Thomas J. Herzfeld Advisors

Latest statistics and disclosures from Thomas J. Herzfeld Advisors's latest quarterly 13F-HR filing:

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Portfolio Holdings for Thomas J. Herzfeld Advisors

Companies in the Thomas J. Herzfeld Advisors portfolio as of the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Highland Floating Rate Opportunities Fund Shs Ben Int (HFRO) 11.3 $17M -7% 2.2M 7.85
NexPoint Credit Strategies Fund Com New (NHF) 10.2 $15M -9% 1.7M 9.13
Nuveen Credit Strategies Income Fund Com Shs (JQC) 5.1 $7.6M -23% 1.3M 5.79
Cornerstone Strategic Value (CLM) 4.7 $7.1M -37% 656k 10.77
Eaton Vance Limited Duration Income Fund (EVV) 4.6 $6.8M -21% 584k 11.70
Pgim Global Short Duration H (GHY) 4.4 $6.5M -22% 513k 12.73
Pgim Short Duration High Yie (ISD) 4.1 $6.1M -27% 453k 13.53
Central Securities (CET) 3.2 $4.8M -24% 172k 28.18
Aberdeen Asia-Pacific Income Fund (FAX) 3.1 $4.5M +19% 1.2M 3.80
Boulder Growth & Income Fund (BIF) 2.9 $4.3M -10% 455k 9.52
Apollo Tactical Income Fd In (AIF) 2.5 $3.7M 296k 12.57
PIMCO Dynamic Credit and Mortgage Income Fund Com Shs (PCI) 2.3 $3.5M +32% 184k 18.88
ProShares UltraShort S&P50 Ultrashrt S&p500 (SDS) 2.1 $3.2M +3% 191k 16.58
Adams Express Company (ADX) 2.0 $2.9M 187k 15.56

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Vertical Capital Income Fund Shs Ben Int (VCIF) 1.8 $2.6M +12% 266k 9.94
BlackRock Health Sciences Trust II Com Shs (BMEZ) 1.8 $2.6M +66% 112k 23.38
BlackRock Science and Technology Trust II Shs Ben Int (BSTZ) 1.7 $2.5M +383% 96k 26.18
Allianzgi Artificial (AIO) 1.7 $2.5M +4% 117k 21.08
Cornerstone Total Rtrn Fd In (CRF) 1.6 $2.4M -48% 224k 10.63
General American Investors (GAM) 1.6 $2.4M 72k 32.89
BlackRock Enhanced International Dividend Trust Com Bene Inter (BGY) 1.3 $2.0M -4% 404k 4.97
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 1.3 $1.9M +7% 170k 11.40
MFS Inter Income Tr Sh Ben Int (MIN) 1.3 $1.9M NEW 518k 3.73
Aberdeen Global Premier Properties Fund Com Sh Ben Int (AWP) 1.2 $1.8M -7% 422k 4.36
Herzfeld Caribbean Basin (CUBA) 1.2 $1.7M 487k 3.57
First Tr Inter Duration Pfd & Income (FPF) 1.1 $1.7M 79k 21.56
Invesco Van Kampen Dyn Cr Opp Fund (VTA) 1.1 $1.6M +55% 170k 9.25
BlackRock Debt Strategies Fund Com New (DSU) 0.9 $1.4M -29% 143k 9.53
Legg Mason Bw Global Income (BWG) 0.9 $1.3M -14% 120k 11.01
Pioneer Municipal High Income Advantage (MAV) 0.9 $1.3M -51% 121k 10.90
First Tr High Income L/s (FSD) 0.8 $1.2M +36% 87k 13.49
