chart
Goldman Sachs Etf Tr (GSLC)	0.6	$1.4M		24k	58.76	View chart
Alphabet Inc Class A cs (GOOGL)	0.5	$1.1M		911.00	1207.46	View chart
Invesco Bulletshares 2018 Corp	0.5	$1.1M	NEW	51k	21.15	View chart
Leidos Holdings (LDOS)	0.5	$1.0M		15k	69.13	View chart
Vanguard Total Stock Market ETF (VTI)	0.4	$944k	-15%	6.3k	149.70	View chart
Invesco Bulletshares 2020 Corp	0.4	$865k	NEW	41k	21.08	View chart
Invesco Exchange Traded Fd T s&p500 eql tec (RSPT)	0.4	$863k	NEW	5.1k	168.36	View chart
Invesco Exchange Traded Fd T s&p500 eql ind (RSPN)	0.4	$862k	NEW	6.8k	126.10	View chart
Rydex S&p Cnsmr Discretionary s&p500 eql dis (RSPD)	0.4	$874k	NEW	8.2k	106.00	View chart
Pfizer (PFE)	0.4	$833k		19k	44.05	View chart
Qualcomm (QCOM)	0.4	$828k	-8%	12k	72.05	View chart
Invesco S&p 500 Equal Wt Hlth Care Etf exchange traded fund (RSPH)	0.4	$817k	NEW	4.0k	206.00	View chart
SPDR S&P Dividend (SDY)	0.3	$805k	+5%	8.2k	97.87	View chart
iShares S&P NA Tec.-SW. Idx. Fund (IGV)	0.3	$752k		3.7k	205.07	View chart
Invesco Bulletshares 2019 Corp	0.3	$742k	NEW	35k	21.08	View chart
Invesco Exchange Traded Fd T s&p500 eql fin (RSPF)	0.3	$744k	NEW	17k	42.99	View chart
Aetna	0.3	$704k		3.5k	202.76	View chart
Invesco Exchange Traded Fd T ftse rafi 1000 (PRF)	0.3	$718k	NEW	6.0k	118.82	View chart
Thermo Fisher Scientific (TMO)	0.3	$687k		2.8k	243.96	View chart
Honeywell International (HON)	0.3	$690k		4.2k	166.27	View chart
Visa (V)	0.3	$689k		4.6k	150.14	View chart
Invesco Variable Rate Preferred Etf etf (VRP)	0.3	$699k	NEW	28k	24.89	View chart
Invesco Exchng Traded Fd Tr fndmntl hy crp (PHB)	0.3	$695k	NEW	38k	18.52	View chart
Abbvie (ABBV)	0.3	$665k		7.0k	94.63	View chart
Pgx etf (PGX)	0.3	$665k	NEW	46k	14.33	View chart
Corning Incorporated (GLW)	0.3	$633k		18k	35.28	View chart
Cisco Systems (CSCO)	0.3	$654k		14k	48.62	View chart
Intel Corporation (INTC)	0.3	$651k		14k	47.32	View chart
Spdr Series Trust aerospace def (XAR)	0.3	$644k		6.5k	99.61	View chart
Science App Int'l (SAIC)	0.3	$634k		7.9k	80.61	View chart
Fidelity divid etf risi (FDRR)	0.3	$597k		18k	32.39	View chart
Laboratory Corp. of America Holdings	0.2	$568k		3.3k	173.59	View chart
Fidelity msci info tech i (FTEC)	0.2	$571k	+40%	9.5k	60.20	View chart
Vanguard Consumer Staples ETF (VDC)	0.2	$557k		4.0k	140.16	View chart
Delta Air Lines (DAL)	0.2	$526k		9.1k	57.82	View chart
First Tr Exchange Traded Fd nasd tech div (TDIV)	0.2	$523k		14k	38.41	View chart
Procter & Gamble Company (PG)	0.2	$496k		6.0k	83.21	View chart
Exxon Mobil Corporation (XOM)	0.2	$476k		5.6k	84.95	View chart
Walt Disney Company (DIS)	0.2	$486k	+20%	4.2k	116.91	View chart
Pepsi (PEP)	0.2	$472k		4.2k	111.90	View chart
JPMorgan Chase & Co. (JPM)	0.2	$455k		4.0k	112.90	View chart
Illinois Tool Works (ITW)	0.2	$462k		3.3k	141.20	View chart
SPDR KBW Insurance (KIE)	0.2	$471k		15k	32.06	View chart
Wells Fargo & Company (WFC)	0.2	$432k		8.2k	52.50	View chart
Verizon Communications (VZ)	0.2	$438k		8.2k	53.38	View chart
Vanguard European ETF (VGK)	0.2	$444k		7.9k	56.20	View chart
Citigroup (C)	0.2	$441k		6.1k	71.74	View chart
Fifth Third Ban (FITB)	0.2	$407k		15k	27.90	View chart
PPL Corporation (PPL)	0.2	$419k		14k	29.24	View chart
Paccar (PCAR)	0.2	$405k		5.9k	68.25	View chart
Camden Property Trust (CPT)	0.2	$415k		4.4k	93.64	View chart
iShares S&P Global Infrastructure Index (IGF)	0.2	$424k		10k	42.08	View chart
Lam Research Corporation (LRCX)	0.2	$380k		2.5k	151.70	View chart
Eaton (ETN)	0.2	$399k		4.6k	86.74	View chart
American Finance Trust Inc ltd partnership	0.2	$381k	NEW	25k	15.25	View chart
Invesco Bulletshares 2021 Corp	0.2	$384k	NEW	19k	20.76	View chart
