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Smith Asset Management

Latest statistics and disclosures from Smith Asset Management's latest quarterly 13F-HR filing:

Top 5 stock holdings are BRK.B, JPC, ARCC, VGT, CSQ, and represent 24.85% of Smith Asset Management's stock portfolio.
Added to shares of these 10 stocks: VGT, GRID, MSFT, VIS, QQQ, OUT, DIA, ETG, BRK.B, AAPL.
Started 4 new stock positions in ETG, OUT, DIA, GRID.
Reduced shares in these 10 stocks: VB, , , , JPC, VOT, FFA, AWF, RFI, CSQ.
Sold out of its positions in Blackrock Utils Infrastructu, XLV, XLF, VDE, VB.
Smith Asset Management was a net buyer of stock by $6.5M.
Smith Asset Management has $127M in assets under management (AUM), dropping by 9.08%.
Central Index Key (CIK): 0002068217

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Portfolio Holdings for Smith Asset Management

Smith Asset Management holds 70 positions in its portfolio as reported in the June 2026 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Berkshire Hathaway Inc Del Cl B New (BRK.B)	6.3	$8.0M	+2%	16k	500.39	View chart
Nuveen Multi-Strategy Income & Growth (JPC)	5.5	$7.0M	-2%	891k	7.88	View chart
Ares Capital Corporation (ARCC)	5.1	$6.5M		350k	18.53	View chart
Vanguard World Inf Tech Etf (VGT)	4.3	$5.5M	+835%	46k	119.52	View chart
Calamos Strategic Total Retu Com Sh Ben Int (CSQ)	3.7	$4.7M		227k	20.56	View chart
State Str Spdr S&p 500 Etf T Tr Unit (SPY)	3.5	$4.5M		6.0k	746.77	View chart
DNP Select Income Fund (DNP)	3.4	$4.3M		396k	10.79	View chart
AllianceBernstein Global Hgh Incm (AWF)	3.1	$4.0M		387k	10.30	View chart
Apple (AAPL)	3.0	$3.8M	+4%	13k	289.37	View chart
Cohen & Steers Total Return Real (RFI)	3.0	$3.8M		334k	11.32	View chart
Vanguard World Industrial Etf (VIS)	2.8	$3.6M	+25%	10k	360.38	View chart
First Trust Enhanced Equity Income Fund (FFA)	2.6	$3.3M	-2%	150k	22.36	View chart
Reaves Util Income Com Sh Ben Int (UTG)	2.4	$3.0M		74k	40.72	View chart
Barings Corporate Investors (MCI)	2.3	$3.0M		170k	17.56	View chart
PIMCO Corporate Income Fund (PCN)	2.3	$2.9M		242k	11.95	View chart
Annaly Capital Management In Com New (NLY)	2.2	$2.8M		126k	22.36	View chart
BlackRock Credit All Inc Trust IV (BTZ)	2.2	$2.8M		273k	10.22	View chart
Blackrock Enhanced Intl Div Com Bene Inter (BGY)	2.2	$2.7M		479k	5.74	View chart
Pimco Dynamic Income SHS (PDI)	2.1	$2.7M		161k	16.70	View chart
Cohen & Steers Slt Pfd Incm (PSF)	2.1	$2.6M		130k	20.13	View chart
Cohen & Steers infrastucture Fund (UTF)	2.0	$2.6M		94k	27.59	View chart
Abrdn Healthcare Investors Sh Ben Int (HQH)	1.9	$2.5M	-2%	113k	21.98	View chart
Flaherty & Crumrine/Claymore Total Retur (FLC)	1.6	$2.1M		124k	16.90	View chart
Invesco Qqq Tr Unit Ser 1 (QQQ)	1.6	$2.0M	+47%	2.7k	736.40	View chart
PIMCO Corporate Opportunity Fund (PTY)	1.6	$2.0M		168k	12.03	View chart
Flaherty & Crumrine Dynamic SHS (DFP)	1.5	$1.9M		94k	20.67	View chart
Microsoft Corporation (MSFT)	1.5	$1.9M	+87%	5.1k	373.02	View chart
Blackrock Debt Strategies Com New (DSU)	1.5	$1.9M	-2%	194k	9.70	View chart
Amazon (AMZN)	1.3	$1.7M	+9%	7.1k	238.34	View chart
Guggenheim Strategic Opportu Com Sbi (GOF)	1.2	$1.5M		140k	10.92	View chart
Blackrock Util & Infrastrctu (BUI)	1.2	$1.5M		53k	29.01	View chart
