Advent Capital Management

Advent Capital Management as of Sept. 30, 2012

Portfolio Holdings for Advent Capital Management

Advent Capital Management holds 314 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Priceline.com 2018 1% conv 2.1 $111M 103M 1.08
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 2.0 $103M 84k 1237.86
Mgm Mirage conv 1.9 $98M 95M 1.04
Amgen Inc note 0.375% 2/0 1.6 $83M 75M 1.11
Bank Of America 7.25% Pfd 7.25%cnv pfd l 1.6 $83M 76k 1089.00
Health Care Reit Inc note 3.000%12/0 1.5 $77M 64M 1.19
Illumina Inc 0 1/4 2016 conv 1.4 $73M 77M 0.94
Netapp Inc note 1.750% 6/0 1.4 $72M 63M 1.14
Microsoft Corporation Cv. Sr. conv 1.3 $66M 63M 1.04
GAME Technolog debt 1.3 $66M 63M 1.05
Goldcorp Inc New note 2.000% 8/0 1.2 $65M 53M 1.21
Hologic Inc cnv 1.2 $62M 63M 0.98
E M C Corp Mass note 1.750%12/0 1.1 $60M 35M 1.72
Intel Corp sdcv 1.1 $59M 54M 1.09
Sandisk Corp note 1.500% 8/1 1.1 $58M 50M 1.14
Electronic Arts Inc conv 1.1 $58M 63M 0.92
Boston Properties conv 1.1 $56M 52M 1.09
Gilead Sciences conv 1.1 $56M 37M 1.51
Tibco Software Inc conv 1.1 $55M 54M 1.03
Affiliated Managers Group note 3.950% 8/1 1.0 $54M 48M 1.12
Lifepoint Hospitals Inc note 3.500% 5/1 1.0 $53M 49M 1.09
Symantec Corp note 1.000% 6/1 1.0 $53M 49M 1.09
Webmd Health Conv Sr Notes conv 1.0 $53M 63M 0.83
Ciena Corp 144a 4.0 03-15-15 convert 1.0 $51M 47M 1.08
Sl Green Operating Par 144a 3. convert 1.0 $50M 44M 1.15
Allegheny Technologies Inc note 4.250% 6/0 0.9 $50M 43M 1.16
Nuance Communications 144a 2031 conv 0.9 $49M 43M 1.16
United Technol conv prf 0.9 $48M 859k 56.09
Keycorp New pfd 7.75% sr a 0.9 $46M 373k 123.94
Lukoil 2.625% 2015 conv 0.9 $46M 42M 1.10
Lam Research Corp note 0.500% 5/1 0.9 $46M 49M 0.95
Peabody Energy Corp sdcv 4.750%12/1 0.9 $45M 53M 0.85
On Semiconductor Corp note 2.625%12/1 0.8 $44M 42M 1.04
Alexandria Real Estate pfd cv 0.8 $44M 1.6M 27.35
Interpublic Group Cos Inc note 4.750% 3/1 0.8 $43M 40M 1.09
Intel Corp. Jr. Sub. Cv. Deb. conv 0.8 $43M 35M 1.23
Owens-brockway Glass Container conv 0.8 $43M 44M 0.99
Stone Energy 1.75% 2017 conv 0.8 $43M 46M 0.95
Archer Daniels Midland Co note 0.875% 2/1 0.8 $43M 43M 1.00
Endo Pharmaceuticals Hldgs I note 1.750% 4/1 0.8 $43M 35M 1.22
Forest City Enterprises conv 0.8 $43M 41M 1.05
Metlife Inc 5% 10/0/14 Conv Pr cv prf 0.8 $42M 600k 69.10
Massey Energy Co note 3.250% 8/0 0.8 $41M 45M 0.92
Medtronic Inc note 1.625% 4/1 0.8 $41M 41M 1.01
Newmont Mining Corp note 1.250% 7/1 0.8 $40M 30M 1.35
Stanley Black & Decker Inc unit 99/99/9999 0.7 $39M 308k 125.62
Equinix Inc note 3.000%10/1 0.7 $38M 19M 1.97