At&t (T)	0.2	$359k	+13%	11k	33.55	View chart
iShares S&P 500 Index (IVV)	0.2	$376k	+3%	1.3k	292.38	View chart
Micron Technology (MU)	0.2	$371k		8.2k	45.19	View chart
Industries N shs - a - (LYB)	0.2	$359k		3.5k	102.60	View chart
Vanguard S&p 500 Etf idx (VOO)	0.2	$371k		1.4k	267.29	View chart
iShares NASDAQ Biotechnology Index (IBB)	0.1	$349k		2.9k	121.94	View chart
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB)	0.1	$341k	-2%	3.2k	107.88	View chart
Duke Energy (DUK)	0.1	$355k		4.4k	80.10	View chart
Global X Fds glbl x mlp etf	0.1	$346k		36k	9.55	View chart
Welltower Inc Com reit (WELL)	0.1	$342k		5.3k	64.30	View chart
J P Morgan Exchange Traded F jpmorgan diver (JPUS)	0.1	$342k		4.6k	74.57	View chart
Invesco Senior Loan Etf otr (BKLN)	0.1	$351k	NEW	15k	23.18	View chart
Powershares Global Etf invesco equal wgt. utilities - etf (RSPU)	0.1	$341k	NEW	3.9k	87.84	View chart
Halliburton Company (HAL)	0.1	$314k		7.8k	40.50	View chart
Southern Company (SO)	0.1	$316k		7.3k	43.59	View chart
iShares S&P Growth Allocation Fund (AOR)	0.1	$313k	-25%	6.9k	45.17	View chart
Alphabet Inc Class C cs (GOOG)	0.1	$321k		269.00	1193.31	View chart
Invesco Etf s&p500 eql stp (RSPS)	0.1	$315k	NEW	2.5k	128.31	View chart
Invesco Exchange Traded Fd T s&p500 eql enr (RSPG)	0.1	$317k	NEW	5.1k	62.04	View chart
United Parcel Service (UPS)	0.1	$308k		2.6k	116.76	View chart
CVS Caremark Corporation (CVS)	0.1	$305k	+16%	3.9k	78.81	View chart
Starbucks Corporation (SBUX)	0.1	$304k	+14%	5.3k	56.92	View chart
Alexion Pharmaceuticals	0.1	$306k		2.2k	139.09	View chart
iShares Dow Jones US Real Estate (IYR)	0.1	$304k		3.8k	80.11	View chart
iShares S&P SmallCap 600 Growth (IJT)	0.1	$294k		1.5k	202.06	View chart
SPDR Dow Jones Global Real Estate (RWO)	0.1	$297k	+33%	6.2k	47.60	View chart
Fidelity msci hlth care i (FHLC)	0.1	$293k	NEW	6.3k	46.83	View chart
BlackRock (BLK)	0.1	$280k		593.00	472.18	View chart
Chevron Corporation (CVX)	0.1	$272k		2.2k	122.25	View chart
Carnival Corporation (CCL)	0.1	$281k	-2%	4.4k	63.82	View chart
Host Hotels & Resorts (HST)	0.1	$278k		13k	21.11	View chart
Kimberly-Clark Corporation (KMB)	0.1	$272k		2.4k	113.71	View chart
iShares S&P SmallCap 600 Value Idx (IJS)	0.1	$272k		1.6k	166.67	View chart
iShares Dow Jones EPAC Sel Div Ind (IDV)	0.1	$271k		8.3k	32.63	View chart
Alps Etf sectr div dogs (SDOG)	0.1	$269k		5.9k	45.92	View chart
Fidelity msci finls idx (FNCL)	0.1	$287k	+30%	7.1k	40.30	View chart
Fidelity Con Discret Etf (FDIS)	0.1	$267k	+23%	5.9k	45.43	View chart
Market Vectors Etf Tr Pfd Sec (PFXF)	0.1	$270k		14k	19.42	View chart
Powershares Global Etf invesco equal wgt. materials - etf (RSPM)	0.1	$269k	NEW	2.5k	108.77	View chart
Costco Wholesale Corporation (COST)	0.1	$242k	-4%	1.0k	235.18	View chart
FedEx Corporation (FDX)	0.1	$257k		1.1k	240.86	View chart
Intuitive Surgical (ISRG)	0.1	$260k	-18%	453.00	573.95	View chart
Celgene Corporation	0.1	$242k	NEW	2.7k	89.40	View chart
First Tr Exchange Traded Fd multi asset di (MDIV)	0.1	$261k		14k	18.51	View chart
Fidelity msci indl indx (FIDU)	0.1	$248k	NEW	6.2k	40.18	View chart
Apple Hospitality Reit (APLE)	0.1	$250k	-2%	14k	17.47	View chart
McDonald's Corporation (MCD)	0.1	$240k		1.4k	167.13	View chart
iShares Russell 2000 Index (IWM)	0.1	$232k	-2%	1.4k	168.85	View chart
Dowdupont	0.1	$228k		3.5k	64.39	View chart
iShares MSCI Emerging Markets Indx (EEM)	0.1	$212k		4.9k	42.89	View chart
Tyson Foods (TSN)	0.1	$214k		3.6k	59.39	View chart
Realty Income (O)	0.1	$212k		3.7k	56.94	View chart
iShares Lehman Aggregate Bond (AGG)	0.1	$209k		2.0k	105.72	View chart
United States Oil Fund	0.1	$186k		12k	15.48	View chart

