Waddell & Associates
Latest statistics and disclosures from Waddell & Associates's latest quarterly 13F-HR filing:
- Top 5 stock holdings are MDY, FNDA, DGRW, CAPE, SCHK, and represent 39.82% of Waddell & Associates's stock portfolio.
- Added to shares of these 10 stocks: AZO (+$13M), DBND, ISCF, FDX, PHYS, IOO, DGRW, FNDA, IEFA, EWX.
- Started 8 new stock positions in FDX, AMAT, AON, HUM, DBND, JMHI, AZO, ACN.
- Reduced shares in these 10 stocks: GLD, VT, CGV, , CMI, QQQM, MRK, CVX, VTV, VLUE.
- Sold out of its positions in CMI, PPBI, RCAT, Sonder Holdings.
- Waddell & Associates was a net buyer of stock by $27M.
- Waddell & Associates has $684M in assets under management (AUM), dropping by 0.37%.
- Central Index Key (CIK): 0001776757
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Portfolio Holdings for Waddell & Associates
Waddell & Associates holds 172 positions in its portfolio as reported in the September 2023 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Spdr S&p Midcap 400 Etf Tr Utser1 S&pdcrp (MDY) | 9.2 | $63M | 138k | 456.64 |
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| Schwab Strategic Tr Schwab Fdt Us Sc (FNDA) | 8.8 | $60M | 1.2M | 48.49 |
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| Wisdomtree Tr Us Qtly Div Grt (DGRW) | 8.0 | $54M | 857k | 63.49 |
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| Doubleline Etf Trust Shiller Cape U S (CAPE) | 7.9 | $54M | 2.3M | 23.67 |
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| Schwab Strategic Tr 1000 Index Etf (SCHK) | 5.9 | $41M | 982k | 41.30 |
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| Ishares Tr International Sl (ISCF) | 5.4 | $37M | +6% | 1.3M | 29.58 |
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| Vanguard Intl Equity Index F Tt Wrld St Etf (VT) | 5.0 | $34M | 365k | 93.18 |
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| Ishares Tr Core Msci Eafe (IEFA) | 5.0 | $34M | 528k | 64.35 |
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| Spdr Index Shs Fds S&p Emktsc Etf (EWX) | 4.4 | $30M | 563k | 53.48 |
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| Ishares Tr Global 100 Etf (IOO) | 4.2 | $29M | +3% | 392k | 73.24 |
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| Invesco Exch Traded Fd Tr Ii Nasdaq 100 Etf (QQQM) | 4.1 | $28M | 191k | 147.41 |
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| Ishares Tr Core Msci Total (IXUS) | 3.6 | $25M | +2% | 411k | 59.99 |
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| Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) | 3.4 | $24M | +2% | 601k | 39.21 |
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| AutoZone (AZO) | 1.8 | $13M | NEW | 4.9k | 2540.07 |
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| Two Rds Shared Tr Condctr Gbl Eqty (CGV) | 1.8 | $12M | -4% | 953k | 12.82 |
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| Apple (AAPL) | 1.4 | $9.8M | 57k | 171.21 |
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| Ishares Tr Msci Usa Value (VLUE) | 1.1 | $7.2M | 79k | 90.72 |
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| Spdr S&p 500 Etf Tr Tr Unit (SPY) | 0.9 | $6.2M | 15k | 427.47 |
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| Microsoft Corporation (MSFT) | 0.9 | $6.1M | 19k | 315.74 |
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| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.7 | $5.1M | 15k | 350.30 |
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| Vanguard Intl Equity Index F Ftse Smcap Etf (VSS) | 0.6 | $3.9M | 36k | 106.20 |
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| Vanguard Star Fds Vg Tl Intl Stk F (VXUS) | 0.5 | $3.6M | 68k | 53.52 |
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| Doubleline Etf Trust Opportunistic Bd (DBND) | 0.5 | $3.6M | NEW | 81k | 44.12 |
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| Eli Lilly & Co. (LLY) | 0.5 | $3.6M | 6.6k | 537.10 |
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| Ishares Tr Msci Eafe Etf (EFA) | 0.5 | $3.1M | 45k | 68.92 |
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| Home Depot (HD) | 0.4 | $3.0M | +6% | 9.8k | 302.16 |
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| Wal-Mart Stores (WMT) | 0.4 | $3.0M | 19k | 159.93 |
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| Vanguard Index Fds Value Etf (VTV) | 0.4 | $2.6M | -3% | 19k | 137.93 |
