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Smith Asset Management

Latest statistics and disclosures from Smith Asset Management's latest quarterly 13F-HR filing:

Top 5 stock holdings are JPC, BRK.B, ARCC, AWF, CSQ, and represent 25.42% of Smith Asset Management's stock portfolio.
Added to shares of these 10 stocks: JPC, BRK.B, GOF, PFD, VGT, SPLG, LDP, PDI, VIS, VB.
Started 2 new stock positions in Cohen & Steers Infrastructur, LDP.
Reduced shares in these 10 stocks: , FENG, PTY, , , ASGI, BGY, BTZ, MCI, FFA.
Sold out of its positions in BTT, PFO, Nuveen Preferred And equity, FENG.
Smith Asset Management was a net buyer of stock by $549k.
Smith Asset Management has $117M in assets under management (AUM), dropping by 1.35%.
Central Index Key (CIK): 0002068217

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Portfolio Holdings for Smith Asset Management

Smith Asset Management holds 67 positions in its portfolio as reported in the September 2025 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Nuveen Multi-Strategy Income & Growth (JPC)	6.6	$7.7M	+167%	944k	8.20	View chart
Berkshire Hathaway Inc Del Cl B New (BRK.B)	6.0	$7.1M	+8%	14k	504.68	View chart
Ares Capital Corporation (ARCC)	5.2	$6.1M		297k	20.41	View chart
AllianceBernstein Global Hgh Incm (AWF)	3.9	$4.6M		411k	11.21	View chart
Calamos Strategic Total Retu Com Sh Ben Int (CSQ)	3.7	$4.4M		228k	19.29	View chart
DNP Select Income Fund (DNP)	3.6	$4.2M		421k	10.01	View chart
Cohen & Steers Total Return Real (RFI)	3.5	$4.1M		336k	12.10	View chart
Spdr S&p 500 Etf Tr Tr Unit (SPY)	3.3	$3.9M		5.8k	667.10	View chart
Barings Corporate Investors (MCI)	3.2	$3.8M	-2%	184k	20.76	View chart
First Trust Enhanced Equity Income Fund (FFA)	2.9	$3.4M	-2%	159k	21.52	View chart
BlackRock Credit All Inc Trust IV (BTZ)	2.7	$3.2M	-2%	287k	11.05	View chart
Reaves Util Income Com Sh Ben Int (UTG)	2.7	$3.1M		79k	39.62	View chart
Vanguard World Inf Tech Etf (VGT)	2.6	$3.1M	+9%	4.1k	746.63	View chart
Blackrock Enhanced Intl Div Com Bene Inter (BGY)	2.5	$3.0M	-4%	519k	5.75	View chart
Cohen & Steers Slt Pfd Incm (PSF)	2.4	$2.8M		135k	20.78	View chart
Pimco Dynamic Income SHS (PDI)	2.3	$2.7M	+8%	138k	19.80	View chart
PIMCO Corporate Income Fund (PCN)	2.2	$2.6M	+5%	192k	13.38	View chart
Apple (AAPL)	2.2	$2.5M	+4%	9.9k	256.19	View chart
Cohen & Steers infrastucture Fund (UTF)	2.1	$2.4M	-2%	99k	24.80	View chart
Annaly Capital Management In Com New (NLY)	2.0	$2.4M		119k	20.20	View chart
Flaherty & Crumrine/Claymore Total Retur (FLC)	2.0	$2.3M		131k	17.82	View chart
PIMCO Corporate Opportunity Fund (PTY)	2.0	$2.3M	-13%	160k	14.44	View chart
Flaherty & Crumrine Dynamic SHS (DFP)	1.9	$2.2M		101k	21.64	View chart
Abrdn Healthcare Investors Sh Ben Int (HQH)	1.8	$2.2M		117k	18.46	View chart
Blackrock Debt Strategies Com New (DSU)	1.7	$1.9M		183k	10.62	View chart
Vanguard World Industrial Etf (VIS)	1.4	$1.7M	+11%	5.6k	296.13	View chart
Equitable Holdings (EQH)	1.3	$1.6M	+6%	72k	21.65	View chart
Guggenheim Strategic Opportu Com Sbi (GOF)	1.3	$1.5M	+44%	102k	14.98	View chart
