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Thomas J. Herzfeld Advisors

Latest statistics and disclosures from Thomas J. Herzfeld Advisors's latest quarterly 13F-HR filing:

Top 5 stock holdings are FSSL, PDX, FSCO, HFRO, HERZ, and represent 37.26% of Thomas J. Herzfeld Advisors's stock portfolio.
Added to shares of these 10 stocks: HERZ (+$13M), SJB (+$12M), FSSL (+$9.5M), FSCO (+$9.1M), SDS (+$8.2M), PFIX (+$5.4M), TFLO, NML, KYN, BGR.
Started 27 new stock positions in HQL, KYN, Direxion Daily Gold Miners Index Bear 2x Shares, BSMR, PVI, BCX, BSMQ, DTF, RAAQW, FUMB.
Reduced shares in these 10 stocks: , BPRE (-$8.2M), SABA (-$6.8M), NBXG (-$6.0M), RA (-$5.6M), STEW, PAXS, PDO, SDHY, TBLD.
Sold out of its positions in AOD, LEO, MVT, DMB, VFL, ECC, FMN, GNT, Herzfeld Caribbean Basin, CMU. IIF, NBH, NBXG, GF, JQC, Nuveen Dow 30 Dyn Overwrite, SPMC, NCV, Xai Octagon Floatng Rate Alt.
Thomas J. Herzfeld Advisors was a net buyer of stock by $4.6M.
Thomas J. Herzfeld Advisors has $294M in assets under management (AUM), dropping by -0.53%.
Central Index Key (CIK): 0001509510

