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Uptown Financial Advisors

Latest statistics and disclosures from Uptown Financial Advisors's latest quarterly 13F-HR filing:

Top 5 stock holdings are QQQ, VUG, VO, IJR, SPYV, and represent 41.84% of Uptown Financial Advisors's stock portfolio.
Added to shares of these 10 stocks: QQQ (+$18M), AVGO, XLU, BSV, BIV, MCI, NFLX, IJR, SOR, LQD.
Started 5 new stock positions in PCN, MCI, QQQ, SOR, GOOGL.
Reduced shares in these 10 stocks: CRWV, VUG, HD, JPM, SPYG, VTV, SPYV, AGG, NVDA, SCHV.
Sold out of its position in HD.
Uptown Financial Advisors was a net buyer of stock by $22M.
Uptown Financial Advisors has $140M in assets under management (AUM), dropping by 15.03%.
Central Index Key (CIK): 0002066147

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Positions held by Uptown Financial Advisors consolidated in one spreadsheet with up to 7 years of data

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Portfolio Holdings for Uptown Financial Advisors

Uptown Financial Advisors holds 75 positions in its portfolio as reported in the December 2025 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Invesco Qqq Tr Unit Ser 1 (QQQ)	13.1	$18M	NEW	30k	614.31	View chart
Vanguard Index Fds Growth Etf (VUG)	9.9	$14M	-9%	28k	487.88	View chart
Vanguard Index Fds Mid Cap Etf (VO)	6.6	$9.3M		32k	290.23	View chart
Ishares Tr Core S&p Scp Etf (IJR)	6.3	$8.8M	+3%	73k	120.18	View chart
Spdr Series Trust State Street Spd (SPYV)	5.9	$8.3M		145k	56.81	View chart
Vanguard Bd Index Fds Short Trm Bond (BSV)	5.1	$7.2M	+11%	91k	78.81	View chart
Spdr Index Shs Fds Portfolio Emg Mk (SPEM)	4.8	$6.7M		143k	46.81	View chart
Spdr Series Trust State Street Spd (SPYG)	3.7	$5.2M	-2%	48k	106.70	View chart
Vanguard Bd Index Fds Intermed Term (BIV)	2.9	$4.0M	+13%	51k	77.88	View chart
Schwab Strategic Tr Intl Eqty Etf (SCHF)	2.7	$3.8M	+4%	159k	24.04	View chart
Vanguard Index Fds Value Etf (VTV)	2.6	$3.6M	-2%	19k	190.99	View chart
Vanguard Tax-managed Fds Van Ftse Dev Mkt (VEA)	2.4	$3.3M	+3%	54k	62.47	View chart
Vanguard World Energy Etf (VDE)	2.3	$3.1M	+3%	25k	125.92	View chart
Broadcom (AVGO)	2.2	$3.1M	+367%	8.9k	346.10	View chart
Vanguard Intl Equity Index F Ftse Smcap Etf (VSS)	2.0	$2.8M	+2%	19k	143.34	View chart
Spdr S&p 500 Etf Tr Tr Unit (SPY)	1.8	$2.5M		3.6k	681.92	View chart
Energy Transfer Com Ut Ltd Ptn (ET)	1.5	$2.1M		130k	16.49	View chart
NVIDIA Corporation (NVDA)	1.3	$1.8M		9.8k	186.50	View chart
Ishares Tr Core S&p500 Etf (IVV)	1.3	$1.8M	+13%	2.6k	684.94	View chart
Select Sector Spdr Tr State Street Uti (XLU)	1.3	$1.8M	+97%	41k	42.69	View chart
Ishares Tr Iboxx Inv Cp Etf (LQD)	1.2	$1.7M	+18%	15k	110.20	View chart
Coreweave Com Cl A Call Option (CRWV)	1.2	$1.6M	-56%	23k	71.61	View chart
Enterprise Products Partners (EPD)	1.1	$1.5M		48k	32.06	View chart
Vanguard Charlotte Fds Total Int Bd Etf (BNDX)	0.9	$1.3M	+19%	27k	48.32	View chart
Vanguard Whitehall Fds High Div Yld (VYM)	0.7	$1.0M		7.1k	143.52	View chart
Janus Detroit Str Tr Hendrson Aaa Cl (JAAA)	0.7	$975k	+4%	19k	50.58	View chart
Ishares Tr Core S&p Mcp Etf (IJH)	0.7	$954k	+11%	15k	66.00	View chart
Microsoft Corporation (MSFT)	0.7	$909k		1.9k	483.62	View chart
Ishares Tr Russell 2000 Etf (IWM)	0.6	$898k		3.6k	246.16	View chart
Spdr Index Shs Fds Portfolio Devlpd (SPDW)	0.6	$894k	+2%	20k	44.41	View chart
Meta Platforms Cl A (META)	0.6	$830k		1.3k	660.09	View chart
