Thomas J. Herzfeld Advisors

Latest statistics and disclosures from Thomas J. Herzfeld Advisors's latest quarterly 13F-HR filing:

Thomas J. Herzfeld Advisors portfolio companies for September 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
Boulder Growth & Income Fund (BIF) 7.31 1.64M +4.00% 8.38 8.56
Blackrock Science & 5.07 511548 +5.00% 18.63 0.00
Tekla Healthcare Opportunit Shs Added shs added 4.61 495314 -4.00% 17.48 0.00
Nexpoint Credit Strategies Fund 4.32 364595 +4.00% 22.23 0.00
Tekla World Healthcare Fd ben int shs 3.34 427835 +4.00% 14.68 0.00
Adams Express Company (ADX) 3.07 438936 +2.00% 13.15 13.84
Alpine Total Dyn Fd New cefs 2.78 684803 7.63 0.00
Tri-Continental Corporation (TY) 2.59 227771 21.38 21.62
Liberty All-Star Equity Fund (USA) 2.59 937316 5.18 5.78
Pimco Dynamic Credit Income other 2.34 215935 -2.00% 20.39 0.00
MasTec (MTZ) 2.14 134927 29.74 19.80
Tortoise Pipeline & Energy Fd 2.10 186495 -2.00% 21.18 0.00
General American Investors (GAM) 2.02 116186 32.65 34.90
Copa Holdings Sa-class A 1.99 42550 -15.00% 87.92 0.00
Royal Caribbean Cruises 1.65 41413 +12.00% 74.95 0.00
First Tr Energy Infrastrctr 1.56 152919 -24.00% 19.19 0.00
Alpine Global Dynamic Fd 1.55 335383 8.70 0.00
Salient Midstream & M 1.47 217396 -4.00% 12.68 0.00
Herzfeld Caribbean Basin 1.41 423002 6.27 0.00
Petroleum & Res Corp Com cef 1.40 131615 -15.00% 19.93 0.00
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 1.37 25300 101.42 101.12
MUTUAL FUND Gabelli Healthcare & Wellnessr*x 1.35 243149 -13.00% 10.41 0.00
Japan Equity Fund ietf 1.35 307474 +3.00% 8.22 0.00
Central Securities (CET) 1.33 117506 +29.00% 21.24 22.10
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 1.29 286125 8.48 9.03
RMR Asia Pacific Real Estate Fund (RAP) 1.17 101090 -24.00% 21.75 0.00
Lennar Corporation (LEN) 1.12 49500 42.34 48.23
Norwegian Cruise Line Hldgs shs 1.11 55443 +24.00% 37.70 0.00
Carnival Corporation (CCL) 1.08 41400 +20.00% 48.82 43.98
First Tr Dynamic Europe Eqt 1.07 127856 +9.00% 15.72 0.00
Seaboard Corporation (SEB) 1.06 580 3439.66 3981.00
Royce Value Trust (RVT) 1.02 151987 12.66 14.19
Cemex SAB de CV (CX) 0.86 204298 +2.00% 7.94 9.12
Royal Dutch Shell (RDS.B) 0.85 803 +2.00% 1997.51 0.00
New Germany Fund (GF) 0.85 110966 14.35 15.11
CONSOLIDATED WATER CO Inc Com Stk 0.80 129538 11.62 0.00
Cohen & Steers infrastucture Fund (UTF) 0.79 69303 -32.00% 21.54 22.30
Watsco, Incorporated (WSO) 0.76 10100 140.89 117.82
Diversified Real Asset Inc F 0.74 80067 -2.00% 17.24 0.00
Japan Smaller Capitalizaion Fund (JOF) 0.71 126410 10.55 9.60
Special Opportunities Fund (SPE) 0.71 89267 14.91 15.16
Avianca Holdings Sa 0.66 192368 6.48 0.00
Fomento Economico Mexicano SAB (FMX) 0.59 12110 92.07 86.48