Aberdeen Total Dynamic Dividend Fund Com Sh Ben Int (AOD) 0.8 $1.1M -27% 155k 7.31
MFS Multimarket Income Tr Sh Ben Int (MMT) 0.8 $1.1M NEW 199k 5.67
Aberdeen Global Dynamic Divd F (AGD) 0.7 $1.1M -22% 129k 8.58
RMR Asia Pacific Real Estate Fund (RMRM) 0.7 $1.0M 148k 7.04
PIMCO High Income Fund Com Shs (PHK) 0.7 $1.0M -16% 191k 5.27
SPDR Ser Tr Spdr Bloomberg (BIL) 0.7 $999k 11k 91.49
Western Asset Mrtg Defined Oppn Fund (DMO) 0.7 $988k -2% 75k 13.20
iShares U.S. Medical Devices ETF U.s. Med Dvc Etf (IHI) 0.6 $917k +32% 3.1k 298.21
Nuveen Mtg opportunity term (JLS) 0.6 $889k +460% 48k 18.65
iShares Nasdaq Biotechnology ETF Nasdaq Biotech (IBB) 0.5 $725k 5.6k 130.63
Rivernorth Opportunistic Mun (RMI) 0.5 $699k -5% 35k 20.14
AllianceBernstein Global Hgh Incm (AWF) 0.5 $685k 67k 10.29
Ishares Tr 13 Yr 1 3 Yr Treas Bd (SHY) 0.4 $647k 7.5k 86.49
BlackRock Calif Mun Income Com Sh Ben Int (BFZ) 0.4 $618k +12% 48k 13.00
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund Enhan Shrt Ma Ac (MINT) 0.4 $551k 5.4k 102.04
MFS Investment Grade Municipal Trust Sh Ben Int (CXH) 0.3 $509k -24% 56k 9.11
Nextera Energy (NEE) 0.3 $444k -16% 6.1k 73.28
LivaNova SHS (LIVN) 0.3 $419k 8.3k 50.30
Empire State Realty Trust Cl A (ESRT) 0.3 $398k 74k 5.39
Western Asset Intm Muni Fd I (SBI) 0.2 $324k +9% 37k 8.69
Western Asset/Claymore Inflation-Linked Securities & Income Fund Com Sh Ben Int (WIA) 0.2 $313k 25k 12.36
Pioneer Municipal High Income Trust Com Shs (MHI) 0.2 $252k -24% 22k 11.34
Pimco NY Muni Income Fund II (PNI) 0.2 $250k -27% 25k 10.13
Dws Municipal Income Cf non-tax cef (KTF) 0.2 $242k 22k 10.88
Nuveen Ohio Quality Income M (NUO) 0.2 $233k 15k 15.20
Merck & Co (MRK) 0.1 $210k 2.8k 75.16
Sutter Rock Cap Corp (SSSS) 0.1 $198k +50% 24k 8.25
America Movil SAB de CV Spon Adr L Shs (AMX) 0.1 $190k 16k 11.91
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.1 $186k -59% 13k 14.00
Western Asset Municipal Hgh Incm Fnd (MHF) 0.1 $183k -63% 26k 7.18
Rivernorth Managed (RMM) 0.1 $181k 11k 16.53
PIMCO Strategic Global Government Fund (RCS) 0.1 $169k +12% 28k 6.15
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $164k -46% 11k 14.43
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.1 $161k -48% 12k 13.62
Amgen (AMGN) 0.1 $156k 717.00 217.57
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.1 $156k -37% 11k 14.26
Sprott Physical Gold and Silver Trust Tr Unit (CEF) 0.1 $147k 8.0k 18.38
Delaware Inv Mn Mun Inc Fd I (VMM) 0.1 $145k 11k 12.93
Rivernorth Doubleline Strate (OPP) 0.1 $142k -92% 11k 13.44
MFS Municipal Income Trust Sh Ben Int (MFM) 0.1 $116k 18k 6.33
