Altium Capital Management

Altium Capital Management as of Sept. 30, 2021

Portfolio Holdings for Altium Capital Management

Altium Capital Management holds 133 positions in its portfolio as reported in the September 2021 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Oramed Pharmaceuticals Com New (ORMP) 3.1 $13M 493k 25.59
Bellus Health Com New 3.0 $12M 1.8M 6.80
Protagonist Therapeutics (PTGX) 2.8 $12M 346k 33.65
Crinetics Pharmaceuticals In (CRNX) 2.8 $11M 423k 26.81
Bicycle Therapeutics Sponsored Ads (BCYC) 2.4 $9.7M 172k 56.28
1847 Goedeker *w Exp 99/99/999 (POLWQ) 2.3 $9.4M 6.9M 1.36
Lantheus Holdings Inc Common Stock Usd 0.01 (LNTH) 2.1 $8.7M 314k 27.86
Aldeyra Therapeutics (ALDX) 1.9 $8.0M 864k 9.23
Cti Biopharma 1.9 $7.6M 2.7M 2.77
Cytomx Therapeutics (CTMX) 1.8 $7.5M 1.2M 6.05
Xtant Med Hldgs Com New (XTNT) 1.8 $7.4M 6.2M 1.19
Insmed Com Par $.01 (INSM) 1.6 $6.8M 203k 33.20
Cerus Corporation (CERS) 1.5 $6.4M 805k 7.91
Verastem 1.5 $6.4M 2.3M 2.83
Immatics SHS (IMTX) 1.5 $6.0M 470k 12.83
Iveric Bio 1.5 $6.0M 329k 18.20
Kaleyra 1.4 $5.9M 485k 12.11
Keros Therapeutics (KROS) 1.4 $5.9M 126k 46.56
Mei Pharma Com New 1.4 $5.8M 1.8M 3.18
Arcutis Biotherapeutics (ARQT) 1.4 $5.8M 255k 22.61
Myriad Genetics (MYGN) 1.4 $5.7M 190k 29.96
Syros Pharmaceuticals 1.4 $5.6M 1.3M 4.37
Avidity Biosciences Ord (RNA) 1.3 $5.5M 225k 24.63
Curis Com New 1.3 $5.5M 829k 6.68
Haemonetics Corporation (HAE) 1.3 $5.3M 74k 71.32
Chinook Therapeutics 1.3 $5.3M 465k 11.31
Illumina (ILMN) 1.3 $5.2M 13k 417.60
Quidel Corporation 1.2 $5.1M 38k 134.72
Nocturne Acquisition Corp Ordinary Shares (MBTC) 1.2 $5.0M 500k 10.00
Ocular Therapeutix (OCUL) 1.2 $4.8M 695k 6.92
Eyepoint Pharmaceuticals Com New (EYPT) 1.2 $4.8M 371k 12.90
Aeglea Biotherapeutics 1.2 $4.8M 610k 7.81
Codexis (CDXS) 1.2 $4.8M 138k 34.45
Adma Biologics (ADMA) 1.1 $4.7M 3.3M 1.41
Avadel Pharmaceuticals Sponsored Adr (AVDL) 1.1 $4.6M 441k 10.53
Glaukos (GKOS) 1.1 $4.5M 81k 55.60
Travere Therapeutics (TVTX) 1.1 $4.3M 141k 30.80
Affimed Therapeutics B V 1.0 $4.3M 655k 6.53
Varex Imaging (VREX) 1.0 $4.3M 158k 27.03
X4 Pharmaceuticals (XFOR) 1.0 $4.2M 803k 5.17
Profound Med Corp Com New (PROF) 1.0 $4.0M 300k 13.44
Celldex Therapeutics Com New (CLDX) 1.0 $4.0M 88k 45.50
Bridgebio Pharma (BBIO) 1.0 $4.0M 79k 50.19
