Annex Advisory Services, LLC, d/b/a Annex Wealth Management

Annex Advisory Services as of Sept. 30, 2015

Portfolio Holdings for Annex Advisory Services

Annex Advisory Services holds 115 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Index Fds Total Stk Mkt (VTI) 17.0 $52M 530k 98.72
Vanguard Charlotte Fds Intl Bd Idx Etf (BNDX) 14.4 $44M 837k 52.93
Rydex Etf Trust Gug S&p500 Eq Wt 8.8 $27M 369k 73.56
Vanguard World Fds Inf Tech Etf (VGT) 8.5 $26M 261k 100.00
Select Sector Spdr Tr Sbi Healthcare (XLV) 8.1 $25M 378k 66.23
Select Sector Spdr Tr Sbi Cons Discr (XLY) 8.0 $25M 331k 74.26
Ishares Tr Core S&p Scp Etf (IJR) 5.5 $17M 158k 106.57
Vanguard Index Fds Small Cp Etf (VB) 5.0 $15M 141k 107.95
Ishares Tr Core S&p500 Etf (IVV) 2.1 $6.5M 34k 192.71
Ishares Tr Core S&p Mcp Etf (IJH) 2.1 $6.4M 47k 136.62
Vanguard Intl Equity Index F Allwrld Ex Us (VEU) 1.7 $5.2M 122k 42.63
Ishares Tr Rus 1000 Grw Etf (IWF) 1.1 $3.5M 38k 92.99
Apple (AAPL) 1.1 $3.5M 32k 110.29
Ishares Tr Rus 1000 Val Etf (IWD) 0.8 $2.4M 26k 93.30
Spdr S&p 500 Etf Tr Tr Unit (SPY) 0.5 $1.5M 7.8k 191.62
Abbvie (ABBV) 0.4 $1.2M 23k 54.43
Ishares Aggres Alloc Etf (AOA) 0.4 $1.2M 26k 43.65
Wec Energy Group (WEC) 0.4 $1.1M 21k 52.20
Ishares Modert Alloc Etf (AOM) 0.3 $977k 29k 33.86
Microsoft Corporation (MSFT) 0.3 $974k 22k 44.27
Ishares Grwt Allocat Etf (AOR) 0.3 $946k 25k 38.15
Johnson Controls 0.3 $862k 21k 41.36
Home Depot (HD) 0.3 $845k 7.3k 115.53
Scripps E W Co Ohio Cl A New (SSP) 0.3 $778k 44k 17.68
Pfizer (PFE) 0.2 $729k 23k 31.41
Fiserv (FI) 0.2 $723k 8.4k 86.58
Chevron Corporation (CVX) 0.2 $717k 9.1k 78.91
Boeing Company (BA) 0.2 $699k 5.3k 130.97
Wisdomtree Tr Div Ex-finl Fd (AIVL) 0.2 $674k 10k 67.23
Oracle Corporation (ORCL) 0.2 $658k 18k 36.14
Schwab Strategic Tr Us Brd Mkt Etf (SCHB) 0.2 $652k 14k 46.41
Comcast Corp Cl A (CMCSA) 0.2 $626k 11k 56.86
Ishares Tr Core High Dv Etf (HDV) 0.2 $624k 9.0k 69.60
Southwest Airlines (LUV) 0.2 $603k 16k 38.02
3M Company (MMM) 0.2 $601k 4.2k 141.81
Amgen (AMGN) 0.2 $599k 4.3k 138.34
Kimberly-Clark Corporation (KMB) 0.2 $594k 5.4k 109.09
Accenture Plc Ireland Shs Class A (ACN) 0.2 $590k 6.0k 98.27
Cardinal Health (CAH) 0.2 $590k 7.7k 76.77
Nextera Energy (NEE) 0.2 $584k 6.0k 97.58
JPMorgan Chase & Co. (JPM) 0.2 $583k 9.6k 61.01
Ishares Tr Rus 2000 Val Etf (IWN) 0.2 $580k 6.4k 90.06
Merck & Co (MRK) 0.2 $576k 12k 49.43
Lockheed Martin Corporation (LMT) 0.2 $571k 2.8k 207.41
Seagate Technology SHS 0.2 $569k 13k 44.82
Valero Energy Corporation (VLO) 0.2 $549k 9.1k 60.07
Dr Pepper Snapple 0.2 $545k 6.9k 79.07
Delphi Automotive SHS 0.2 $543k 7.1k 75.99
Moody's Corporation (MCO) 0.2 $543k 5.5k 98.23
Corning Incorporated (GLW) 0.2 $540k 32k 17.11
Blackstone Group Com Unit Ltd 0.2 $538k 17k 31.67
Exxon Mobil Corporation (XOM) 0.2 $531k 7.1k 74.33
Visa Com Cl A (V) 0.2 $526k 7.6k 69.65
Vanguard Specialized Portfol Div App Etf (VIG) 0.2 $517k 7.0k 73.70
Lyondellbasell Industries N Shs - A - (LYB) 0.2 $516k 6.2k 83.39
