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Smith Asset Management

Latest statistics and disclosures from Smith Asset Management's latest quarterly 13F-HR filing:

Top 5 stock holdings are BRK.B, JPC, ARCC, DNP, AWF, and represent 24.60% of Smith Asset Management's stock portfolio.
Added to shares of these 10 stocks: MSFT, ARCC, QQQ, PFO, BRK.B, AAPL, VIS, PDI, PCN, RNP.
Started 3 new stock positions in PFO, PMO, Blackrock Utils Infrastructu.
Reduced shares in these 10 stocks: EQH, PFD, , JPC, AWF, DNP, BGY, UTG, MCI, UTF.
Sold out of its positions in ETG, EQH.
Smith Asset Management was a net buyer of stock by $93k.
Smith Asset Management has $117M in assets under management (AUM), dropping by -3.80%.
Central Index Key (CIK): 0002068217

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Portfolio Holdings for Smith Asset Management

Smith Asset Management holds 71 positions in its portfolio as reported in the March 2026 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Berkshire Hathaway Inc Del Cl B New (BRK.B)	6.4	$7.4M	+4%	16k	479.20	View chart
Nuveen Multi-Strategy Income & Growth (JPC)	5.9	$6.9M		911k	7.54	View chart
Ares Capital Corporation (ARCC)	5.3	$6.2M	+9%	344k	18.02	View chart
DNP Select Income Fund (DNP)	3.6	$4.1M		402k	10.30	View chart
AllianceBernstein Global Hgh Incm (AWF)	3.4	$4.0M		394k	10.17	View chart
Calamos Strategic Total Retu Com Sh Ben Int (CSQ)	3.4	$3.9M	+2%	230k	17.12	View chart
State Str Spdr S&p 500 Etf T Tr Unit (SPY)	3.3	$3.9M	+3%	6.0k	650.34	View chart
Cohen & Steers Total Return Real (RFI)	3.2	$3.8M		340k	11.14	View chart
Vanguard World Inf Tech Etf (VGT)	2.9	$3.4M	+5%	4.9k	697.72	View chart
Apple (AAPL)	2.8	$3.2M	+9%	13k	253.80	View chart
First Trust Enhanced Equity Income Fund (FFA)	2.7	$3.1M		153k	20.40	View chart
Barings Corporate Investors (MCI)	2.6	$3.0M		173k	17.24	View chart
Reaves Util Income Com Sh Ben Int (UTG)	2.5	$3.0M	-2%	75k	39.28	View chart
PIMCO Corporate Income Fund (PCN)	2.5	$2.9M	+7%	244k	11.90	View chart
BlackRock Credit All Inc Trust IV (BTZ)	2.4	$2.8M		276k	10.10	View chart
Pimco Dynamic Income SHS (PDI)	2.4	$2.8M	+9%	163k	17.11	View chart
Annaly Capital Management In Com New (NLY)	2.3	$2.7M	+4%	126k	21.15	View chart
Blackrock Enhanced Intl Div Com Bene Inter (BGY)	2.2	$2.6M	-2%	482k	5.41	View chart
Cohen & Steers Slt Pfd Incm (PSF)	2.2	$2.5M		131k	19.39	View chart
Vanguard World Industrial Etf (VIS)	2.1	$2.5M	+10%	7.9k	312.22	View chart
Cohen & Steers infrastucture Fund (UTF)	2.1	$2.5M		95k	25.88	View chart
Flaherty & Crumrine/Claymore Total Retur (FLC)	1.8	$2.1M		126k	16.60	View chart
Abrdn Healthcare Investors Sh Ben Int (HQH)	1.8	$2.1M		115k	17.79	View chart
PIMCO Corporate Opportunity Fund (PTY)	1.7	$2.0M		165k	12.06	View chart
Blackrock Debt Strategies Com New (DSU)	1.6	$1.9M	+9%	200k	9.59	View chart
Flaherty & Crumrine Dynamic SHS (DFP)	1.6	$1.9M		95k	20.07	View chart
Guggenheim Strategic Opportu Com Sbi (GOF)	1.3	$1.5M	+12%	139k	11.02	View chart
Blackrock Util & Infrastrctu (BUI)	1.2	$1.4M		53k	26.38	View chart
Amazon (AMZN)	1.2	$1.4M	+15%	6.5k	208.27	View chart
Abrdn Global Infra Income Fu Com Shs Ben Int (ASGI)	1.1	$1.3M		59k	22.36	View chart
Source Capital Com Shs Of Ben I (SOR)	1.1	$1.3M		28k	46.32	View chart
