Aequim Alternative Investments

Aequim Alternative Investments as of Sept. 30, 2021

Portfolio Holdings for Aequim Alternative Investments

Aequim Alternative Investments holds 104 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Snap Note 0.250% 5/0 (Principal) 9.1 $237M 69M 3.41
Pg&e Corp Unit 99/99/9999 5.1 $131M 1.4M 95.60
Etsy Note 0.125%10/0 (Principal) 5.0 $130M 54M 2.43
Nice Sys Note 1.250% 1/1 (Principal) 4.9 $126M 37M 3.41
Palo Alto Networks Note 0.750% 7/0 (Principal) 4.6 $120M 66M 1.82
Mercadolibre Note 2.000% 8/1 (Principal) 4.4 $113M 30M 3.83
Cloudflare Note 0.750% 5/1 (Principal) 4.3 $111M 37M 3.02
Liberty Media Corp Del Note 1.375%10/1 (Principal) 4.2 $110M 81M 1.37
Southwest Airls Note 1.250% 5/0 (Principal) 3.8 $99M 66M 1.50
Farfetch Note 3.750% 5/0 (Principal) 3.7 $97M 39M 2.51
Repligen Corp Note 0.375% 7/1 (Principal) 3.2 $82M 33M 2.53
Akamai Technologies Note 0.125% 5/0 (Principal) 2.8 $73M 60M 1.22
Pegasystems Note 0.750% 3/0 (Principal) 2.1 $54M 48M 1.13
Liberty Media Corp Del Deb 3.500% 1/1 (Principal) 2.0 $52M 43M 1.23
Sailpoint Technologies Hldgs Note 0.125% 9/1 (Principal) 1.9 $48M 30M 1.61
Twitter Note 0.250% 6/1 (Principal) 1.8 $48M 38M 1.26
United States Stl Corp Note 5.000%11/0 (Principal) 1.8 $47M 25M 1.89
Varonis Sys Note 1.250% 8/1 (Principal) 1.6 $41M 20M 2.05
Okta Note 0.375% 6/1 (Principal) 1.4 $36M 29M 1.23
Exact Sciences Corp Note 1.000% 1/1 (Principal) 1.3 $34M 23M 1.47
Splunk Note 0.500% 9/1 (Principal) 1.2 $32M 28M 1.17
Chesapeake Energy Corp *w Exp 99/99/999 (EXEEW) 1.2 $31M 862k 36.21
Lyft Note 1.500% 5/1 (Principal) 1.2 $31M 20M 1.56
Guidewire Software Note 1.250% 3/1 (Principal) 1.1 $29M 24M 1.20
Pinduoduo Note 12/0 (Principal) 1.0 $27M 29M 0.92
Ugi Corp Unit 99/99/9999 1.0 $26M 262k 100.50
Cnx Resources Corporation (CNX) 1.0 $25M 2.0M 12.62
Nuance Communications DBCV 1.000%12/1 (Principal) 1.0 $25M 11M 2.28
Glaukos Corp Note 2.750% 6/1 (Principal) 0.9 $24M 20M 1.20
EQT Corporation (EQT) 0.9 $23M 1.1M 20.46
Cyberark Software Note 11/1 (Principal) 0.9 $23M 19M 1.19
Datadog Note 0.125% 6/1 (Principal) 0.8 $21M 13M 1.66
Zillow Group Note 0.750% 9/0 (Principal) 0.8 $21M 10M 2.06
Bridgebio Pharma Note 2.500% 3/1 (Principal) 0.8 $21M 15M 1.38
Omnicell Note 0.250% 9/1 (Principal) 0.8 $20M 13M 1.60
South Jersey Inds Unit 04/01/2024 0.7 $19M 400k 48.43
Coupa Software Note 0.125% 6/1 (Principal) 0.7 $19M 13M 1.52
Cinemark Holdings (CNK) 0.7 $18M 927k 19.21
Ford Motor Company (F) 0.6 $17M 1.2M 14.16
Shopify Cl A (SHOP) 0.6 $16M 12k 1355.78
Integra Lifesciences Hldgs C Note 0.500% 8/1 (Principal) 0.6 $15M 14M 1.10
Wix Note 7/0 (Principal) 0.6 $15M 10M 1.49
Nextera Energy Unit 09/01/2022s 0.6 $15M 250k 58.61
Stanley Black & Decker (SWK) 0.5 $13M 76k 175.31
Chesapeake Energy Corp *w Exp 09/02/202 (EXEEL) 0.5 $13M 442k 29.24
Theravance Biopharma Note 3.250%11/0 (Principal) 0.5 $13M 14M 0.93
Coupa Software Note 0.375% 6/1 (Principal) 0.5 $13M 12M 1.08
Dish Network Corporation Note 3.375% 8/1 (Principal) 0.5 $12M 12M 1.04