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Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 115 positions in its portfolio as reported in the March 2026 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
FS Specialty Lending Fund Com Sh Ben Int (FSSL)	11.9	$35M	+36%	2.8M	12.51	View chart
PIMCO Dynamic Income Strategy Fund Com Sh Ben Int (PDX)	9.4	$28M	-4%	1.3M	22.06	View chart
Fs Global Cr Opportunitie Fda (FSCO)	6.4	$19M	+93%	3.7M	5.10	View chart
Highland Floating Rate Opportunities Fund Shs Ben Int (HFRO)	5.3	$16M	+10%	2.7M	5.71	View chart
Herzfeld Caribbean Basin (HERZ)	4.3	$13M	NEW	807k	15.50	View chart
ProShares TR Shrt High Yield (SJB)	4.2	$12M	NEW	797k	15.49	View chart
Guggenheim Strategic Opp Fund Com Sbi (GOF)	3.8	$11M	+9%	1.0M	11.02	View chart
Saba Capital Income & Opport Shs New (BRW)	3.2	$9.6M	-22%	1.4M	6.74	View chart
ProShares UltraShort S&P500 Ultrashrt S&p500 (SDS)	2.8	$8.2M	NEW	109k	75.25	View chart
ASA Gold and Precious Metals SHS (ASA)	2.7	$7.8M	-6%	126k	62.03	View chart
Saba Capital Income & Opportun (SABA)	2.2	$6.4M	-51%	775k	8.32	View chart
PIMCO Access Income Fund Shs Benfin Int (PAXS)	2.2	$6.3M	-41%	440k	14.41	View chart
Bluerock Pvt Real Estate (BPRE)	2.0	$6.0M	-57%	363k	16.61	View chart
Duff & Phelps Global (DPG)	1.9	$5.7M	-16%	392k	14.44	View chart
Simplify Exchange Traded Fun Simplify Interst (PFIX)	1.8	$5.4M	NEW	118k	46.13	View chart
Nuveen Floating Rate Income Fund (JFR)	1.8	$5.4M	-18%	713k	7.52	View chart
Brookfield Real Assets Incom Shs Ben Int (RA)	1.5	$4.4M	-55%	341k	12.86	View chart
iShares Tr TRS FLT RT BD (TFLO)	1.4	$4.0M	+1678%	80k	50.63	View chart
Eagle Point Income Company I (EIC)	1.3	$3.7M	+26%	394k	9.44	View chart
Neuberger Berman Mlp Income (NML)	1.2	$3.4M	NEW	324k	10.51	View chart
Kayne Anderson MLP Investment (KYN)	1.1	$3.3M	NEW	234k	14.28	View chart
BlackRock Global Energy & Resources Trus (BGR)	1.1	$3.1M	NEW	181k	17.31	View chart
ClearBridge Energy MLP Fund (EMO)	1.1	$3.1M	+5709%	59k	52.82	View chart
PIMCO Corporate Opportunity Fund (PTY)	1.0	$3.0M	+347%	250k	12.06	View chart
Direxion Shares ETF Tr Daily Gold Miner	1.0	$3.0M	NEW	58k	50.98	View chart
Rivernorth Flexible Municipal Incm Fd II (RFMZ)	1.0	$2.9M	-28%	230k	12.65	View chart
Taiwan Fund (TWN)	0.9	$2.7M	-49%	42k	65.74	View chart
PIMCO Dynamic Income SHS (PDI)	0.9	$2.6M		155k	17.11	View chart
ProShares TR Ultrapro Sht QQQ (QID)	0.9	$2.6M	NEW	116k	22.66	View chart
BlackRock Res & Commodities Strat Trust SHS (BCX)	0.9	$2.6M	NEW	217k	12.05	View chart
Columbia Seligm Prem Tech Gr (STK)	0.9	$2.5M	+1035%	66k	37.93	View chart
Angel Oak Final Strategies Incm Trm Trst Com Ben Int (FINS)	0.8	$2.5M	-10%	193k	12.75	View chart
Nuveen Equity Premium and Growth Fund (SPXX)	0.8	$2.4M	NEW	149k	16.07	View chart
Invesco Exch Trd SLF IDX Bulshs 2026 Muni (BSMQ)	0.8	$2.3M	NEW	98k	23.62	View chart
Invesco Exch Trd SLF IDX Bulshs 2027 Muni (BSMR)	0.8	$2.3M	NEW	96k	23.65	View chart
Destiny Tech100 Com Shs (DXYZ)	0.8	$2.2M	NEW	83k	26.78	View chart
First Trust Ultra Short Duration Municipal Ultra Sht Dur Mu (FUMB)	0.7	$2.2M	NEW	110k	20.05	View chart
Oxford Lane Cap Corp (OXLC)	0.7	$2.2M	-44%	223k	9.78	View chart
Cohen & Steers Ltd Dur Pfd I (LDP)	0.7	$2.1M	-16%	104k	19.97	View chart
Mainstay Cbre Global (MEGI)	0.7	$1.9M	+15%	131k	14.69	View chart
General American Investors (GAM)	0.6	$1.9M	+26239%	33k	58.47	View chart
BlackRock Tech and Private Eq Shs Ben Int (BTX)	0.6	$1.9M	-48%	281k	6.60	View chart
Boulder Growth & Income Fund (STEW)	0.6	$1.8M	-71%	108k	17.10	View chart
BlackRock Science and Technology Trust II Shs Ben Int (BSTZ)	0.6	$1.8M	-61%	83k	22.15	View chart
Pgim Short Dur Hig Yld Opp F (SDHY)	0.6	$1.8M	-65%	114k	16.02	View chart
Central Securities (CET)	0.6	$1.8M	-33%	37k	49.66	View chart
Thornburg Income Builder (TBLD)	0.5	$1.5M	-70%	70k	21.15	View chart
Exchange Listed FDS Tr Saba Int Rate (CEFS)	0.5	$1.5M	-23%	65k	22.55	View chart
Gabelli Dividend & Income Trust (GDV)	0.5	$1.4M	-24%	51k	26.93	View chart
Nuveen Mtg opportunity term (JLS)	0.4	$1.3M	-10%	73k	18.13	View chart
Blackstone / GSO Long-Short Credit Income Fund Com Shs Bn Int (BGX)	0.4	$1.3M	-49%	118k	10.90	View chart
Western Asset Mrtg Defined Oppn Fund (DMO)	0.4	$1.2M	-5%	115k	10.75	View chart
Invesco Exch Traded Fd Tr II Vrdo Tax Free (PVI)	0.4	$1.2M	NEW	49k	24.87	View chart
Morgan Stanley Emerging Markets Debt (MSD)	0.4	$1.2M	-46%	172k	7.02	View chart
BlackRock Municipal 2030 Target Term Trust Com Shs Ben In (BTT)	0.4	$1.1M		49k	22.70	View chart