Vanguard Index Fds Real Estate Etf (VNQ)	0.5	$717k	+10%	8.1k	88.50	View chart
Ishares Msci Emrg Chn (EMXC)	0.5	$707k	+11%	9.7k	72.68	View chart
Spdr Series Trust State Street Spd (JNK)	0.5	$695k	+3%	7.1k	97.22	View chart
Schwab Strategic Tr Us Lcap Va Etf (SCHV)	0.4	$624k	-3%	21k	29.61	View chart
Ishares Tr National Mun Etf (MUB)	0.4	$591k		5.5k	107.11	View chart
Ishares Tr Core Us Aggbd Et (AGG)	0.4	$565k	-7%	5.7k	99.88	View chart
Ishares Tr Sp Smcp600vl Etf (IJS)	0.3	$488k		4.3k	113.72	View chart
Vanguard Index Fds S&p 500 Etf Shs (VOO)	0.3	$460k		734.00	627.13	View chart
Abbvie (ABBV)	0.3	$437k		1.9k	228.49	View chart
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO)	0.3	$432k		8.0k	53.76	View chart
Apple (AAPL)	0.3	$425k		1.6k	272.03	View chart
Ishares Tr Core Msci Eafe (IEFA)	0.3	$417k		4.7k	89.47	View chart
American Express Company (AXP)	0.3	$417k		1.1k	369.95	View chart
Johnson & Johnson (JNJ)	0.3	$380k		1.8k	206.95	View chart
Vanguard Index Fds Sm Cp Val Etf (VBR)	0.3	$379k		1.8k	211.79	View chart
Schwab Strategic Tr Us Lcap Gr Etf (SCHG)	0.3	$374k		12k	32.62	View chart
Barings Corporate Investors (MCI)	0.3	$374k	NEW	21k	18.15	View chart
Schwab Strategic Tr Us Dividend Eq (SCHD)	0.3	$366k		13k	27.43	View chart
Vanguard World Inf Tech Etf (VGT)	0.3	$366k		485.00	753.78	View chart
Nuveen Div. Advantage Muni. Fund (NAD)	0.3	$365k		30k	12.02	View chart
Ishares Tr Msci Eafe Etf (EFA)	0.2	$341k		3.6k	96.03	View chart
Vanguard Intl Equity Index F Glb Ex Us Etf (VNQI)	0.2	$340k	+6%	7.4k	45.85	View chart
Cisco Systems (CSCO)	0.2	$338k		4.4k	77.03	View chart
Netflix (NFLX)	0.2	$338k	+900%	3.6k	93.76	View chart
Ishares Core Msci Emkt (IEMG)	0.2	$311k		4.6k	67.22	View chart
JPMorgan Chase & Co. (JPM)	0.2	$309k	-34%	958.00	322.22	View chart
Vanguard Specialized Funds Div App Etf (VIG)	0.2	$304k		1.4k	219.78	View chart
Schwab Strategic Tr Intl Sceqt Etf (SCHC)	0.2	$289k		6.3k	45.53	View chart
Source Capital Com Shs Of Ben I (SOR)	0.2	$277k	NEW	6.0k	45.76	View chart
Wells Fargo & Company (WFC)	0.2	$274k		2.9k	93.20	View chart
Nuveen Multi-Strategy Income & Growth (JPC)	0.2	$256k		32k	8.11	View chart
Select Sector Spdr Tr State Street Ene (XLE)	0.2	$249k	+97%	5.6k	44.72	View chart
Amazon (AMZN)	0.2	$246k		1.1k	230.82	View chart
Alphabet Cap Stk Cl A (GOOGL)	0.2	$244k	NEW	778.00	313.00	View chart
Blackstone Gso Flting Rte Fu (BSL)	0.2	$234k		17k	13.50	View chart
Texas Instruments Incorporated (TXN)	0.2	$233k		1.3k	173.49	View chart
Tesla Motors (TSLA)	0.2	$229k		509.00	449.72	View chart
International Business Machines (IBM)	0.2	$220k		743.00	296.21	View chart
Spdr Series Trust State Street Spd (SPSB)	0.2	$215k		7.1k	30.20	View chart
Ishares Tr Shrt Nat Mun Etf (SUB)	0.1	$207k		1.9k	106.70	View chart
Chevron Corporation (CVX)	0.1	$205k		1.3k	152.41	View chart
Janus Detroit Str Tr B-bbb Clo Etf (JBBB)	0.1	$203k		4.3k	47.70	View chart
PIMCO Corporate Income Fund (PCN)	0.1	$141k	NEW	11k	12.76	View chart
Nuveen Insured Tax-Free Adv Munici (NEA)	0.1	$134k		12k	11.63	View chart

Past Filings by Uptown Financial Advisors

SEC 13F filings are viewable for Uptown Financial Advisors going back to 2024

Uptown Financial Advisors 2025 Q4 filed Jan. 23, 2026
Uptown Financial Advisors 2025 Q3 filed Oct. 15, 2025
Uptown Financial Advisors 2025 Q2 filed July 10, 2025
Uptown Financial Advisors 2025 Q1 filed May 6, 2025
Uptown Financial Advisors 2024 Q4 filed April 29, 2025

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