DTF Tax Free Income (DTF) 0.1 $116k +5% 8.1k 14.25
Firsthand Tech Value (SVVC) 0.1 $109k 35k 3.10
ASA Gold and Precious Metals SHS (ASA) 0.1 $107k 5.0k 21.28
Eaton Vance Muni Income Trust Sh Ben Int (EVN) 0.1 $101k 8.0k 12.57
Tri-Continental Corporation (TY) 0.1 $100k 4.0k 25.27
Bristol Myers Squibb (BMY) 0.1 $99k 1.7k 58.24
Rivernorth Flexibl Mun Incm (RFM) 0.1 $97k NEW 4.8k 20.09
Novartis Sponsored Adr (NVS) 0.1 $96k 1.2k 77.92
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $94k -43% 6.5k 14.40
Nuveen Nj Div Advantage Mun (NXJ) 0.1 $88k 6.5k 13.63
Eli Lilly & Co. (LLY) 0.1 $84k 642.00 130.84
Nuveen Mun Value Fd 2 (NUW) 0.1 $81k 5.0k 16.20
Invesco QQQ Tr Unit Ser 1 (QQQ) 0.0 $73k 270.00 270.37
SPDR S&P 500 ETF Tr Tr Unit (SPY) 0.0 $72k 220.00 327.27
UnitedHealth (UNH) 0.0 $69k 225.00 306.67
Paypal Holdings (PYPL) 0.0 $66k 354.00 186.44
Blackstone / GSO Long-Short Credit Income Fund Com Shs Bn Int (BGX) 0.0 $65k 5.2k 12.51
Sony Corp Sponsored Adr (SNE) 0.0 $64k 763.00 83.88
Petroleum & Res Corp Com cef (PEO) 0.0 $64k 6.8k 9.43
Takeda Pharmaceutical Sponsored Adr (TAK) 0.0 $62k 4.0k 15.50
Nuveen Quality Pref. Inc. Fund II (JPS) 0.0 $60k 6.8k 8.85
First Trust Aberdeen Global Opportunity Income Fund Com Shs (FAM) 0.0 $60k +47% 6.3k 9.48
Dws Strategic Municipal Income Trust (KSM) 0.0 $53k 5.0k 10.60
Western Asset Municipal Partners Fnd (MNP) 0.0 $53k 3.8k 13.97
SPDR S&P MidCap 400 ETF Tr Utser1 S&pdcrp (MDY) 0.0 $52k 150.00 346.67
Pimco CA Muni. Income Fund III (PZC) 0.0 $51k -52% 5.1k 10.00
Mondelez International Cl A (MDLZ) 0.0 $49k +4% 927.00 52.86
Inovio Pharmaceuticals Com New (INO) 0.0 $49k 5.0k 9.80
Nuveen Multi-mkt Inc Income (JMM) 0.0 $47k 6.8k 6.95
Unilever N Y Shs New (UN) 0.0 $46k -3% 806.00 57.07
Nuveen NASDAQ 100 Dynamic Overwrite Fund Com Shs (QQQX) 0.0 $42k 1.8k 22.73
Liberty All-Star Growth Fund (ASG) 0.0 $41k 5.6k 7.26
GDL Fund Com Sh Ben It (GDL) 0.0 $39k 4.6k 8.49
Royce Value Trust (RVT) 0.0 $36k -89% 2.9k 12.52
Sea Adr (SE) 0.0 $34k -17% 214.00 158.88
Nuveen Core Equity Alpha Fund (JCE) 0.0 $34k 2.8k 12.06
Gabelli Equity Trust (GAB) 0.0 $33k +2% 6.1k 5.40
Ofs Credit Company (OCCI) 0.0 $33k -94% 3.3k 9.93
United States Oil Fund Units (USO) 0.0 $32k 1.3k 25.60
ON Semiconductor (ON) 0.0 $29k 1.1k 25.24
Liberty All Star Equity Fund Sh Ben Int (USA) 0.0 $28k 4.9k 5.74
Tesla Motors (TSLA) 0.0 $27k +400% 70.00 385.71
Microsoft Corporation (MSFT) 0.0 $25k 124.00 201.61
Equinix Com Par $0.001 (EQIX) 0.0 $23k +3% 31.00 741.94
