Aequim Alternative Investments

Aequim Alternative Investments as of June 30, 2021

Portfolio Holdings for Aequim Alternative Investments

Aequim Alternative Investments holds 106 positions in its portfolio as reported in the June 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Snap Note 0.250% 5/0 (Principal) 7.9 $185M 59M 3.15
Farfetch Note 3.750% 5/0 (Principal) 5.4 $125M 39M 3.25
Etsy Note 0.125%10/0 (Principal) 5.1 $119M 49M 2.40
Pg&e Corp Unit 99/99/9999 4.8 $112M 1.1M 101.37
Liberty Media Corp Del Note 1.375%10/1 (Principal) 4.6 $107M 81M 1.33
Mercadolibre Note 2.000% 8/1 (Principal) 4.5 $105M 30M 3.54
Nice Sys Note 1.250% 1/1 (Principal) 4.1 $97M 33M 2.97
Cloudflare Note 0.750% 5/1 (Principal) 3.5 $82M 29M 2.85
Southwest Airls Note 1.250% 5/0 (Principal) 2.9 $68M 45M 1.52
Akamai Technologies Note 0.125% 5/0 (Principal) 2.8 $66M 50M 1.31
Bridgebio Pharma Note 2.500% 3/1 (Principal) 2.4 $56M 34M 1.65
Twitter Note 0.250% 6/1 (Principal) 2.2 $52M 38M 1.37
United States Stl Corp Note 5.000%11/0 (Principal) 2.2 $51M 25M 2.02
Liberty Media Corp Del Deb 3.500% 1/1 (Principal) 2.1 $49M 43M 1.15
Palo Alto Networks Note 0.750% 7/0 (Principal) 2.0 $47M 32M 1.46
Sailpoint Technologies Hldgs Note 0.125% 9/1 (Principal) 1.9 $45M 24M 1.88
Glaukos Corp Note 2.750% 6/1 (Principal) 1.6 $38M 22M 1.71
Pegasystems Note 0.750% 3/0 (Principal) 1.5 $36M 30M 1.20
Exact Sciences Corp Note 1.000% 1/1 (Principal) 1.5 $36M 20M 1.78
Lyft Note 1.500% 5/1 (Principal) 1.5 $34M 20M 1.71
Repligen Corp Note 0.375% 7/1 (Principal) 1.4 $33M 19M 1.79
Datadog Note 0.125% 6/1 (Principal) 1.4 $32M 24M 1.34
Splunk Note 0.500% 9/1 (Principal) 1.3 $31M 27M 1.17
Varonis Sys Note 1.250% 8/1 (Principal) 1.3 $30M 16M 1.96
Pinduoduo Note 12/0 (Principal) 1.2 $28M 28M 1.03
Zillow Group Note 0.750% 9/0 (Principal) 1.2 $28M 10M 2.81
Cnx Resources Corporation (CNX) 1.2 $27M 2.0M 13.66
Okta Note 0.375% 6/1 (Principal) 1.2 $27M 22M 1.25
Coupa Software Note 0.125% 6/1 (Principal) 1.1 $25M 15M 1.73
EQT Corporation (EQT) 1.1 $25M 1.1M 22.26
Nuance Communications DBCV 1.000%12/1 (Principal) 1.1 $25M 11M 2.25
Guidewire Software Note 1.250% 3/1 (Principal) 1.0 $23M 20M 1.17
Slack Technologies Note 0.500% 4/1 (Principal) 1.0 $23M 15M 1.52
Workday Cl A (WDAY) 0.9 $22M 90k 238.74
Twitter Note 1.000% 9/1 (Principal) 0.9 $20M 20M 1.02
Cinemark Holdings (CNK) 0.9 $20M 927k 21.95
South Jersey Inds Unit 04/01/2024 0.8 $20M 350k 55.80
Bandwidth Note 0.250% 3/0 (Principal) 0.8 $20M 12M 1.63
Ford Motor Company (F) 0.8 $18M 1.2M 14.86
Shopify Cl A (SHOP) 0.7 $17M 12k 1461.01
Nextera Energy Unit 99/99/9999 0.7 $17M 350k 48.96
Chesapeake Energy Corp *w Exp 99/99/999 (CHKEW) 0.7 $17M 612k 26.88
Ugi Corp Unit 99/99/9999 0.7 $16M 150k 106.60
Stanley Black & Decker (SWK) 0.7 $16M 76k 204.99
Cyberark Software Note 11/1 (Principal) 0.6 $15M 14M 1.09
Coupa Software Note 0.375% 6/1 (Principal) 0.6 $14M 12M 1.16
Wix Note 7/0 (Principal) 0.5 $12M 6.0M 2.06
Burlington Stores (BURL) 0.5 $12M 38k 321.99
Knowles Corp Note 3.250%11/0 (Principal) 0.5 $11M 10M 1.12
Theravance Biopharma Note 3.250%11/0 (Principal) 0.5 $11M 11M 0.95
