Aequim Alternative Investments

Aequim Alternative Investments as of Dec. 31, 2021

Portfolio Holdings for Aequim Alternative Investments

Aequim Alternative Investments holds 121 positions in its portfolio as reported in the December 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Snap Note 0.250% 5/0 (Principal) 5.5 $177M 79M 2.23
Pg&e Corp Unit 99/99/9999 4.9 $159M 1.4M 115.68
Palo Alto Networks Note 0.750% 7/0 (Principal) 4.6 $147M 70M 2.10
Etsy Note 0.125%10/0 (Principal) 4.6 $147M 58M 2.55
Nice Sys Note 1.250% 1/1 (Principal) 4.3 $139M 38M 3.65
Liberty Media Corp Del Note 1.375%10/1 (Principal) 4.0 $129M 86M 1.51
Cloudflare Note 0.750% 5/1 (Principal) 4.0 $129M 37M 3.51
Akamai Technologies Note 0.125% 5/0 (Principal) 3.7 $119M 90M 1.31
Repligen Corp Note 0.375% 7/1 (Principal) 3.7 $118M 50M 2.34
Southwest Airls Note 1.250% 5/0 (Principal) 3.3 $107M 80M 1.34
Farfetch Note 3.750% 5/0 (Principal) 3.3 $105M 46M 2.27
Carnival Corp Note 5.750% 4/0 (Principal) 2.8 $90M 43M 2.11
Chesapeake Energy Corp *w Exp 99/99/999 (EXEEW) 2.5 $80M 2.0M 39.96
Sailpoint Technologies Hldgs Note 0.125% 9/1 (Principal) 2.2 $71M 40M 1.78
Avantor 6.25 PFD CNV SR 2.1 $68M 528k 129.21
Mercadolibre Note 2.000% 8/1 (Principal) 2.0 $65M 21M 3.11
Clarivate 5.25% Pfd Conv A 1.8 $57M 625k 90.86
Pegasystems Note 0.750% 3/0 (Principal) 1.6 $51M 48M 1.06
Guardant Health Note 11/1 (Principal) 1.6 $51M 50M 1.02
United States Stl Corp Note 5.000%11/0 (Principal) 1.6 $51M 25M 2.02
Dish Network Corporation Note 12/1 (Principal) 1.3 $43M 43M 1.01
Twitter Note 0.250% 6/1 (Principal) 1.3 $42M 38M 1.09
Varonis Sys Note 1.250% 8/1 (Principal) 1.2 $40M 23M 1.72
Zillow Group Note 0.750% 9/0 (Principal) 1.2 $39M 25M 1.56
Datadog Note 0.125% 6/1 (Principal) 1.1 $36M 18M 2.01
Sabre Corp 6.50% Conv Pfd A 1.1 $35M 303k 114.77
Okta Note 0.375% 6/1 (Principal) 1.1 $35M 29M 1.20
Ugi Corp Unit 99/99/9999 1.1 $34M 322k 104.98
Chesapeake Energy Corp *w Exp 99/99/999 (EXEEZ) 1.1 $34M 939k 35.91
Exact Sciences Corp Note 1.000% 1/1 (Principal) 0.9 $30M 23M 1.28
Splunk Note 0.500% 9/1 (Principal) 0.9 $30M 28M 1.07
Guidewire Software Note 1.250% 3/1 (Principal) 0.9 $28M 24M 1.17
Cnx Resources Corporation (CNX) 0.9 $27M 2.0M 13.75
Lyft Note 1.500% 5/1 (Principal) 0.8 $27M 20M 1.34
Nuance Communications DBCV 1.000%12/1 (Principal) 0.8 $25M 11M 2.29