Spirit Airlines 0.59 26000 42.54 0.00
Popular 0.59 29000 38.21 0.00
Virtus Global Divid Income F 0.57 88914 NEW 12.05 0.00
Nextera Energy 0.54 8337 -10.00% 122.35 0.00
GUGGENHEIM ENHANCED EQUITY STRATEGY Fd 0.53 61488 -2.00% 16.04 0.00
Gabelli Dividend & Income Trust (GDV) 0.50 48861 -56.00% 19.22 21.05
Apollo Tactical Income Fd In 0.50 60320 +18.00% 15.47 0.00
Korea Fd 0.44 23056 -24.00% 36.00 0.00
Tortoise Pwr & Energy 0.43 36487 22.34 0.00
Marriott Vacations Wrldwde Cp 0.42 10745 73.34 0.00
Allianzgi Nfj Divid Int Prem S cefs 0.42 61787 12.64 0.00
Cohen & Steers Mlp Fund 0.42 72621 +563.00% 10.75 0.00
* Atn Intl Inc Com stock 0.42 11988 65.07 0.00
Bancolombia S.A. (CIB) 0.41 19780 39.03 36.73
Clough Gbl Opps Fund Sh Ben Int closed-end fund 0.40 77490 9.67 0.00
Grupo Televisa, S.A. (TV) 0.39 28400 25.70 34.95
Special Opp 3.5% Pfd Conv 0.39 28218 NEW 25.80 0.00
Empire St Rlty Tr Inc cl a 0.38 33894 NEW 20.95 0.00
First Tr High Income L/s Fd 0.37 44775 15.59 0.00
Coca-Cola FEMSA, S.A.B. de C.V. (KOF) 0.35 8799 75.01 78.77
Liberty All-Star Growth Fund (ASG) 0.33 144302 +2.00% 4.31 5.11
Morgan Stanley China A Share Fund (CAF) 0.32 32081 -77.00% 18.70 29.85
Martin Marietta Materials (MLM) 0.29 3000 179.00 137.91
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.28 10800 48.52 56.03
Nuveen Multi-mkt Inc Income Fd 0.28 69474 -16.00% 7.50 0.00
* America Movil Sab De Cv spon adr l shs 0.27 44690 11.43 0.00
Livanova Plc Ord 0.27 8330 60.14 0.00
Norfolk Southern (NSC) 0.25 4750 -17.00% 97.05 108.18
Vulcan Materials Company (VMC) 0.24 4000 113.75 82.73
Advent/Claymore Enhanced Growth & Income (LCM) 0.24 53177 -3.00% 8.35 9.28
LMP Capital and Income Fund (SCD) 0.22 30797 -4.00% 13.64 16.71
Tahoe Resources 0.22 31900 12.82 0.00
Gabelli Global Multimedia Trust (GGT) 0.21 51423 -47.00% 7.68 9.57
Evertec 0.21 23643 16.79 0.00
Delaware Enhanced Glbl. Div. & Inc. Fund (DEX) 0.20 37455 -4.00% 10.12 11.30
Freeport-McMoRan Copper & Gold (FCX) 0.19 32000 10.88 18.56
Macquarie Global Infr Total Rtrn Fnd (MGU) 0.19 16273 -31.00% 21.82 24.39
Neuberger Berman Mlp Income 0.18 35596 NEW 9.27 0.00
Nuveen Global High Inc Fd 0.18 21985 -3.00% 15.69 0.00
Sprott Focus Tr 0.18 50116 -3.00% 6.90 0.00
Bk Nova Cad 0.17 6000 53.00 0.00
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.17 20284 -8.00% 15.73 13.87
Fresh Del Monte Produce 0.16 5000 60.00 0.00
Western Union Company (WU) 0.15 14000 20.79 19.29
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.15 23218 -84.00% 12.27 13.09
BlackRock Credit All Inc Trust IV (BTZ) 0.14 19474 13.35 13.18
Blackrock Multi-sector Incom other 0.14 15591 -6.00% 17.06 0.00
Templeton Dragon Fund (TDF) 0.13 13842 -13.00% 17.63 23.59