Teladoc (TDOC) 0.5 $12M 96k 126.81
Workday Cl A (WDAY) 0.5 $12M 48k 249.90
Rapid7 Note 2.250% 5/0 (Principal) 0.5 $12M 6.0M 1.95
AES Corporation (AES) 0.4 $12M 504k 22.83
Burlington Stores (BURL) 0.4 $11M 39k 283.58
Hostess Brands *w Exp 11/04/202 0.4 $11M 3.7M 2.98
Knowles Corp Note 3.250%11/0 (Principal) 0.4 $11M 10M 1.05
Nevro Corp Note 2.750% 4/0 (Principal) 0.4 $9.9M 7.3M 1.35
Pros Holdings Note 1.000% 5/1 (Principal) 0.4 $9.6M 10M 0.94
Coinbase Global Com Cl A (COIN) 0.3 $8.4M 37k 227.49
Becton, Dickinson and (BDX) 0.3 $8.3M 34k 245.83
J Global (ZD) 0.3 $7.4M 54k 136.62
Centennial Resource Dev Cl A 0.3 $7.4M 1.1M 6.70
Apollo Coml Real Est Fin Note 4.750% 8/2 (Principal) 0.3 $6.8M 6.8M 1.01
Viacomcbs CL B (PARA) 0.3 $6.5M 165k 39.51
Chesapeake Energy Corp *w Exp 99/99/999 (EXEEZ) 0.2 $6.0M 189k 31.87
Allegheny Technologies Note 3.500% 6/1 (Principal) 0.2 $5.4M 4.0M 1.34
Booking Holdings (BKNG) 0.2 $5.2M 2.2k 2373.97
Dish Network Corporation Note 2.375% 3/1 (Principal) 0.2 $4.0M 4.0M 0.98
Uber Technologies (UBER) 0.1 $3.9M 86k 44.80
Cheniere Energy Com New (LNG) 0.1 $3.5M 36k 97.67
Insmed Note 0.750% 6/0 (Principal) 0.1 $3.3M 3.0M 1.10
Redwood Tr Note 4.750% 8/1 (Principal) 0.1 $3.1M 3.1M 1.03
Mp Materials Corp Com Cl A (MP) 0.1 $3.1M 96k 32.23
Apollo Coml Real Estate Fin Note 5.375%10/1 (Principal) 0.1 $3.0M 3.0M 1.01
Post Holdings Inc Common (POST) 0.1 $3.0M 28k 110.15
Sarepta Therapeutics DBCV 1.500%11/1 (Principal) 0.1 $2.9M 2.0M 1.48
Air Transport Services (ATSG) 0.1 $2.8M 108k 25.81
Tpg Specialty Lending Note 4.500% 8/0 (Principal) 0.1 $2.4M 2.1M 1.16
American Axle & Manufact. Holdings (AXL) 0.1 $2.2M 254k 8.81
Repay Hldgs Corp Com Cl A (RPAY) 0.1 $2.1M 93k 23.03
Ptc Therapeutics Note 3.000% 8/1 (Principal) 0.1 $2.1M 2.0M 1.05
Blackstone Mortgage Trust In Note 4.750% 3/1 (Principal) 0.1 $2.1M 2.0M 1.03
RWT HLDGS Note 5.750%10/0 (Principal) 0.1 $2.1M 2.0M 1.02
Gigcapital4 0.1 $2.0M 200k 9.86
Btrs Holdings *w Exp 01/12/202 0.1 $2.0M 749k 2.62
Euronet Worldwide (EEFT) 0.1 $1.9M 15k 127.25
Cleveland-cliffs (CLF) 0.1 $1.7M 85k 19.81
Evo Acquisition Corp Com Cl A 0.1 $1.5M 150k 9.69
Expedia Group Com New (EXPE) 0.1 $1.4M 8.3k 163.86
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 0.0 $1.2M 98k 11.85
Adient Ord Shs (ADNT) 0.0 $1.1M 27k 41.43
BioMarin Pharmaceutical (BMRN) 0.0 $1.1M 14k 77.29
Post Holdings Partnering Cor Com Ser A 0.0 $964k 100k 9.64
Jazz Pharmaceuticals Shs Usd (JAZZ) 0.0 $859k 6.6k 130.15
Immatics *w Exp 07/01/202 (IMTXW) 0.0 $804k 191k 4.21
Echostar Corp Cl A (SATS) 0.0 $765k 30k 25.50
Tenneco Cl A Vtg Com Stk 0.0 $656k 46k 14.26
Gcm Grosvenor *w Exp 11/17/202 (GCMGW) 0.0 $387k 193k 2.00
O-i Glass (OI) 0.0 $285k 20k 14.25
Bluebird Bio 0.0 $243k 13k 19.08
Katapult Holdings *w Exp 06/09/202 (KPLTW) 0.0 $152k 100k 1.52
Butterfly Network *w Exp 02/12/202 (BFLY.WS) 0.0 $136k 49k 2.75
Yellowstone Acquisition *w Exp 10/21/202 0.0 $113k 122k 0.93
Evo Acquisition Corp *w Exp 01/04/202 0.0 $80k 150k 0.53
Capstar Spl Purp Acquisition *w Exp 99/99/999 0.0 $44k 50k 0.88