Integra Lifesciences Hldgs C Note 0.500% 8/1 (Principal) 0.8 $25M 23M 1.09
Bill Com Hldgs Note 12/0 (Principal) 0.8 $25M 15M 1.71
Ford Motor Company (F) 0.8 $25M 1.2M 20.77
EQT Corporation (EQT) 0.8 $24M 1.1M 21.81
Pinduoduo Note 12/0 (Principal) 0.7 $23M 25M 0.91
South Jersey Inds Unit 04/01/2024 0.7 $22M 400k 55.80
Cheniere Energy Note 4.250% 3/1 (Principal) 0.6 $19M 23M 0.85
Wix Note 7/0 (Principal) 0.6 $19M 15M 1.28
Rapid7 Note 2.250% 5/0 (Principal) 0.6 $19M 9.5M 2.01
Rbc Bearings 5% Cnv Pfd Sr A (RBCP) 0.6 $18M 175k 104.86
Nextera Energy Unit 09/01/2022s 0.5 $17M 250k 68.09
Stanley Black & Decker (SWK) 0.5 $17M 90k 188.62
Kkr & Co (KKR) 0.5 $16M 220k 74.50
Shopify Cl A (SHOP) 0.5 $16M 12k 1377.38
Q2 HLDGS Note 0.125%11/1 (Principal) 0.5 $16M 18M 0.92
Coupa Software Note 0.125% 6/1 (Principal) 0.5 $15M 13M 1.23
Cyberark Software Note 11/1 (Principal) 0.5 $15M 12M 1.26
Cinemark Holdings (CNK) 0.5 $15M 927k 16.12
Chesapeake Energy Corp *w Exp 09/02/202 (EXEEL) 0.5 $15M 452k 32.38
Pros Holdings Note 1.000% 5/1 (Principal) 0.4 $14M 15M 0.93
Coupa Software Note 0.375% 6/1 (Principal) 0.4 $14M 15M 0.95
Dish Network Corporation Note 3.375% 8/1 (Principal) 0.4 $14M 14M 0.95
Theravance Biopharma Note 3.250%11/0 (Principal) 0.4 $14M 14M 0.97
Aptiv 5.5% Cnv Pfd A 0.4 $13M 70k 184.09
Mesa Labs Note 1.375% 8/1 (Principal) 0.4 $12M 9.0M 1.28
Coinbase Global Com Cl A (COIN) 0.4 $12M 46k 252.37
Burlington Stores (BURL) 0.4 $12M 39k 291.50
Ii-vi 6% Conv Pfd A 0.4 $11M 40k 283.02
Becton, Dickinson and (BDX) 0.3 $11M 43k 251.47
Insmed Note 0.750% 6/0 (Principal) 0.3 $9.8M 9.0M 1.09
Teladoc (TDOC) 0.3 $8.9M 97k 91.82
Nevro Corp Note 2.750% 4/0 (Principal) 0.3 $8.1M 7.3M 1.11
J Global (ZD) 0.2 $7.0M 63k 110.86
Zogenix Note 2.750%10/0 (Principal) 0.2 $6.8M 6.9M 0.99
Apollo Coml Real Estate Fin Note 4.750% 8/2 (Principal) 0.2 $6.8M 6.8M 1.01
Centennial Resource Dev Cl A 0.2 $6.6M 1.1M 5.98
1life Healthcare Note 3.000% 6/1 (Principal) 0.2 $5.6M 6.2M 0.90
Viacomcbs CL B (PARA) 0.2 $5.4M 180k 30.18
Booking Holdings (BKNG) 0.2 $5.3M 2.2k 2399.09
Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 0.1 $4.6M 363k 12.61
Mp Materials Corp Com Cl A (MP) 0.1 $4.4M 96k 45.42
Ringcentral Note 3/0 (Principal) 0.1 $3.9M 4.1M 0.94
Dish Network Corporation Note 2.375% 3/1 (Principal) 0.1 $3.9M 4.0M 0.96