Gilead Sciences conv 0.7 $36M 23M 1.57
Arcelormittal Sa Luxembourg note 5.000% 5/1 0.7 $35M 34M 1.02
Linear Technology Corp note 3.000% 5/0 0.7 $35M 34M 1.04
Brookdale Senior Living note 0.7 $34M 31M 1.10
Ares Capital Corp 5.125 2016 conv 0.7 $34M 32M 1.05
Molina Healthcare Inc note 3.750%10/0 0.6 $33M 29M 1.12
Trinity Inds Inc note 3.875% 6/0 0.6 $33M 32M 1.03
Sothebys note 3.125% 6/1 0.6 $32M 29M 1.11
Take Two Interactive 1.75% 2016 conv 0.6 $32M 34M 0.94
Developers Diversified Rlty note 1.750%11/1 0.6 $31M 28M 1.11
Omnicare Inc 3.75% '42 conv 0.6 $31M 32M 0.98
Navistar Intl Corp New note 3.000%10/1 0.6 $30M 34M 0.89
Healthsouth Corp A 6.5 Cvp convert 0.6 $30M 28k 1084.83
Fidelity National Finance conv 0.6 $30M 25M 1.22
General Mtrs Co jr pfd cnv srb 0.6 $29M 772k 37.28
Jarden Corp 1.875 '18 144a conv 0.6 $29M 28M 1.03
L-3 Communications Corp debt 3.000% 8/0 0.5 $28M 28M 1.00
CUBIST PHARM CONVERTIBLE security 0.5 $28M 16M 1.75
Xilinx Inc Cvt 2.625 6-15-17 convert 0.5 $28M 21M 1.31
Ttm Technologies Inc note 3.250% 5/1 0.5 $27M 27M 1.01
Omnicare Inc dbcv 3.250%12/1 0.5 $27M 27M 0.99
Annaly Cap Mgmt Inc note 4.000% 2/1 0.5 $27M 21M 1.27
Iconix Brand Group Inc Cvt 144 convert 0.5 $27M 27M 1.00
Apache Corp pfd cv 0.5 $26M 532k 48.79
Annaly Cap Mgmt Inc note 5.000% 5/1 0.5 $26M 26M 1.02
Ares Capital Corp 5.75 16 convert 0.5 $25M 24M 1.06
Alliant Techsystems Inc note 3.000% 8/1 0.5 $25M 24M 1.03
Hong Kong Exchanges & Cl 0.5% 2017 conv 0.5 $25M 25M 1.01
Group 1 Automotive Inc frnt 2.250% 6/1 0.5 $24M 21M 1.16
Jns 3.25% 7/15/2014 note 0.5 $24M 22M 1.07
Shire Plc 2.75% 14 conv 0.5 $24M 22M 1.11
Salix Pharmaceuticals 1.5% conv 0.5 $24M 25M 0.97
Sba Communications Corp note 1.875% 5/0 0.5 $23M 15M 1.52
TAKE-TWO INTER CONVERTIBLE security 0.5 $23M 19M 1.22
Acergy 2.25% 2013 conv 0.5 $24M 20M 1.16
Steel Dynamics Inc note 5.125% 6/1 0.4 $23M 22M 1.05
Isis Pharmaceutical 2019 144a conv 0.4 $23M 20M 1.14
Centerpoint Energy Inc Vq 09-1 convert 0.4 $22M 539k 40.30
Ryland Group note 0.4 $22M 18M 1.20
Medicis Pharmaceutical conv 0.4 $21M 19M 1.08
Saks Inc note 2.000% 3/1 0.4 $20M 20M 1.04
Cemex Sab conv 0.4 $20M 21M 0.99
Arvinmeritor Inc frnt 4.625% 3/0 0.4 $20M 22M 0.90
Goodrich Pete Corp note 5.000%10/0 0.4 $20M 21M 0.94
Liberty Media Corp deb 3.500% 1/1 0.4 $20M 42M 0.47
Ford Mtr Co Del note 4.250%11/1 0.4 $19M 14M 1.38
Amg Capital Trust Ii convert (AATRL) 0.4 $19M 409k 46.84
Ares Capital Corp conv 0.4 $19M 19M 1.03
Ciena Corp note 0.875% 6/1 0.4 $19M 22M 0.86
Rovi Corp conv 0.4 $19M 19M 0.99
Glencore 5% 2014 conv 0.4 $19M 16M 1.21
Dfc Global Corp 3.25% 2017 144a conv 0.4 $19M 18M 1.07