Xai Octagn Flt Rat & Alt Inm T Com Shs Benf Int (XFLT)	0.3	$1.0M	NEW	60k	17.18	View chart
Bny Mellon Strategic Municipal Bond Fund closed end income funds non-taxable (DSM)	0.3	$991k	-51%	165k	6.01	View chart
PIMCO Dynamic Income Oprnts COM Ben Shs (PDO)	0.3	$863k	-80%	67k	12.93	View chart
Morgan Stanley Emerging Markets Domestic (EDD)	0.2	$693k	+11426%	137k	5.07	View chart
Pimco CA Municipal Income Fund (PCQ)	0.2	$680k	-64%	79k	8.58	View chart
Western Asset Emerging Mrkts Dbt Fnd (EMD)	0.2	$672k	+4300%	68k	9.82	View chart
Mainstay Definedterm Mn Opp (MMD)	0.2	$659k	-54%	44k	14.85	View chart
SPDR Gold Tr Gold Shs (GLD)	0.2	$602k		1.4k	430.29	View chart
Pimco NY Muni Income Fund II (PNI)	0.2	$515k	NEW	75k	6.85	View chart
Carlyle Credit Income Fund Shs Ben Int (CCIF)	0.1	$405k	-37%	126k	3.21	View chart
Sprott Physical Gold and Silver Trust Tr Unit (CEF)	0.1	$382k	NEW	8.0k	47.72	View chart
Sutter Rock Cap Corp (SSSS)	0.1	$348k	NEW	33k	10.71	View chart
MFS Municipal Income Trust Sh Ben Int (MFM)	0.1	$333k	-55%	62k	5.39	View chart
MFS High Income Mun Tr Sh Ben Int (CXE)	0.1	$328k	-46%	88k	3.71	View chart
SPDR S&P 500 ETF Tr Tr Unit (SPY)	0.1	$254k		390.00	650.34	View chart
MFS Investment Grade Municipal Trust Sh Ben Int (CXH)	0.1	$187k	-90%	23k	7.99	View chart
Aberdeen Life Sciences Investor Sh Ben Int (HQL)	0.1	$180k	NEW	11k	16.27	View chart
DTF Tax Free Income (DTF)	0.1	$156k	NEW	14k	11.45	View chart
Invesco QQQ Tr Unit Ser 1 (QQQ)	0.1	$156k		270.00	577.18	View chart
Netflix (NFLX)	0.0	$96k		1.0k	96.15	View chart
SPDR S&P MidCap 400 ETF Tr Utser1 S&pdcrp (MDY)	0.0	$93k		150.00	616.76	View chart
Proshares Tr Short Msci Emrng (EUM)	0.0	$62k	NEW	3.2k	19.20	View chart
Tmc The Metals Company (TMC)	0.0	$60k		13k	4.67	View chart
Meta Platforms Cl A (META)	0.0	$57k		100.00	572.13	View chart
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW)	0.0	$55k	NEW	6.5k	8.46	View chart
Investco CurrencyShares Japan Japanese Yen (FXY)	0.0	$35k		600.00	57.88	View chart
Flaherty & Crumrine Pref. Incme Opp (PFO)	0.0	$34k	+11%	3.7k	9.04	View chart
Stone Hbr Emerg Mrkts (EDF)	0.0	$32k	+222%	6.6k	4.78	View chart
First Tr Inter Duration Pfd & Income (FPF)	0.0	$31k		1.8k	17.63	View chart
Angel Studios Cl A Com (ANGX)	0.0	$17k		5.7k	3.05	View chart
Korea Fund Com New (KF)	0.0	$17k	-36%	380.00	44.90	View chart
TCW Strategic Income Fund (TSI)	0.0	$15k	+62%	3.3k	4.49	View chart
Japan Smaller Capitalizaion Fund (JOF)	0.0	$13k	-37%	1.2k	10.90	View chart
Nuveen Multi Asset Income Fu (NMAI)	0.0	$11k	-18%	898.00	12.40	View chart
ProShares Short VIX Short-Term Futures ETF Sht Vix St Trm (SVXY)	0.0	$10k		220.00	45.80	View chart
Net Power W Exp 06/08/202 (NPWR.WS)	0.0	$8.8k		33k	0.27	View chart
Principal Real Estate Income Fund Shs Ben Int (PGZ)	0.0	$8.7k	-8%	907.00	9.61	View chart
Montana Technologies Corp *W Exp 03/15/202 (AIRJW)	0.0	$8.6k		15k	0.56	View chart
Templeton Dragon Fund (TDF)	0.0	$8.2k	-45%	775.00	10.61	View chart
Cornerstone Strategic Value (CLM)	0.0	$8.2k	+5%	1.1k	7.28	View chart
GAMCO Global Gold Nat Res Com Sh Ben Int (GGN)	0.0	$7.9k	NEW	1.5k	5.32	View chart
European Equity Fund (EEA)	0.0	$7.6k	-54%	772.00	9.89	View chart
Templeton Emerging Markets (EMF)	0.0	$7.5k	-35%	429.00	17.49	View chart
Mexico Fund (MXF)	0.0	$7.4k	-54%	354.00	20.93	View chart
Mexico Equity and Income Fund (MXE)	0.0	$7.4k	-58%	570.00	12.90	View chart
Adams Express Company (ADX)	0.0	$6.9k		314.00	21.87	View chart
Royce Value Trust (RVT)	0.0	$6.7k		402.00	16.61	View chart
Tri-Continental Corporation (TY)	0.0	$6.2k		195.00	31.67	View chart
BlackRock Enhanced Dividend Achievers Tr (BDJ)	0.0	$6.2k	+2%	714.00	8.62	View chart
Gabelli Equity Trust (GAB)	0.0	$6.1k	+2%	1.1k	5.60	View chart
Nuveen NASDAQ 100 Dynamic Overwrite Fund Com Shs (QQQX)	0.0	$6.0k		225.00	26.70	View chart
Nuveen Core Equity Alpha Fund (JCE)	0.0	$5.8k		393.00	14.79	View chart
Real Asset Acquisition *w Exp 04/24/203 (RAAQW)	0.0	$5.5k	NEW	4.2k	1.33	View chart
Liberty All-Star Growth Fund (ASG)	0.0	$5.4k	+4%	1.1k	4.75	View chart
Aberdeen Chile Fund (AEF)	0.0	$4.9k	-68%	667.00	7.29	View chart
Liberty All Star Equity Fund Sh Ben Int (USA)	0.0	$4.8k	+5%	871.00	5.55	View chart
Purecycle Technologies W Exp 01/28/202 (PCTTW)	0.0	$4.1k		5.5k	0.75	View chart
Rice Acquisition Corp 3 *w Exp 99/99/999 (KRSP.WS)	0.0	$3.9k	NEW	4.9k	0.80	View chart
Virtus Global Divid Income F (ZTR)	0.0	$3.0k	+2%	457.00	6.63	View chart
Nexpoint Credit Strategies Fund (NXDT)	0.0	$1.3k	+3%	285.00	4.67	View chart

