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Uptown Financial Advisors

Latest statistics and disclosures from Uptown Financial Advisors's latest quarterly 13F-HR filing:

Top 5 stock holdings are VUG, VO, IJR, SPYV, BSV, and represent 40.41% of Uptown Financial Advisors's stock portfolio.
Added to shares of these 10 stocks: VUG, VO, SPYV, IJR, BSV, SCHF, SPEM, NVDA, XOM, CSCO.
Started 3 new stock positions in XOM, KMI, SPMD.
Reduced shares in these 10 stocks: QQQ (-$16M), AVGO, CRWV, MCI, SOR, , , IBM, JBBB, .
Sold out of its positions in MCI, IBM, JBBB, JPC, PCN, SOR, TSLA.
Uptown Financial Advisors was a net seller of stock by $-12M.
Uptown Financial Advisors has $126M in assets under management (AUM), dropping by -9.81%.
Central Index Key (CIK): 0002066147

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Portfolio Holdings for Uptown Financial Advisors

Uptown Financial Advisors holds 71 positions in its portfolio as reported in the March 2026 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Vanguard Index Fds Growth Etf (VUG)	10.9	$14M	+11%	31k	436.80	View chart
Vanguard Index Fds Mid Cap Etf (VO)	8.1	$10M	+11%	36k	287.18	View chart
Ishares Tr Core S&p Scp Etf (IJR)	7.9	$10M	+9%	80k	124.31	View chart
Spdr Series Trust State Street Spd (SPYV)	7.3	$9.2M	+11%	162k	56.58	View chart
Vanguard Bd Index Fds Short Trm Bond (BSV)	6.2	$7.9M	+10%	100k	78.41	View chart
Spdr Index Shs Fds State Street Spd (SPEM)	5.8	$7.3M	+9%	156k	46.91	View chart
Spdr Series Trust State Street Spd (SPYG)	3.7	$4.7M		48k	97.91	View chart
Schwab Strategic Tr Intl Eqty Etf (SCHF)	3.6	$4.6M	+16%	185k	24.75	View chart
Vanguard World Energy Etf (VDE)	3.5	$4.4M	+2%	26k	173.04	View chart
Vanguard Bd Index Fds Intermed Term (BIV)	3.3	$4.1M	+4%	54k	77.18	View chart
Vanguard Index Fds Value Etf (VTV)	3.0	$3.7M		19k	196.20	View chart
Vanguard Tax-managed Fds Van Ftse Dev Mkt (VEA)	2.8	$3.5M		54k	64.08	View chart
Vanguard Intl Equity Index F Ftse Smcap Etf (VSS)	2.4	$3.0M	+7%	21k	145.80	View chart
Energy Transfer Com Ut Ltd Ptn (ET)	2.0	$2.5M		129k	19.30	View chart
State Str Spdr S&p 500 Etf T Tr Unit (SPY)	1.9	$2.4M		3.6k	650.34	View chart
NVIDIA Corporation (NVDA)	1.7	$2.1M	+23%	12k	174.40	View chart
Select Sector Spdr Tr State Street Uti (XLU)	1.6	$2.1M	+9%	45k	45.89	View chart
Enterprise Products Partners (EPD)	1.4	$1.8M		48k	37.84	View chart
Ishares Tr Iboxx Inv Cp Etf (LQD)	1.4	$1.8M	+6%	16k	109.00	View chart
Ishares Tr Core S&p500 Etf (IVV)	1.4	$1.7M	+2%	2.7k	653.21	View chart
Vanguard Charlotte Fds Total Int Bd Etf (BNDX)	1.1	$1.4M	+9%	30k	48.05	View chart
Invesco Qqq Tr Unit Ser 1 (QQQ)	1.0	$1.3M	-92%	2.2k	577.18	View chart
Janus Detroit Str Tr Hendrson Aaa Cl (JAAA)	0.8	$975k		19k	50.37	View chart
Ishares Tr Core S&p Mcp Etf (IJH)	0.8	$968k		14k	67.53	View chart
Vanguard Whitehall Fds High Div Yld (VYM)	0.8	$961k	-8%	6.5k	148.10	View chart
Ishares Tr Russell 2000 Etf (IWM)	0.7	$933k	+3%	3.8k	248.00	View chart
Spdr Index Shs Fds State Street Spd (SPDW)	0.7	$919k		20k	45.65	View chart
Vanguard Index Fds Real Estate Etf (VNQ)	0.7	$833k	+15%	9.4k	88.71	View chart
Ishares Msci Emrg Chn (EMXC)	0.6	$748k	-2%	9.5k	78.66	View chart
Spdr Series Trust State Street Spd (JNK)	0.6	$734k	+7%	7.7k	95.73	View chart
