Aspen Investment Management as of Sept. 30, 2013
Portfolio Holdings for Aspen Investment Management
Aspen Investment Management holds 111 positions in its portfolio as reported in the September 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| InterOil Corporation | 11.5 | $16M | 227k | 71.31 | |
| SPDR S&P Dividend (SDY) | 4.3 | $6.0M | 88k | 68.94 | |
| iShares S&P SmallCap 600 Index (IJR) | 4.1 | $5.9M | 59k | 99.80 | |
| Pimco Etf Tr 0-5 high yield (HYS) | 2.8 | $3.9M | 37k | 104.89 | |
| Spdr S&p 500 Etf (SPY) | 2.7 | $3.8M | 23k | 168.03 | |
| Powershares Senior Loan Portfo mf | 2.6 | $3.6M | 147k | 24.68 | |
| Waste Management (WM) | 2.2 | $3.2M | 76k | 41.24 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 2.1 | $2.9M | 76k | 38.00 | |
| First Trust Large Cap Value Opp Fnd (FTA) | 2.0 | $2.8M | 76k | 36.71 | |
| iShares MSCI EAFE Index Fund (EFA) | 1.7 | $2.4M | 37k | 63.81 | |
| iShares Russell 2000 Index (IWM) | 1.7 | $2.4M | 22k | 106.60 | |
| General Electric Company | 1.6 | $2.3M | 97k | 23.89 | |
| Vanguard Emerging Markets ETF (VWO) | 1.6 | $2.3M | 56k | 40.13 | |
| Exxon Mobil Corporation (XOM) | 1.6 | $2.2M | 26k | 86.04 | |
| Chevron Corporation (CVX) | 1.5 | $2.1M | 18k | 121.50 | |
| Ishares Core Msci Eafe Etf core msci eafe (IEFA) | 1.5 | $2.1M | 36k | 57.63 | |
| WisdomTree SmallCap Dividend Fund (DES) | 1.4 | $2.0M | 33k | 62.62 | |
| Johnson & Johnson (JNJ) | 1.3 | $1.9M | 22k | 86.69 | |
| E.I. du Pont de Nemours & Company | 1.3 | $1.8M | 31k | 58.56 | |
| Amgen (AMGN) | 1.3 | $1.8M | 16k | 111.90 | |
| Vanguard REIT ETF (VNQ) | 1.3 | $1.8M | 28k | 66.12 | |
| Microsoft Corporation (MSFT) | 1.2 | $1.8M | 53k | 33.29 | |
| International Business Machines (IBM) | 1.2 | $1.7M | 9.1k | 185.17 | |
| Wal-Mart Stores (WMT) | 1.2 | $1.7M | 22k | 73.96 | |
| Pfizer (PFE) | 1.1 | $1.6M | 57k | 28.73 | |
| Illinois Tool Works (ITW) | 1.1 | $1.5M | 20k | 76.25 | |
| iShares Dow Jones EPAC Sel Div Ind (IDV) | 1.1 | $1.5M | 42k | 36.26 | |
| CSX Corporation (CSX) | 1.1 | $1.5M | 58k | 25.73 | |
| Verizon Communications (VZ) | 1.0 | $1.4M | 30k | 46.66 | |
| Vanguard Mid-Cap ETF (VO) | 1.0 | $1.4M | 14k | 102.51 | |
| Williams Companies (WMB) | 1.0 | $1.4M | 38k | 36.37 | |
| JPMorgan Chase & Co. (JPM) | 0.9 | $1.3M | 26k | 51.70 | |
| Wells Fargo & Company (WFC) | 0.9 | $1.3M | 32k | 41.32 | |
| Automatic Data Processing (ADP) | 0.9 | $1.3M | 18k | 72.36 | |
| Pepsi (PEP) | 0.9 | $1.3M | 16k | 79.52 | |
| Intel Corporation (INTC) | 0.9 | $1.3M | 55k | 22.92 | |
| Procter & Gamble Company (PG) | 0.8 | $1.2M | 16k | 75.60 | |
| Yum! Brands (YUM) | 0.8 | $1.1M | 16k | 71.40 | |
| Merck & Co (MRK) | 0.8 | $1.1M | 24k | 47.61 | |
| First Trust Value Line Dividend Indx Fnd (FVD) | 0.8 | $1.1M | 55k | 20.07 | |
| Capital One Financial (COF) | 0.8 | $1.1M | 15k | 68.72 | |
| Schwab Intl Small Cap Equity ETF (SCHC) | 0.8 | $1.1M | 34k | 30.85 | |
| Mondelez Int (MDLZ) | 0.7 | $1.0M | 33k | 31.41 | |
| At&t (T) | 0.7 | $991k | 29k | 33.82 | |
| ConocoPhillips (COP) | 0.7 | $953k | 14k | 69.54 | |
| Lockheed Martin Corporation (LMT) | 0.7 | $939k | 7.4k | 127.51 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.6 | $902k | 24k | 37.07 | |
| IntercontinentalEx.. | 0.6 | $898k | 5.0k | 181.41 | |
| Duke Energy (DUK) | 0.6 | $893k | 13k | 66.75 | |
| Goldman Sachs (GS) | 0.6 | $873k | 5.5k | 158.18 | |
| Visa (V) | 0.6 | $877k | 4.6k | 191.07 | |
| Home Depot (HD) | 0.6 | $865k | 11k | 75.86 | |
| Cisco Systems (CSCO) | 0.6 | $860k | 37k | 23.42 | |