Nova Note 10/1 (Principal) 0.1 $3.8M 1.9M 1.99
Liveperson Note 12/1 (Principal) 0.1 $3.8M 4.5M 0.85
Uber Technologies (UBER) 0.1 $3.6M 86k 41.93
Chegg Note 9/0 (Principal) 0.1 $3.3M 4.0M 0.83
Expedia Group Com New (EXPE) 0.1 $3.3M 18k 180.72
Air Transport Services (ATSG) 0.1 $3.2M 108k 29.38
Redwood Trust Note 4.750% 8/1 (Principal) 0.1 $3.2M 3.1M 1.03
Post Holdings Inc Common (POST) 0.1 $3.1M 28k 112.73
Apollo Coml Real Estate Fin Note 5.375%10/1 (Principal) 0.1 $3.1M 3.0M 1.02
Sixth Street Specialty Lendn Note 4.500% 8/0 (Principal) 0.1 $2.6M 2.1M 1.25
American Axle & Manufact. Holdings (AXL) 0.1 $2.4M 254k 9.33
Ptc Therapeutics Note 3.000% 8/1 (Principal) 0.1 $2.1M 2.0M 1.05
Blackstone Mortgage Trust In Note 4.750% 3/1 (Principal) 0.1 $2.1M 2.0M 1.03
RWT HLDGS Note 5.750%10/0 (Principal) 0.1 $2.1M 2.0M 1.03
Redwood Trust Note 5.625% 7/1 (Principal) 0.1 $2.0M 1.9M 1.01
Post Holdings Partnering Cor Com Ser A 0.1 $2.0M 200k 9.80
Cleveland-cliffs (CLF) 0.1 $1.8M 85k 21.76
Euronet Worldwide (EEFT) 0.1 $1.8M 15k 119.15
Repay Hldgs Corp Com Cl A (RPAY) 0.1 $1.7M 93k 18.27
Evo Acquisition Corp Com Cl A 0.0 $1.5M 150k 9.70
Chegg (CHGG) 0.0 $1.3M 42k 30.69
Adient Ord Shs (ADNT) 0.0 $1.3M 27k 47.89
BioMarin Pharmaceutical (BMRN) 0.0 $1.2M 14k 88.36
Immatics *w Exp 07/01/202 (IMTXW) 0.0 $1.1M 248k 4.39
Tenneco Cl A Vtg Com Stk 0.0 $1.0M 90k 11.30
Sarissa Capital Acquisitn Cl A 0.0 $990k 100k 9.90
Social Cap Suvretta Hld Crpi Class A Ord Shs 0.0 $988k 100k 9.90
Go Acquisition Corp 0.0 $984k 100k 9.84
Conx Corp Com Cl A (CNXX) 0.0 $983k 100k 9.82
Avanti Acquisition Corp Shs Cl A 0.0 $982k 100k 9.82
Jaws Mustang Acquisition Cor Shs Cl A (JWSMF) 0.0 $975k 100k 9.75
Jazz Pharmaceuticals Shs Usd (JAZZ) 0.0 $841k 6.6k 127.42
Bausch Health Companies (BHC) 0.0 $828k 30k 27.60
Echostar Corp Cl A (SATS) 0.0 $791k 30k 26.37
Social Cap Suvretta Hlds Crp Class A Ord Shs 0.0 $770k 78k 9.88
Gcm Grosvenor *w Exp 11/17/202 (GCMGW) 0.0 $290k 193k 1.50
O-i Glass (OI) 0.0 $241k 20k 12.05
Yellowstone Acquisition *w Exp 10/21/202 0.0 $123k 150k 0.82
Cano Health *w Exp 06/03/202 (CANWQ) 0.0 $112k 47k 2.39
Evo Acquisition Corp *w Exp 01/04/202 0.0 $72k 150k 0.48
Butterfly Network *w Exp 02/12/202 (BFLY.WS) 0.0 $63k 49k 1.28
Katapult Holdings *w Exp 06/09/202 (KPLTW) 0.0 $58k 100k 0.58
Algoma Stl Group *w Exp 10/19/202 (ASTLW) 0.0 $50k 17k 2.88