Altium Capital Management

Altium Capital Management as of Dec. 31, 2020

Portfolio Holdings for Altium Capital Management

Altium Capital Management holds 94 positions in its portfolio as reported in the December 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Ocuphire Pharma (IRD) 5.0 $13M 2.1M 6.49
Curis Com New 2.5 $6.7M 822k 8.19
Ocular Therapeutix (OCUL) 2.3 $6.3M 303k 20.70
Iveric Bio 2.3 $6.2M 903k 6.91
Sutro Biopharma (STRO) 2.2 $6.0M 277k 21.71
Syndax Pharmaceuticals (SNDX) 2.2 $5.9M 264k 22.24
Genprex 2.2 $5.9M 1.4M 4.15
Verastem 2.2 $5.8M 2.7M 2.13
Anaptysbio Inc Common (ANAB) 2.1 $5.6M 261k 21.50
Bellus Health Com New 1.9 $5.1M 1.7M 3.06
Crinetics Pharmaceuticals In (CRNX) 1.9 $5.1M 362k 14.11
Insmed Com Par $.01 (INSM) 1.8 $5.0M 149k 33.29
Intra Cellular Therapies (ITCI) 1.8 $4.9M 153k 31.80
Cogent Biosciences (COGT) 1.8 $4.9M 433k 11.23
Immatics SHS (IMTX) 1.6 $4.4M 406k 10.79
Arya Sciences Acquisition Com Cl A 1.6 $4.3M 400k 10.85
Myriad Genetics (MYGN) 1.6 $4.3M 219k 19.78
Eucrates Biomedical Acqu Cor Unit 10/23/2027 1.6 $4.3M 400k 10.66
Celldex Therapeutics Com New (CLDX) 1.6 $4.2M 240k 17.52
Castle Biosciences (CSTL) 1.6 $4.2M 62k 67.15
Illumina (ILMN) 1.5 $4.1M 11k 370.00
Insulet Corporation (PODD) 1.5 $4.1M 16k 255.62
Aurinia Pharmaceuticals (AUPH) 1.5 $4.1M 294k 13.83
Chardan Healthcr Acqstn 2 1.5 $4.0M 389k 10.20
Constellation Pharmceticls I 1.4 $3.9M 134k 28.80
Coherus Biosciences (CHRS) 1.4 $3.8M 217k 17.38
Protagonist Therapeutics (PTGX) 1.4 $3.7M 186k 20.16
Immunic (IMUX) 1.4 $3.7M 244k 15.29
Immunovant (IMVT) 1.3 $3.6M 78k 46.19
Lantheus Holdings Inc Common Stock Usd 0.01 (LNTH) 1.3 $3.5M 263k 13.49
Cardiff Oncology (CRDF) 1.2 $3.3M 186k 17.99
Chinook Therapeutics 1.2 $3.3M 206k 15.86
Micronet Enertec Technologies (TIOG) 1.2 $3.2M 1.5M 2.08
Vincera Pharma (VINC) 1.2 $3.1M 150k 20.91
Avadel Pharmaceuticals Sponsored Adr 1.2 $3.1M 466k 6.68
Haemonetics Corporation (HAE) 1.2 $3.1M 26k 118.77
Scynexis Com New (SCYX) 1.1 $3.1M 400k 7.65
Orbital Energy Group 1.1 $3.0M 1.4M 2.19
Sientra 1.1 $2.9M 753k 3.89
Alpha Healthcare Acquistn Unit 09/21/2027 1.1 $2.9M 275k 10.57
Helix Acquisition Corp Com Cl A 1.1 $2.8M 250k 11.37
Nano Dimension Sponsord Ads New (NNDM) 1.0 $2.8M 305k 9.10
Lifesci Acquisition Ii Corp 1.0 $2.7M 250k 10.67
Consonance Hfw Acquisition C Unit 99/99/9999 1.0 $2.6M 250k 10.47
