Aequim Alternative Investments

Aequim Alternative Investments as of Dec. 31, 2020

Portfolio Holdings for Aequim Alternative Investments

Aequim Alternative Investments holds 86 positions in its portfolio as reported in the December 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Akamai Technologies Note 0.125% 5/0 58.6 $4.4B 27M 161.54
Cinemark Holdings (CNK) 19.4 $1.4B 7.2M 199.68
EQT Corporation (EQT) 5.7 $420M 10M 41.80
Insulet Corp Note 1.375%11/1 (Principal) 2.2 $161M 43M 3.79
Nice Sys Note 1.250% 1/1 (Principal) 1.2 $91M 45M 2.04
Mercadolibre Note 2.000% 8/1 (Principal) 0.9 $69M 25M 2.75
Liberty Media Corp Del Note 1.375%10/1 (Principal) 0.8 $60M 18M 3.41
Pg&e Corp Unit 99/99/9999 (Principal) 0.8 $56M 45M 1.24
Shopify Cl A (SHOP) 0.8 $56M 6.7M 8.34
Realpage Note 1.500%11/1 (Principal) 0.7 $54M 43M 1.27
United States Stl Corp Note 5.000%11/0 0.7 $53M 435k 122.84
Southwest Airls Note 1.250% 5/0 (Principal) 0.7 $53M 29M 1.87
Liberty Media Corp Del Deb 3.500% 1/1 (Principal) 0.6 $47M 23M 2.09
Coupa Software Note 0.125% 6/1 (Principal) 0.5 $38M 43M 0.90
Sailpoint Technologies Hldgs Note 0.125% 9/1 (Principal) 0.5 $38M 20M 1.90
Zillow Group Note 0.750% 9/0 (Principal) 0.5 $37M 17M 2.19
Colfax Corp Unit 01/15/2022t 0.4 $31M 250k 122.84
Mongodb Cl A (Principal) (MDB) 0.4 $30M 10M 2.99
Pinduoduo Note 12/0 (Principal) 0.3 $24M 24M 1.02
Cnx Resources Corporation (Principal) (CNX) 0.3 $23M 20M 1.14
Cleveland-cliffs (Principal) (CLF) 0.3 $22M 15M 1.46
Nuance Communications DBCV 1.000%12/1 0.3 $21M 1.4M 14.56
Exact Sciences Corp Note 1.000% 1/1 (Principal) 0.3 $19M 15M 1.24
Pros Holdings Note 1.000% 5/1 (Principal) 0.2 $15M 10M 1.46
Splunk Note 1.125% 9/1 (Principal) 0.2 $14M 13M 1.07
Twitter Note 1.000% 9/1 0.2 $14M 794k 17.41
Knowles Corp Note 3.250%11/0 0.2 $13M 980k 12.71
Rapid7 (RPD) 0.1 $11M 993k 10.80
Yy Note 1.375% 6/1 0.1 $11M 993k 10.80
Palo Alto Networks Note 0.750% 7/0 (Principal) 0.1 $10M 10M 1.02
Nextera Energy Unit 99/99/9999 (Principal) 0.1 $8.6M 6.1M 1.41
Nextera Energy Unit 09/01/2022s 0.1 $7.6M 150k 50.84
Nortonlifelock (GEN) 0.1 $5.9M 100k 59.20
Southern Unit 08/01/2022 0.1 $5.9M 3.7M 1.59
Zillow Group Note 1.500% 7/0 0.1 $5.6M 269k 20.78
Workday Cl A (Principal) (WDAY) 0.1 $5.5M 5.1M 1.08
Dominion Energy Unit 99/99/9999 0.1 $5.2M 100k 51.90
Dish Network Corporation Note 3.375% 8/1 0.1 $5.0M 50k 100.34
Burlington Stores (Principal) (BURL) 0.1 $4.9M 7.5M 0.66
J Global (ZD) 0.1 $4.8M 20k 239.61
