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Smith Asset Management

Latest statistics and disclosures from Smith Asset Management's latest quarterly 13F-HR filing:

Top 5 stock holdings are BRK.B, JPC, ARCC, CSQ, AWF, and represent 24.76% of Smith Asset Management's stock portfolio.
Added to shares of these 10 stocks: BRK.B, EQH, VIS, PCN, AAPL, MSFT, ARCC, VGT, GOOGL, QQQ.
Started 4 new stock positions in AMGN, GOOGL, MSFT, ETG.
Reduced shares in these 10 stocks: JPC, BGY, MCI, GDO, DNP, FFA, AWF, DFP, UTG, BTZ.
Sold out of its position in Cohen & Steers Infrastructur.
Smith Asset Management was a net buyer of stock by $4.3M.
Smith Asset Management has $121M in assets under management (AUM), dropping by 3.17%.
Central Index Key (CIK): 0002068217

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Portfolio Holdings for Smith Asset Management

Smith Asset Management holds 70 positions in its portfolio as reported in the December 2025 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Berkshire Hathaway Inc Del Cl B New (BRK.B)	6.2	$7.5M	+6%	15k	502.65	View chart
Nuveen Multi-Strategy Income & Growth (JPC)	6.2	$7.5M		926k	8.11	View chart
Ares Capital Corporation (ARCC)	5.3	$6.4M	+6%	315k	20.23	View chart
Calamos Strategic Total Retu Com Sh Ben Int (CSQ)	3.5	$4.3M		224k	19.20	View chart
AllianceBernstein Global Hgh Incm (AWF)	3.5	$4.3M	-2%	402k	10.69	View chart
DNP Select Income Fund (DNP)	3.4	$4.1M	-2%	410k	9.99	View chart
Spdr S&p 500 Etf Tr Tr Unit (SPY)	3.2	$3.9M		5.8k	681.92	View chart
Equitable Holdings (EQH)	3.2	$3.9M	+13%	82k	47.65	View chart
Cohen & Steers Total Return Real (RFI)	3.0	$3.7M		334k	11.05	View chart
Vanguard World Inf Tech Etf (VGT)	2.9	$3.5M	+12%	4.6k	753.78	View chart
First Trust Enhanced Equity Income Fund (FFA)	2.8	$3.4M	-3%	154k	22.02	View chart
Barings Corporate Investors (MCI)	2.6	$3.2M	-4%	176k	18.15	View chart
Apple (AAPL)	2.6	$3.1M	+16%	12k	271.88	View chart
BlackRock Credit All Inc Trust IV (BTZ)	2.5	$3.0M	-2%	279k	10.83	View chart
Blackrock Enhanced Intl Div Com Bene Inter (BGY)	2.4	$2.9M	-4%	495k	5.88	View chart
PIMCO Corporate Income Fund (PCN)	2.4	$2.9M	+18%	228k	12.76	View chart
Reaves Util Income Com Sh Ben Int (UTG)	2.3	$2.8M	-2%	77k	36.58	View chart
Annaly Capital Management In Com New (NLY)	2.2	$2.7M		120k	22.36	View chart
Cohen & Steers Slt Pfd Incm (PSF)	2.2	$2.7M		132k	20.28	View chart
Pimco Dynamic Income SHS (PDI)	2.2	$2.6M	+7%	149k	17.71	View chart
Cohen & Steers infrastucture Fund (UTF)	1.9	$2.3M	-2%	97k	24.11	View chart
Flaherty & Crumrine/Claymore Total Retur (FLC)	1.8	$2.2M	-2%	128k	17.50	View chart
Abrdn Healthcare Investors Sh Ben Int (HQH)	1.8	$2.2M		117k	18.94	View chart
Vanguard World Industrial Etf (VIS)	1.8	$2.1M	+27%	7.1k	298.38	View chart
PIMCO Corporate Opportunity Fund (PTY)	1.7	$2.1M		162k	12.90	View chart
Flaherty & Crumrine Dynamic SHS (DFP)	1.7	$2.0M	-4%	97k	20.79	View chart
Blackrock Debt Strategies Com New (DSU)	1.5	$1.9M		183k	10.18	View chart
Guggenheim Strategic Opportu Com Sbi (GOF)	1.3	$1.6M	+20%	123k	12.88	View chart
Blackrock Util & Infrastrctu (BUI)	1.1	$1.4M	+9%	53k	25.69	View chart
Western Asset Global Cp Defi (GDO)	1.1	$1.4M	-8%	116k	11.81	View chart
