Aequim Alternative Investments

Aequim Alternative Investments as of March 31, 2021

Portfolio Holdings for Aequim Alternative Investments

Aequim Alternative Investments holds 96 positions in its portfolio as reported in the March 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Pg&e Corp Unit 99/99/9999 7.4 $114M 1.0M 114.10
Mercadolibre Note 2.000% 8/1 (Principal) 5.9 $91M 27M 3.35
Liberty Media Corp Del Note 1.375%10/1 (Principal) 5.6 $86M 68M 1.28
Realpage Note 1.500%11/1 (Principal) 5.5 $86M 41M 2.09
Nice Sys Note 1.250% 1/1 (Principal) 5.5 $85M 33M 2.61
Insulet Corp Note 1.375%11/1 (Principal) 4.9 $76M 27M 2.80
Southwest Airls Note 1.250% 5/0 (Principal) 4.1 $63M 37M 1.72
Akamai Technologies Note 0.125% 5/0 (Principal) 3.9 $61M 50M 1.21
Sailpoint Technologies Hldgs Note 0.125% 9/1 (Principal) 3.6 $56M 30M 1.86
United States Stl Corp Note 5.000%11/0 (Principal) 3.5 $54M 25M 2.18
Twitter Note 0.250% 6/1 (Principal) 2.8 $44M 33M 1.33
Liberty Media Corp Del Deb 3.500% 1/1 (Principal) 2.7 $42M 43M 1.00
Palo Alto Networks Note 0.750% 7/0 (Principal) 2.5 $39M 30M 1.32
Exact Sciences Corp Note 1.000% 1/1 (Principal) 2.4 $38M 20M 1.88
Bridgebio Pharma Note 2.500% 3/1 (Principal) 2.3 $36M 22M 1.65
Colfax Corp Unit 01/15/2022t 2.0 $32M 175k 180.16
Cleveland-cliffs (CLF) 1.9 $30M 1.5M 20.11
Zillow Group Note 0.750% 9/0 (Principal) 1.9 $30M 10M 2.98
Cnx Resources Corporation (CNX) 1.9 $29M 2.0M 14.70
Pinduoduo Note 12/0 (Principal) 1.7 $27M 25M 1.06
Workday Cl A (WDAY) 1.4 $22M 90k 248.43
Coupa Software Note 0.125% 6/1 (Principal) 1.4 $22M 13M 1.71
EQT Corporation (EQT) 1.3 $21M 1.1M 18.58
Nuance Communications DBCV 1.000%12/1 (Principal) 1.3 $20M 11M 1.85
Cinemark Holdings (CNK) 1.2 $19M 927k 20.41
Bandwidth Note 0.250% 3/0 (Principal) 1.2 $18M 12M 1.53
Splunk Note 1.125% 9/1 (Principal) 1.1 $17M 14M 1.18
Nextera Energy Unit 99/99/9999 1.0 $15M 300k 49.53
Cyberark Software Note 11/1 (Principal) 0.9 $15M 14M 1.08
Pros Holdings Note 1.000% 5/1 (Principal) 0.9 $13M 13M 1.01
Teladoc (TDOC) 0.8 $13M 71k 181.76
Wix Note 7/0 (Principal) 0.8 $12M 6.0M 2.02
Knowles Corp Note 3.250%11/0 (Principal) 0.8 $12M 10M 1.18
Guidewire Software Note 1.250% 3/1 (Principal) 0.7 $11M 10M 1.13
Burlington Stores (BURL) 0.7 $10M 35k 298.79
Neurocrine Biosciences Note 2.250% 5/1 (Principal) 0.7 $10M 7.6M 1.35
Aes Corp Unit 99/99/9999 0.6 $9.8M 95k 103.30
Ford Motor Company (F) 0.6 $9.3M 763k 12.25
Twitter Note 1.000% 9/1 (Principal) 0.5 $8.3M 8.0M 1.04
Splunk Note 0.500% 9/1 (Principal) 0.5 $7.5M 6.5M 1.15
Invitae (NVTAQ) 0.5 $7.3M 191k 38.21
Rapid7 (RPD) 0.5 $7.2M 96k 74.61
Shopify Cl A (SHOP) 0.5 $7.1M 6.4k 1106.56
Impinj Note 2.000%12/1 (Principal) 0.4 $5.9M 3.3M 1.81
Nextera Energy Unit 09/01/2022s 0.4 $5.7M 100k 57.41
Nortonlifelock (GEN) 0.4 $5.7M 269k 21.26