Turmeric Acquisition Corp Unit 10/08/2025 1.0 $2.6M 254k 10.27
Fs Dev Corp Com Cl A 1.0 $2.6M 234k 11.00
Eiger Biopharmaceuticals 0.9 $2.4M 198k 12.29
Sarissa Capital Acquisitn Unit 10/23/2027 0.9 $2.4M 225k 10.65
Cm Life Sciences Unit 09/01/2025 0.9 $2.3M 200k 11.60
Tcr2 Therapeutics Inc cs 0.9 $2.3M 74k 30.94
Intersect Ent 0.9 $2.3M 100k 22.90
Tiziana Life Sciences Sponsored Ads 0.8 $2.2M 1.1M 2.02
Aeglea Biotherapeutics 0.8 $2.1M 268k 7.87
Essa Pharma Com New (EPIX) 0.8 $2.1M 175k 11.93
Travere Therapeutics (TVTX) 0.8 $2.1M 77k 27.26
Karyopharm Therapeutics (KPTI) 0.8 $2.1M 134k 15.48
Jiya Acquisition Corp Com Cl A 0.8 $2.1M 200k 10.30
Globus Med Cl A (GMED) 0.8 $2.1M 32k 65.21
Dex (DXCM) 0.8 $2.0M 5.5k 369.64
Oncternal Therapeutics 0.8 $2.0M 412k 4.90
ICU Medical, Incorporated (ICUI) 0.7 $2.0M 9.3k 214.46
Rigel Pharmaceuticals Com New 0.7 $2.0M 571k 3.50
Larimar Therapeutics (LRMR) 0.7 $2.0M 93k 21.41
Catalyst Biosciences Com New 0.7 $2.0M 314k 6.31
Otonomy 0.7 $1.9M 300k 6.47
Optinose (OPTN) 0.7 $1.9M 459k 4.14
Cti Biopharma 0.7 $1.9M 589k 3.22
BioCryst Pharmaceuticals (BCRX) 0.7 $1.9M 250k 7.45
Opendoor Technologies *w Exp 12/18/202 0.7 $1.9M 240k 7.72
Cytomx Therapeutics (CTMX) 0.7 $1.8M 274k 6.55
Cellectar Biosciences Com Par 0.7 $1.8M 852k 2.08
Arcutis Biotherapeutics (ARQT) 0.7 $1.8M 63k 28.13
Harpoon Therapeutics 0.6 $1.7M 102k 16.61
Switchback Energy Acquistn C *w Exp 07/25/202 0.6 $1.6M 105k 15.42
Epizyme 0.5 $1.4M 130k 10.86
Bctg Acquisition Corp 0.5 $1.4M 120k 11.44
Atyr Pharma Com New (ATYR) 0.5 $1.3M 332k 3.88
Verrica Pharmaceuticals (VRCA) 0.5 $1.3M 109k 11.51
Bcls Acquisition Corp Com Cl A 0.4 $1.1M 100k 11.14
9 Meters Biopharma 0.4 $1.1M 1.3M 0.86
Roth Ch Acquisition Ii Unit 12/11/2025 0.4 $1.0M 100k 10.40
Cns Pharmaceuticals 0.4 $951k 534k 1.78
Fat Brands *w Exp 06/30/202 (FATBW) 0.3 $810k 300k 2.70
Vincera Pharma *w Exp 12/24/202 0.3 $710k 215k 3.30
Chardan Healthcr Acqstn 2 *w Exp 03/05/202 0.2 $495k 500k 0.99
Cerevel Therapeutics Hldng I *w Exp 06/09/202 (CEREW) 0.1 $365k 65k 5.64
Immatics *w Exp 07/01/202 (IMTXW) 0.1 $281k 98k 2.88
Kubient (KBNT) 0.1 $236k 42k 5.58
Amplitude Hlthcre Aqustin *w Exp 12/01/202 0.1 $236k 163k 1.45
Galileo Acquisition Corp *w Exp 10/31/202 0.1 $168k 200k 0.84
Venus Concept 0.1 $162k 94k 1.73
Quotient SHS 0.0 $130k 25k 5.22
Health Sciences Acq Corp 2 Ord Shs 0.0 $128k 10k 12.80
Lyra Therapeutics (LYRA) 0.0 $59k 5.2k 11.31