Abrdn Global Infra Income Fu Com Shs Ben Int (ASGI)	1.1	$1.3M	-3%	60k	22.36	View chart
Source Capital Com Shs Of Ben I (SOR)	1.1	$1.3M		28k	45.76	View chart
Amazon (AMZN)	1.1	$1.3M	+15%	5.6k	230.82	View chart
Flaherty & Crumrine/Claymore Preferred S (FFC)	1.0	$1.2M		74k	16.51	View chart
Flaherty & Crumrine Pref. Income (PFD)	1.0	$1.2M		106k	11.14	View chart
Nuveen Insd Dividend Advantage (NVG)	0.9	$1.1M		90k	12.66	View chart
Barings Partn Invs Sh Ben Int (MPV)	0.9	$1.1M	-4%	70k	15.89	View chart
Vanguard Index Fds Value Etf (VTV)	0.7	$898k	+16%	4.7k	190.99	View chart
Spdr Series Trust State Street Spd (SPYM)	0.7	$881k	+17%	11k	80.22	View chart
Invesco Qqq Tr Unit Ser 1 (QQQ)	0.7	$818k	+52%	1.3k	614.31	View chart
Vanguard Index Fds Small Cp Etf (VB)	0.7	$802k	+5%	3.1k	257.95	View chart
Suburban Propane Partners L Unit Ltd Partn (SPH)	0.6	$785k		42k	18.54	View chart
Blackrock Ltd Duration Incom Com Shs (BLW)	0.6	$749k		55k	13.74	View chart
Omega Healthcare Investors (OHI)	0.6	$738k	-7%	17k	44.34	View chart
Cohen & Steers REIT/P (RNP)	0.6	$706k	+15%	36k	19.86	View chart
Select Sector Spdr Tr State Street Hea (XLV)	0.5	$614k	+4%	4.0k	154.80	View chart
Columbia Seligm Prem Tech Gr (STK)	0.5	$591k		16k	36.79	View chart
BlackRock Corporate High Yield Fund VI (HYT)	0.5	$582k		65k	8.90	View chart
Vanguard Index Fds Mcap Gr Idxvip (VOT)	0.5	$556k		2.0k	279.14	View chart
Blackrock Health Sciences Trust (BME)	0.4	$530k	+21%	13k	41.13	View chart
Morgan Stanley Emerging Markets Debt (MSD)	0.4	$498k		67k	7.39	View chart
Wal-Mart Stores (WMT)	0.4	$496k		4.4k	111.41	View chart
Peak (DOC)	0.4	$441k		27k	16.08	View chart
Microsoft Corporation (MSFT)	0.3	$419k	NEW	866.00	483.62	View chart
Iron Mountain (IRM)	0.3	$408k	-5%	4.9k	82.95	View chart
Vanguard World Energy Etf (VDE)	0.3	$393k		3.1k	125.92	View chart
Alphabet Cap Stk Cl A (GOOGL)	0.3	$319k	NEW	1.0k	313.00	View chart
Duke Energy Corp Com New (DUK)	0.3	$317k	-5%	2.7k	117.21	View chart
Seven Hills Realty Trust (SEVN)	0.2	$290k		33k	8.90	View chart
Select Sector Spdr Tr State Street Fin (XLF)	0.2	$278k		5.1k	54.77	View chart
Cohen & Steers Ltd Dur Pfd I (LDP)	0.2	$250k	+15%	12k	21.17	View chart
Altria (MO)	0.2	$223k		3.9k	57.66	View chart
Liberty All-Star Growth Fund (ASG)	0.2	$222k		42k	5.30	View chart
Amgen (AMGN)	0.2	$216k	NEW	661.00	327.31	View chart
Eaton Vance Tax-advntg Glbl Di (ETG)	0.2	$206k	NEW	8.9k	23.10	View chart
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB)	0.2	$197k		18k	10.82	View chart
Western Asset Premier Bd Shs Ben Int (WEA)	0.1	$165k	+10%	15k	11.03	View chart
Liberty All Star Equity Sh Ben Int (USA)	0.1	$117k		19k	6.28	View chart
Diversified Healthcare Tr Com Sh Ben Int (DHC)	0.1	$108k		22k	4.85	View chart
Service Pptys Tr Com Sh Ben Int (SVC)	0.0	$34k		18k	1.84	View chart

Past Filings by Smith Asset Management

SEC 13F filings are viewable for Smith Asset Management going back to 2025

Smith Asset Management 2025 Q4 filed Feb. 19, 2026
Smith Asset Management 2025 Q2 filed Nov. 3, 2025
Smith Asset Management 2025 Q3 filed Nov. 3, 2025
Smith Asset Management 2024 Q4 filed July 16, 2025
Smith Asset Management 2025 Q1 filed May 19, 2025

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