Microchip Technology Note 2.250% 2/1 0.1 $4.2M 43k 97.69
Splunk Note 0.500% 9/1 0.1 $4.1M 16k 261.52
Opendoor Technologies Eqy Warrant *w Exp 12/18/202 (Principal) 0.1 $4.1M 2.0M 2.04
Luminar Technologies Eqy Warrant *w Exp 12/02/202 (Principal) 0.1 $3.9M 3.0M 1.31
Nabors Inds Note 0.750% 1/1 0.1 $3.9M 500k 7.72
Air Transport Services (ATSG) 0.0 $3.4M 200k 17.17
Euronet Worldwide (EEFT) 0.0 $3.4M 108k 31.34
Dish Network Corporation Note 2.375% 3/1 0.0 $3.3M 2.9k 1131.97
Teladoc (Principal) (TDOC) 0.0 $3.2M 3.4M 0.94
Mp Materials Eqy Warrant *w Exp 05/04/202 0.0 $3.2M 22k 144.93
Theravance Biopharma Note 3.250%11/0 0.0 $3.1M 200k 15.37
Post Holdings Inc Common (POST) 0.0 $3.0M 15k 199.93
Ptc Therapeutics Note 3.000% 8/1 (Principal) 0.0 $2.8M 3.0M 0.95
Zscaler Incorporated (ZS) 0.0 $2.8M 28k 101.02
Apollo Coml Real Est Fin Note 5.375%10/1 (Principal) 0.0 $2.6M 2.0M 1.30
Pebblebrook Hotel Trust (PEB) 0.0 $2.5M 15k 165.00
Tpg Specialty Lending Note 4.500% 8/0 (Principal) 0.0 $2.3M 2.5M 0.94
Meritor 0.0 $2.3M 132k 17.41
Booking Holdings (BKNG) 0.0 $2.2M 78k 27.90
Blackstone Mtg Tr Note 4.750% 3/1 0.0 $2.0M 915.00 2227.32
Invitae (NVTAQ) 0.0 $2.0M 107k 18.80
Forum Energy Technologies In Note 9.000% 8/0 (Principal) 0.0 $2.0M 2.0M 1.01
Apollo Coml Real Est Fin Note 4.750% 8/2 0.0 $1.8M 140k 12.71
Cheniere Energy Com New (Principal) (LNG) 0.0 $1.7M 1.8M 0.96
Blackstone Mtg Tr Note 4.375% 5/0 0.0 $1.5M 25k 60.04
ON Semiconductor (ON) 0.0 $1.4M 1.3k 1131.75
Supernus Pharmaceuticals (Principal) (SUPN) 0.0 $1.3M 1.3M 1.00
Jazz Pharmaceuticals Shs Usd (JAZZ) 0.0 $1.3M 39k 32.72
BioMarin Pharmaceutical (BMRN) 0.0 $1.2M 46k 25.15
Berry Plastics (BERY) 0.0 $982k 11k 87.68
Xl Fleet Corp *w Exp 06/01/202 0.0 $863k 46k 18.79
O-i Glass (OI) 0.0 $843k 15k 56.20
Intercept Pharmaceuticals In Note 3.250% 7/0 0.0 $810k 100k 8.10
Echostar Corp Cl A (SATS) 0.0 $789k 66k 11.90
Adient Ord Shs (Principal) (ADNT) 0.0 $776k 1.0M 0.78
Five Point Holdings Com Cl A (FPH) 0.0 $724k 133k 5.47
Longview Acquisition Corp *w Exp 05/27/202 0.0 $636k 30k 21.20
Desktop Metal *w Exp 03/31/202 0.0 $574k 17k 34.79
American Axle & Manufact. Holdings (AXL) 0.0 $539k 82k 6.59
Cornerstone Buil 0.0 $481k 100k 4.81
Golden Nugget Online Gamin *w Exp 05/09/202 0.0 $450k 54k 8.33
Immatics *w Exp 07/01/202 (IMTXW) 0.0 $432k 47k 9.29
Bausch Health Companies (BHC) 0.0 $403k 45k 9.00
Donnelley R R & Sons Co when issued 0.0 $288k 100k 2.88
Gsx Techedu Put 0.0 $270k 13k 20.77
Hostess Brands *w Exp 11/04/202 0.0 $99k 62k 1.58