Rogers Communications CL B (RCI) 0.0 $23k 573.00 40.14
Incyte Corporation (INCY) 0.0 $23k -2% 260.00 88.46
Gabelli Dividend & Income Trust (GDV) 0.0 $23k 1.3k 17.94
Karyopharm Therapeutics (KPTI) 0.0 $22k 1.5k 14.67
ASML Holding N V N Y Registry Shs (ASML) 0.0 $21k 58.00 362.07
Amazon (AMZN) 0.0 $21k 7.00 3000.00
Alibaba Group Holding Sponsored Ads (BABA) 0.0 $20k 66.00 303.03
JPMorgan Chase & Co. (JPM) 0.0 $18k 188.00 95.74
MasterCard Cl A (MA) 0.0 $17k 59.00 288.14
Cadence Design Systems (CDNS) 0.0 $17k -17% 160.00 106.25
Virgin Galactic Holdings Inc virgin galactic holdings (SPCE) 0.0 $17k -33% 1.0k 17.00
Canadian Natl Ry (CNI) 0.0 $17k +17% 174.00 97.70
Otis Worldwide Corp (OTIS) 0.0 $16k 269.00 59.48
Home Depot (HD) 0.0 $16k 61.00 262.30
Taiwan Semiconductor Manufacturing Company Sponsored Adr (TSM) 0.0 $16k 187.00 85.56
Texas Instruments Incorporated (TXN) 0.0 $16k 111.00 144.14
Vodafone Group Sponsored Adr (VOD) 0.0 $16k +42% 1.2k 13.78
Broadcom (AVGO) 0.0 $15k +10% 44.00 340.91
PIONEER DIV HIGH INCOME TRUS COM Bene Inter (HNW) 0.0 $14k -45% 1.2k 12.02
Eaton Vance Short Duration Diversified I (EVG) 0.0 $14k -98% 1.2k 11.72
Honeywell International (HON) 0.0 $14k +3% 84.00 166.67
Facebook Cl A (FB) 0.0 $14k 54.00 259.26
BlackRock (BLK) 0.0 $14k 24.00 583.33
Kensington Cap Acquisition C Call 0.0 $13k NEW 1.1k 11.82
Velodyne Lidar *w Exp 09/29/202 0.0 $13k NEW 5.0k 2.60
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $12k +2% 1.7k 7.01
Air Products & Chemicals (APD) 0.0 $12k 45.00 266.67
Ranpak Hldgs Corp Com Cl A (PACK) 0.0 $11k 1.3k 8.40
Marvell Technology Group Ord Shs (MRVL) 0.0 $11k 305.00 36.07
Ryanair Holdings Sponsored Ads (RYAAY) 0.0 $11k +533% 133.00 82.71
Pepsi (PEP) 0.0 $11k 85.00 129.41
Crown Castle Intl (CCI) 0.0 $11k 70.00 157.14
Alphabet, Inc. Cl C CL C (GOOG) 0.0 $11k 7.00 1571.43
TCW Strategic Income Fund (TSI) 0.0 $11k 2.0k 5.50
Lockheed Martin Corporation (LMT) 0.0 $11k 31.00 354.84
Virtus Global Divid Income F (ZTR) 0.0 $11k +2% 1.5k 7.35
Flying Eagle Acquisition Cl A Ord (FEAC) 0.0 $10k NEW 902.00 11.09
Starbucks Corporation (SBUX) 0.0 $10k 110.00 90.91
Social Capital Hedosophia Holdings Corp. lll Com Cl A (IPOC) 0.0 $10k NEW 1.0k 10.00
Viavi Solutions Inc equities (VIAV) 0.0 $10k 829.00 12.06
New Germany Fund (GF) 0.0 $9.0k -9% 586.00 15.36
Truist Financial Corp equities (TFC) 0.0 $9.0k 221.00 40.72
Cisco Systems (CSCO) 0.0 $9.0k 245.00 36.73
McDonald's Corporation (MCD) 0.0 $9.0k 42.00 214.29
Ptc (PTC) 0.0 $9.0k 113.00 79.65
ICICI Bank Adr (IBN) 0.0 $9.0k 847.00 10.63