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| Ishares Tr Msci Acwi Etf (ACWI) | 0.4 | $2.4M | 26k | 92.37 |
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| Exxon Mobil Corporation (XOM) | 0.3 | $2.3M | 19k | 117.58 |
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| Vanguard Index Fds S&p 500 Etf Shs (VOO) | 0.3 | $2.1M | 5.4k | 392.67 |
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| Sprott Physical Gold & Silve Tr Unit (CEF) | 0.3 | $2.1M | 118k | 17.32 |
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| Dimensional Etf Trust Emgr Cre Eqt Mng (DFAE) | 0.3 | $2.0M | 89k | 22.57 |
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| Sprott Physical Gold Tr Unit (PHYS) | 0.3 | $1.9M | +136% | 135k | 14.32 |
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| Chevron Corporation (CVX) | 0.3 | $1.9M | -6% | 11k | 168.62 |
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| JPMorgan Chase & Co. (JPM) | 0.3 | $1.8M | 13k | 145.02 |
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| Alphabet Cap Stk Cl C (GOOG) | 0.2 | $1.7M | +6% | 13k | 131.85 |
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| Sprott Physical Silver Tr Tr Unit (PSLV) | 0.2 | $1.6M | 210k | 7.58 |
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| Procter & Gamble Company (PG) | 0.2 | $1.5M | 11k | 145.86 |
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| Coca-Cola Company (KO) | 0.2 | $1.5M | 27k | 55.98 |
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| West Pharmaceutical Services (WST) | 0.2 | $1.5M | 3.9k | 375.21 |
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| Direxion Shs Etf Tr Nas100 Eql Wgt (QQQE) | 0.2 | $1.4M | -3% | 19k | 74.77 |
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| Truist Financial Corp equities (TFC) | 0.2 | $1.4M | 50k | 28.61 |
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| Invesco Qqq Tr Unit Ser 1 (QQQ) | 0.2 | $1.4M | +33% | 3.9k | 358.31 |
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| Johnson & Johnson (JNJ) | 0.2 | $1.4M | -4% | 8.9k | 155.76 |
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| AFLAC Incorporated (AFL) | 0.2 | $1.3M | 17k | 76.75 |
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| Cisco Systems (CSCO) | 0.2 | $1.3M | 25k | 53.76 |
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| Alphabet Cap Stk Cl A (GOOGL) | 0.2 | $1.3M | 9.9k | 130.85 |
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| FedEx Corporation (FDX) | 0.2 | $1.2M | NEW | 4.7k | 264.90 |
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| Amazon (AMZN) | 0.2 | $1.2M | 9.4k | 127.13 |
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| Pfizer (PFE) | 0.2 | $1.1M | 35k | 33.17 |
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| Bristol Myers Squibb (BMY) | 0.2 | $1.1M | 19k | 58.04 |
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| Listed Fd Tr Core Alt Fd (CCOR) | 0.1 | $980k | 36k | 27.60 |
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| Oracle Corporation (ORCL) | 0.1 | $934k | 8.8k | 105.92 |
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| Ishares Tr Msci Emg Mkt Etf (EEM) | 0.1 | $874k | 23k | 37.95 |
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| Pepsi (PEP) | 0.1 | $842k | +20% | 5.0k | 169.42 |
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| International Business Machines (IBM) | 0.1 | $842k | +7% | 6.0k | 140.30 |
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| Edwards Lifesciences (EW) | 0.1 | $806k | 12k | 69.28 |
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| UnitedHealth (UNH) | 0.1 | $805k | 1.6k | 504.32 |
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| Public Storage (PSA) | 0.1 | $769k | 2.9k | 263.51 |
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| Visa Com Cl A (V) | 0.1 | $751k | 3.3k | 230.01 |
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| Meta Platforms Cl A (META) | 0.1 | $745k | +15% | 2.5k | 300.21 |
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| Intel Corporation (INTC) | 0.1 | $679k | 19k | 35.55 |
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| Ishares Tr U.s. Tech Etf (IYW) | 0.1 | $666k | +57% | 6.3k | 104.92 |
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| Merck & Co (MRK) | 0.1 | $657k | -16% | 6.4k | 102.96 |
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| NVIDIA Corporation (NVDA) | 0.1 | $656k | +17% | 1.5k | 434.99 |
