Aequim Alternative Investments

Aequim Alternative Investments as of Dec. 31, 2020

Portfolio Holdings for Aequim Alternative Investments

Aequim Alternative Investments holds 86 positions in its portfolio as reported in the December 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Mercadolibre Note 2.000% 8/1 (Principal) 16.1 $218M 58M 3.79
Microchip Technology Note 2.250% 2/1 (Principal) 7.0 $95M 47M 2.04
Pg&e Corp Unit 99/99/9999 6.2 $84M 685k 122.84
Insulet Corp Note 1.375%11/1 (Principal) 5.1 $69M 25M 2.75
Akamai Technologies Note 0.125% 5/0 (Principal) 4.6 $62M 50M 1.24
Nice Sys Note 1.250% 1/1 (Principal) 4.4 $60M 18M 3.41
Liberty Media Corp Del Note 1.375%10/1 (Principal) 4.0 $54M 43M 1.27
Realpage Note 1.500%11/1 (Principal) 3.5 $47M 23M 2.09
United States Stl Corp Note 5.000%11/0 (Principal) 3.0 $40M 27M 1.50
Liberty Media Corp Del Deb 3.500% 1/1 (Principal) 2.8 $38M 43M 0.90
Exact Sciences Corp Note 1.000% 1/1 (Principal) 2.8 $38M 20M 1.90
Coupa Software Note 0.125% 6/1 (Principal) 2.7 $37M 17M 2.19
Southwest Airls Note 1.250% 5/0 (Principal) 2.7 $36M 25M 1.46
Sailpoint Technologies Hldgs Note 0.125% 9/1 (Principal) 2.6 $35M 18M 1.95
Pinduoduo Note 12/0 (Principal) 2.3 $31M 25M 1.24
Zillow Group Note 0.750% 9/0 (Principal) 2.2 $30M 10M 2.99
Colfax 5.75 Unt Unit 01/15/2022t 2.1 $28M 175k 161.54
Mongodb Cl A (MDB) 1.9 $26M 73k 359.05
Cnx Resources Corporation (CNX) 1.6 $21M 2.0M 10.80
Cleveland-cliffs (CLF) 1.5 $21M 1.4M 14.56
Cinemark Holdings (CNK) 1.2 $16M 927k 17.41
Nuance Communications DBCV 1.000%12/1 (Principal) 1.2 $16M 8.5M 1.87
Nextera Energy Unit 99/99/9999 1.1 $15M 300k 50.84
EQT Corporation (EQT) 1.0 $14M 1.1M 12.71
Pros Holdings Note 1.000% 5/1 (Principal) 1.0 $14M 13M 1.07
Splunk Note 1.125% 9/1 (Principal) 1.0 $14M 10M 1.36
Twitter Note 1.000% 9/1 (Principal) 1.0 $13M 13M 1.02
Knowles Corp Note 3.250%11/0 (Principal) 0.8 $11M 10M 1.14
Teladoc (TDOC) 0.8 $11M 53k 199.94
Yy Note 1.375% 6/1 (Principal) 0.8 $10M 10M 1.02
Rapid7 (RPD) 0.6 $8.7M 96k 90.16
Palo Alto Networks Note 0.750% 7/0 (Principal) 0.6 $8.5M 6.0M 1.41
Workday Cl A (WDAY) 0.5 $6.9M 29k 239.62
Hostess Brands *w Exp 11/04/202 0.4 $5.9M 3.7M 1.59
Nextera Energy Unit 09/01/2022s 0.4 $5.9M 100k 59.20
Burlington Stores (BURL) 0.4 $5.9M 23k 261.55
Nortonlifelock (GEN) 0.4 $5.6M 269k 20.78
Southern Corporate Srs A Unt Unit 08/01/2022 0.4 $5.2M 100k 51.90
Zillow Group Note 1.500% 7/0 (Principal) 0.4 $5.1M 3.0M 1.70
Dominion Energy Unit 99/99/9999 0.4 $5.0M 50k 100.34
Shopify Cl A (SHOP) 0.4 $4.8M 4.2k 1131.90
