Altium Capital Management

Altium Capital Management as of Sept. 30, 2021

Portfolio Holdings for Altium Capital Management

Altium Capital Management holds 124 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
1847 Goedeker *w Exp 99/99/999 (POLWQ) 3.0 $12M 6.9M 1.68
Bellus Health Com New 2.9 $11M 1.8M 6.14
Celldex Therapeutics Com New (CLDX) 2.6 $10M 185k 53.99
Cti Biopharma 2.6 $9.8M 3.3M 2.95
Aldeyra Therapeutics (ALDX) 2.0 $7.6M 864k 8.78
Lantheus Holdings Inc Common Stock Usd 0.01 (LNTH) 2.0 $7.4M 290k 25.68
Xtant Med Hldgs Com New (XTNT) 1.8 $6.9M 6.3M 1.11
Verastem 1.8 $6.9M 2.3M 3.08
Cerus Corporation (CERS) 1.8 $6.7M 1.1M 6.09
Curis Com New 1.7 $6.5M 829k 7.83
Cytomx Therapeutics (CTMX) 1.6 $6.3M 1.2M 5.09
Immatics SHS (IMTX) 1.6 $6.2M 479k 13.00
Protagonist Therapeutics (PTGX) 1.6 $6.1M 346k 17.72
Arcutis Biotherapeutics (ARQT) 1.6 $6.1M 255k 23.89
Inspire Med Sys (INSP) 1.6 $6.1M 26k 232.88
Nevro (NVRO) 1.6 $5.9M 51k 116.37
Chinook Therapeutics 1.6 $5.9M 465k 12.76
Caredx (CDNA) 1.5 $5.7M 90k 63.37
Syros Pharmaceuticals 1.5 $5.7M 1.3M 4.47
Insmed Com Par $.01 (INSM) 1.5 $5.6M 203k 27.54
Ocular Therapeutix (OCUL) 1.5 $5.6M 556k 10.00
Avidity Biosciences Ord (RNA) 1.5 $5.5M 225k 24.63
Apellis Pharmaceuticals Put Option (APLS) 1.4 $5.5M 167k 32.96
Kaleyra 1.4 $5.3M 485k 11.01
Iveric Bio 1.4 $5.3M 328k 16.24
Haemonetics Corporation (HAE) 1.4 $5.2M 74k 70.59
Myriad Genetics (MYGN) 1.3 $5.1M 158k 32.29
Natera (NTRA) 1.3 $5.1M 46k 111.45
Mei Pharma Com New 1.3 $5.0M 1.8M 2.76
Nocturne Acquisition Corp Ordinary Shares (MBTC) 1.3 $5.0M 500k 9.98
Keros Therapeutics (KROS) 1.3 $5.0M 126k 39.56
Aeglea Biotherapeutics 1.3 $4.8M 610k 7.95
Castle Biosciences (CSTL) 1.3 $4.8M 73k 66.50
Varex Imaging (VREX) 1.2 $4.5M 158k 28.20
Avadel Pharmaceuticals Sponsored Adr (AVDL) 1.1 $4.3M 441k 9.80
X4 Pharmaceuticals (XFOR) 1.1 $4.3M 805k 5.29
Affimed Therapeutics B V 1.1 $4.1M 665k 6.18
Crinetics Pharmaceuticals In (CRNX) 1.1 $4.1M 193k 21.05
Illumina (ILMN) 1.1 $4.1M 10k 405.60
Eucrates Biomedical Acqu Cor SHS 1.0 $3.9M 400k 9.78
Eyepoint Pharmaceuticals Com New (EYPT) 1.0 $3.9M 371k 10.42
Bicycle Therapeutics Sponsored Ads (BCYC) 1.0 $3.8M 92k 41.59
Arcturus Therapeutics Hldg I (ARCT) 1.0 $3.8M 80k 47.77
Bridgebio Pharma (BBIO) 1.0 $3.7M 79k 46.87
Renovacor 0.9 $3.5M 389k 9.05
Profound Med Corp Com New (PROF) 0.9 $3.4M 235k 14.64
Icad Com New (ICAD) 0.9 $3.4M 320k 10.75
Travere Therapeutics (TVTX) 0.9 $3.4M 141k 24.25
Morphic Hldg (MORF) 0.9 $3.4M 60k 56.63
Xenon Pharmaceuticals (XENE) 0.9 $3.3M 216k 15.28
Verrica Pharmaceuticals (VRCA) 0.8 $3.2M 256k 12.50
Aurinia Pharmaceuticals (AUPH) 0.8 $3.2M 144k 22.13
Adamas Pharmaceuticals 0.8 $3.1M 626k 4.91
Tracon Pharmaceuticals Com New (TCON) 0.8 $3.0M 785k 3.87
Mereo Biopharma Group Ads (MREO) 0.8 $3.0M 1.3M 2.42
Globus Med Cl A (GMED) 0.8 $3.0M 39k 76.62
Doubledown Interactive Co Lt Ads (DDI) 0.7 $2.8M 160k 17.61
Igm Biosciences (IGMS) 0.7 $2.8M 43k 65.76
Repro-Med Systems (KRMD) 0.7 $2.7M 954k 2.85
Dyne Therapeutics (DYN) 0.7 $2.7M 167k 16.24
Flux Pwr Hldgs Com New (FLUX) 0.7 $2.7M 522k 5.08
Celcuity (CELC) 0.7 $2.6M 145k 18.00
Helix Acquisition Corp Com Cl A 0.7 $2.5M 250k 9.95
