Thomas J. Herzfeld Advisors

Latest statistics and disclosures from Thomas J. Herzfeld Advisors's latest quarterly 13F-HR filing:

Companies in the Thomas J. Herzfeld Advisors portfolio as of September 2017 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
Nexpoint Credit Strategies Fund 8.94 879410 -30% 23.05
Boulder Growth & Income Fund (BIF) 6.66 1.48M 10.20
Blackrock Science & 5.94 551798 +3% 24.43
Tekla Healthcare Opportunit Shs Added shs added 4.68 571609 +13% 18.57
Central Securities (CET) 4.62 405624 +12% 25.85
Herzfeld Caribbean Basin 3.35 1.05M +2% 7.25
Adams Express Company (ADX) 3.30 492075 15.21
Tekla World Healthcare Fd ben int shs 2.95 460084 +13% 14.56
Alpine Total Dyn Fd New cefs 2.85 717254 9.00
Liberty All-Star Equity Fund (USA) 2.82 1.06M +2% 6.03
General American Investors (GAM) 2.35 148150 +4% 36.02
MasTec (MTZ) 2.09 102297 -9% 46.40
Tortoise Pipeline & Energy Fd 1.73 203550 +26% 19.26
Royal Caribbean Cruises Ltd. 1.72 32829 -20% 118.55
Source Capital (SOR) 1.53 86566 +3% 40.22
Copa Holdings Sa-class A 1.44 26273 -18% 124.54
Alpine Global Dynamic Fd 1.32 282457 -9% 10.61
MUTUAL FUND Gabelli Healthcare & Wellnessr*x 1.25 280396 10.11
Seaboard Corporation (SEB) 1.16 585 4504.27
Lennar Corporation (LEN) 1.15 49500 52.81
New Germany Fund (GF) 1.14 139188 18.57
Japan Equity Fund ietf 1.13 293968 8.71
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 1.12 24932 +3% 101.80
Norwegian Cruise Line Hldgs shs 1.12 46944 -21% 54.04
Cemex SAB de CV (CX) 1.08 270645 +10% 9.08
Royce Value Trust (RVT) 1.06 152731 15.79
Petroleum & Res Corp Com cef 1.04 119891 -20% 19.65
Japan Smaller Capitalizaion Fund (JOF) 0.96 173496 -2% 12.55
Popular 0.96 60900 +93% 35.94
Virtus Total Return Fund cf 0.93 161443 13.04
shares First Bancorp P R 0.84 370875 +60% 5.12
Avianca Holdings Sa 0.76 221569 7.76
Watsco, Incorporated (WSO) 0.75 10600 161.04
Carnival Corporation (CCL) 0.74 26000 64.58
CONSOLIDATED WATER CO Inc Com Stk 0.73 129538 12.80
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.70 187872 8.49
Kayne Anderson Mdstm Energy 0.69 106994 NEW 14.70
Allianzgi Nfj Divid Int Prem S cefs 0.66 111788 -3% 13.40
Tri-Continental Corporation (TY) 0.65 57534 -45% 25.55
Fomento Economico Mexicano SAB (FMX) 0.62 14610 95.55
Fresh Del Monte Produce Inc 0.62 31000 +520% 45.45
Tortoise Pwr & Energy 0.60 63871 +9% 21.29
Salient Midstream & M 0.60 117694 +263% 11.57
BlackRock Credit All Inc Trust IV (BTZ) 0.58 96695 +3% 13.57
Nuveen Real 0.57 71412 NEW 17.99
Neuberger Berman Mlp Income 0.56 133755 +53% 9.50
Mexico Equity and Income Fund (MXE) 0.55 106740 +10% 11.59
Nextera Energy Inc C om 0.52 8056 146.60
Cohen & Steers Mlp Fund 0.49 106671 +55% 10.43
First Tr Dynamic Europe Eqt 0.49 58226 -34% 19.22
Marriott Vacations Wrldwde Cp 0.48 8745 124.53