Past Filings by Ken Stern & Associates

SEC 13F filings are viewable for Ken Stern & Associates going back to 2014

Ken Stern & Associates 2018 Q3 filed Nov. 13, 2018
Ken Stern & Associates 2018 Q2 filed Aug. 8, 2018
Ken Stern & Associates 2018 Q1 filed May 21, 2018
Ken Stern & Associates 2017 Q4 filed Feb. 8, 2018
Ken Stern & Associates 2017 Q3 filed Nov. 1, 2017
Ken Stern & Associates 2017 Q2 filed Aug. 11, 2017
Ken Stern & Associates 2017 Q1 filed May 11, 2017
Ken Stern & Associates 2016 Q4 filed Feb. 9, 2017
Ken Stern & Associates 2016 Q3 filed Nov. 15, 2016
Ken Stern & Associates 2016 Q2 filed July 21, 2016
Ken Stern & Associates 2015 Q3 restated filed June 10, 2016
Ken Stern & Associates 2015 Q1 restated filed June 10, 2016
Ken Stern & Associates 2015 Q4 restated filed June 10, 2016
Ken Stern & Associates 2014 Q4 restated filed June 10, 2016
Ken Stern & Associates 2015 Q2 restated filed June 10, 2016
Ken Stern & Associates 2016 Q1 filed June 7, 2016

View all past filings

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