Ishares Tr Rus 2000 Grw Etf (IWO) 0.2 $514k 3.8k 133.92
Powershares Etf Tr Ii S&p500 Low Vol 0.2 $506k 14k 35.97
Discover Financial Services (DFS) 0.2 $503k 9.7k 52.02
Fidelity National Information Services (FIS) 0.2 $496k 7.4k 67.08
Foot Locker (FL) 0.2 $488k 6.8k 71.94
Pepsi (PEP) 0.2 $482k 5.1k 94.21
Medtronic SHS (MDT) 0.2 $475k 7.1k 66.87
Enterprise Products Partners (EPD) 0.2 $472k 19k 24.92
Capital One Financial (COF) 0.2 $471k 6.5k 72.56
Schwab Strategic Tr Us Mid-cap Etf (SCHM) 0.1 $452k 12k 38.93
Abbott Laboratories (ABT) 0.1 $441k 11k 40.23
State Street Corporation (STT) 0.1 $441k 6.6k 67.17
Eaton Corp SHS (ETN) 0.1 $439k 8.6k 51.24
Symantec Corporation 0.1 $437k 23k 19.45
General Electric Company 0.1 $436k 17k 25.20
BlackRock (BLK) 0.1 $434k 1.5k 297.67
Kroger (KR) 0.1 $433k 12k 36.07
Alliant Energy Corporation (LNT) 0.1 $425k 7.3k 58.53
Disney Walt Com Disney (DIS) 0.1 $420k 4.1k 102.24
International Paper Company (IP) 0.1 $419k 11k 37.80
At&t (T) 0.1 $414k 13k 32.55
International Business Machines (IBM) 0.1 $409k 2.8k 145.14
Spectra Energy 0.1 $406k 15k 26.29
Lazard Shs A 0.1 $405k 9.3k 43.34
Walgreen Boots Alliance (WBA) 0.1 $403k 4.8k 83.16
Vanguard Whitehall Fds High Div Yld (VYM) 0.1 $395k 6.3k 62.60
Altria (MO) 0.1 $384k 7.1k 54.34
Ishares Tr Select Divid Etf (DVY) 0.1 $359k 4.9k 72.72
Philip Morris International (PM) 0.1 $356k 4.5k 79.43
Spdr Series Trust S&p Divid Etf (SDY) 0.1 $332k 4.6k 72.13
Ishares Tr 1-3 Yr Tr Bd Etf (SHY) 0.1 $331k 3.9k 85.05
Ishares Tr Russell 2000 Etf (IWM) 0.1 $328k 3.0k 109.04
Ishares Tr Rus 1000 Etf (IWB) 0.1 $324k 3.0k 107.18
UnitedHealth (UNH) 0.1 $323k 2.8k 116.15
Spdr Dow Jones Indl Avrg Etf Ut Ser 1 (DIA) 0.1 $309k 1.9k 162.63
Select Sector Spdr Tr Technology (XLK) 0.1 $303k 7.7k 39.48
Ishares Conser Alloc Etf (AOK) 0.1 $296k 9.4k 31.42
Johnson & Johnson (JNJ) 0.1 $282k 3.0k 93.38
Gilead Sciences (GILD) 0.1 $276k 2.8k 98.05
Ishares Tr Us Hlthcare Etf (IYH) 0.1 $266k 1.9k 139.78
Wells Fargo & Company (WFC) 0.1 $266k 5.2k 51.31
Ishares Tr U.s. Finls Etf (IYF) 0.1 $251k 3.0k 84.12
Ishares Tr Msci Eafe Etf (EFA) 0.1 $246k 4.3k 57.33
Verizon Communications (VZ) 0.1 $244k 5.6k 43.42
Novavax 0.1 $231k 33k 7.06
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.1 $229k 1.8k 130.56
Aegon N V Ny Registry Sh 0.1 $224k 8.9k 25.17
Vanguard Index Fds Growth Etf (VUG) 0.1 $220k 2.2k 100.09
ConocoPhillips (COP) 0.1 $215k 4.5k 47.86
Humana (HUM) 0.1 $208k 1.2k 179.16
Ishares Tr U.s. Tech Etf (IYW) 0.1 $207k 2.1k 98.67
Powershares Qqq Trust Unit Ser 1 0.1 $205k 2.0k 101.74
Intel Corporation (INTC) 0.1 $205k 6.8k 30.16
Nuveen Fltng Rte Incm Opp Com Shs 0.1 $184k 19k 9.95
AllianceBernstein Income Fund 0.0 $147k 19k 7.84
Credit Suisse AM Inc Fund (CIK) 0.0 $145k 51k 2.83
Merge Healthcare 0.0 $83k 12k 7.08
Credit Suisse High Yld Bnd F Sh Ben Int (DHY) 0.0 $52k 23k 2.27
Kelso Technologies Com New (KIQSF) 0.0 $23k 15k 1.59
Ensync (ESNC) 0.0 $6.0k 10k 0.60