MorphoSys Sponsored Ads (MOR) 0.0 $8.0k 304.00 26.32
Paychex (PAYX) 0.0 $8.0k 102.00 78.43
Wec Energy Group (WEC) 0.0 $8.0k -11% 80.00 100.00
Whole Earth Brands Com Cl A (FREE) 0.0 $8.0k 1.0k 8.00
Automatic Data Processing (ADP) 0.0 $8.0k 51.00 156.86
Abbott Laboratories (ABT) 0.0 $8.0k 73.00 109.59
Abbvie (ABBV) 0.0 $7.0k +16% 87.00 80.46
Marsh & McLennan Companies (MMC) 0.0 $7.0k 68.00 102.94
Thermo Fisher Scientific (TMO) 0.0 $7.0k +7% 15.00 466.67
Netflix (NFLX) 0.0 $7.0k 15.00 466.67
Intuitive Surgical (ISRG) 0.0 $7.0k 11.00 636.36
Medtronic SHS (MDT) 0.0 $7.0k 73.00 95.89
Sempra Energy (SRE) 0.0 $7.0k 55.00 127.27
Verizon Communications (VZ) 0.0 $7.0k 120.00 58.33
Kensington Cap Acquisition C *w Exp 07/01/202 0.0 $7.0k NEW 3.0k 2.33
European Equity Fund (EEA) 0.0 $6.0k 617.00 9.72
Johnson & Johnson (JNJ) 0.0 $6.0k -33% 43.00 139.53
PNC Financial Services (PNC) 0.0 $6.0k 50.00 120.00
Illinois Tool Works (ITW) 0.0 $6.0k 30.00 200.00
Prologis (PLD) 0.0 $6.0k +82% 64.00 93.75
Alcon Ord Shs (ALC) 0.0 $6.0k 100.00 60.00
Whole Earth Brands *w Exp 06/25/202 (FREEW) 0.0 $6.0k NEW 6.3k 0.96
Itau Unibanco Holding Spon Adr Rep Pfd (ITUB) 0.0 $5.0k 1.1k 4.47
Japan Equity Fund ietf (JEQ) 0.0 $5.0k 561.00 8.91
New Ireland Fund (IRL) 0.0 $5.0k 605.00 8.26
PIMCO Global StocksPLUS & Income Fund (PGP) 0.0 $5.0k 589.00 8.49
Chevron Corporation (CVX) 0.0 $5.0k 77.00 64.94
Nike CL B (NKE) 0.0 $5.0k 43.00 116.28
Visa Com Cl A (V) 0.0 $5.0k -16% 30.00 166.67
Qualcomm (QCOM) 0.0 $5.0k NEW 40.00 125.00
MercadoLibre (MELI) 0.0 $5.0k 4.00 1250.00
Shopify Cl A (SHOP) 0.0 $5.0k +25% 5.00 1000.00
Chubb (CB) 0.0 $5.0k +2% 35.00 142.86
Comcast Corp. Cl A Cl A (CMCSA) 0.0 $5.0k 114.00 43.86
Aberdeen Chile Fund (AEF) 0.0 $5.0k 768.00 6.51
Landcadia Hldgs II *w Exp 05/09/202 (LCAHW) 0.0 $5.0k NEW 1.5k 3.33
India Fund (IFN) 0.0 $4.0k 215.00 18.60
Boston Scientific Corporation (BSX) 0.0 $4.0k +13% 129.00 31.01
AstraZeneca Group Sponsored Adr (AZN) 0.0 $4.0k 78.00 51.28
U.S. Bancorp (USB) 0.0 $4.0k 112.00 35.71
Procter & Gamble Company (PG) 0.0 $4.0k 31.00 129.03
Moody's Corporation (MCO) 0.0 $4.0k 15.00 266.67
Costco Wholesale Corporation (COST) 0.0 $4.0k 11.00 363.64
Regeneron Pharmaceuticals (REGN) 0.0 $4.0k 7.00 571.43
BeiGene Sponsored Adr (BGNE) 0.0 $4.0k 14.00 285.71
Zoetis Cl A (ZTS) 0.0 $4.0k 25.00 160.00
Eaton Corp SHS (ETN) 0.0 $4.0k +59% 35.00 114.29
Central Europe and Russia Fund (CEE) 0.0 $4.0k 222.00 18.02
ProShares Short VIX Short-Term Futures ETF Sht Vix St Trm (SVXY) 0.0 $4.0k 110.00 36.36