Micron Technology Inc. conv 0.4 $19M 21M 0.90
Caci Intl Inc note 2.125% 5/0 0.3 $18M 16M 1.12
Fifth Third Bancorp cnv pfd dep1/250 0.3 $18M 128k 141.98
Omnicom Group Inc note 7/0 0.3 $18M 17M 1.10
China Unicom 0.75% 2015 Reg S conv 0.3 $18M 17M 1.07
Mentor Graphics 4% 2031 conv 0.3 $18M 16M 1.13
Noble Group Ltd 0% 2014 conv 0.3 $18M 12M 1.48
Siemens Financieringsmat conv 0.3 $18M 18M 1.00
Alcoa Inc debt 0.3 $16M 11M 1.49
Ciena Corp conv bnd 0.3 $16M 15M 1.05
Dst Sys Inc Del dbcv 4.125% 8/1 0.3 $16M 13M 1.24
Newpark Res Inc note 4.000%10/0 0.3 $16M 15M 1.04
Arvinmeritor Inc frnt 4.000% 2/1 0.3 $15M 20M 0.75
Hologic Inc frnt 2.000%12/1 0.3 $15M 13M 1.12
American Equity Inv Life 3.5 1 convert 0.3 $15M 13M 1.14
Biomed Realty conv 0.3 $15M 13M 1.17
Seadrill 3.375% 2017 conv 0.3 $15M 11M 1.37
Siem Industries Inc 1% 2013 conv 0.3 $15M 15M 1.02
Interpublic Grp. P 0.3 $15M 14k 1068.20
Continental Airls Inc note 4.500% 1/1 0.3 $14M 11M 1.29
Premier Oil Finance conv 0.3 $14M 13M 1.12
Hornbeck Offshore Services conv 0.3 $14M 14M 1.01
Xm Sirius cv 7% 0.3 $14M 8.7M 1.57
Host Hotels & Resorts Lpcvt2.5 convert 0.3 $14M 10M 1.33
Virgin Media Inc note 6.500%11/1 0.2 $13M 7.6M 1.72
Vertex Pharmaceuticals Inc note 3.350%10/0 0.2 $13M 10M 1.29
Forest City Enterprises Inc conv bnd 0.2 $13M 11M 1.18
Qiagen conv 0.2 $13M 11M 1.20
Ixia note 0.2 $13M 11M 1.17
United Therapeutics conv 0.2 $13M 10M 1.32
Tyson Foods Inc note 3.250%10/1 0.2 $12M 11M 1.11
Citigroup Inc unit 0.2 $13M 130k 96.98
Agco Corp note 1.250%12/1 0.2 $12M 9.8M 1.26
Novellus Systems, Inc. note 2.625% 5/1 0.2 $13M 11M 1.11
Callaway Golf Co 144a conv 0.2 $12M 12M 1.02
Subsea 1% 2017 conv 0.2 $13M 13M 1.00
Heartware Intl Inc note 3.500%12/1 0.2 $12M 9.7M 1.22
Lam Research Corp conv 0.2 $12M 12M 0.97
Greenbrier Co Inc conv bnd 0.2 $12M 13M 0.90
Asia Cement Corp 0% conv 0.2 $12M 12M 1.04
Technology Investment Company conv 0.2 $12M 12M 1.02
Arris Group Inc note 2.000%11/1 0.2 $12M 11M 1.05
Advanced Micro Devices Inc note 6.000% 5/0 0.2 $12M 11M 1.02
Orbital Sciences Corp note 2.438% 1/1 0.2 $11M 11M 1.01
Umc 0% 2016 conv 0.2 $11M 12M 0.95
Royal Gold Inc conv 0.2 $12M 9.6M 1.21
D R Horton Inc note 2.000% 5/1 0.2 $11M 6.7M 1.63
General Cable Corp Del New note 0.875%11/1 0.2 $11M 11M 1.00
Smithfield Foods Inc note 4.000% 6/3 0.2 $11M 10M 1.07
Jefferies Group Inc New dbcv 3.875%11/0 0.2 $11M 11M 0.97
Teleflex Inc note 3.875% 8/0 0.2 $11M 8.8M 1.26
Hornbeck Offshore Svcs Inc N frnt 1.625%11/1 0.2 $10M 9.8M 1.04
Molson Coors Brewing Co note 2.500% 7/3 0.2 $10M 10M 1.03
Wynn Resorts (WYNN) 0.2 $10M 88k 115.44
