Algebris Investments

Algebris Investments as of Sept. 30, 2014

Portfolio Holdings for Algebris Investments

Algebris Investments holds 66 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Citigroup Com New (C) 6.6 $11M 209k 51.82
MetLife (MET) 6.0 $9.8M 183k 53.72
JPMorgan Chase & Co. (JPM) 5.4 $8.8M 146k 60.24
Prudential Financial (PRU) 4.9 $8.0M 91k 87.94
Rbc Cad Put Option (RY) 4.4 $7.2M 1.0k 7150.00
Apollo Global Mgmt Cl A Shs 4.1 $6.7M 283k 23.84
Ishares Tr Msci Emg Mkt Etf Put Option (EEM) 3.8 $6.2M 1.5k 4156.00
Royal Bk Scotland Group Sp Adr Pref S 3.6 $5.9M 236k 24.81
Kkr & Co L P Del Com Units 3.4 $5.7M 254k 22.30
Bank Of Montreal Cadcom Put Option (BMO) 3.4 $5.5M 750.00 7362.67
Blackstone Mtg Tr Com Cl A (BXMT) 3.3 $5.4M 198k 27.10
Carlyle Group Com Uts Ltd Ptn 3.2 $5.2M 170k 30.46
Royal Bk Scotland Group Sp Adr Pref M 3.0 $4.9M 200k 24.50
Fortress Investment Group Ll Cl A 2.7 $4.5M 650k 6.88
Ares Capital Corporation (ARCC) 2.5 $4.0M 249k 16.16
Bank of America Corporation (BAC) 2.4 $3.9M 226k 17.05
Blackstone Group Com Unit Ltd 2.1 $3.4M 108k 31.48
Us Bancorp Del Com New (USB) 1.9 $3.1M 75k 41.83
Spdr Series Trust S&p Regl Bkg (KRE) 1.9 $3.0M 81k 37.86
Starwood Property Trust (STWD) 1.6 $2.6M 121k 21.96
Nuveen Multi-Strategy Income & Growth (JPC) 1.5 $2.4M 260k 9.20
Fifth Third Ban (FITB) 1.4 $2.4M 118k 20.02
NCR Corporation (VYX) 1.4 $2.3M 69k 33.41
Ishares Tr Russell 2000 Etf Put Option (IWM) 1.3 $2.2M 200.00 10935.00
Ishares Silver Trust Ishares (SLV) 1.3 $2.2M 133k 16.35
Wells Fargo & Company (WFC) 1.3 $2.2M 42k 51.88
Hercules Technology Growth Capital (HTGC) 1.2 $2.0M 136k 14.46
Charles Schwab Corporation (SCHW) 1.2 $1.9M 65k 29.38
BB&T Corporation 1.1 $1.7M 47k 37.21
Oaktree Cap Group Unit Cl A 0.9 $1.5M 29k 51.09
Colony Financial 0.9 $1.4M 63k 22.39
Intercontinental Exchange (ICE) 0.9 $1.4M 7.2k 195.00
Spdr Gold Trust Gold Shs (GLD) 0.8 $1.4M 12k 116.20
Susquehanna Bancshares 0.8 $1.4M 139k 10.00
American Capital Agency 0.8 $1.4M 65k 21.25
Golub Capital BDC (GBDC) 0.8 $1.4M 86k 15.95
American Capital Mortgage In 0.8 $1.3M 72k 18.83
Apollo Commercial Real Est. Finance (ARI) 0.8 $1.3M 83k 15.71
Capital One Financial (COF) 0.8 $1.3M 16k 81.59
Royal Bk Scotland Group Sp Adr Pref T 0.8 $1.3M 50k 25.26
Two Harbors Investment 0.8 $1.2M 129k 9.67
American Intl Group Com New (AIG) 0.7 $1.2M 22k 54.00
Cme (CME) 0.7 $1.1M 14k 79.93
Fs Investment Corporation 0.7 $1.1M 100k 10.77
Triangle Capital Corporation 0.7 $1.1M 42k 25.32
Pennymac Corp Note 5.375% 5/0 0.6 $990k 1.0M 0.99
Zions Bancorporation (ZION) 0.5 $814k 28k 29.07
Home Ln Servicing Solutions Ord Shs 0.5 $806k 38k 21.19
WisdomTree Investments (WT) 0.5 $741k 65k 11.38
Cit Group Com New 0.4 $639k 14k 45.97
Royal Bk Scotland Group Adr Pref Shs R 0.4 $596k 25k 23.84
State Street Corporation (STT) 0.4 $592k 8.0k 73.64
E Trade Financial Corp Com New 0.4 $587k 26k 22.58
Xl Group SHS 0.3 $551k 17k 33.19
Hatteras Financial 0.3 $413k 23k 17.96
Market Vectors Etf Tr Gold Miner Etf 0.2 $363k 17k 21.33
Ameris Ban (ABCB) 0.2 $285k 13k 21.92
First Midwest Ban 0.2 $274k 17k 16.12
Metro Ban 0.2 $250k 10k 24.27
Santander Consumer Usa 0.1 $240k 14k 17.78
First Niagara Financial 0.1 $238k 29k 8.32
Spirit Realty reit 0.1 $208k 19k 10.95
MB Financial 0.1 $208k 7.5k 27.73
American Equity Investment Life Holding (AEL) 0.1 $206k 9.0k 22.89
Hudson Valley Holding 0.1 $205k 11k 18.14
Preferred Bk Los Angeles Ca Com New (PFBC) 0.1 $203k 9.0k 22.56