Nuveen Insd Dividend Advantage 0.13 14977 -44.00% 16.09 0.00
Taiwan Fund (TWN) 0.13 13644 -61.00% 17.30 16.76
Mexico Equity and Income Fund (MXE) 0.12 22117 10.35 11.84
Archer Daniels Midland Company (ADM) 0.11 5000 42.20 45.32
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.11 14355 -45.00% 14.70 13.62
Mexico Fund (MXF) 0.11 13345 +74.00% 15.96 21.06
Cushing Renaissance Fd 0.11 12905 -5.00% 16.51 0.00
Morgan Stanley Asia Pacific Fund (APF) 0.10 11901 15.12 15.51
iShares Dow Jones US Medical Dev. (IHI) 0.10 1250 145.60 116.94
Morgan Stanley Emerging Markets Debt (MSD) 0.10 19899 9.65 9.30
Blackstone Gso Strategic 0.10 12281 14.90 0.00
3M Company (MMM) 0.09 972 175.93 162.72
Merck & Co (MRK) 0.09 2691 62.43 56.20
Thai Fund (TTF) 0.09 20286 -3.00% 8.18 8.86
Era 0.09 21515 8.04 0.00
Singapore Fund 0.09 17917 -28.00% 9.38 0.00
Morgan Stanley India Investment Fund (IIF) 0.08 4967 28.39 28.81
Gilead Sciences (GILD) 0.08 2000 79.00 99.53
Teekay Lng Partners 0.08 9589 15.12 0.00
Nuveen Div. Advantage Muni. Fund (NAD) 0.08 10085 NEW 15.07 14.12
Nuveen Equity Premium and Growth Fund (JPG) 0.08 11471 -32.00% 13.77 14.35
Pacholder High Yield Fd 0.08 21390 -3.00% 7.15 0.00
McDonald's Corporation (MCD) 0.07 1072 115.67 96.21
Home Depot (HD) 0.07 972 128.60 113.11
iShares NASDAQ Biotechnology Index (IBB) 0.07 436 288.99 341.41
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.07 9000 -43.00% 15.11 14.39
Blackrock Res & Commodities Strategy Tr Shs 0.07 15756 8.12 0.00
Zweig Fund 0.07 9711 -13.00% 12.97 0.00
Nuveen Flexible Invt Income 0.07 7481 -15.00% 17.24 0.00
Royce Global Value Tr 0.07 15208 8.15 0.00
Inovio Pharmaceuticals 0.07 15000 9.33 0.00
Cushing Mlp Total Return Fd Com New cef 0.07 9899 -9.00% 13.03 0.00
Seacor Holdings (CKH) 0.06 2000 59.50 69.15
Goldman Sachs (GS) 0.06 691 160.64 184.67
Johnson & Johnson (JNJ) 0.06 1007 118.17 98.55
Amgen (AMGN) 0.06 700 167.14 153.92
International Business Machines (IBM) 0.06 698 159.03 158.25
United Technologies Corporation (UTX) 0.06 1075 101.40 118.52
Equus Total Return (EQS) 0.06 60735 1.86 1.95
Eaton Vance Risk Managed Diversified (ETJ) 0.06 12500 9.44 10.78
TCW Strategic Income Fund (TSI) 0.06 22000 5.32 5.38
Calamos Global Dynamic Income Fund (CHW) 0.06 14800 7.50 8.70
Nuveen Tax-Advantaged Dividend Growth Fd (JTD) 0.06 7665 14.87 15.83
Nuveen Select Tax-Free Incom Portfolio 3 (NXR) 0.06 7772 15.44 14.42
Alliance California Municipal Income Fun (AKP) 0.06 7021 -75.00% 15.38 13.81
MFS Investment Grade Municipal Trust (CXH) 0.06 10000 -52.00% 10.40 9.38
New Ireland Fund (IRL) 0.06 8688 -6.00% 12.20 13.02
Deutsche Multi-mkt Income Tr Shs cef 0.06 12133 8.57 0.00
JPMorgan Chase & Co. (JPM) 0.05 1450 66.90 60.16