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| Blackstone Group Inc Com Cl A (BX) | 0.1 | $638k | 6.0k | 107.14 |
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| Abbvie (ABBV) | 0.1 | $612k | -2% | 4.1k | 149.05 |
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| Colgate-Palmolive Company (CL) | 0.1 | $612k | 8.6k | 71.11 |
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| Spdr Ser Tr Portfolio S&p400 (SPMD) | 0.1 | $586k | 13k | 43.79 |
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| Netflix (NFLX) | 0.1 | $579k | 1.5k | 377.60 |
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| Vanguard Index Fds Total Stk Mkt (VTI) | 0.1 | $572k | 2.7k | 212.41 |
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| Thermo Fisher Scientific (TMO) | 0.1 | $563k | 1.1k | 506.28 |
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| Phillips 66 (PSX) | 0.1 | $528k | 4.4k | 120.15 |
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| Regions Financial Corporation (RF) | 0.1 | $520k | +26% | 30k | 17.20 |
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| Ishares Tr Msci Usa Min Vol (USMV) | 0.1 | $515k | 7.1k | 72.38 |
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| Allstate Corporation (ALL) | 0.1 | $515k | 4.6k | 111.41 |
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| Boeing Company (BA) | 0.1 | $515k | 2.7k | 191.70 |
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| Goldman Sachs Etf Tr Activebeta Int (GSIE) | 0.1 | $512k | 17k | 30.03 |
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| Invesco Exchange Traded Fd T Ftse Rafi 1500 (PRFZ) | 0.1 | $508k | +442% | 15k | 32.99 |
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| Mid-America Apartment (MAA) | 0.1 | $507k | 3.9k | 128.66 |
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| Bank of America Corporation (BAC) | 0.1 | $486k | 18k | 27.38 |
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| Service Corporation International (SCI) | 0.1 | $482k | 8.4k | 57.14 |
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| Stryker Corporation (SYK) | 0.1 | $482k | 1.8k | 273.27 |
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| Ionis Pharmaceuticals (IONS) | 0.1 | $456k | 10k | 45.36 |
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| At&t (T) | 0.1 | $455k | 30k | 15.02 |
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| Applied Materials (AMAT) | 0.1 | $451k | NEW | 3.3k | 138.45 |
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| Newmont Mining Corporation (NEM) | 0.1 | $450k | 12k | 36.95 |
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| O'reilly Automotive (ORLY) | 0.1 | $447k | 492.00 | 908.86 |
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| Wisdomtree Tr Artificial Intel (WTAI) | 0.1 | $441k | +115% | 25k | 17.42 |
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| Ishares Tr Robotics Artif (IRBO) | 0.1 | $440k | +118% | 14k | 30.54 |
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| Walt Disney Company (DIS) | 0.1 | $439k | +32% | 5.4k | 81.05 |
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| First Horizon National Corporation (FHN) | 0.1 | $437k | +3% | 40k | 11.02 |
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| ConocoPhillips (COP) | 0.1 | $419k | 3.5k | 119.79 |
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| Verizon Communications (VZ) | 0.1 | $418k | +4% | 13k | 32.41 |
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| Marathon Petroleum Corp (MPC) | 0.1 | $414k | 2.7k | 151.34 |
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| Northrop Grumman Corporation (NOC) | 0.1 | $413k | 938.00 | 440.19 |
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| Duke Energy Corp Com New (DUK) | 0.1 | $409k | 4.6k | 88.26 |
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| Broadcom (AVGO) | 0.1 | $406k | 489.00 | 830.58 |
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| Becton, Dickinson and (BDX) | 0.1 | $405k | 1.6k | 258.53 |
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| SYSCO Corporation (SYY) | 0.1 | $404k | 6.1k | 66.05 |
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| Danaher Corporation (DHR) | 0.1 | $387k | 1.6k | 248.14 |
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| Ishares Tr Msci Usa Qlt Fct (QUAL) | 0.1 | $384k | -13% | 2.9k | 131.79 |
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| Accenture Plc Ireland Shs Class A (ACN) | 0.1 | $373k | NEW | 1.2k | 307.11 |