Taiwan Fund (TWN) 0.46 50804 20.59
Special Opportunities Fund (SPE) 0.43 61204 -2% 15.86
Bancolombia S.A. (CIB) 0.40 19780 45.80
First Tr Energy Infrastrctr 0.38 45736 +3% 18.76
* America Movil Sab De Cv spon adr l shs 0.35 44690 17.74
Home BancShares (HOMB) 0.32 28416 NEW 25.23
Grupo Televisa, S.A. (TV) 0.31 28400 24.68
Empire St Rlty Tr Inc cl a 0.31 33894 20.53
* Atn Intl Inc Com stock 0.28 11988 52.72
Martin Marietta Materials (MLM) 0.27 3000 206.33
Aberdeen Latin Amer Eqty Fd 0.27 22110 27.36
Vulcan Materials Company (VMC) 0.26 5000 119.60
Livanova Plc Ord 0.26 8330 70.11
Nuveen Multi-mkt Inc Income Fd 0.24 71936 7.59
Vanguard Short-Term Bond ETF (BSV) 0.22 6300 -11% 79.84
Ishares U S Etf Tr Short Matur sht mat bd etf 0.22 10000 50.30
Templeton Dragon Fund (TDF) 0.21 23135 20.79
Korea Fd 0.21 11695 40.44
iShares Dow Jones US Medical Dev. (IHI) 0.21 2850 167.02
Delaware Enhanced Glbl. Div. & Inc. Fund (DEX) 0.19 36655 -3% 11.87
Tahoe Resources Inc. 0.19 81900 +156% 5.27
Grupo Aeroportuario del Sureste (ASR) 0.18 2100 190.95
Apollo Tactical Income Fd In 0.18 24766 NEW 16.19
Macquarie Global Infr Total Rtrn Fnd (MGU) 0.17 14903 26.30
Evertec 0.17 23643 15.86
Sprott Focus Tr 0.17 49836 7.73
Gabelli Dividend & Income Trust (GDV) 0.16 16565 22.40
European Equity Fund (EEA) 0.15 34836 +276% 9.67
Wstrn Ast Clymr Infltn Lkd Opts & Inc Fd (WIW) 0.15 30700 11.27
Eaton Vance California Mun. Income Trust (CEV) 0.15 27156 -17% 12.48
Nuveen Global High Inc Fd 0.14 18130 17.37
Western Ast Clymr Infl Lkd Sc & Incm Fd (WIA) 0.13 25799 11.55
Western Union Company (WU) 0.12 14000 19.21
China Fund (CHN) 0.12 13537 +40% 20.31
Liberty All-Star Growth Fund (ASG) 0.12 51462 -30% 5.23
Norfolk Southern (NSC) 0.11 1928 132.26
Aberdn Emring Mkts Telecomtions Fd (ETF) 0.11 17980 13.96
Putnam Municipal Opportunities Trust (PMO) 0.11 19790 -18% 12.63
Alliance California Municipal Income Fun (AKP) 0.11 17781 13.83
Era 0.11 21515 11.20
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.10 15462 -31% 13.97
Nuveen Select Tax-Free Income Portfolio (NXP) 0.10 15655 -11% 14.95
BLACKROCK MUN TARGET TERM TR SHARES Of Ben 0.10 10231 NEW 22.68
Clearbridge Amern Energ M 0.10 27406 -21% 8.57
Royal Dutch Shell (RDS.B) 0.09 86 NEW 2290.70
iShares NASDAQ Biotechnology Index (IBB) 0.09 600 333.33
Thai Fund (TTF) 0.09 20786 +2% 9.72
First Tr High Income L/s Fd 0.09 12018 -41% 17.06
Cushing Renaissance Fd 0.09 10441 18.68
Boeing Company (BA) 0.08 717 253.84
Merck & Co (MRK) 0.08 2712 64.16
Teekay Lng Partners Lp Com 0.08 9589 17.83
Advent/Claymore Enhanced Growth & Income (LCM) 0.08 21133 -60% 8.61
Pioneer Municipal High Income Trust (MHI) 0.08 15073 -68% 12.01
Putnam Managed Municipal Income Trust (PMM) 0.08 23094 -42% 7.58
DTF Tax Free Income (DTF) 0.08 13000 NEW 14.31