Exxon Mobil Corporation (XOM) 0.05 1112 87.23 84.57
Wal-Mart Stores (WMT) 0.05 1266 71.88 81.06
Walt Disney Company (DIS) 0.05 1057 92.72 103.60
Bristol Myers Squibb (BMY) 0.05 1700 NEW 54.12 66.08
Boeing Company (BA) 0.05 697 131.99 152.38
Procter & Gamble Company (PG) 0.05 1124 89.86 81.31
UnitedHealth (UNH) 0.05 692 140.17 113.33
Nuveen Nj Div Advantage Mun 0.05 5702 14.91 0.00
Aberdeen Indonesia Fund (IF) 0.05 14020 -12.00% 6.63 7.91
Avenue Income Cr Strat 0.05 6864 12.97 0.00
Clearbridge Amern Energ M 0.05 10362 8.98 0.00
Microsoft Corporation (MSFT) 0.04 1353 57.65 42.00
Pfizer (PFE) 0.04 1985 33.75 33.78
Chevron Corporation (CVX) 0.04 700 102.86 102.86
General Electric Company (GE) 0.04 2364 29.61 25.35
Travelers Companies (TRV) 0.04 689 114.66 105.54
Intel Corporation (INTC) 0.04 1886 37.65 32.76
Verizon Communications (VZ) 0.04 1419 52.15 48.01
E.I. du Pont de Nemours & Company (DD) 0.04 1249 67.25 79.13
Apple (AAPL) 0.04 689 113.21 123.28
Celgene Corporation (CELG) 0.04 800 105.00 118.26
PriceSmart (PSMT) 0.04 1000 84.00 75.83
European Equity Fund (EEA) 0.04 9358 -35.00% 7.91 8.57
Caterpillar (CAT) 0.03 692 88.15 79.57
Coca-Cola Company (KO) 0.03 1527 42.57 40.22
Abbott Laboratories (ABT) 0.03 1249 42.43 46.40
Eli Lilly & Co. (LLY) 0.03 600 80.00 68.81
Philip Morris International (PM) 0.03 482 97.51 77.69
Visa (V) 0.03 688 82.85 266.74
MetLife (MET) 0.03 1183 +15.00% 44.80 50.75
ING Groep N.V. (ING) 0.03 4473 -8.00% 12.30 14.08
Simon Property (SPG) 0.03 253 205.53 179.63
China Fund (CHN) 0.03 3500 16.57 18.59
Aberdn Emring Mkts Telecomtions Fd (ETF) 0.03 4147 -16.00% 12.54 12.84
iShares Barclays TIPS Bond Fund (TIP) 0.03 410 117.07 111.97
Pimco Income Strategy Fund II (PFN) 0.03 6823 -45.00% 9.53 10.20
Nuveen Insured Tax-Free Adv Munici Fd (NEA) 0.03 3553 NEW 14.64 13.82
Nuveen Core Equity Alpha Fund (JCE) 0.03 4693 13.64 17.00
Asia Pacific Fund (APB) 0.03 5150 10.49 10.99
Brookfield Global Listed 0.03 4561 -72.00% 13.81 0.00
LEGG MASON BW GLOBAL Income 0.03 3864 13.46 0.00
Clearbridge Energy M 0.03 4326 -78.00% 13.18 0.00
Doubleline Income Solutions 0.03 2500 19.20 0.00
Karyopharm Therapeutics 0.03 4868 9.65 0.00
Vodafone Group New Adr F 0.03 1888 +10.00% 29.13 0.00
Kraft Heinz 0.03 608 88.82 0.00
China Petroleum & Chemical (SNP) 0.02 466 -4.00% 72.96 78.22
SK Tele (SKM) 0.02 1978 22.75 26.19
ICICI Bank (IBN) 0.02 6123 +108.00% 7.51 11.08
U.S. Ban (USB) 0.02 831 43.32 43.76
American Express Company (AXP) 0.02 689 63.86 79.39
BioMarin Pharmaceutical (BMRN) 0.02 400 92.50 113.42
Teva Pharmaceutical Industries (TEVA) 0.02 945 -13.00% 45.50 57.77
Dominion Resources (D) 0.02 435 73.56 69.17
Koninklijke Philips Electronics NV (PHG) 0.02 1566 +107.00% 29.37 28.08