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| Union Pacific Corporation (UNP) | 0.1 | $371k | 1.8k | 203.63 |
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| Invesco Exchange Traded Fd T Water Res Etf (PHO) | 0.1 | $364k | 6.8k | 53.18 |
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| Spdr Dow Jones Indl Average Ut Ser 1 (DIA) | 0.1 | $362k | 1.1k | 334.85 |
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| Ishares Tr 0-5 Yr Tips Etf (STIP) | 0.1 | $359k | 3.7k | 96.92 |
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| Morgan Stanley Com New (MS) | 0.1 | $349k | -2% | 4.3k | 81.67 |
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| Pacer Fds Tr Trendp Us Mid Cp (PTMC) | 0.1 | $349k | 11k | 31.55 |
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| Wells Fargo & Company (WFC) | 0.1 | $346k | 8.5k | 40.86 |
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| Anthem (ELV) | 0.1 | $344k | 789.00 | 435.42 |
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| Baker Hughes Company Cl A (BKR) | 0.1 | $342k | 9.7k | 35.32 |
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| United Sts Oil Units (USO) | 0.0 | $336k | 4.2k | 80.86 |
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| Vanguard Intl Equity Index F Allwrld Ex Us (VEU) | 0.0 | $332k | 6.4k | 51.87 |
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| Invesco Exch Traded Fd Tr Ii Calif Amt Mun (PWZ) | 0.0 | $332k | 14k | 23.47 |
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| Booking Holdings (BKNG) | 0.0 | $327k | 106.00 | 3083.95 |
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| Progressive Corporation (PGR) | 0.0 | $322k | 2.3k | 139.30 |
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| Goldman Sachs (GS) | 0.0 | $320k | +11% | 988.00 | 323.65 |
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| Mondelez Intl Cl A (MDLZ) | 0.0 | $317k | 4.6k | 69.40 |
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| Ishares Tr Global Equity (GLOF) | 0.0 | $316k | 9.2k | 34.37 |
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| 3M Company (MMM) | 0.0 | $304k | +19% | 3.2k | 93.62 |
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| American Express Company (AXP) | 0.0 | $304k | 2.0k | 149.17 |
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| Spdr Gold Tr Gold Shs (GLD) | 0.0 | $300k | -79% | 1.7k | 171.45 |
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| Nike CL B (NKE) | 0.0 | $299k | -14% | 3.1k | 95.61 |
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| salesforce (CRM) | 0.0 | $297k | 1.5k | 202.82 |
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| Lyondellbasell Industries N Shs - A - (LYB) | 0.0 | $296k | 3.1k | 94.70 |
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| First Tr Exch Traded Fd Iii Muni Hi Incm Etf (FMHI) | 0.0 | $294k | 6.5k | 45.07 |
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| Yum! Brands (YUM) | 0.0 | $291k | 2.3k | 124.94 |
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| S&p Global (SPGI) | 0.0 | $291k | 797.00 | 365.41 |
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| McDonald's Corporation (MCD) | 0.0 | $290k | +8% | 1.1k | 263.44 |
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| Vaneck Etf Trust Mrngstr Wde Moat (MOAT) | 0.0 | $288k | 3.8k | 75.84 |
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| Starbucks Corporation (SBUX) | 0.0 | $284k | 3.1k | 91.26 |
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| Marriott Intl Cl A (MAR) | 0.0 | $284k | 1.4k | 196.51 |
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| Deere & Company (DE) | 0.0 | $282k | -8% | 747.00 | 377.38 |
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| Hilltop Holdings (HTH) | 0.0 | $281k | +3% | 9.9k | 28.36 |
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| Advisors Inner Circle Cambiar Aggres (CAMX) | 0.0 | $268k | 11k | 24.57 |
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| Alps Etf Tr Alerian Mlp (AMLP) | 0.0 | $268k | 6.4k | 42.20 |
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| Equinix (EQIX) | 0.0 | $265k | 365.00 | 726.26 |
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| Kinder Morgan (KMI) | 0.0 | $262k | +37% | 16k | 16.58 |
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| Kraft Heinz (KHC) | 0.0 | $260k | 7.7k | 33.64 |
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| Prologis (PLD) | 0.0 | $260k | 2.3k | 112.21 |