Eaton Vance N Y Mun Bd Fd Ii 0.08 15000 -25% 11.93
Ares Dynamic Cr Allocation 0.08 10696 +10% 16.36
Principal Real Estate Income shs ben int 0.08 9815 NEW 17.93
Goldman Sachs (GS) 0.07 700 237.14
3M Company (MMM) 0.07 760 210.53
Gilead Sciences (GILD) 0.07 2000 81.00
Nuveen Select Tax Free Incom Portfolio 2 (NXQ) 0.07 11722 -42% 14.08
Nuveen Select Tax-Free Incom Portfolio 3 (NXR) 0.07 10382 -57% 15.22
Blackstone Gso Strategic 0.07 10181 16.01
Blackrock Multi-sector Incom other 0.07 8946 -16% 18.67
Home Depot (HD) 0.06 762 164.04
Morgan Stanley India Investment Fund (IIF) 0.06 3674 34.30
Amgen (AMGN) 0.06 700 187.14
UnitedHealth (UNH) 0.06 747 195.45
Morgan Stanley Asia Pacific Fund (APF) 0.06 8485 17.21
Equus Total Return (EQS) 0.06 53796 2.44
RMR Asia Pacific Real Estate Fund (RAP) 0.06 6625 -92% 19.32
TCW Strategic Income Fund (TSI) 0.06 22000 5.82
Pioneer Municipal High Income Advantage (MAV) 0.06 10879 -60% 11.58
Nuveen Ins Ny Tx Fr Adv Mun 0.06 10000 13.20
Nuveen Nj Div Advantage Mun 0.06 9940 13.68
Blackrock Res & Commodities Strategy Tr Shs 0.06 14156 -10% 8.90
Royce Global Value Tr 0.06 13480 10.39
McDonald's Corporation (MCD) 0.05 781 156.21
Bristol Myers Squibb (BMY) 0.05 1700 63.53
Apple (AAPL) 0.05 753 154.05
International Business Machines (IBM) 0.05 774 144.70
TICC Capital (TICC) 0.05 15300 6.86
Celgene Corporation (CELG) 0.05 800 146.25
LMP Capital and Income Fund (SCD) 0.05 7833 14.55
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.05 7590 -20% 14.23
Nuveen Div. Advantage Muni. Fund (NAD) 0.05 7920 -20% 14.14
Eaton Vance Calif Mun Bd Fd 0.05 10109 -64% 12.07
Aberdeen Indonesia Fund (IF) 0.05 13727 -19% 7.79
Cushing Mlp Total Return Fd Com New cef 0.05 9899 12.02
Brookfield Real Assets Incom shs ben int 0.05 4855 23.89
Altaba 0.05 1658 NEW 66.34
Seacor Holdings (CKH) 0.04 2000 46.00
Caterpillar (CAT) 0.04 713 124.82
Johnson & Johnson (JNJ) 0.04 772 129.53
Chevron Corporation (CVX) 0.04 727 116.92
Travelers Companies (TRV) 0.04 705 121.99
United Technologies Corporation (UTX) 0.04 773 116.43
Visa (V) 0.04 770 +11% 105.19
PriceSmart (PSMT) 0.04 1000 89.00
Central Fd Cda Ltd cl a 0.04 8000 12.62
Nuveen Insured Tax-Free Adv Munici Fd (NEA) 0.04 6553 -51% 13.89
Aberdeen Chile Fund (CH) 0.04 10859 8.38
Pimco Dynamic Credit Income other 0.04 3733 NEW 23.04
Singapore Fund 0.04 8525 -29% 11.61
Inovio Pharmaceuticals 0.04 15000 6.33
Microsoft Corporation (MSFT) 0.03 816 74.75
JPMorgan Chase & Co. (JPM) 0.03 824 95.87
American Express Company (AXP) 0.03 796 90.45
Exxon Mobil Corporation (XOM) 0.03 789 -2% 82.38
Wal-Mart Stores (WMT) 0.03 822 77.86
Walt Disney Company (DIS) 0.03 769 98.83
Sony Corporation (SNE) 0.03 1558 +13% 37.23
Procter & Gamble Company (PG) 0.03 794 90.68
Asa Limited shs 0.03 5000 11.80