Meta Platforms Cl A (META)	0.6	$719k		1.3k	572.13	View chart
Microsoft Corporation (MSFT)	0.6	$700k		1.9k	370.17	View chart
Broadcom (AVGO)	0.5	$652k	-76%	2.1k	309.51	View chart
Schwab Strategic Tr Us Lcap Va Etf (SCHV)	0.5	$621k	-3%	20k	30.50	View chart
Cisco Systems (CSCO)	0.5	$589k	+72%	7.6k	77.59	View chart
Ishares Tr Core Us Aggbd Et (AGG)	0.5	$587k	+4%	5.9k	99.27	View chart
Ishares Tr National Mun Etf (MUB)	0.5	$586k		5.5k	106.15	View chart
Coreweave Com Cl A Call Option (CRWV)	0.4	$535k	-70%	6.9k	77.47	View chart
Ishares Tr Sp Smcp600vl Etf (IJS)	0.4	$518k		4.4k	118.45	View chart
Johnson & Johnson (JNJ)	0.4	$449k		1.8k	244.44	View chart
Vanguard Index Fds S&p 500 Etf Shs (VOO)	0.3	$439k		734.00	597.55	View chart
Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO)	0.3	$434k		8.0k	54.05	View chart
Ishares Tr Core Msci Eafe (IEFA)	0.3	$422k		4.7k	90.54	View chart
Abbvie (ABBV)	0.3	$416k		1.9k	217.49	View chart
Apple (AAPL)	0.3	$397k		1.6k	253.95	View chart
Schwab Strategic Tr Us Dividend Eq (SCHD)	0.3	$391k	-4%	13k	30.68	View chart
Vanguard Index Fds Sm Cp Val Etf (VBR)	0.3	$388k		1.8k	217.25	View chart
Vanguard Intl Equity Index F Glb Ex Us Etf (VNQI)	0.3	$360k	+9%	8.1k	44.46	View chart
Vanguard World Inf Tech Etf (VGT)	0.3	$358k	+5%	513.00	697.72	View chart
Nuveen Div. Advantage Muni. Fund (NAD)	0.3	$349k		30k	11.50	View chart
Netflix (NFLX)	0.3	$346k		3.6k	96.15	View chart
Select Sector Spdr Tr State Street Ene (XLE)	0.3	$343k		5.6k	61.27	View chart
American Express Company (AXP)	0.3	$341k		1.1k	302.48	View chart
Schwab Strategic Tr Us Lcap Gr Etf (SCHG)	0.3	$334k		12k	29.13	View chart
Ishares Core Msci Emkt (IEMG)	0.3	$323k		4.6k	69.75	View chart
Ishares Tr Msci Eafe Etf (EFA)	0.3	$316k	-8%	3.3k	97.13	View chart
Vanguard Specialized Funds Div App Etf (VIG)	0.2	$298k		1.4k	215.06	View chart
JPMorgan Chase & Co. (JPM)	0.2	$282k		958.00	294.16	View chart
Schwab Strategic Tr Intl Sceqt Etf (SCHC)	0.2	$280k	-5%	6.0k	46.74	View chart
Chevron Corporation (CVX)	0.2	$278k		1.3k	206.90	View chart
Texas Instruments Incorporated (TXN)	0.2	$260k		1.3k	194.14	View chart
Exxon Mobil Corporation (XOM)	0.2	$260k	NEW	1.5k	169.66	View chart
Wells Fargo & Company (WFC)	0.2	$234k		2.9k	79.61	View chart
Kinder Morgan (KMI)	0.2	$233k	NEW	7.0k	33.53	View chart
Blackstone Gso Flting Rte Fu (BSL)	0.2	$224k		17k	12.95	View chart
Alphabet Cap Stk Cl A (GOOGL)	0.2	$224k		778.00	287.56	View chart
Amazon (AMZN)	0.2	$222k		1.1k	208.27	View chart
Spdr Series Trust State Street Spd (SPSB)	0.2	$214k		7.1k	30.07	View chart
Spdr Series Trust State Street Spd (SPMD)	0.2	$208k	NEW	3.5k	59.22	View chart
Ishares Tr Shrt Nat Mun Etf (SUB)	0.2	$206k		1.9k	106.50	View chart
Nuveen Insured Tax-Free Adv Munici (NEA)	0.1	$129k		12k	11.23	View chart

Past Filings by Uptown Financial Advisors

SEC 13F filings are viewable for Uptown Financial Advisors going back to 2024

Uptown Financial Advisors 2026 Q1 filed April 13, 2026
Uptown Financial Advisors 2025 Q4 filed Jan. 23, 2026
Uptown Financial Advisors 2025 Q3 filed Oct. 15, 2025
Uptown Financial Advisors 2025 Q2 filed July 10, 2025
Uptown Financial Advisors 2025 Q1 filed May 6, 2025
Uptown Financial Advisors 2024 Q4 filed April 29, 2025

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