Biontech Se Sponsored Ads (BNTX) 1.0 $3.9M 15k 270.21
Eucrates Biomedical Acqu Cor SHS 1.0 $3.9M 400k 9.79
Morphic Hldg (MORF) 0.9 $3.9M 60k 64.70
Icad Com New (ICAD) 0.9 $3.8M 354k 10.83
Phasebio Pharmaceuticals (PHASQ) 0.9 $3.8M 972k 3.90
Verrica Pharmaceuticals (VRCA) 0.8 $3.3M 256k 12.85
Si-bone (SIBN) 0.8 $3.2M 135k 24.06
Nanostring Technologies (NSTGQ) 0.8 $3.2M 65k 49.51
Envista Hldgs Corp (NVST) 0.8 $3.2M 75k 42.19
Renovacor 0.8 $3.1M 389k 8.00
Repro-Med Systems (KRMD) 0.7 $3.0M 954k 3.18
Globus Med Cl A (GMED) 0.7 $3.0M 39k 78.29
Mereo Biopharma Group Ads (MREO) 0.7 $3.0M 1.3M 2.40
Nevro (NVRO) 0.7 $2.9M 26k 112.47
Celcuity (CELC) 0.7 $2.8M 145k 19.19
Tracon Pharmaceuticals Com New (TCON) 0.7 $2.7M 785k 3.48
Alphatec Hldgs Com New (ATEC) 0.6 $2.6M 200k 12.89
Turmeric Acquisition Corp Cl A 0.6 $2.5M 254k 9.79
Helix Acquisition Corp Com Cl A 0.6 $2.5M 250k 9.93
Dyne Therapeutics (DYN) 0.6 $2.4M 167k 14.43
Arena Pharmaceuticals Com New 0.6 $2.3M 36k 63.22
Sarissa Capital Acquisitn Cl A 0.5 $2.2M 225k 9.83
Oncorus 0.5 $2.2M 192k 11.31
Flux Pwr Hldgs Com New (FLUX) 0.5 $2.2M 346k 6.26
Eiger Biopharmaceuticals 0.5 $2.1M 261k 8.12
Cardiff Oncology (CRDF) 0.5 $2.1M 349k 6.04
Lmp Automotive Holdings (LMPX) 0.5 $2.1M 147k 14.30
Beyondspring SHS (BYSI) 0.5 $2.1M 135k 15.31
Cidara Therapeutics Inc Common Stock Usd 0.0001 (CDTX) 0.5 $2.0M 1.3M 1.58
Fs Development Corp Ii Com Cl A 0.5 $2.0M 200k 10.05
Kalvista Pharmaceuticals (KALV) 0.5 $2.0M 112k 17.82
Healthcor Catalio Acqu Corp Cl A Shs 0.5 $2.0M 200k 9.96
GigInternational1 0.5 $2.0M 200k 9.89
Lakeshore Acquisition I Corp Ordinary Shares 0.5 $2.0M 200k 9.86
Chavant Capital Acquisitn Ordinary Shares 0.5 $2.0M 200k 9.84
Jiya Acquisition Corp Com Cl A 0.5 $2.0M 200k 9.79
Turning Point Therapeutics I 0.5 $1.9M 42k 44.74
Syndax Pharmaceuticals (SNDX) 0.5 $1.9M 108k 17.37
Biosante Pharmaceuticals (ANIP) 0.4 $1.8M 37k 50.09
Fat Brands *w Exp 07/16/202 (FATBW) 0.4 $1.8M 227k 7.81
Yumanity Therapeutics 0.4 $1.8M 196k 9.02
Madrigal Pharmaceuticals (MDGL) 0.4 $1.8M 18k 98.34
Portage Biotech (PRTG) 0.4 $1.7M 75k 23.13
Viq Solutions Com New (VQSSF) 0.4 $1.7M 705k 2.40
Vincerx Pharma Com New (VINC) 0.4 $1.6M 108k 14.78
Chimerix (CMRX) 0.4 $1.6M 282k 5.63
Rezolute Com New (RZLT) 0.4 $1.6M 230k 6.75