Templeton Emerging Markets (EMF) 0.0 $4.0k 238.00 16.81
Realty Income (O) 0.0 $3.0k 55.00 54.55
Japan Smaller Capitalizaion Fund (JOF) 0.0 $3.0k 321.00 9.35
Restaurant Brands Intl Inc Com equity / large cap (QSR) 0.0 $3.0k 57.00 52.63
Seattle Genetics (SGEN) 0.0 $3.0k 18.00 166.67
IDEX Corporation (IEX) 0.0 $3.0k +5% 18.00 166.67
IDEXX Laboratories (IDXX) 0.0 $3.0k NEW 6.00 500.00
Sherwin-Williams Company (SHW) 0.0 $3.0k +25% 5.00 600.00
Blackrock 2022 Gbl Incm Opp (BGIO) 0.0 $3.0k 300.00 10.00
Vertex Pharmaceuticals Incorporated (VRTX) 0.0 $3.0k 14.00 214.29
Adobe Systems Incorporated (ADBE) 0.0 $3.0k 7.00 428.57
Servicenow (NOW) 0.0 $3.0k -30% 7.00 428.57
Novo Nordisk A/S Adr (NVO) 0.0 $3.0k +41% 44.00 68.18
Morgan Stanley India Investment Fund (IIF) 0.0 $3.0k -22% 163.00 18.40
Korea Fund Com New (KF) 0.0 $3.0k 85.00 35.29
Vale SA Adr (VALE) 0.0 $3.0k 271.00 11.07
British American Tobacco Sponsored Adr (BTI) 0.0 $3.0k +4% 90.00 33.33
Coca-Cola Company (KO) 0.0 $3.0k 68.00 44.12
Royal Dutch Shell Spon Adr B (RDS.B) 0.0 $3.0k +36% 109.00 27.52
Mexico Fund (MXF) 0.0 $3.0k 309.00 9.71
Anheuser-Busch Inbev SA Sponsored Adr (BUD) 0.0 $2.0k 36.00 55.56
InterContinental Hotels Group Sponsored Adr (IHG) 0.0 $2.0k 33.00 60.61
Phillips 66 (PSX) 0.0 $2.0k 38.00 52.63
Apple (AAPL) 0.0 $2.0k NEW 17.00 117.65
Activision Blizzard (ATVI) 0.0 $2.0k 27.00 74.07
CRISPR Therapeutics Namen Akt (CRSP) 0.0 $2.0k NEW 17.00 117.65
Hilton Worldwide Holdings (HLT) 0.0 $2.0k +4% 26.00 76.92
Equifax (EFX) 0.0 $2.0k +10% 11.00 181.82
Insulet Corporation (PODD) 0.0 $2.0k 11.00 181.82
Intercontinental Exchange (ICE) 0.0 $2.0k +4% 22.00 90.91
Autodesk (ADSK) 0.0 $2.0k 7.00 285.71
Trimble Navigation (TRMB) 0.0 $2.0k 40.00 50.00
GoDaddy Cl A (GDDY) 0.0 $2.0k 32.00 62.50
Linde SHS (LIN) 0.0 $2.0k 10.00 200.00
Eversource Energy (ES) 0.0 $2.0k 18.00 111.11
Ultragenyx Pharmaceutical (RARE) 0.0 $2.0k NEW 15.00 133.33
Advanced Micro Devices (AMD) 0.0 $2.0k 24.00 83.33
Smartsheet, Inc. Cl A Com Cl A (SMAR) 0.0 $2.0k NEW 34.00 58.82
Schlumberger (SLB) 0.0 $2.0k +2% 106.00 18.87
LyondellBasell Industries N.V. Class A Shs - A - (LYB) 0.0 $1.0k 18.00 55.56
Teva Pharmaceutical Inds Sponsored Adr (TEVA) 0.0 $1.0k NEW 166.00 6.02
American Tower Reit (AMT) 0.0 $1.0k +50% 6.00 166.67
Goldman Sachs (GS) 0.0 $999.999700 7.00 142.86
Trip.com Group Ads (TCOM) 0.0 $999.998400 48.00 20.83

Past Filings by Thomas J. Herzfeld Advisors

SEC 13F filings are viewable for Thomas J. Herzfeld Advisors going back to 2010

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