Abrdn Global Infra Income Fu Com Shs Ben Int (ASGI)	1.0	$1.3M	-3%	57k	23.25	View chart
Source Capital Com Shs Of Ben I (SOR)	1.0	$1.3M		28k	45.97	View chart
Flaherty & Crumrine/Claymore Preferred S (FFC)	1.0	$1.2M	-2%	75k	16.28	View chart
Western Asset Global Cp Defi (GDO)	0.9	$1.2M		111k	10.73	View chart
Barings Partn Invs Sh Ben Int (MPV)	0.9	$1.1M		68k	16.84	View chart
Spdr Series Trust St Str P500etf (SPYM)	0.9	$1.1M	+10%	13k	87.88	View chart
Nuveen Insd Dividend Advantage (NVG)	0.9	$1.1M		87k	12.80	View chart
Vanguard Index Fds Value Etf (VTV)	0.9	$1.1M		5.1k	217.93	View chart
Cohen & Steers REIT/P (RNP)	0.7	$920k		45k	20.30	View chart
First Tr Exchange-traded Nasdq Cln Edge (GRID)	0.7	$892k	NEW	4.7k	191.75	View chart
Columbia Seligm Prem Tech Gr (STK)	0.7	$846k	-2%	16k	53.87	View chart
Flaherty & Crumrine Pref. Income (PFD)	0.7	$845k		73k	11.63	View chart
Omega Healthcare Investors (OHI)	0.6	$747k	-5%	16k	47.68	View chart
Suburban Propane Partners L Unit Ltd Partn (SPH)	0.6	$709k		42k	17.10	View chart
Blackrock Health Sciences Trust (BME)	0.5	$695k	-2%	16k	42.95	View chart
Blackrock Ltd Duration Incom Com Shs (BLW)	0.5	$666k	-3%	53k	12.49	View chart
Outfront Media Com New (OUT)	0.5	$634k	NEW	19k	32.76	View chart
Alphabet Cap Stk Cl A (GOOGL)	0.5	$606k	+7%	1.7k	357.37	View chart
BlackRock Corporate High Yield Fund VI (HYT)	0.5	$603k		71k	8.56	View chart
Iron Mountain (IRM)	0.5	$601k		4.8k	126.31	View chart
Peak (DOC)	0.5	$583k		27k	21.40	View chart
State Str Spdr Dow Jones Ind Ut Ser 1 (DIA)	0.4	$562k	NEW	1.1k	522.39	View chart
Vanguard Index Fds Mcap Gr Idxvip (VOT)	0.4	$528k	-13%	1.7k	306.30	View chart
Morgan Stanley Emerging Markets Debt (MSD)	0.4	$518k		71k	7.30	View chart
Wal-Mart Stores (WMT)	0.4	$503k		4.4k	113.26	View chart
Cohen & Steers Ltd Dur Pfd I (LDP)	0.3	$383k	-4%	18k	21.16	View chart
Duke Energy Corp Com New (DUK)	0.3	$332k		2.6k	126.58	View chart
Flaherty & Crumrine Pref. Incme Opp (PFO)	0.2	$284k	-3%	31k	9.24	View chart
Altria (MO)	0.2	$262k	-2%	3.6k	71.95	View chart
Seven Hills Realty Trust (SEVN)	0.2	$247k	-8%	29k	8.43	View chart
Amgen (AMGN)	0.2	$239k		661.00	362.12	View chart
Liberty All-Star Growth Fund (ASG)	0.2	$220k	-2%	40k	5.47	View chart
Eaton Vance Tax-advntg Glbl Di (ETG)	0.2	$208k	NEW	8.8k	23.54	View chart
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB)	0.2	$208k		18k	11.41	View chart
Diversified Healthcare Tr Com Sh Ben Int (DHC)	0.2	$207k		22k	9.30	View chart
Western Asset Premier Bd Shs Ben Int (WEA)	0.2	$196k		18k	10.65	View chart
Putnam Mun Opportunities Tr Sh Ben Int (PMO)	0.1	$132k	-8%	13k	10.54	View chart
Liberty All Star Equity Sh Ben Int (USA)	0.1	$106k		18k	5.81	View chart
Service Pptys Tr Com Sh Ben Int (SVC)	0.0	$30k		18k	1.69	View chart

Past Filings by Smith Asset Management

SEC 13F filings are viewable for Smith Asset Management going back to 2025

Smith Asset Management 2026 Q2 filed July 14, 2026
Smith Asset Management 2026 Q1 filed May 15, 2026
Smith Asset Management 2025 Q4 filed Feb. 19, 2026
Smith Asset Management 2025 Q2 filed Nov. 3, 2025
Smith Asset Management 2025 Q3 filed Nov. 3, 2025
Smith Asset Management 2024 Q4 filed July 16, 2025
Smith Asset Management 2025 Q1 filed May 19, 2025

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