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| Monster Beverage Corp (MNST) | 0.0 | $257k | 4.8k | 52.95 |
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| Stag Industrial (STAG) | 0.0 | $255k | -2% | 7.4k | 34.51 |
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| Cross Timbers Rty Tr Tr Unit (CRT) | 0.0 | $253k | 13k | 19.45 |
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| Simon Property (SPG) | 0.0 | $249k | 2.3k | 108.03 |
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| Vaneck Etf Trust Jp Mrgan Em Loc (EMLC) | 0.0 | $244k | 10k | 23.87 |
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| Eversource Energy (ES) | 0.0 | $241k | 4.1k | 58.15 |
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| Abbott Laboratories (ABT) | 0.0 | $240k | 2.5k | 96.84 |
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| Costco Wholesale Corporation (COST) | 0.0 | $239k | 422.00 | 565.13 |
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| Kimberly-Clark Corporation (KMB) | 0.0 | $235k | 1.9k | 120.84 |
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| Vanguard World Fds Health Car Etf (VHT) | 0.0 | $235k | 1.0k | 235.10 |
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| Qualcomm (QCOM) | 0.0 | $235k | -3% | 2.1k | 111.06 |
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| Coherent Corp (COHR) | 0.0 | $233k | 7.2k | 32.64 |
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| Lockheed Martin Corporation (LMT) | 0.0 | $231k | 565.00 | 408.96 |
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| Biogen Idec (BIIB) | 0.0 | $228k | 887.00 | 257.01 |
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| Altria (MO) | 0.0 | $224k | 5.3k | 42.05 |
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| Louisiana-Pacific Corporation (LPX) | 0.0 | $221k | 4.0k | 55.27 |
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| Amcor Ord (AMCR) | 0.0 | $220k | 24k | 9.16 |
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| Physicians Realty Trust | 0.0 | $219k | 18k | 12.19 |
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| Goodyear Tire & Rubber Company (GT) | 0.0 | $214k | -2% | 17k | 12.43 |
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| J P Morgan Exchange Traded F High Yield Muni (JMHI) | 0.0 | $212k | NEW | 4.5k | 47.41 |
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| Nextera Energy (NEE) | 0.0 | $211k | 3.7k | 57.29 |
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| Dimensional Etf Trust Us Core Equity 2 (DFAC) | 0.0 | $205k | 7.8k | 26.20 |
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| Fortinet (FTNT) | 0.0 | $205k | 3.5k | 58.68 |
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| Aon Shs Cl A (AON) | 0.0 | $204k | NEW | 629.00 | 324.22 |
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| Spdr Index Shs Fds Msci Eafe Strtgc (QEFA) | 0.0 | $201k | 3.0k | 67.04 |
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| Humana (HUM) | 0.0 | $200k | NEW | 412.00 | 486.52 |
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| Viatris (VTRS) | 0.0 | $153k | -2% | 16k | 9.86 |
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| Manhattan Bridge Capital (LOAN) | 0.0 | $99k | +16% | 103k | 0.96 |
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| Oxford Lane Cap Corp (OXLC) | 0.0 | $80k | +4% | 16k | 4.99 |
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| New Gold Inc Cda (NGD) | 0.0 | $36k | 39k | 0.91 |
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Past Filings by Waddell & Associates
SEC 13F filings are viewable for Waddell & Associates going back to 2019
- Waddell & Associates 2023 Q3 filed Nov. 7, 2023
- Waddell & Associates 2023 Q2 filed Aug. 7, 2023
- Waddell & Associates 2023 Q1 filed May 10, 2023
- Waddell & Associates 2022 Q4 filed Feb. 10, 2023
- Waddell & Associates 2022 Q3 filed Nov. 2, 2022
- Waddell & Associates 2022 Q2 filed July 27, 2022
- Waddell & Associates 2022 Q1 filed April 21, 2022
- Waddell & Associates 2021 Q4 filed Feb. 1, 2022
- Waddell & Associates 2021 Q3 filed Nov. 10, 2021
- Waddell & Associates 2021 Q2 filed Aug. 16, 2021
- Waddell & Associates 2021 Q1 filed May 14, 2021
- Waddell & Associates 2020 Q4 filed Feb. 12, 2021
- Waddell & Associates 2020 Q3 filed Nov. 13, 2020
- Waddell & Associates 2020 Q2 filed Aug. 13, 2020
- Waddell & Associates 2020 Q1 filed May 12, 2020
- Waddell & Associates 2019 Q4 filed Feb. 12, 2020