Dish Network Corporation Note 3.375% 8/1 (Principal) 0.3 $4.3M 4.5M 0.96
J Global (ZD) 0.3 $4.2M 43k 97.69
Splunk Note 0.500% 9/1 (Principal) 0.3 $3.9M 3.0M 1.31
Opendoor Technologies Eqy Warrant *w Exp 12/18/202 0.3 $3.9M 500k 7.72
Luminar Technologies Eqy Warrant *w Exp 12/02/202 0.3 $3.4M 200k 17.17
Nabors Inds Note 0.750% 1/1 (Principal) 0.3 $3.4M 6.5M 0.52
Air Transport Services (ATSG) 0.2 $3.4M 108k 31.34
Euronet Worldwide (EEFT) 0.2 $3.2M 22k 144.93
Dish Network Corporation Note 2.375% 3/1 (Principal) 0.2 $3.1M 3.3M 0.94
Mp Materials Eqy Warrant *w Exp 05/04/202 0.2 $3.1M 200k 15.37
Pebblebrook Hotel Trust (PEB) 0.2 $2.9M 153k 18.80
Theravance Biopharma Note 3.250%11/0 (Principal) 0.2 $2.8M 3.0M 0.95
Post Holdings Inc Common (POST) 0.2 $2.8M 28k 101.02
Ptc Therapeutics Note 3.000% 8/1 (Principal) 0.2 $2.6M 2.0M 1.30
Zscaler Incorporated (ZS) 0.2 $2.5M 13k 199.68
Apollo Coml Real Est Fin Note 5.375%10/1 (Principal) 0.2 $2.3M 2.5M 0.94
Tpg Specialty Lending Note 4.500% 8/0 (Principal) 0.2 $2.3M 2.1M 1.08
Meritor 0.2 $2.2M 78k 27.90
American Axle & Manufact. Holdings (AXL) 0.2 $2.1M 254k 8.34
Booking Holdings (BKNG) 0.2 $2.0M 915.00 2227.32
Blackstone Mtg Tr Note 4.750% 3/1 (Principal) 0.1 $2.0M 2.0M 1.01
Invitae (NVTAQ) 0.1 $2.0M 48k 41.80
Forum Energy Technologies In Note 9.000% 8/0 (Principal) 0.1 $2.0M 3.0M 0.66
Apollo Coml Real Est Fin Note 4.750% 8/2 (Principal) 0.1 $1.7M 1.8M 0.96
Cheniere Energy Com New (LNG) 0.1 $1.5M 25k 60.04
Blackstone Mtg Tr Note 4.375% 5/0 (Principal) 0.1 $1.3M 1.3M 1.00
ON Semiconductor (ON) 0.1 $1.3M 39k 32.72
Supernus Pharmaceuticals (SUPN) 0.1 $1.2M 46k 25.15
Jazz Pharmaceuticals Ord Shs Usd (JAZZ) 0.1 $1.1M 6.6k 165.00
BioMarin Pharmaceutical (BMRN) 0.1 $982k 11k 87.68
Berry Plastics (BERY) 0.1 $843k 15k 56.20
Xl Fleet Corp *w Exp 06/01/202 0.1 $810k 100k 8.10
O-i Glass (OI) 0.1 $789k 66k 11.90
Intercept Pharmaceuticals In Note 3.250% 7/0 (Principal) 0.1 $776k 1.0M 0.78
Echostar Cl A Ord Cl A (SATS) 0.0 $636k 30k 21.20
Adient Ord Ord Shs (ADNT) 0.0 $574k 17k 34.79
Longview Acquisition Eqy Warrant *w Exp 05/27/202 0.0 $494k 75k 6.59
Desktop Metal *w Exp 03/31/202 0.0 $481k 100k 4.81
Cornerstone Buil 0.0 $432k 47k 9.29
Golden Nugget Online Gamin *w Exp 05/09/202 0.0 $403k 45k 9.00
Immatics Eqy Warrant *w Exp 07/01/202 (IMTXW) 0.0 $288k 100k 2.88
Bausch Health Companies (BHC) 0.0 $270k 13k 20.77
Donnelley R R & Sons Co when issued 0.0 $232k 103k 2.26
GSX Jan1 50.0 P Put Put Option 0.0 $176k 450.00 391.11
Five Point Holdings Com Cl A (FPH) 0.0 $164k 30k 5.47