Western Asset Global Cp Defi (GDO)	1.3	$1.5M		127k	11.88	View chart
Barings Partn Invs Sh Ben Int (MPV)	1.3	$1.5M		74k	20.15	View chart
Abrdn Global Infra Income Fu Com Shs Ben Int (ASGI)	1.1	$1.3M	-10%	62k	21.13	View chart
Blackrock Util & Infrastrctu (BUI)	1.1	$1.3M	-4%	49k	26.17	View chart
Source Capital Com Shs Of Ben I (SOR)	1.1	$1.3M		28k	45.02	View chart
Flaherty & Crumrine/Claymore Preferred S (FFC)	1.0	$1.2M	+2%	73k	16.89	View chart
Flaherty & Crumrine Pref. Income (PFD)	1.0	$1.2M	+40%	107k	11.35	View chart
Nuveen Insd Dividend Advantage (NVG)	0.9	$1.1M	-3%	90k	12.29	View chart
Amazon (AMZN)	0.9	$1.1M		4.8k	219.57	View chart
Suburban Propane Partners L Unit Ltd Partn (SPH)	0.7	$789k		42k	18.65	View chart
Omega Healthcare Investors (OHI)	0.6	$762k		18k	42.22	View chart
Vanguard Index Fds Small Cp Etf (VB)	0.6	$753k	+24%	2.9k	256.45	View chart
Vanguard Index Fds Value Etf (VTV)	0.6	$751k		4.0k	186.49	View chart
Blackrock Ltd Duration Incom Com Shs (BLW)	0.6	$749k		54k	14.00	View chart
Spdr Series Trust Portfolio S&p500 (SPLG)	0.6	$742k	+44%	9.4k	79.18	View chart
Cohen & Steers REIT/P (RNP)	0.6	$694k	+6%	31k	22.48	View chart
BlackRock Corporate High Yield Fund VI (HYT)	0.5	$620k		65k	9.50	View chart
Vanguard Index Fds Mcap Gr Idxvip (VOT)	0.5	$590k	+18%	2.0k	293.79	View chart
Columbia Seligm Prem Tech Gr (STK)	0.5	$560k		16k	35.32	View chart
Iron Mountain (IRM)	0.5	$532k		5.2k	101.94	View chart
Select Sector Spdr Tr Sbi Healthcare (XLV)	0.4	$528k	+5%	3.8k	139.17	View chart
Peak (DOC)	0.4	$526k		27k	19.15	View chart
Invesco Qqq Tr Unit Ser 1 (QQQ)	0.4	$524k	+22%	872.00	600.37	View chart
Morgan Stanley Emerging Markets Debt (MSD)	0.4	$498k		68k	7.37	View chart
Wal-Mart Stores (WMT)	0.4	$456k		4.4k	103.06	View chart
Blackrock Health Sciences Trust (BME)	0.3	$394k	+9%	11k	37.23	View chart
Vanguard World Energy Etf (VDE)	0.3	$386k		3.1k	125.86	View chart
Duke Energy Corp Com New (DUK)	0.3	$354k		2.9k	123.75	View chart
Seven Hills Realty Trust (SEVN)	0.3	$341k		33k	10.31	View chart
Select Sector Spdr Tr Financial (XLF)	0.2	$273k	+2%	5.1k	53.87	View chart
Altria (MO)	0.2	$259k		3.9k	66.06	View chart
Liberty All-Star Growth Fund (ASG)	0.2	$235k		42k	5.55	View chart
Cohen & Steers Ltd Dur Pfd I (LDP)	0.2	$220k	NEW	10k	21.67	View chart
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB)	0.2	$198k		18k	10.85	View chart
Western Asset Premier Bd Shs Ben Int (WEA)	0.1	$152k	+8%	14k	11.23	View chart
Liberty All Star Equity Sh Ben Int (USA)	0.1	$118k		19k	6.34	View chart
Diversified Healthcare Tr Com Sh Ben Int (DHC)	0.1	$100k		23k	4.41	View chart
Service Pptys Tr Com Sh Ben Int (SVC)	0.0	$50k	-2%	18k	2.71	View chart
Cohen & Steers Infrastructur Right 10/16/2025	0.0	$7.7k	NEW	99k	0.08	View chart

Past Filings by Smith Asset Management

SEC 13F filings are viewable for Smith Asset Management going back to 2025

Smith Asset Management 2025 Q2 filed Nov. 3, 2025
Smith Asset Management 2025 Q3 filed Nov. 3, 2025
Smith Asset Management 2024 Q4 filed July 16, 2025
Smith Asset Management 2025 Q1 filed May 19, 2025

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