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Thomas J. Herzfeld Advisors

Latest statistics and disclosures from Thomas J. Herzfeld Advisors's latest quarterly 13F-HR filing:

Top 5 stock holdings are FSSL, PDX, FSCO, HFRO, GOF, and represent 33.27% of Thomas J. Herzfeld Advisors's stock portfolio.
Added to shares of these 10 stocks: Pershing Square USA (+$11M), Sutter Rock Cap Corp (+$9.5M), EIC (+$5.1M), TYG, PDI, KF, GOF, NXG, STK, CHY.
Started 33 new stock positions in CEE, MMU, SPKLW, GHY, NXG, MCI, CAF, FMN, RFM, RMMZ.
Reduced shares in these 10 stocks: , SDS (-$8.2M), PFIX (-$5.4M), TFLO, PDX, ASA, DUST, QID, , BSMQ.
Sold out of its positions in ANGX, DUST, FUMB, PVI, BSMR, BSMQ, MFS Investment Grade Municipal Trust, MFS High Income Municipal Trust, SPXX, OXLC. SJB, EUM, QID, SDS, PCTTW, PFIX, EDF, EMD, Real Asset Acquisition Corp.
Thomas J. Herzfeld Advisors was a net buyer of stock by $31M.
Thomas J. Herzfeld Advisors has $326M in assets under management (AUM), dropping by 10.79%.
Central Index Key (CIK): 0001509510