Vsh 2.25 11-40 144a Cvt convert 0.2 $11M 12M 0.87
Liberty Media Corp New deb 3.125% 3/3 0.2 $9.9M 7.1M 1.40
Old Republic Intl Corp note 0.2 $9.8M 9.8M 1.00
Lennar Corp conv bnd 0.2 $9.1M 5.4M 1.69
Anglogold Holdings Regs conv 0.2 $9.2M 8.8M 1.05
Honhai 0% 2013 conv 0.2 $9.5M 9.0M 1.05
National Retail Properties I note 5.125% 6/1 0.2 $8.7M 7.2M 1.20
Kkr Financial Hldgs Llc note 7.500% 1/1 0.2 $8.6M 5.8M 1.50
Mylan Inc note 3.750% 9/1 0.2 $8.8M 4.6M 1.92
Amg Capital Trust 0.2 $8.8M 166k 52.92
D Synnex Corp Ser B Sr Uns Conv convrt bonds 0.2 $8.9M 7.5M 1.18
Rayonier Inc conv 0.2 $8.9M 6.0M 1.50
Titan Machinery 2019 3.75% 144a conv 0.2 $8.8M 10M 0.88
Meritage Homes Corp conv 0.2 $9.0M 9.0M 1.00
Greatbatch Inc sdcv 2.250% 6/1 0.2 $8.1M 8.1M 1.00
Covanta Holding Conv conv bnd 0.2 $8.4M 7.1M 1.17
Nuvasive Inc. conv 0.2 $8.2M 8.6M 0.96
Air Lease Corp 3.875% 2018 144a conv 0.2 $8.2M 7.9M 1.04
Health Care Reit Pfd I 6.5% 0.1 $7.6M 138k 55.12
Dialog 1% 2017 conv 0.1 $7.6M 7.2M 1.05
Gt Advanced Technologies Inc conv 0.1 $8.0M 8.0M 1.00
Medivation Inc note 2.625% 4/0 0.1 $7.4M 5.5M 1.35
Dealertrack Holdings 1.5% 2017 conv 0.1 $7.3M 7.0M 1.05
Wright Medical Group Inc 144a conv 0.1 $7.2M 6.5M 1.11
United States Stl Corp New note 4.000% 5/1 0.1 $6.8M 6.7M 1.01
China Overseas conv 0.1 $7.0M 5.0M 1.40
Regis Corp Minn note 5.000% 7/1 0.1 $6.2M 4.7M 1.32
Salix Pharmaceuticals Inc note 2.750% 5/1 0.1 $6.4M 5.5M 1.17
On Semiconductor Corporation note 1.875%12/ 0.1 $6.0M 5.9M 1.02
Ppl Corporation 8.75% pfd cv 0.1 $6.5M 118k 54.83
China Power International conv 0.1 $6.2M 39M 0.16
Level 3 Communications Inc note 0.1 $6.0M 4.9M 1.22
Liberty Media Corp bond 0.1 $5.9M 6.3M 0.93
Tower Group Inc conv 0.1 $5.9M 5.7M 1.04
Nextera Energy Inc conv prf 0.1 $5.6M 109k 51.48
Kinross Gold Corp note 1.750% 3/1 0.1 $5.4M 5.4M 1.00
Chesapeake Energy Corp note 2.250%12/1 0.1 $5.0M 6.2M 0.81
New York Community Ban 0.1 $5.0M 350k 14.16
Larsen & Toubro conv 0.1 $5.0M 4.7M 1.06
Vedanta Resources Jersey 4% conv 0.1 $5.2M 5.3M 0.99
Qiagen Nv 1.5% 8/18/24 conv 0.1 $5.2M 3.6M 1.47
Nextera Energy Inc unit 0.1 $5.1M 100k 51.19
Photronics Inc note 0.1 $5.3M 5.6M 0.96
Activision Blizzard 0.1 $4.7M 420k 11.28
Visteon Corporation (VC) 0.1 $4.7M 106k 44.46
Inmarsat Plc conv 0.1 $4.5M 3.5M 1.28
Trw Automotive 3.5% 12/01/15 conv 0.1 $5.0M 3.0M 1.65
Wabash National Corp 3.375 '18 conv 0.1 $4.7M 4.7M 1.00
Pioneer Nat Res Co note 2.875% 1/1 0.1 $4.2M 2.4M 1.74
Danaher Corp Del debt 0.1 $3.9M 2.4M 1.60
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $4.2M 45k 92.31
Csg Systems International, Inc conv 0.1 $4.4M 3.8M 1.16
