B. Riley Financial

B. Riley Financial as of Dec. 31, 2015

Portfolio Holdings for B. Riley Financial

B. Riley Financial holds 134 positions in its portfolio as reported in the December 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
United Online 11.8 $17M 1.4M 11.79
Tempur-Pedic International (SGI) 4.5 $6.3M 90k 70.46
Vanguard Large-Cap ETF (VV) 4.4 $6.2M 66k 93.50
Monster Worldwide 4.1 $5.8M 1.0M 5.73
Solar Senior Capital 3.8 $5.5M 367k 14.90
PRGX Global 3.5 $5.0M 1.4M 3.72
Atlantic Alliance Partner 3.3 $4.7M 468k 10.11
TeleNav 3.2 $4.6M 800k 5.69
Digital Turbine (APPS) 2.7 $3.8M 2.8M 1.33
Vanguard Short Term Corporate Bond ETF (VCSH) 2.3 $3.3M 42k 79.00
Hc2 Holdings 1.8 $2.5M 481k 5.29
iShares Russell Midcap Index Fund (IWR) 1.7 $2.4M 15k 160.16
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 1.6 $2.2M 27k 84.10
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 1.6 $2.2M 22k 100.61
Pennantpark Floating Rate Capi (PFLT) 1.6 $2.2M 197k 11.25
Microsoft Corporation (MSFT) 1.5 $2.1M 38k 55.49
PennantPark Investment (PNNT) 1.4 $2.0M 320k 6.18
Spdr S&p 500 Etf (SPY) 1.4 $2.0M 9.6k 203.89
Fuel Systems Solutions 1.4 $2.0M 400k 4.89
Vanguard Malvern Fds strm infproidx (VTIP) 1.3 $1.9M 39k 48.36
Vanguard Mid-Cap ETF (VO) 1.3 $1.8M 15k 120.10
Apple (AAPL) 1.2 $1.8M 17k 105.24
Vanguard Total Stock Market ETF (VTI) 1.2 $1.8M 17k 104.30
Ishares Inc ctr wld minvl (ACWV) 1.1 $1.6M 24k 69.28
iShares MSCI EAFE Index Fund (EFA) 1.1 $1.6M 27k 58.74
Doubleline Income Solutions (DSL) 1.1 $1.5M 94k 16.22
National Holdings 1.1 $1.5M 518k 2.94
Morgan Stanley (MS) 1.1 $1.5M 47k 31.81
Ares Capital Corporation (ARCC) 1.0 $1.5M 104k 14.25
iShares Dow Jones EPAC Sel Div Ind (IDV) 1.0 $1.5M 52k 28.72
iShares S&P AMT-Fr Mncpl Bnd (NYF) 1.0 $1.5M 13k 111.93
Vanguard Dividend Appreciation ETF (VIG) 0.9 $1.3M 17k 77.77
Broadwind Energy (BWEN) 0.9 $1.3M 643k 2.08
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.9 $1.2M 11k 114.01
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.9 $1.2M 12k 105.80
Vanguard Emerging Markets ETF (VWO) 0.8 $1.2M 36k 32.72
iShares Dow Jones Select Dividend (DVY) 0.8 $1.1M 15k 75.18
Kemet Corporation Cmn 0.8 $1.1M 452k 2.37
Solar Cap (SLRC) 0.7 $922k 56k 16.43
Garrison Capital 0.7 $931k 77k 12.17
PowerShares QQQ Trust, Series 1 0.6 $890k 8.0k 111.84
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.6 $824k 7.4k 110.69
SPDR Dow Jones Industrial Average ETF (DIA) 0.5 $763k 4.4k 173.92
Apollo Sr Floating Rate Fd I (AFT) 0.5 $733k 48k 15.15
iShares MSCI Emerging Markets Indx (EEM) 0.5 $721k 22k 32.18
Goldman Sachs Mlp Inc Opp 0.5 $721k 88k 8.23
Api Technologies Corp 0.5 $711k 515k 1.38
Ishares Tr usa min vo (USMV) 0.5 $707k 17k 41.79
Cohen & Steers Ltd Dur Pfd I (LDP) 0.5 $712k 32k 22.53
Vanguard Long Term Corporate Bond ETF (VCLT) 0.5 $703k 8.4k 84.13
Aetna 0.5 $649k 6.0k 108.17
Sysorex Global Hldgs 0.5 $654k 1.1M 0.57
Spdr Index Shs Fds s^p global nat res (GNR) 0.4 $579k 18k 32.13
stock 0.4 $563k 9.6k 58.77
Tortoise MLP Fund 0.4 $550k 32k 17.37
Nuveen Build Amer Bd (NBB) 0.4 $559k 28k 20.09
Pimco Exch Traded Fund (LDUR) 0.4 $556k 5.6k 99.75
Vanguard European ETF (VGK) 0.4 $535k 11k 49.93
Ishares Tr eafe min volat (EFAV) 0.4 $540k 8.3k 64.87
Berkshire Hathaway (BRK.B) 0.3 $504k 3.8k 132.11
Apollo Tactical Income Fd In (AIF) 0.3 $499k 36k 13.90
