Annex Advisory Services, LLC, d/b/a Annex Wealth Management

Annex Advisory Services as of Sept. 30, 2014

Portfolio Holdings for Annex Advisory Services

Annex Advisory Services holds 86 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Total Stock Market ETF (VTI) 12.6 $37M 368k 101.24
Vanguard Charlotte Fds intl bd idx etf (BNDX) 12.1 $36M 684k 52.11
Rydex S&P Equal Weight ETF 8.2 $24M 321k 75.79
Vanguard REIT ETF (VNQ) 8.2 $24M 338k 71.85
Vanguard Information Technology ETF (VGT) 7.8 $23M 231k 100.08
Vanguard High Dividend Yield ETF (VYM) 6.3 $19M 283k 66.41
Industrial SPDR (XLI) 5.4 $16M 301k 53.15
iShares Dow Jones US Financial (IYF) 4.7 $14M 165k 83.72
iShares S&P SmallCap 600 Index (IJR) 4.6 $14M 130k 104.30
Health Care SPDR (XLV) 4.4 $13M 204k 63.91
Vanguard Small-Cap ETF (VB) 3.9 $12M 105k 110.63
Vanguard Dividend Appreciation ETF (VIG) 3.0 $8.8M 115k 76.95
iShares S&P MidCap 400 Index (IJH) 2.0 $5.8M 43k 136.74
iShares S&P 500 Index (IVV) 1.9 $5.5M 28k 198.24
iShares Russell 1000 Growth Index (IWF) 1.4 $4.0M 44k 91.63
Vanguard FTSE All-World ex-US ETF (VEU) 1.3 $3.9M 80k 49.24
iShares Russell 1000 Value Index (IWD) 1.1 $3.1M 31k 100.10
Apple (AAPL) 0.7 $1.9M 19k 100.75
Spdr S&p 500 Etf (SPY) 0.6 $1.8M 8.9k 197.03
SPDR KBW Regional Banking (KRE) 0.4 $1.3M 35k 37.87
Ishares High Dividend Equity F (HDV) 0.4 $1.3M 17k 75.21
Johnson Controls 0.4 $1.2M 28k 44.00
iShares Dow Jones US Real Estate (IYR) 0.4 $1.2M 18k 69.19
Chevron Corporation (CVX) 0.4 $1.2M 10k 119.35
WisdomTree Dividend ex-Fin Fund (AIVL) 0.4 $1.1M 15k 73.41
Ishares Tr s^p aggr all (AOA) 0.3 $935k 21k 45.57
Wisconsin Energy Corporation 0.3 $863k 20k 43.01
iShares S&P Moderate Allocation Fund ETF (AOM) 0.3 $827k 24k 34.94
iShares Russell 2000 Value Index (IWN) 0.2 $749k 8.0k 93.59
Schwab U S Broad Market ETF (SCHB) 0.2 $689k 15k 47.52
Abbvie (ABBV) 0.2 $692k 12k 57.73
Exxon Mobil Corporation (XOM) 0.2 $643k 6.8k 94.02
iShares Russell 2000 Growth Index (IWO) 0.2 $608k 4.7k 129.75
SPDR Dow Jones Industrial Average ETF (DIA) 0.2 $560k 3.3k 169.95
Powershares Etf Tr Ii s^p500 low vol 0.2 $556k 16k 34.97
International Business Machines (IBM) 0.2 $515k 2.7k 189.90
iShares Russell 2000 Index (IWM) 0.2 $514k 4.7k 109.45
Sch Us Mid-cap Etf etf (SCHM) 0.2 $491k 13k 38.73
Pepsi (PEP) 0.1 $437k 4.7k 93.16
Fiserv (FI) 0.1 $452k 7.0k 64.65
iShares Russell 1000 Index (IWB) 0.1 $437k 4.0k 109.88
Fidelity National Information Services (FIS) 0.1 $389k 6.9k 56.36
Baxter International (BAX) 0.1 $373k 5.2k 71.80
Consumer Discretionary SPDR (XLY) 0.1 $377k 5.6k 66.74
iShares Dow Jones Select Dividend (DVY) 0.1 $379k 5.1k 73.88
SPDR S&P Dividend (SDY) 0.1 $389k 5.2k 74.85
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.1 $389k 3.8k 101.30
iShares S&P Growth Allocation Fund (AOR) 0.1 $386k 9.8k 39.46
McDonald's Corporation (MCD) 0.1 $350k 3.7k 94.88
General Electric Company 0.1 $362k 14k 25.64
Altria (MO) 0.1 $355k 7.7k 45.98
Philip Morris International (PM) 0.1 $361k 4.3k 83.33
Alliant Energy Corporation (LNT) 0.1 $357k 6.4k 55.39
Technology SPDR (XLK) 0.1 $356k 8.9k 39.92
Financial Select Sector SPDR (XLF) 0.1 $365k 16k 23.19
Abbott Laboratories (ABT) 0.1 $321k 7.7k 41.58
At&t (T) 0.1 $330k 9.4k 35.29
ConocoPhillips (COP) 0.1 $317k 4.1k 76.53
Pfizer (PFE) 0.1 $295k 10k 29.55
Wells Fargo & Company (WFC) 0.1 $301k 5.8k 51.94
Kinder Morgan Energy Partners 0.1 $283k 3.0k 93.25
iShares Dow Jones US Healthcare (IYH) 0.1 $301k 2.2k 134.26
Verizon Communications (VZ) 0.1 $267k 5.4k 49.91
iShares MSCI EAFE Index Fund (EFA) 0.1 $265k 4.1k 64.15
Oracle Corporation (ORCL) 0.1 $267k 7.0k 38.27
Home Depot (HD) 0.1 $234k 2.6k 91.59
Johnson & Johnson (JNJ) 0.1 $229k 2.2k 106.46
Aegon 0.1 $226k 8.9k 25.39
Walgreen Company 0.1 $230k 3.9k 59.31
Hsbc Hldgs Plc adr a 1/40pf a 0.1 $237k 9.4k 25.21
iShares Dow Jones US Technology (IYW) 0.1 $236k 2.3k 100.60
Microsoft Corporation (MSFT) 0.1 $203k 4.4k 46.26
Boeing Company (BA) 0.1 $201k 1.6k 127.62
Harley-Davidson (HOG) 0.1 $201k 3.5k 58.06
Visa (V) 0.1 $214k 1.0k 213.15
Seagate Technology Com Stk 0.1 $212k 3.7k 57.25
PowerShares QQQ Trust, Series 1 0.1 $204k 2.1k 98.65
iShares Russell Midcap Value Index (IWS) 0.1 $208k 3.0k 70.10
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $211k 1.9k 109.61
Vanguard Growth ETF (VUG) 0.1 $211k 2.1k 99.76
Nuveen Fltng Rte Incm Opp 0.1 $210k 18k 11.39
Credit Suisse AM Inc Fund (CIK) 0.1 $168k 49k 3.41
AllianceBernstein Income Fund 0.1 $161k 22k 7.50
Spirit Realty reit 0.0 $110k 10k 11.00
USA Technologies 0.0 $54k 30k 1.80
Credit Suisse High Yield Bond Fund (DHY) 0.0 $48k 16k 3.08