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Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 129 positions in its portfolio as reported in the June 2026 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
FS Specialty Lending Fund Com Sh Ben Int (FSSL)	9.9	$32M	+3%	2.9M	11.15	View chart
PIMCO Dynamic Income Strategy Fund Com Sh Ben Int (PDX)	7.0	$23M	-12%	1.1M	20.82	View chart
Fs Global Cr Opportunitie Fda (FSCO)	6.0	$20M	+6%	3.9M	4.99	View chart
Highland Floating Rate Opportunities Fund Shs Ben Int (HFRO)	5.9	$19M		2.7M	7.13	View chart
Guggenheim Strategic Opp Fund Com Sbi (GOF)	4.5	$15M	+31%	1.3M	10.92	View chart
Herzfeld Caribbean Basin (HERZ)	4.3	$14M		818k	17.20	View chart
Pershing Square USA Com Shs	3.3	$11M	NEW	285k	37.38	View chart
Saba Capital Income & Opport Shs New (BRW)	3.1	$10M	+8%	1.5M	6.57	View chart
Sutter Rock Cap Corp	3.0	$9.9M	+2324%	788k	12.54	View chart
Eagle Point Income Company I (EIC)	2.8	$9.0M	+127%	897k	10.07	View chart
Nuveen Floating Rate Income Fund (JFR)	2.6	$8.5M	+55%	1.1M	7.67	View chart
Saba Capital Income & Opportun (SABA)	2.3	$7.4M	+15%	892k	8.35	View chart
Columbia Seligm Prem Tech Gr (STK)	2.1	$7.0M	+95%	129k	53.87	View chart
PIMCO Dynamic Income SHS (PDI)	2.0	$6.5M	+151%	389k	16.70	View chart
Duff & Phelps Global (DPG)	1.6	$5.4M	-7%	361k	14.84	View chart
BlackRock Science and Technology Trust II Shs Ben Int (BSTZ)	1.5	$5.0M	+100%	166k	30.03	View chart
Brookfield Real Assets Incom Shs Ben Int (RA)	1.5	$4.8M	+8%	369k	12.88	View chart
BlackRock Tech and Private Eq Shs Ben Int (BTX)	1.4	$4.7M	+83%	515k	9.03	View chart
Taiwan Fund (TWN)	1.4	$4.6M	+14%	48k	96.17	View chart
PIMCO Access Income Fund Shs Benfin Int (PAXS)	1.4	$4.5M	-29%	312k	14.55	View chart
Tortoise Energy Infrastructure closed end funds (TYG)	1.3	$4.3M	NEW	100k	42.87	View chart
Bluerock Pvt Real Estate (BPRE)	1.2	$3.9M	-16%	303k	13.01	View chart
Kayne Anderson MLP Investment (KYN)	1.2	$3.8M	+17%	276k	13.83	View chart
Korea Fund Com New (KF)	1.2	$3.7M	+13014%	50k	75.21	View chart
ClearBridge Energy MLP Fund (EMO)	1.1	$3.7M	+23%	73k	50.10	View chart
Neuberger Berman Mlp Income (NML)	1.1	$3.6M	+9%	353k	10.14	View chart
BlackRock Global Energy & Resources Trus (BGR)	1.1	$3.5M	+31%	238k	14.82	View chart
Xai Octagn Flt Rat & Alt Inm T Com Shs Benf Int (XFLT)	1.1	$3.5M	+233%	199k	17.55	View chart
ASA Gold and Precious Metals SHS (ASA)	1.1	$3.5M	-46%	67k	52.04	View chart
Cushing Nextgen Infra Incm F (NXG)	1.1	$3.4M	NEW	53k	64.71	View chart
Calamos Conv & High Income Fund Com Shs (CHY)	1.0	$3.3M	NEW	246k	13.62	View chart
Rivernorth Flexible Municipal Incm Fd II (RFMZ)	1.0	$3.3M	+6%	244k	13.63	View chart
Virtus Convertible & Inc (NCZ)	1.0	$3.3M	NEW	206k	15.90	View chart
Virtus Convertible & Income (NCV)	1.0	$3.3M	NEW	186k	17.59	View chart
PIMCO Corporate Opportunity Fund (PTY)	0.9	$3.0M		253k	12.03	View chart
Cohen & Steers Ltd Dur Pfd I (LDP)	0.9	$2.9M	+32%	138k	21.16	View chart
Angel Oak Final Strategies Incm Trm Trst Com Ben Int (FINS)	0.9	$2.8M	+14%	222k	12.80	View chart
BlackRock Res & Commodities Strat Trust SHS (BCX)	0.8	$2.7M	+10%	239k	11.31	View chart
Pgim Global Short Duration H (GHY)	0.8	$2.6M	NEW	215k	12.10	View chart
BlackRock Credit All Inc Trust IV (BTZ)	0.8	$2.5M	NEW	245k	10.22	View chart
Pgim Short Dur Hig Yld Opp F (SDHY)	0.7	$2.3M	+21%	138k	16.39	View chart
General American Investors (GAM)	0.6	$2.0M	-2%	32k	63.75	View chart
Mainstay Cbre Global (MEGI)	0.6	$2.0M		130k	15.20	View chart
MFS Municipal Income Trust Sh Ben Int (MFM)	0.6	$1.9M	+458%	345k	5.62	View chart
Blackstone / GSO Long-Short Credit Income Fund Com Shs Bn Int (BGX)	0.6	$1.9M	+50%	177k	10.88	View chart
Ares Dynamic Cr Allocation (ARDC)	0.6	$1.9M	NEW	151k	12.63	View chart
Thornburg Income Builder (TBLD)	0.5	$1.8M	+15%	81k	22.07	View chart
Pimco CA Municipal Income Fund (PCQ)	0.5	$1.7M	+134%	186k	8.97	View chart
Pimco NY Muni Income Fund II (PNI)	0.5	$1.6M	+207%	231k	7.09	View chart
Exchange Listed FDS Tr Saba Int Rate (CEFS)	0.5	$1.6M	-3%	62k	25.64	View chart
BlackRock Municipal 2030 Target Term Trust Com Shs Ben In (BTT)	0.4	$1.3M	+15%	57k	22.75	View chart
Blackstone Strategic Cred 20 Com Shs Ben In (BGB)	0.4	$1.3M	NEW	113k	11.30	View chart
Bny Mellon Strategic Municipal Bond Fund closed end income funds non-taxable (DSM)	0.4	$1.2M	+18%	196k	6.15	View chart
Rivernorth Flexibl Mun Incm (RFM)	0.4	$1.2M	NEW	79k	14.78	View chart
BlackRock MuniHoldings Fund (MHD)	0.3	$1.0M	NEW	87k	11.90	View chart
Mainstay Definedterm Mn Opp (MMD)	0.3	$941k	+36%	61k	15.50	View chart
PIMCO Dynamic Income Oprnts COM Ben Shs (PDO)	0.3	$882k		67k	13.22	View chart
Nuveen Mtg opportunity term (JLS)	0.2	$785k	-38%	45k	17.48	View chart
Federated Premier Municipal Income (FMN)	0.2	$760k	NEW	66k	11.49	View chart
Neuberger Ber. Intermediate Muni. Fund (NBH)	0.2	$759k	NEW	72k	10.55	View chart
DTF Tax Free Income (DTF)	0.2	$754k	+377%	65k	11.55	View chart
Putnam Mun Opportunities Tr Sh Ben Int (PMO)	0.2	$745k	NEW	71k	10.54	View chart