Cohen & Steers infrastucture Fund (UTF) 0.03 2602 NEW 23.06
Western Asset Emerging Mrkts Dbt Fnd (ESD) 0.03 4048 NEW 15.81
Nuveen Tax-Advantaged Dividend Growth Fd (JTD) 0.03 3950 -48% 16.96
Nuveen Core Equity Alpha Fund (JCE) 0.03 3935 -18% 15.50
Aberdeen Israel Fund (ISL) 0.03 3550 20.56
Asia Pacific Fund (APB) 0.03 5150 13.79
Dreyfus Mun Bd Infrastructure Fd Inc Shs 0.03 5776 -75% 13.33
Eagle Pt Cr 0.03 3109 20.59
Vaneck Vectors Gold Miners mutual 0.03 3000 23.00
Dowdupont Inc 0.03 1018 NEW 68.76
ICICI Bank (IBN) 0.02 4225 8.52
Coca-Cola Company (KO) 0.02 940 +8% 44.68
BioMarin Pharmaceutical (BMRN) 0.02 400 92.50
Eli Lilly & Co. (LLY) 0.02 600 85.00
Pfizer (PFE) 0.02 990 35.35
Verizon Communications (VZ) 0.02 890 +4% 49.44
Novartis AG (NVS) 0.02 500 NEW 86.00
Diageo (DEO) 0.02 338 +382% 133.14
NIKE (NKE) 0.02 696 51.72
Statoil ASA (STO) 0.02 2056 +78% 19.94
Banco Bilbao Vizcaya Argentaria SA (BBVA) 0.02 4091 -10% 8.80
BT (BT) 0.02 1843 18.99
AllianceBernstein Global Hgh Incm Fd (AWF) 0.02 3140 13.06
iShares Barclays TIPS Bond Fund (TIP) 0.02 410 114.63
Royce Micro Capital Trust (RMT) 0.02 4780 9.41
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.02 7516 6.25
Central Europe and Russia Fund (CEE) 0.02 1779 24.73
Lehman Brothers First Trust IOF (NHS) 0.02 4579 12.23
Pioneer High Income Trust (PHT) 0.02 5100 10.00
Bancroft Fund (BCV) 0.02 1746 21.76
First Trust/Aberdeen Global Opportunity (FAM) 0.02 3396 NEW 11.78
RENN Global Entrepreneurs Fund (RCG) 0.02 28272 1.41
First Trust/FIDAC Mortgage Income Fund (FMY) 0.02 2536 14.20
Latin American Discovery Fund (LDF) 0.02 3808 +46% 12.08
THE GDL FUND Closed-End fund 0.02 5000 10.20
LEGG MASON BW GLOBAL Income 0.02 3864 13.46
Allianzgi Equity & Conv In 0.02 2000 20.50
Doubleline Income Solutions 0.02 2462 NEW 21.12
Karyopharm Therapeutics 0.02 4868 10.89
Deutsche Multi-mkt Income Tr Shs cef 0.02 4751 9.05
Vale (VALE) 0.01 2997 -25% 10.01
MasterCard Incorporated (MA) 0.01 92 -60% 141.30
Incyte Corporation (INCY) 0.01 242 115.70
India Fund (IFN) 0.01 1000 27.00
General Electric Company (GE) 0.01 905 -11% 24.31
Cisco Systems (CSCO) 0.01 716 33.52
Intel Corporation (INTC) 0.01 854 -8% 38.64
Koninklijke Philips Electronics NV (PHG) 0.01 407 -56% 41.77
Schlumberger (SLB) 0.01 370 NEW 70.27
NetEase (NTES) 0.01 90 +164% 266.67
Baidu (BIDU) 0.01 47 -4% 255.32
Banco Itau Holding Financeira S.A. (ITUB) 0.01 1498 14.02
MVC Capital (MVC) 0.01 1300 -35% 10.00
Alexion Pharmaceuticals (ALXN) 0.01 88 -34% 136.36
Ladenburg Thalmann Financial Services (LTS) 0.01 10000 2.90
Gabelli Equity Trust (GAB) 0.01 4404 +2% 6.36
Morgan Stanley Emerging Markets Fund (MSF) 0.01 716 16.76
MFS Charter Income Trust (MCR) 0.01 3057 8.83
Putnam High Income Securities Fund (PCF) 0.01 2356 8.91