PowerShares Preferred Portfolio 0.3 $453k 30k 14.96
iShares S&P MidCap 400 Index (IJH) 0.3 $448k 3.2k 139.30
WisdomTree International Energy Fund 0.3 $441k 40k 11.01
ON Semiconductor (ON) 0.3 $421k 43k 9.81
Berkshire Hathaway (BRK.A) 0.3 $396k 2.00 198000.00
Gsv Cap Corp 0.3 $373k 40k 9.36
Sequans Communications Adr adr usd.02 0.2 $356k 170k 2.10
Solaredge Technologies (SEDG) 0.2 $350k 12k 28.19
Health Care SPDR (XLV) 0.2 $341k 4.7k 72.11
Guidance Software 0.2 $344k 57k 6.02
WidePoint Corporation 0.2 $348k 497k 0.70
Energy Transfer Equity (ET) 0.2 $324k 24k 13.74
iShares NASDAQ Biotechnology Index (IBB) 0.2 $312k 922.00 338.39
Alerian Mlp Etf 0.2 $320k 27k 12.05
Apollo Investment 0.2 $305k 58k 5.22
Brookfield Mortg. Opportunity bond etf 0.2 $295k 20k 14.77
Rubicon Proj 0.2 $293k 18k 16.44
Walt Disney Company (DIS) 0.2 $287k 2.7k 105.13
J.C. Penney Company 0.2 $281k 42k 6.66
Cherokee 0.2 $286k 17k 17.25
Kratos Defense & Security Solutions (KTOS) 0.2 $280k 68k 4.10
iShares MSCI ACWI ex US Index Fund (ACWX) 0.2 $291k 7.3k 39.60
Facebook Inc cl a (META) 0.2 $290k 2.8k 104.58
Pfizer (PFE) 0.2 $269k 8.3k 32.33
ViaSat (VSAT) 0.2 $277k 4.5k 60.99
Stoneridge (SRI) 0.2 $276k 19k 14.81
Consumer Discretionary SPDR (XLY) 0.2 $269k 3.4k 78.20
Vanguard Growth ETF (VUG) 0.2 $266k 2.5k 106.31
Autobytel 0.2 $276k 12k 22.53
Lumentum Hldgs (LITE) 0.2 $269k 12k 22.00
BP (BP) 0.2 $259k 8.3k 31.31
NetScout Systems (NTCT) 0.2 $251k 8.2k 30.68
Provident Financial Services (PFS) 0.2 $252k 13k 20.16
Skyworks Solutions (SWKS) 0.2 $259k 3.4k 76.95
1-800-flowers (FLWS) 0.2 $256k 35k 7.28
National CineMedia 0.2 $252k 16k 15.73
Vanguard FTSE All-World ex-US ETF (VEU) 0.2 $254k 5.8k 43.43
Turtle Beach 0.2 $262k 130k 2.01
Nielsen Hldgs Plc Shs Eur 0.2 $252k 5.4k 46.67
Intersil Corporation 0.2 $243k 19k 12.75
NutriSystem 0.2 $244k 11k 21.64
Oclaro 0.2 $239k 69k 3.48
Vishay Precision (VPG) 0.2 $246k 22k 11.31
Emcore Corp 0.2 $246k 40k 6.12
Superior Industries International (SSUP) 0.2 $231k 13k 18.42
Imax Corp Cad (IMAX) 0.2 $224k 6.3k 35.51
Nuveen Mtg opportunity term (JLS) 0.2 $228k 10k 22.73
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.2 $232k 5.2k 45.02
Ishares Tr fltg rate nt (FLOT) 0.2 $225k 4.5k 50.45
First Trust Energy Income & Gr 0.2 $231k 10k 22.96
Schlumberger (SLB) 0.1 $207k 3.0k 69.72
iShares Lehman Aggregate Bond (AGG) 0.1 $212k 2.0k 107.78
Citigroup (C) 0.1 $216k 4.2k 51.64
Ares Dynamic Cr Allocation (ARDC) 0.1 $213k 16k 13.35
Lindblad Expeditions Hldgs I (LIND) 0.1 $212k 19k 11.10
General Electric Company 0.1 $202k 6.5k 31.08
PowerShrs CEF Income Cmpst Prtfl 0.1 $203k 9.5k 21.32
Newtek Business Svcs (NEWT) 0.1 $197k 14k 14.31
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $173k 13k 13.84
Nuveen Muni Value Fund (NUV) 0.1 $151k 15k 10.20
Blackstone Gso Flting Rte Fu (BSL) 0.1 $149k 10k 14.90
Renewable Energy Group Inc mtnf 2.750% 6/1 0.1 $134k 160k 0.84
Novavax 0.1 $88k 11k 8.38
Jefferies Group Inc New dbcv 3.875%11/0 0.1 $82k 82k 1.00
Navistar Intl Corp conv 0.1 $74k 150k 0.49
Support 0.0 $45k 44k 1.01
Groupon 0.0 $43k 14k 3.07
Iteris (ITI) 0.0 $22k 10k 2.20
Peabody Energy Corp sdcv 4.750%12/1 0.0 $7.6k 152k 0.05
Ladenburg Thalmann Financial Services 0.0 $7.3k 81k 0.09
Finjan Holdings 0.0 $13k 12k 1.12
BRT Realty Trust (BRT) 0.0 $2.1k 41k 0.05
Energy Xxi Bermuda Ltd note 3.000%12/1 0.0 $1.1k 18k 0.06