Prospect Capital Corp 5.375% conv 0.1 $4.4M 4.2M 1.04
China Power International 2.25% 2016 conv 0.1 $4.0M 24M 0.17
Prospect Captial Corp conv 0.1 $4.1M 4.0M 1.02
Note 3.50 0.1 $3.5M 2.9M 1.21
Newmont Mining Corp Cvt cv bnd 0.1 $3.9M 2.7M 1.45
Nextera Energy Inc. 7% Equity pfd cv 0.1 $3.5M 63k 54.81
Priceline.com Inc 144a 1.25 03 convert 0.1 $3.8M 1.9M 2.08
Micron Tech 2032 144a 2.375% 144a conv 0.1 $3.8M 4.0M 0.94
Broadsoft Inc. 1.5% 07/01/2018 conv 0.1 $3.4M 2.9M 1.20
African Minerals 8.5% 2017 conv 0.1 $3.4M 3.4M 0.99
Siemens 1.65% 2019 conv 0.1 $3.0M 3.0M 1.00
Beazer Homes Pfd 7.5% 2015 pfd cv 0.1 $2.9M 98k 29.66
Cal Dive International 144a 5% conv 0.1 $3.2M 3.4M 0.95
Northstar Reality Fin 8.875 ' 32 144a conv 0.1 $2.9M 2.5M 1.15
General Cable Corp Del New frnt 4.500% 11/1 0.1 $2.5M 2.4M 1.07
Elan Corporation 0.1 $2.6M 246k 10.72
Laboratory Corp Amer Hldgs debt 0.1 $2.8M 2.2M 1.24
Lennar Corp conv 0.1 $2.7M 2.0M 1.35
Diamond Offshore Drilling 0.0 $2.3M 35k 65.80
Tiffany & Co. 0.0 $1.9M 30k 61.87
Sanofi-Aventis SA (SNY) 0.0 $2.3M 53k 43.06
Medivation 0.0 $2.1M 36k 56.35
Sabra Health Care REIT (SBRA) 0.0 $2.0M 102k 20.01
Apple Computer 0.0 $2.0M 3.0k 667.00
Dendreon Corp note 0.0 $2.2M 3.2M 0.67
Northstart Realty Fin 7.5% 144a conv 0.0 $2.1M 1.9M 1.13
Pdl Biopharma Inc note 3.750% 5/0 0.0 $2.2M 1.8M 1.23
Prologis Inc note 3.250% 3/1 0.0 $2.3M 2.0M 1.12
Chrysler Group Llc L+475 pfd cv 0.0 $2.0M 2.0M 1.02
Integra Lifesciences Holdings conv bnd 0.0 $2.0M 2.0M 1.02
Aspen Insurance Holdings Ltd pfd prp inc eq 0.0 $1.5M 26k 57.75
On Semiconductor Corp note 2.625%12/1 0.0 $1.5M 1.5M 1.01
At&t (T) 0.0 $1.4M 38k 37.71
Dow Chemical Company 0.0 $1.7M 59k 28.95
Intel Corporation (INTC) 0.0 $1.8M 80k 22.65
Limited Brands 0.0 $1.5M 30k 49.27
International Business Machines (IBM) 0.0 $1.5M 7.0k 207.43
Occidental Petroleum Corporation (OXY) 0.0 $1.7M 20k 86.05
Qualcomm (QCOM) 0.0 $1.6M 25k 62.48
Celgene Corporation 0.0 $1.5M 20k 76.40
Brookdale Senior Living (BKD) 0.0 $1.6M 70k 23.21
Goodyear Tire Rubr Pfd 5.875% p 0.0 $1.3M 30k 44.17
JPMorgan Chase & Co. (JPM) 0.0 $1.2M 30k 40.47
McDonald's Corporation (MCD) 0.0 $1.1M 12k 91.75
BioMarin Pharmaceutical (BMRN) 0.0 $834k 21k 40.27
Microchip Technology (MCHP) 0.0 $1.1M 34k 32.74
Verizon Communications (VZ) 0.0 $1.2M 27k 45.58
Callaway Golf Company (MODG) 0.0 $830k 135k 6.14
Illumina (ILMN) 0.0 $1.1M 22k 48.18
Life Technologies 0.0 $1.2M 24k 48.88
Lam Research Corporation 0.0 $1.3M 41k 31.78
Textron (TXT) 0.0 $1.0M 40k 26.18
MannKind Corporation 0.0 $809k 281k 2.88
HeartWare International 0.0 $1.1M 12k 94.52