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.01 1389 9.36
Guggenheim Enhanced Equity Income Fund. (GPM) 0.01 3191 8.46
Swiss Helvetia Fund (SWZ) 0.01 1950 12.82
Asia Tigers Fund (GRR) 0.01 2000 12.50
Delaware Investments Dividend And Income (DDF) 0.01 1278 +2562% 10.95
Morgan Stanley income sec inc 0.01 1555 18.01
Manning & Napier Inc cl a 0.01 6000 NEW 4.00
Asml Holding N.v. 0.01 159 +35% 169.81
Aberdeen Gtr China Fd 0.01 2000 11.50
Goldman Sachs Mlp Inc Opp Fd 0.01 1451 9.65
Nuveen Nasdaq 100 Dynamic Over 0.01 1502 21.97
Cornerstone Strategic Value 0.01 1506 +60% 14.61
Technipfmc 0.01 669 +60% 28.40
Seacor Marine Hldgs 0.01 2010 15.42
China Petroleum & Chemical (SNP) 0.00 110 -3% 72.73
Melco Crown Entertainment (MPEL) 0.00 269 22.30
SK Tele (SKM) 0.00 218 22.94
U.S. Ban (USB) 0.00 97 -38% 51.55
Dominion Resources (D) 0.00 95 73.68
Raytheon Company (RTN) 0.00 46 NEW 195.65
Credit Suisse Group AG (CS) 0.00 563 15.99
Occidental Petroleum Corporation (OXY) 0.00 83 -20% 60.24
Philip Morris International (PM) 0.00 89 +34% 112.36
Sanofi-Aventis SA (SNY) 0.00 192 52.08
American Electric Power Company (AEP) 0.00 99 70.71
Mitsubishi UFJ Financial (MTU) 0.00 1557 6.42
Canadian Natural Resources 0.00 286 34.97
Shire (SHPGY) 0.00 43 162.79
SAP AG (SAP) 0.00 83 108.43
United States Oil Fund (USO) 0.00 1000 10.00
Pampa Energia S.A. (PAM) 0.00 159 62.89
Ctrip.com International (CTRP) 0.00 108 55.56
BHP Billiton (BHP) 0.00 248 40.32
Ingersoll-rand Co Ltd-cl A 0.00 91 -18% 87.91
MetLife (MET) 0.00 105 -41% 47.62
Prudential Public Limited Company (PUK) 0.00 163 49.08
ABB (ABB) 0.00 340 23.53
British American Tobac (BTI) 0.00 156 64.10
Gildan Activewear Inc Com Cad 0.00 193 31.09
ING Groep N.V. (ING) 0.00 442 18.10
Bk Nova Cad Com (usd) 0.00 81 NEW 61.73
Tor Dom Bk Cad Com 0.00 190 57.89
Manulife Finl Corp 0.00 399 20.05
Simon Property (SPG) 0.00 47 -9% 170.21
Eaton Vance Enhanced Equity Income Fund (EOI) 0.00 250 16.00
BlackRock Ltd. Duration Income Trust (BLW) 0.00 250 16.00
Nuveen Equity Premium and Growth Fund (JPG) 0.00 384 15.62
PIONEER DIV HIGH INCOME TRUS COM Bene Inter 0.00 200 15.00
Clough Gbl Opps Fund Sh Ben Int closed-end fund 0.00 300 10.00
New Ireland Fund (IRL) 0.00 340 NEW 14.71
Wendy's/arby's Group 0.00 42 23.81
Gw Pharmaceuticals Plc ads 0.00 63 95.24
Allegion Plc equity 0.00 126 87.30
Gabelli mutual funds - 0.00 700 12.86
Dws Strategic Income Trust 0.00 400 12.50
H & Q Healthcare Fund equities 0.00 404 NEW 24.75
Tekla Life Sciences sh ben int 0.00 69 14.49
Restaurant Brands Intl Inc Com equity / large cap 0.00 10 100.00
Kraft Heinz 0.00 82 73.17
Chubb 0.00 68 147.06
Coca Cola European Partners shs 0.00 207 -12% 43.48
Veon 0.00 1586 4.41

Past 13F-HR SEC Filings by Thomas J. Herzfeld Advisors

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