Carlyle Credit Income Fund Shs Ben Int (CCIF)	0.2	$735k	+108%	263k	2.79	View chart
Western Asset Mrtg Defined Oppn Fund (DMO)	0.2	$671k	-45%	63k	10.71	View chart
Western Asset Managed Municipals Fnd (MMU)	0.2	$663k	NEW	64k	10.42	View chart
Putnam Managed Municipal Income Trust (PMM)	0.2	$588k	NEW	90k	6.54	View chart
Central Securities (CET)	0.2	$566k	-70%	11k	52.45	View chart
Pimco Municipal Income Fund II (PML)	0.2	$559k	NEW	74k	7.61	View chart
SPDR Gold Tr Gold Shs (GLD)	0.2	$515k		1.4k	368.38	View chart
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB)	0.1	$377k	NEW	33k	11.41	View chart
Bny Mellon Strategic Muns (LEO)	0.1	$377k	NEW	58k	6.46	View chart
Western Asset Intm Muni Fd I (SBI)	0.1	$375k	NEW	48k	7.87	View chart
Sprott Physical Gold and Silver Trust Tr Unit (CEF)	0.1	$322k		8.0k	40.23	View chart
SPDR S&P 500 ETF Tr Tr Unit (SPY)	0.1	$291k		390.00	746.77	View chart
Eaton Vance Municipal Bond Fund (EIM)	0.1	$238k	NEW	24k	9.96	View chart
Rivernorth Managed Dur Mun I (RMMZ)	0.1	$238k	NEW	16k	15.04	View chart
iShares Tr TRS FLT RT BD (TFLO)	0.1	$226k	-94%	4.5k	50.63	View chart
Invesco QQQ Tr Unit Ser 1 (QQQ)	0.1	$199k		270.00	736.40	View chart
Aberdeen Life Sciences Investor Sh Ben Int (HQL)	0.1	$184k	-17%	9.2k	20.01	View chart
Destiny Tech100 Com Shs (DXYZ)	0.1	$170k	-92%	6.6k	25.76	View chart
SPDR S&P MidCap 400 ETF Tr Utser1 S&pdcrp (MDY)	0.0	$106k		150.00	703.34	View chart
Netflix (NFLX)	0.0	$71k		1.0k	71.40	View chart
Tmc The Metals Company (TMC)	0.0	$57k		13k	4.43	View chart
Meta Platforms Cl A (META)	0.0	$56k		100.00	563.29	View chart
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW)	0.0	$55k		6.5k	8.40	View chart
Barings Corporate Investors (MCI)	0.0	$37k	NEW	2.1k	17.56	View chart
First Tr Inter Duration Pfd & Income (FPF)	0.0	$36k	+12%	2.0k	18.17	View chart
Flaherty & Crumrine Pref. Incme Opp (PFO)	0.0	$34k		3.7k	9.24	View chart
Investco CurrencyShares Japan Japanese Yen (FXY)	0.0	$34k		600.00	56.44	View chart
PIMCO Global StocksPLUS & Income Fund (PGP)	0.0	$27k	NEW	3.1k	8.62	View chart
Montana Technologies Corp *W Exp 03/15/202 (AIRJW)	0.0	$20k		15k	1.30	View chart
Aberdeen Chile Fund (AEF)	0.0	$20k	+206%	2.0k	9.60	View chart
Templeton Dragon Fund (TDF)	0.0	$17k	+97%	1.5k	10.89	View chart
Templeton Emerging Markets (EMF)	0.0	$15k	+51%	649.00	23.22	View chart
Rice Acquisition Corp 3 *w Exp 99/99/999 (KRSP.WS)	0.0	$15k	+207%	15k	0.99	View chart
TCW Strategic Income Fund (TSI)	0.0	$15k		3.3k	4.51	View chart
Morgan Stanley China A Share Fund (CAF)	0.0	$14k	NEW	684.00	21.04	View chart
Nuveen Multi Asset Income Fu (NMAI)	0.0	$14k	+12%	1.0k	14.17	View chart
Mexico Equity and Income Fund (MXE)	0.0	$14k	+93%	1.1k	13.01	View chart
Spark I Acquisition Corp Ord Shs (SPKLW)	0.0	$14k	NEW	6.0k	2.38	View chart
Mexico Fund (MXF)	0.0	$13k	+69%	600.00	21.87	View chart
ProShares Short VIX Short-Term Futures ETF Sht Vix St Trm (SVXY)	0.0	$13k		220.00	57.26	View chart
Archimedes Tech SPAC Partner Ord Shs (ATIIW)	0.0	$11k	NEW	5.0k	2.19	View chart
European Equity Fund (EEA)	0.0	$11k	+28%	993.00	11.00	View chart
Morgan Stanley Emerging Markets Debt (MSD)	0.0	$10k	-99%	1.4k	7.30	View chart
Net Power W Exp 06/08/202 (NPWR.WS)	0.0	$9.5k		33k	0.29	View chart
Principal Real Estate Income Fund Shs Ben Int (PGZ)	0.0	$9.3k		908.00	10.29	View chart
Japan Smaller Capitalizaion Fund (JOF)	0.0	$9.2k	-31%	783.00	11.78	View chart
Cornerstone Strategic Value (CLM)	0.0	$9.0k	+5%	1.2k	7.56	View chart
Central Europe and Russia Fund (CEE)	0.0	$8.8k	NEW	428.00	20.55	View chart
Aberdeen Std Global Infrastructure Shs Ben Int (ASGI)	0.0	$8.6k	NEW	371.00	23.25	View chart
Adams Express Company (ADX)	0.0	$8.2k		320.00	25.53	View chart
Royce Value Trust (RVT)	0.0	$7.6k		409.00	18.48	View chart
Gabelli Dividend & Income Trust (GDV)	0.0	$7.3k	-99%	248.00	29.39	View chart
GAMCO Global Gold Nat Res Com Sh Ben Int (GGN)	0.0	$7.2k		1.5k	4.84	View chart
BlackRock Enhanced Dividend Achievers Tr (BDJ)	0.0	$7.0k		728.00	9.57	View chart
Nuveen NASDAQ 100 Dynamic Overwrite Fund Com Shs (QQQX)	0.0	$6.9k	+2%	230.00	30.18	View chart
Tri-Continental Corporation (TY)	0.0	$6.9k	+2%	200.00	34.44	View chart
Boulder Growth & Income Fund (STEW)	0.0	$6.8k	-99%	380.00	17.90	View chart
Nuveen Core Equity Alpha Fund (JCE)	0.0	$6.6k	+2%	402.00	16.37	View chart
Gabelli Equity Trust (GAB)	0.0	$6.4k	+2%	1.1k	5.66	View chart
Liberty All-Star Growth Fund (ASG)	0.0	$6.3k	+2%	1.2k	5.47	View chart
Liberty All Star Equity Fund Sh Ben Int (USA)	0.0	$5.2k	+2%	894.00	5.81	View chart
Morgan Stanley Emerging Markets Domestic (EDD)	0.0	$4.3k	-99%	739.00	5.88	View chart
Graf Global Corp Ord Shs Cl A (GRAF.U)	0.0	$3.8k	NEW	10k	0.38	View chart
Viking Acquisition Corp I Ord Cl A (VACI.WS)	0.0	$3.6k	NEW	4.0k	0.90	View chart
Virtus Global Divid Income F (ZTR)	0.0	$3.2k	+2%	468.00	6.83	View chart
Space Exploration Techn Corp Class A Com Stk (SPCX)	0.0	$2.9k	NEW	17.00	170.88	View chart
Nexpoint Credit Strategies Fund (NXDT)	0.0	$1.5k		285.00	5.19	View chart