CVS Caremark Corporation (CVS) 0.02 389 +24.00% 89.97 101.90
Thermo Fisher Scientific (TMO) 0.02 247 157.89 127.98
Diageo (DEO) 0.02 268 115.67 110.91
NIKE (NKE) 0.02 687 52.40 96.37
Occidental Petroleum Corporation (OXY) 0.02 470 72.34 74.23
Schlumberger (SLB) 0.02 370 78.38 81.67
American Electric Power Company (AEP) 0.02 528 64.39 55.21
Canadian Natural Resources 0.02 894 32.44 0.00
HDFC Bank (HDB) 0.02 487 71.87 60.17
NetEase (NTES) 0.02 135 NEW 244.44 98.14
Baidu (BIDU) 0.02 176 -9.00% 181.82 207.29
British American Tobac (BTI) 0.02 266 127.82 108.89
National Grid (NGG) 0.02 428 70.09 63.76
Tor Dom Bk Cad 0.02 862 44.08 0.00
Industries N shs - a - 0.02 386 80.31 0.00
MFS Charter Income Trust (MCR) 0.02 5000 8.60 8.85
Putnam Premier Income Trust (PPT) 0.02 8382 -81.00% 4.89 5.32
Royce Micro Capital Trust (RMT) 0.02 4780 7.74 9.64
Eaton Vance Limited Duration Income Fund (EVV) 0.02 2600 13.85 14.26
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.02 7516 5.72 0.00
Central Europe and Russia Fund (CEE) 0.02 1776 -12.00% 19.14 19.81
Wstrn Ast Clymr Infltn Lkd Opts & Inc Fd (WIW) 0.02 3000 11.33 11.23
Aberdeen Israel Fund (ISL) 0.02 2050 16.59 16.74
Eaton Vance California Mun. Income Trust (CEV) 0.02 2608 13.80 13.50
Bancroft Fund (BCV) 0.02 1703 -93.00% 21.14 20.18
Clough Global Allocation Fun 0.02 3000 12.00 0.00
RENN Global Entrepreneurs Fund (RCG) 0.02 35303 +550.00% 1.30 1.22
Aberdeen Chile Fund (CH) 0.02 5560 -14.00% 6.29 7.30
First Trust/FIDAC Mortgage Income Fund (FMY) 0.02 2535 14.60 14.56
Latin American Discovery Fund (LDF) 0.02 3393 +69.00% 10.02 9.70
Morgan Stanley income sec 0.02 2125 18.82 0.00
Trust Spanish 0.02 10530 +4.00% 3.99 0.00
BLACKROCK MUN TARGET TERM TR SHARES Of Ben 0.02 1241 -74.00% 24.17 0.00
Asml Holding N.v. 0.02 317 110.41 0.00
Allianzgi Equity & Conv In 0.02 2000 18.50 0.00
Gw Pharmaceuticals Plc ads 0.02 253 134.39 0.00
Chubb 0.02 246 126.02 0.00
Coca Cola European Partners shs 0.02 774 NEW 40.05 0.00
Vale (VALE) 0.01 5052 NEW 5.54 6.09
Incyte Corporation (INCY) 0.01 242 95.04 88.43
Sony Corporation (SNE) 0.01 807 -18.00% 33.46 26.85
Cisco Systems (CSCO) 0.01 691 31.84 28.51
AstraZeneca (AZN) 0.01 690 -63.00% 33.33 64.92
Sanofi-Aventis SA (SNY) 0.01 612 37.58 47.19
Shire (SHPGY) 0.01 140 -49.00% 192.86 0.00
Estee Lauder Companies (EL) 0.01 216 +54.00% 87.96 80.58
Banco Bilbao Vizcaya Argentaria SA (BBVA) 0.01 4079 NEW 5.88 9.42
Ingersoll-rand Co Ltd-cl A 0.01 382 NEW 68.06 0.00
Banco Itau Holding Financeira S.A. (ITUB) 0.01 2153 NEW 11.15 10.68
MVC Capital (MVC) 0.01 2018 8.42 9.75
Prudential Public Limited Company (PUK) 0.01 605 36.36 48.95
Alexion Pharmaceuticals (ALXN) 0.01 98 -23.00% 122.45 179.76