Hostess Brands *w Exp 11/04/202 0.3 $5.4M 3.7M 1.45
Opendoor Technologies *w Exp 12/18/202 0.3 $5.1M 501k 10.21
Booking Holdings (BKNG) 0.3 $5.1M 2.2k 2329.68
J Global (ZD) 0.3 $5.1M 43k 119.86
Zillow Group Note 1.500% 7/0 (Principal) 0.3 $5.0M 3.0M 1.68
Mp Materials Corp *w Exp 05/04/202 0.3 $4.8M 200k 24.18
Nabors Inds Note 0.750% 1/1 (Principal) 0.3 $4.8M 6.5M 0.74
Dish Network Corporation Note 3.375% 8/1 (Principal) 0.3 $4.3M 4.5M 0.96
Dish Network Corporation Note 2.375% 3/1 (Principal) 0.3 $3.9M 4.0M 0.96
Btrs Holdings *w Exp 01/12/202 0.2 $3.6M 749k 4.75
Air Transport Services (ATSG) 0.2 $3.2M 108k 29.26
Centennial Resource Dev Cl A 0.2 $3.1M 733k 4.20
Theravance Biopharma Note 3.250%11/0 (Principal) 0.2 $3.1M 3.0M 1.02
Euronet Worldwide (EEFT) 0.2 $3.0M 22k 138.31
Evo Acquisition Corp Unit 99/99/9999 0.2 $3.0M 300k 9.93
Post Holdings Inc Common (POST) 0.2 $2.9M 28k 105.71
Apollo Coml Real Est Fin Note 4.750% 8/2 (Principal) 0.2 $2.8M 2.8M 1.01
Cheniere Energy Com New (LNG) 0.2 $2.6M 36k 72.00
Apollo Coml Real Est Fin Note 5.375%10/1 (Principal) 0.2 $2.5M 2.5M 0.99
American Axle & Manufact. Holdings (AXL) 0.2 $2.5M 254k 9.66
Ptc Therapeutics Note 3.000% 8/1 (Principal) 0.1 $2.3M 2.0M 1.15
Meritor 0.1 $2.3M 78k 29.42
Tpg Specialty Lending Note 4.500% 8/0 (Principal) 0.1 $2.3M 2.1M 1.09
Zscaler Incorporated (ZS) 0.1 $2.1M 13k 171.68
Blackstone Mtg Tr Note 4.750% 3/1 (Principal) 0.1 $2.1M 2.0M 1.03
Redwood Tr Note 4.750% 8/1 (Principal) 0.1 $2.0M 2.0M 1.00
RWT HLDGS Note 5.750%10/0 (Principal) 0.1 $2.0M 2.0M 1.00
Becton, Dickinson and (BDX) 0.1 $1.8M 7.5k 243.20
Chesapeake Energy Corp *w Exp 03/01/202 (CHKEL) 0.1 $1.6M 97k 16.80
ON Semiconductor (ON) 0.1 $1.6M 39k 41.61
Pebblebrook Hotel Trust (PEB) 0.1 $1.6M 64k 24.29
Jazz Pharmaceuticals Shs Usd (JAZZ) 0.1 $1.1M 6.6k 164.39
O-i Glass (OI) 0.1 $977k 66k 14.74
Repay Hldgs Corp Com Cl A (RPAY) 0.1 $965k 41k 23.48
BioMarin Pharmaceutical (BMRN) 0.1 $846k 11k 75.54
Adient Ord Shs (ADNT) 0.0 $729k 17k 44.18
Chesapeake Energy Corp *w Exp 99/99/999 (CHKEW) 0.0 $723k 38k 19.27
Echostar Corp Cl A (SATS) 0.0 $720k 30k 24.00
Tenneco Cl A Vtg Com Stk 0.0 $493k 46k 10.72
Immatics *w Exp 07/01/202 (IMTXW) 0.0 $475k 161k 2.95
Butterfly Network *w Exp 05/27/202 (BFLY.WS) 0.0 $444k 69k 6.45
Chesapeake Energy Corp *w Exp 99/99/999 (CHKEZ) 0.0 $413k 21k 19.76
Bausch Health Companies (BHC) 0.0 $413k 13k 31.77
Finserv Acquisition Corp *w Exp 12/31/202 0.0 $410k 119k 3.45
Silver Spike Acquisition Cor *w Exp 08/02/202 0.0 $287k 40k 7.12
Experience Invt Corp *w Exp 09/01/202 0.0 $250k 100k 2.50
Five Point Holdings Com Cl A (FPH) 0.0 $227k 30k 7.57
Gcm Grosvenor *w Exp 11/17/202 (GCMGW) 0.0 $226k 193k 1.17
Northern Genesis Acquisition *w Exp 07/31/202 0.0 $149k 25k 5.96
Stable Rd Acquisition Corp *w Exp 05/15/202 0.0 $82k 19k 4.38