Past Filings by Thomas J. Herzfeld Advisors

SEC 13F filings are viewable for Thomas J. Herzfeld Advisors going back to 2010

Thomas J. Herzfeld Advisors 2026 Q1 filed May 12, 2026
Thomas J. Herzfeld Advisors 2025 Q4 filed Feb. 13, 2026
Thomas J. Herzfeld Advisors 2025 Q3 filed Nov. 12, 2025
Thomas J. Herzfeld Advisors 2025 Q2 filed Aug. 13, 2025
Thomas J. Herzfeld Advisors 2025 Q1 filed May 14, 2025
Thomas J. Herzfeld Advisors 2024 Q4 filed Feb. 12, 2025
Thomas J. Herzfeld Advisors 2024 Q3 filed Nov. 12, 2024
Thomas J. Herzfeld Advisors 2024 Q2 filed Aug. 13, 2024
Thomas J. Herzfeld Advisors 2024 Q1 filed May 13, 2024
Thomas J. Herzfeld Advisors 2023 Q4 filed Feb. 14, 2024
Thomas J. Herzfeld Advisors 2023 Q3 filed Nov. 13, 2023
Thomas J. Herzfeld Advisors 2023 Q2 restated filed Aug. 16, 2023
Thomas J. Herzfeld Advisors 2023 Q2 amended filed Aug. 16, 2023
Thomas J. Herzfeld Advisors 2023 Q2 filed Aug. 14, 2023
Thomas J. Herzfeld Advisors 2023 Q1 restated filed May 16, 2023
Thomas J. Herzfeld Advisors 2023 Q1 filed May 15, 2023

View all past filings

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