Credi 0.01 187 -34.00% 149.73 0.00
Gildan Activewear Inc Com Cad 0.01 851 NEW 28.20 0.00
CHECK POINT SOFTWARE Technolog Com Stk 0.01 202 79.21 0.00
Lloyds TSB (LYG) 0.01 7926 2.90 4.70
ULTRAPETROL BAHAMAS LTD COM Stk 0.01 36000 0.31 0.00
Sensata Technologies Hldg Bv 0.01 660 39.39 0.00
Gabelli Equity Trust (GAB) 0.01 3991 +2.00% 5.76 6.60
John Hancock Tax-Advantage Dvd Incom Fd. (HTD) 0.01 655 24.43 20.99
Morgan Stanley Emerging Markets Fund (MSF) 0.01 716 13.97 14.45
Vanguard Information Technology ETF (VGT) 0.01 100 120.00 105.97
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.01 1300 -96.00% 8.46 9.62
Nuveen Diversified Dividend & Income Fd. (JDD) 0.01 2114 -60.00% 11.83 12.05
Putnam High Income Securities Fund (PCF) 0.01 2356 8.06 8.12
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.01 1300 7.69 8.19
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int 0.01 1463 18.46 0.00
Western Ast Clymr Infl Lkd Sc & Incm Fd (WIA) 0.01 1317 11.39 11.44
MFS High Income Municipal Trust (CXE) 0.01 4687 -82.00% 5.33 4.94
Swiss Helvetia Fund (SWZ) 0.01 2316 10.79 11.23
Turkish Investment Fund (TKF) 0.01 2944 -21.00% 8.15 9.22
Delaware Investments Dividend And Income (DDF) 0.01 2624 NEW 9.91 9.77
THE GDL FUND Closed-End fund 0.01 1000 -83.00% 10.00 0.00
Tripadvisor 0.01 385 +11.00% 62.34 0.00
Delphi Automotive Plc shs 0.01 279 71.68 0.00
Depository Vipshop Holdings Ltd - Ads receipt 0.01 1926 14.54 0.00
Ares Dynamic Cr Allocation 0.01 1596 15.04 0.00
Brookfield Mortg. Opportunity bond etf 0.01 1835 -38.00% 15.26 0.00
Liberty Global Inc Com Ser A 0.01 545 NEW 34.86 0.00
Eaton Vance Fltg Rate In 0.01 1471 15.64 0.00
Allegion Plc equity 0.01 386 69.95 0.00
Brookfield High Income Fd In 0.01 2931 7.16 0.00
Nuveen Nasdaq 100 Dynamic Over 0.01 1401 19.27 0.00
Cornerstone Strategic Value 0.01 809 +5.00% 14.83 0.00
Health Care SPDR (XLV) 0.00 111 72.07 71.27
MannKind Corporation (MNKD) 0.00 1000 1.00 5.54
WisdomTree Japan Total Dividend Fd (DXJ) 0.00 143 41.96 54.17
BlackRock Ltd. Duration Income Trust (BLW) 0.00 250 16.00 15.88
PIONEER DIV HIGH INCOME TRUS COM Bene Inter 0.00 200 15.00 0.00
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.00 234 12.82 13.51
Cohen and Steers Global Income Builder (INB) 0.00 635 9.45 11.97
First Trust Cloud Computing Et 0.00 209 33.49 0.00
Tortoise Energy equity 0.00 180 -99.00% 16.67 0.00
Dreyfus Mun Bd Infrastructure Fd Inc Shs 0.00 37 -99.00% 27.03 0.00
Gabelli mutual funds - 0.00 700 11.43 0.00
Dws Strategic Income Trust 0.00 400 -78.00% 12.50 0.00
H & Q Healthcare Fund equities 0.00 288 -85.00% 24.31 0.00
Tekla Life Sciences sh ben int 0.00 65 +3.00% 15.38 0.00
Ampliphi Biosciences 0.00 1000 2.00 0.00