Past Filings by Thomas J. Herzfeld Advisors

SEC 13F filings are viewable for Thomas J. Herzfeld Advisors going back to 2010

Thomas J. Herzfeld Advisors 2026 Q2 filed Aug. 10, 2026
Thomas J. Herzfeld Advisors 2026 Q1 filed May 12, 2026
Thomas J. Herzfeld Advisors 2025 Q4 filed Feb. 13, 2026
Thomas J. Herzfeld Advisors 2025 Q3 filed Nov. 12, 2025
Thomas J. Herzfeld Advisors 2025 Q2 filed Aug. 13, 2025
Thomas J. Herzfeld Advisors 2025 Q1 filed May 14, 2025
Thomas J. Herzfeld Advisors 2024 Q4 filed Feb. 12, 2025
Thomas J. Herzfeld Advisors 2024 Q3 filed Nov. 12, 2024
Thomas J. Herzfeld Advisors 2024 Q2 filed Aug. 13, 2024
Thomas J. Herzfeld Advisors 2024 Q1 filed May 13, 2024
Thomas J. Herzfeld Advisors 2023 Q4 filed Feb. 14, 2024
Thomas J. Herzfeld Advisors 2023 Q3 filed Nov. 13, 2023
Thomas J. Herzfeld Advisors 2023 Q2 restated filed Aug. 16, 2023
Thomas J. Herzfeld Advisors 2023 Q2 amended filed Aug. 16, 2023
Thomas J. Herzfeld Advisors 2023 Q2 filed Aug. 14, 2023
Thomas J. Herzfeld Advisors 2023 Q1 restated filed May 16, 2023

View all past filings

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