Anson Funds Management as of Dec. 31, 2016
Portfolio Holdings for Anson Funds Management
Anson Funds Management holds 88 positions in its portfolio as reported in the December 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Amazon (AMZN) | 14.1 | $45M | 60k | 749.87 | |
| Spdr S&p 500 Etf (SPY) | 9.0 | $29M | 129k | 223.53 | |
| Broadcom Ltd put | 8.6 | $27M | 155k | 176.77 | |
| Bank of America Corporation (BAC) | 8.4 | $27M | 1.2M | 22.10 | |
| Bellatrix Exploration | 7.2 | $23M | 18M | 1.28 | |
| Microsoft Corporation (MSFT) | 6.2 | $20M | 320k | 62.14 | |
| International Business Machines (IBM) | 4.2 | $13M | 80k | 165.99 | |
| Vulcan Materials Company (VMC) | 3.3 | $11M | 84k | 125.16 | |
| Cirrus Logic Inc Cmn Stk cmn | 3.2 | $10M | 182k | 56.54 | |
| Perry Ellis International | 3.0 | $9.7M | 388k | 24.91 | |
| Entravision Communication (EVC) | 2.7 | $8.6M | 1.2M | 7.00 | |
| WisdomTree Japan Total Dividend (DXJ) | 2.6 | $8.2M | 165k | 49.54 | |
| Motorola Solutions (MSI) | 2.5 | $8.0M | 97k | 82.89 | |
| Skyworks Solutions Inc put | 2.3 | $7.5M | 100k | 74.66 | |
| QUE Royal Bk Cda Montreal call | 2.3 | $7.4M | 110k | 67.71 | |
| Teekay Shipping Marshall Isl (TK) | 1.9 | $6.1M | 764k | 8.03 | |
| Randgold Resources | 1.6 | $5.2M | 69k | 76.35 | |
| Caterpillar (CAT) | 1.4 | $4.6M | 50k | 92.74 | |
| One Group Hospitality In (STKS) | 1.2 | $3.8M | 1.7M | 2.22 | |
| E.I. du Pont de Nemours & Company | 1.1 | $3.7M | 50k | 73.40 | |
| Intel Corp option | 1.1 | $3.6M | 100k | 36.27 | |
| JPMorgan Chase & Co. (JPM) | 0.8 | $2.6M | 30k | 86.30 | |
| Mobile TeleSystems OJSC | 0.6 | $2.1M | 226k | 9.11 | |
| Anchor Bancorp | 0.6 | $2.0M | 75k | 27.20 | |
| Mei Pharma | 0.6 | $2.0M | 1.4M | 1.44 | |
| Servicemaster Global | 0.6 | $1.9M | 50k | 37.68 | |
| Central Fd Cda Ltd cl a | 0.4 | $1.4M | 120k | 11.29 | |
| Highway Hldgs Ltd ord (HIHO) | 0.4 | $1.3M | 619k | 2.06 | |
| Potash Corp. Of Saskatchewan I | 0.4 | $1.2M | 65k | 18.09 | |
| 22nd Centy | 0.4 | $1.2M | 1.1M | 1.09 | |
| Novan | 0.3 | $1.1M | 41k | 27.01 | |
| Qorvo (QRVO) | 0.3 | $1.1M | 20k | 52.75 | |
| Sonoma Pharmaceuticals Inc *w exp 01/21/202 | 0.3 | $1.0M | 202k | 5.04 | |
| Cascadian Therapeutics | 0.3 | $988k | 229k | 4.31 | |
| Alon Usa Partners Lp ut ltdpart int | 0.3 | $960k | 100k | 9.60 | |
| Chipotle Mexican Grill (CMG) | 0.3 | $868k | 2.3k | 377.39 | |
| Aurinia Pharmaceuticals (AUPH) | 0.2 | $815k | 388k | 2.10 | |
| Rexahn Pharmaceuticals | 0.2 | $757k | 5.4M | 0.14 | |
| Nxt Id Inc *w exp 02/09/201 | 0.2 | $742k | 270k | 2.75 | |
| Hemispherx Biopharma | 0.2 | $739k | 1.1M | 0.69 | |