Envista Holdings Corporation Note 2.375% 6/0 (Principal) 0.5 $11M 5.0M 2.13
Pros Holdings Note 1.000% 5/1 (Principal) 0.5 $11M 10M 1.03
Teladoc (TDOC) 0.4 $10M 63k 166.28
Neurocrine Biosciences Note 2.250% 5/1 (Principal) 0.4 $10M 7.6M 1.33
Hostess Brands *w Exp 11/04/202 0.4 $9.1M 3.7M 2.43
Nisource Unit 12/01/2023 0.4 $8.2M 80k 102.79
Zillow Group Note 1.500% 7/0 (Principal) 0.3 $7.8M 5.0M 1.56
Chesapeake Energy Corp *w Exp 09/02/202 (CHKEL) 0.3 $7.5M 359k 20.86
Viacomcbs CL B (PARA) 0.3 $7.5M 165k 45.20
Centennial Resource Dev Cl A 0.3 $7.5M 1.1M 6.78
J Global (ZD) 0.3 $7.4M 54k 137.55
Apollo Coml Real Est Fin Note 4.750% 8/2 (Principal) 0.3 $6.8M 6.8M 1.01
Nextera Energy Unit 09/01/2022s 0.2 $5.6M 100k 56.15
Booking Holdings (BKNG) 0.2 $4.8M 2.2k 2188.13
Dish Network Corporation Note 3.375% 8/1 (Principal) 0.2 $4.6M 4.5M 1.02
Dish Network Corporation Note 2.375% 3/1 (Principal) 0.2 $3.9M 4.0M 0.97
Chesapeake Energy Corp *w Exp 99/99/999 (CHKEZ) 0.2 $3.8M 158k 23.83
Impinj Note 2.000%12/1 (Principal) 0.2 $3.7M 2.3M 1.67
Mp Materials Corp Com Cl A (MP) 0.2 $3.5M 96k 36.86
Cheniere Energy Com New (LNG) 0.1 $3.1M 36k 86.75
Apollo Coml Real Est Fin Note 5.375%10/1 (Principal) 0.1 $3.0M 3.0M 1.02
Post Holdings Inc Common (POST) 0.1 $3.0M 28k 108.47
Euronet Worldwide (EEFT) 0.1 $3.0M 22k 135.34
Btrs Holdings *w Exp 01/12/202 0.1 $3.0M 749k 3.94
American Axle & Manufact. Holdings (AXL) 0.1 $2.6M 254k 10.35
Sarepta Therapeutics DBCV 1.500%11/1 (Principal) 0.1 $2.6M 2.0M 1.32
Air Transport Services (ATSG) 0.1 $2.5M 108k 23.23
Teladoc Health Note 1.375% 5/1 (Principal) 0.1 $2.4M 787k 3.11
Tpg Specialty Lending Note 4.500% 8/0 (Principal) 0.1 $2.4M 2.1M 1.16
Uber Technologies (UBER) 0.1 $2.2M 45k 50.11
Ptc Therapeutics Note 3.000% 8/1 (Principal) 0.1 $2.2M 2.0M 1.08
Blackstone Mtg Tr Note 4.750% 3/1 (Principal) 0.1 $2.1M 2.0M 1.03
RWT HLDGS Note 5.750%10/0 (Principal) 0.1 $2.0M 2.0M 1.01
Redwood Tr Note 4.750% 8/1 (Principal) 0.1 $2.0M 2.0M 1.00
Gigcapital4 0.1 $2.0M 200k 9.85
Becton, Dickinson and (BDX) 0.1 $1.8M 7.5k 243.20
Meritor 0.1 $1.8M 78k 23.42
Valaris Cl A (VAL) 0.1 $1.6M 57k 28.89
Pebblebrook Hotel Trust (PEB) 0.1 $1.5M 64k 23.54
Evo Acquisition Corp Com Cl A 0.1 $1.5M 150k 9.70
Jazz Pharmaceuticals Shs Usd (JAZZ) 0.1 $1.2M 6.6k 177.58
Repay Hldgs Corp Com Cl A (RPAY) 0.0 $988k 41k 24.04
BioMarin Pharmaceutical (BMRN) 0.0 $935k 11k 83.48
Tenneco Cl A Vtg Com Stk 0.0 $889k 46k 19.33
Adient Ord Shs (ADNT) 0.0 $746k 17k 45.21
Echostar Corp Cl A (SATS) 0.0 $729k 30k 24.30
Immatics *w Exp 07/01/202 (IMTXW) 0.0 $554k 161k 3.44
Katapult Holdings *w Exp 06/09/202 (KPLTW) 0.0 $379k 119k 3.19
O-i Glass (OI) 0.0 $327k 20k 16.35
Gcm Grosvenor *w Exp 11/17/202 (GCMGW) 0.0 $298k 193k 1.54
Five Point Holdings Com Cl A (FPH) 0.0 $242k 30k 8.07
Butterfly Network *w Exp 02/12/202 (BFLY.WS) 0.0 $239k 49k 4.84
Post Holdings Partnering Cor Unit 99/99/9999 0.0 $208k 20k 10.40
Wm Technology *w Exp 06/16/202 (MAPSW) 0.0 $196k 32k 6.20
Uniti Group Inc Com reit (UNIT) 0.0 $127k 12k 10.58
Evo Acquisition Corp *w Exp 01/04/202 0.0 $98k 150k 0.65