Hillman Solutions Corp (HLMN) 0.4 $1.5M 142k 10.68
Eloxx Pharmaceuticals 0.4 $1.5M 1.0M 1.44
Adicet Bio (ACET) 0.3 $1.3M 142k 9.28
Cortexyme Put Put Option 0.3 $1.3M 450.00 2891.11
Insulet Corporation (PODD) 0.3 $1.3M 4.3k 304.71
Tailwind Acquisition Corp Com Cl A 0.3 $1.3M 128k 9.84
Citic Capital Acquisition Com Cl A 0.3 $1.1M 111k 10.04
Stryve Foods Class A Com 0.3 $1.1M 200k 5.48
Achieve Life Sciences (ACHV) 0.3 $1.1M 122k 8.96
Motive Capital Corp Shs Cl A 0.2 $1.0M 102k 9.93
Arya Sciences Acquisitn Corp Class A Ord Shs 0.2 $1.0M 100k 10.01
Doubledown Interactive Co Lt Ads (DDI) 0.2 $996k 61k 16.36
Bcls Acquisition Corp Com Cl A 0.2 $992k 100k 9.92
Firstmark Horizon Acquisitio Cl A Com 0.2 $990k 100k 9.90
Omega Alpha Spac Cl A 0.2 $977k 100k 9.77
Coliseum Acquisition Corp Class A Ord Shs (MITA) 0.2 $823k 85k 9.68
InfuSystem Holdings (INFU) 0.2 $795k 48k 16.68
My Size Com New 0.2 $751k 629k 1.19
Renovacor *w Exp 99/99/999 0.1 $512k 732k 0.70
Colombier Acquisition Corp Cl A 0.1 $485k 50k 9.70
89bio (ETNB) 0.1 $483k 26k 18.85
Timber Pharmaceuticals 0.1 $455k 831k 0.55
Igm Biosciences (IGMS) 0.1 $430k 9.6k 45.01
Compass Pathways Put Put Option 0.1 $415k 1.0k 415.00
Immatics *w Exp 07/01/202 (IMTXW) 0.1 $388k 98k 3.98
Immunic (IMUX) 0.1 $320k 32k 9.99
Treace Med Concepts (TMCI) 0.1 $314k 13k 23.53
Krystal Biotech Put Call Option 0.1 $250k 316.00 791.14
Nocturne Acquisition Corp Right 12/26/2025 (MBTCR) 0.1 $223k 500k 0.45
Harbor Custom Development In *w Exp 05/09/202 (HCDWQ) 0.0 $204k 600k 0.34
Lifemd (LFMD) 0.0 $186k 36k 5.19
Eucrates Biomedical Acqu Cor *w Exp 10/23/202 0.0 $118k 133k 0.89
Surrozen *w Exp 08/01/203 (SRZNW) 0.0 $115k 82k 1.40
Reservoir Media *w Exp 08/26/202 (RSVRW) 0.0 $106k 50k 2.12
Health Sciences Acq Corp 2 Ord Shs 0.0 $98k 10k 9.80
Chavant Capital Acquisitn *w Exp 99/99/999 0.0 $85k 150k 0.57
Lakeshore Acquisition I Corp *w Exp 07/15/202 0.0 $79k 150k 0.53
Sarissa Capital Acquisitn *w Exp 10/23/202 0.0 $79k 75k 1.05
Turmeric Acquisition Corp *w Exp 10/08/202 0.0 $64k 85k 0.76
Giginternational1 *w Exp 04/19/202 0.0 $35k 50k 0.70
Coliseum Acquisition Corp *w Exp 08/22/202 (MITAW) 0.0 $20k 28k 0.71
Colombier Acquisition Corp *w Exp 99/99/999 0.0 $12k 17k 0.72
Uphealth *w Exp 06/08/202 (UPHLW) 0.0 $3.0k 10k 0.30