| Ovascience | 0.2 | $637k | 416k | 1.53 | |
| Affimed Therapeutics B V | 0.2 | $654k | 363k | 1.80 | |
| Arrowhead Pharmaceuticals (ARWR) | 0.2 | $548k | 353k | 1.55 | |
| Cvr Refng | 0.2 | $520k | 50k | 10.40 | |
| Adaptimmune Therapeutics (ADAP) | 0.1 | $418k | 103k | 4.05 | |
| Nivalis Therapeutics | 0.1 | $422k | 188k | 2.24 | |
| Chiasma | 0.1 | $401k | 205k | 1.95 | |
| Verastem | 0.1 | $386k | 344k | 1.12 | |
| Adverum Biotechnologies | 0.1 | $373k | 129k | 2.90 | |
| Cellect Biotechnology Ltd *w exp 07/28/202 | 0.1 | $350k | 113k | 3.09 | |
| Sangamo Biosciences (SGMO) | 0.1 | $306k | 100k | 3.05 | |
| Combimatrix Corporation *w exp 03/18/2021 | 0.1 | $327k | 123k | 2.65 | |
| Tuesday Morning Corporation | 0.1 | $295k | 55k | 5.40 | |
| Research Frontiers (REFR) | 0.1 | $289k | 159k | 1.82 | |
| Endocyte | 0.1 | $277k | 108k | 2.55 | |
| Alcobra | 0.1 | $300k | 143k | 2.10 | |
| Dicerna Pharmaceuticals | 0.1 | $287k | 100k | 2.88 | |
| Bio Blast Pharma | 0.1 | $282k | 271k | 1.04 | |
| Capnia | 0.1 | $288k | 356k | 0.81 | |
| Oncosec Med | 0.1 | $280k | 227k | 1.23 | |
| Aeterna Zentaris | 0.1 | $275k | 57k | 4.84 | |
| Nuvectra | 0.1 | $283k | 56k | 5.03 | |
| Izea | 0.1 | $301k | 67k | 4.51 | |
| Pain Therapeutics | 0.1 | $262k | 460k | 0.57 | |
| UQM Technologies | 0.1 | $243k | 565k | 0.43 | |
| ETFS Physical Platinum Shares | 0.1 | $259k | 3.0k | 86.33 | |
| Spark Networks | 0.1 | $251k | 299k | 0.84 | |
| Vital Therapies | 0.1 | $270k | 62k | 4.35 | |
| Applied Dna Sciences | 0.1 | $266k | 144k | 1.85 | |
| Arbutus Biopharma (ABUS) | 0.1 | $258k | 105k | 2.45 | |
| Apricus Biosciences | 0.1 | $263k | 203k | 1.30 | |
| Immunocellular Therapeutics *w | 0.1 | $240k | 117k | 2.05 | |
| IsoRay | 0.1 | $235k | 405k | 0.58 | |
| Stanley Furniture | 0.1 | $212k | 235k | 0.90 | |
| Mountain Province Diamonds (MPVDF) | 0.1 | $213k | 32k | 6.72 | |
| pSivida | 0.1 | $225k | 132k | 1.71 | |
| Strongbridge Bioph shs usd | 0.1 | $221k | 92k | 2.40 | |
| Onconova Therapeutics Inc *w exp 07/07/202 | 0.1 | $213k | 94k | 2.27 | |
| Charles & Colvard | 0.1 | $203k | 185k | 1.10 | |
| RF Industries (RFIL) | 0.1 | $191k | 109k | 1.75 | |
| Celsion Corporation | 0.1 | $197k | 658k | 0.30 | |
| Fuel Tech (FTEK) | 0.1 | $165k | 144k | 1.15 | |
| Nabriva Therapeutics | 0.1 | $155k | 26k | 5.95 | |
| Inventergy Global | 0.1 | $154k | 205k | 0.75 | |
| Jaguar Animal Health | 0.0 | $136k | 188k | 0.72 | |
| Second Sight Med Prods | 0.0 | $61k | 31k | 1.96 | |
| Entertainment Gaming Asia In | 0.0 | $72k | 52k | 1.39 | |
| Cps Technologies (CPSH) | 0.0 | $36k | 20k | 1.85 |