| Apple (AAPL) | 0.6 | $863k | 1.8k | 476.53 | |
| Amazon (AMZN) | 0.6 | $860k | 2.8k | 312.73 | |
| Wisdomtree Tr em lcl debt (ELD) | 0.6 | $850k | 18k | 47.07 | |
| Tyco International Ltd S hs | 0.6 | $814k | 23k | 34.98 | |
| MetLife (MET) | 0.6 | $820k | 18k | 46.95 | |
| Foot Locker (FL) | 0.6 | $810k | 24k | 33.95 | |
| D First Tr Exchange-traded (FPE) | 0.6 | $800k | 44k | 18.05 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.6 | $776k | 19k | 40.77 | |
| American Express Company (AXP) | 0.6 | $777k | 10k | 75.50 | |
| 0.6 | $774k | 884.00 | 875.57 | ||
| Caterpillar (CAT) | 0.5 | $762k | 9.1k | 83.36 | |
| Fair Isaac Corporation (FICO) | 0.5 | $762k | 14k | 55.26 | |
| Bristol Myers Squibb (BMY) | 0.5 | $734k | 16k | 46.31 | |
| iShares Barclays Inter Crd Bd Fund ETF) (IGIB) | 0.5 | $736k | 6.8k | 107.85 | |
| WisdomTree Investments (WT) | 0.5 | $736k | 63k | 11.60 | |
| WisdomTree MidCap Dividend Fund (DON) | 0.5 | $700k | 10k | 69.52 | |
| First Tr Exchange-traded Fd no amer energy (EMLP) | 0.5 | $699k | 31k | 22.85 | |
| BP (BP) | 0.5 | $695k | 17k | 42.04 | |
| PowerShares DB Com Indx Trckng Fund | 0.5 | $671k | 26k | 25.75 | |
| Bank of America Corporation (BAC) | 0.5 | $661k | 48k | 13.80 | |
| Gilead Sciences (GILD) | 0.5 | $643k | 10k | 62.92 | |
| Altria (MO) | 0.4 | $625k | 18k | 34.34 | |
| iShares Russell 1000 Index (IWB) | 0.4 | $531k | 5.6k | 94.17 | |
| Schwab Strategic Tr us dividend eq (SCHD) | 0.4 | $537k | 16k | 33.64 | |
| Stryker Corporation (SYK) | 0.4 | $520k | 7.7k | 67.60 | |
| Semtech Corporation (SMTC) | 0.4 | $528k | 18k | 30.00 | |
| Stericycle (SRCL) | 0.4 | $509k | 4.4k | 115.29 | |
| Nextera Energy (NEE) | 0.3 | $486k | 6.1k | 80.20 | |
| Chemical Financial Corporation | 0.3 | $447k | 16k | 27.88 | |
| Charles Schwab Corporation (SCHW) | 0.3 | $419k | 20k | 21.12 | |
| Coca-Cola Company (KO) | 0.3 | $423k | 11k | 37.87 | |
| Medtronic | 0.3 | $422k | 7.9k | 53.28 | |
| Emerson Electric (EMR) | 0.3 | $426k | 6.6k | 64.77 | |
| Walt Disney Company (DIS) | 0.3 | $399k | 6.2k | 64.56 | |
| Schwab Strategic Tr us aggregate b (SCHZ) | 0.3 | $400k | 7.9k | 50.83 | |
| Oracle Corporation (ORCL) | 0.3 | $376k | 11k | 33.20 | |
| Halliburton Company (HAL) | 0.3 | $367k | 7.6k | 48.15 | |
| Anadarko Petroleum Corporation | 0.2 | $350k | 3.8k | 93.04 | |
| United Technologies Corporation | 0.2 | $341k | 3.2k | 107.91 | |
| Ca | 0.2 | $335k | 11k | 29.71 | |
| Marathon Oil Corporation (MRO) | 0.2 | $325k | 9.3k | 34.91 | |
| Bank of New York Mellon Corporation (BK) | 0.2 | $315k | 10k | 30.19 | |
| Schwab Strategic Tr us lrg cap etf (SCHX) | 0.2 | $313k | 7.8k | 40.20 | |
| Kraft Foods | 0.2 | $296k | 5.6k | 52.45 | |
| iShares S&P MidCap 400 Index (IJH) | 0.2 | $278k | 2.2k | 123.94 | |
| Abbvie (ABBV) | 0.2 | $272k | 6.1k | 44.71 | |
| Chubb Corporation | 0.2 | $248k | 2.8k | 89.37 | |
| Philip Morris International (PM) | 0.2 | $255k | 2.9k | 86.53 | |
| iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) | 0.2 | $252k | 2.4k | 105.44 | |
| U.S. Bancorp (USB) | 0.2 | $237k | 6.5k | 36.54 | |
| Deere & Company (DE) | 0.2 | $242k | 3.0k | 81.37 | |
| Aetna | 0.2 | $229k | 3.6k | 63.93 | |
| iShares Russell 1000 Growth Index (IWF) | 0.2 | $230k | 2.9k | 78.18 | |
| Federated Investors (FHI) | 0.1 | $218k | 8.0k | 27.18 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $218k | 4.2k | 51.90 | |
| Bce (BCE) | 0.1 | $208k | 4.9k | 42.68 | |
| 3M Company (MMM) | 0.1 | $203k | 1.7k | 119.41 | |
| Vanguard Dividend Appreciation ETF (VIG) | 0.1 | $202k | 2.9k | 69.66 |