Turmeric Acquisition Corp Cl A 0.7 $2.5M 254k 9.79
Galera Therapeutics (GRTX) 0.6 $2.4M 301k 8.10
Phasebio Pharmaceuticals (PHASQ) 0.6 $2.4M 775k 3.11
Cardiff Oncology (CRDF) 0.6 $2.3M 349k 6.66
Sarissa Capital Acquisitn Cl A 0.6 $2.2M 225k 9.86
Viq Solutions Com New (VQSSF) 0.5 $2.1M 705k 2.96
Syndax Pharmaceuticals (SNDX) 0.5 $2.1M 108k 19.11
Yumanity Therapeutics 0.5 $2.0M 196k 10.32
Fs Development Corp Ii Com Cl A 0.5 $2.0M 200k 9.95
Healthcor Catalio Acqu Corp Cl A Shs 0.5 $2.0M 200k 9.90
GigInternational1 0.5 $2.0M 200k 9.87
Chavant Capital Acquisitn Ordinary Shares 0.5 $2.0M 200k 9.85
Lakeshore Acquisition I Corp Ordinary Shares 0.5 $2.0M 200k 9.83
Kalvista Pharmaceuticals (KALV) 0.5 $2.0M 112k 17.45
Jiya Acquisition Corp Com Cl A 0.5 $2.0M 200k 9.75
Eloxx Pharmaceuticals 0.5 $1.8M 1.1M 1.63
Oncorus 0.5 $1.8M 192k 9.34
Lifemd (LFMD) 0.5 $1.8M 289k 6.21
Chimerix (CMRX) 0.5 $1.7M 282k 6.19
Vincerx Pharma Com New (VINC) 0.5 $1.7M 108k 16.17
Hillman Solutions Corp (HLMN) 0.4 $1.7M 142k 11.93
Portage Biotech (PRTG) 0.4 $1.5M 75k 20.32
Eiger Biopharmaceuticals 0.3 $1.3M 198k 6.68
Virpax Pharmaceuticals 0.3 $1.3M 272k 4.80
Fat Brands *w Exp 07/16/202 (FATBW) 0.3 $1.3M 227k 5.71
Tailwind Acquisition Corp Com Cl A 0.3 $1.3M 128k 9.78
Insulet Corporation (PODD) 0.3 $1.2M 4.3k 284.24
Adicet Bio (ACET) 0.3 $1.1M 142k 7.84
Citic Capital Acquisition Com Cl A 0.3 $1.1M 111k 9.97
Stryve Foods Class A Com 0.3 $1.1M 200k 5.35
Proqr Thrapeutics N V Shs Euro (PRQR) 0.3 $1.0M 125k 8.37
Achieve Life Sciences (ACHV) 0.3 $1.0M 122k 8.50
Motive Capital Corp Shs Cl A 0.3 $1.0M 102k 9.90
Arya Sciences Acquisitn Corp Class A Ord Shs 0.3 $1.0M 100k 10.05
Bcls Acquisition Corp Com Cl A 0.3 $996k 100k 9.96
Firstmark Horizon Acquisitio Cl A Com 0.3 $980k 100k 9.80
Omega Alpha Spac Cl A 0.3 $974k 100k 9.74
Allena Pharmaceuticals 0.3 $963k 1.1M 0.90
Coliseum Acquisition Corp Class A Ord Shs (MITA) 0.2 $846k 85k 9.95
Cerevel Therapeutics Hldng I Put Option (CERE) 0.2 $611k 21k 29.52
Aligos Therapeutics (ALGS) 0.1 $519k 34k 15.50
Tcr2 Therapeutics Inc cs 0.1 $503k 59k 8.50
Renovacor *w Exp 99/99/999 0.1 $501k 732k 0.68
Colombier Acquisition Corp Cl A 0.1 $484k 50k 9.68
Immatics *w Exp 07/01/202 (IMTXW) 0.1 $389k 98k 3.99
Scynexis Com New (SCYX) 0.1 $371k 70k 5.30
Harbor Custom Development In *w Exp 05/09/202 (HCDWQ) 0.1 $351k 600k 0.58
Krystal Biotech Call Option (KRYS) 0.1 $303k 5.8k 52.24
Poseida Therapeutics I (PSTX) 0.1 $235k 32k 7.29
Nocturne Acquisition Corp Right 12/26/2025 (MBTCR) 0.1 $210k 500k 0.42
Eucrates Biomedical Acqu Cor *w Exp 10/23/202 0.0 $107k 133k 0.80
Health Sciences Acq Corp 2 Ord Shs 0.0 $99k 10k 9.90
Reservoir Media *w Exp 08/26/202 (RSVRW) 0.0 $99k 50k 1.98
Surrozen *w Exp 08/01/203 (SRZNW) 0.0 $94k 82k 1.14
Lakeshore Acquisition I Corp *w Exp 07/15/202 0.0 $79k 150k 0.53
Sarissa Capital Acquisitn *w Exp 10/23/202 0.0 $75k 75k 1.00
Chavant Capital Acquisitn *w Exp 99/99/999 0.0 $72k 150k 0.48
Turmeric Acquisition Corp *w Exp 10/08/202 0.0 $55k 85k 0.65
Giginternational1 *w Exp 04/19/202 0.0 $37k 50k 0.74
Colombier Acquisition Corp *w Exp 99/99/999 0.0 $9.0k 17k 0.54
Uphealth *w Exp 06/08/202 (UPHLW) 0.0 $5.0k 10k 0.50