Boston Pptys Ltd Partnership note 3.750% 5/1 0.0 $794k 690k 1.15
Level 3 Communications Inc note 6.500%10/0 0.0 $1.0M 700k 1.45
Annaly C 0.0 $800k 48k 16.84
Kaman Corporation Cv. Sr. Note conv 0.0 $990k 792k 1.25
Anglogold Holdings 144a conv 0.0 $1.1M 1.0M 1.06
Paladin Energy 5% 03/11/13 conv 0.0 $1.0M 1.0M 1.00
Vedanta Resources Jersey conv 0.0 $1.1M 1.1M 0.97
Interdigital Inc 2.5% conv 0.0 $1.3M 1.2M 1.04
Qbe Funding Trust conv 0.0 $975k 1.5M 0.65
American Eqty Invt Life Hld note 5.250%12/0 0.0 $430k 434k 0.99
Dollar Finl Corp note 3.000% 4/0 0.0 $724k 646k 1.12
Onyx Pharmaceuticals Inc note 4.000% 8/1 0.0 $331k 147k 2.25
Textron Inc note 4.500% 5/0 0.0 $764k 380k 2.01
Caterpillar (CAT) 0.0 $602k 7.0k 86.00
Seattle Genetics 0.0 $404k 15k 26.93
Vertex Pharmaceuticals Incorporated (VRTX) 0.0 $279k 5.0k 55.80
Molex Incorporated 0.0 $473k 18k 26.28
Interpublic Group of Companies (IPG) 0.0 $334k 30k 11.13
United Technologies Corporation 0.0 $391k 5.0k 78.20
Agilent Technologies Inc C ommon (A) 0.0 $692k 18k 38.44
Theravance 0.0 $373k 14k 25.90
priceline.com Incorporated 0.0 $415k 670.00 619.40
Constellation Brands (STZ) 0.0 $324k 10k 32.40
MTR Gaming 0.0 $419k 99k 4.21
China Uni 0.0 $296k 18k 16.33
Merge Healthcare 0.0 $382k 100k 3.82
Leucadia Natl Corp debt 0.0 $721k 638k 1.13
Ppl Corp unit 99/99/9999 0.0 $559k 10k 53.86
General Motors Company (GM) 0.0 $683k 30k 22.76
Tyco Electronics 0.0 $476k 14k 34.00
Amarin Corporation 0.0 $503k 40k 12.58
Tata Steel Ltd 4.5% 11/21/2014 conv 0.0 $656k 656k 1.00
Insulet Corporation Cvt 3.75 0 convert 0.0 $672k 600k 1.12
Micron Technology Inc Mu Cvt 1 convert 0.0 $379k 421k 0.90
Vishay Intertech 144a 2.25% conv 0.0 $610k 802k 0.76
Helix Energy Solutions note 0.0 $617k 556k 1.11
Prospect Capital Corp note 0.0 $512k 497k 1.03
Khazanah Into Parkson 0% 19 conv 0.0 $658k 700k 0.94
Ultrapro Short S&p 500 Proshar 0.0 $768k 20k 38.40
Navistar Inc Tl L+550 pfd cv 0.0 $505k 500k 1.01
Alpha Natural Resources Inc note 2.375% 4/1 0.0 $174k 198k 0.88
Synovus Finl Corp unit 99/99/9999 0.0 $201k 9.3k 21.50
DISH Network 0.0 $153k 5.0k 30.60
Rite Aid Corporation 0.0 $98k 84k 1.17
Cal Dive International (CDVIQ) 0.0 $54k 35k 1.54
TTM Technologies (TTMI) 0.0 $193k 21k 9.41
ISIS Pharmaceuticals 0.0 $14k 974.00 14.37
Ultrapetrol 0.0 $43k 30k 1.43
Shengdatech Inc 6.5% conv 0.0 $71k 3.6M 0.02
Yrc Worldwide Ser B Cvt conv 0.0 $7.1k 15k 0.47
Yrc Worldwide 10% 3/31/15 pfd cv 0.0 $4.0k 12k 0.33
Yrc Worldwide Inc Com par $.01 0.0 $147k 22k 6.75
Dune Energy Inc equity 0.0 $0 4.00 0.00
Tronox 0.0 $170k 7.5k 22.67
Vishay Intertechnology 144a 2042 conv 0.0 $235k 240k 0.98