Western Asset Global Cp Defi (GDO)	1.0	$1.2M	-2%	113k	10.76	View chart
Flaherty & Crumrine/Claymore Preferred S (FFC)	1.0	$1.2M	+4%	77k	15.49	View chart
Barings Partn Invs Sh Ben Int (MPV)	1.0	$1.2M	-2%	69k	17.14	View chart
Nuveen Insd Dividend Advantage (NVG)	0.9	$1.1M	-2%	88k	12.33	View chart
Invesco Qqq Tr Unit Ser 1 (QQQ)	0.9	$1.1M	+39%	1.9k	577.18	View chart
Microsoft Corporation (MSFT)	0.9	$1000k	+211%	2.7k	370.18	View chart
Vanguard Index Fds Value Etf (VTV)	0.9	$999k	+8%	5.1k	196.20	View chart
Spdr Series Trust State Street Spd (SPYM)	0.8	$903k	+7%	12k	76.54	View chart
Cohen & Steers REIT/P (RNP)	0.8	$893k	+27%	45k	19.76	View chart
Vanguard Index Fds Small Cp Etf (VB)	0.7	$853k	+4%	3.3k	261.92	View chart
Flaherty & Crumrine Pref. Income (PFD)	0.7	$828k	-30%	74k	11.18	View chart
Suburban Propane Partners L Unit Ltd Partn (SPH)	0.7	$827k		42k	19.69	View chart
Omega Healthcare Investors (OHI)	0.6	$723k		17k	43.82	View chart
Blackrock Ltd Duration Incom Com Shs (BLW)	0.6	$693k		55k	12.59	View chart
Blackrock Health Sciences Trust (BME)	0.5	$637k	+28%	17k	38.51	View chart
Vanguard World Energy Etf (VDE)	0.5	$623k	+15%	3.6k	173.04	View chart
Columbia Seligm Prem Tech Gr (STK)	0.5	$610k		16k	37.93	View chart
Select Sector Spdr Tr State Street Hea (XLV)	0.5	$607k	+4%	4.1k	146.61	View chart
BlackRock Corporate High Yield Fund VI (HYT)	0.5	$603k	+8%	71k	8.52	View chart
Wal-Mart Stores (WMT)	0.5	$554k		4.5k	124.28	View chart
Vanguard Index Fds Mcap Gr Idxvip (VOT)	0.4	$512k		2.0k	257.35	View chart
Morgan Stanley Emerging Markets Debt (MSD)	0.4	$505k	+6%	72k	7.02	View chart
Iron Mountain (IRM)	0.4	$486k	-3%	4.8k	102.14	View chart
Alphabet Cap Stk Cl A (GOOGL)	0.4	$454k	+54%	1.6k	287.56	View chart
Peak (DOC)	0.4	$450k		27k	16.43	View chart
Cohen & Steers Ltd Dur Pfd I (LDP)	0.3	$380k	+61%	19k	19.97	View chart
Duke Energy Corp Com New (DUK)	0.3	$348k		2.7k	130.94	View chart
Flaherty & Crumrine Pref. Incme Opp (PFO)	0.2	$288k	NEW	32k	9.04	View chart
Seven Hills Realty Trust (SEVN)	0.2	$264k		32k	8.22	View chart
Altria (MO)	0.2	$247k	-3%	3.7k	65.99	View chart
Select Sector Spdr Tr State Street Fin (XLF)	0.2	$234k	-6%	4.7k	49.37	View chart
Amgen (AMGN)	0.2	$233k		661.00	351.85	View chart
Liberty All-Star Growth Fund (ASG)	0.2	$197k		41k	4.75	View chart
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB)	0.2	$195k		18k	10.69	View chart
Western Asset Premier Bd Shs Ben Int (WEA)	0.2	$194k	+22%	18k	10.58	View chart
Diversified Healthcare Tr Com Sh Ben Int (DHC)	0.1	$148k		22k	6.64	View chart
Putnam Mun Opportunities Tr Sh Ben Int (PMO)	0.1	$142k	NEW	14k	10.30	View chart
Liberty All Star Equity Sh Ben Int (USA)	0.1	$103k		19k	5.55	View chart
Service Pptys Tr Com Sh Ben Int (SVC)	0.0	$24k		18k	1.35	View chart
Blackrock Utils Infrastructu Right 04/02/2026	0.0	$426.352000	NEW	53k	0.01	View chart

Past Filings by Smith Asset Management

SEC 13F filings are viewable for Smith Asset Management going back to 2025

Smith Asset Management 2026 Q1 filed May 15, 2026
Smith Asset Management 2025 Q4 filed Feb. 19, 2026
Smith Asset Management 2025 Q2 filed Nov. 3, 2025
Smith Asset Management 2025 Q3 filed Nov. 3, 2025
Smith Asset Management 2024 Q4 filed July 16, 2025
Smith Asset Management 2025 Q1 filed May 19, 2025

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