B. Riley Financial

B. Riley Financial as of June 30, 2016

Portfolio Holdings for B. Riley Financial

B. Riley Financial holds 138 positions in its portfolio as reported in the June 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
PowerShares QQQ Trust, Series 1 11.1 $19M 178k 107.58
iShares Russell 2000 Index (IWM) 10.7 $19M 161k 114.98
United Online 9.1 $16M 1.4M 11.00
Vanguard Large-Cap ETF (VV) 3.7 $6.3M 66k 95.86
PRGX Global 3.1 $5.3M 1.0M 5.22
Kemet Corporation Cmn 2.8 $4.8M 1.7M 2.92
Atlantic Alliance Partner 2.8 $4.8M 465k 10.39
Solar Senior Capital 2.6 $4.5M 278k 16.11
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 2.5 $4.3M 42k 101.17
Vanguard Short Term Corporate Bond ETF (VCSH) 1.9 $3.4M 42k 80.84
TeleNav 1.9 $3.3M 649k 5.10
Westport Innovations 1.6 $2.7M 1.6M 1.67
Vanguard Mid-Cap ETF (VO) 1.5 $2.6M 21k 123.62
iShares Russell Midcap Index Fund (IWR) 1.5 $2.6M 15k 168.22
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 1.4 $2.4M 27k 89.42
Broadwind Energy (BWEN) 1.4 $2.4M 580k 4.22
Vanguard Malvern Fds strm infproidx (VTIP) 1.3 $2.3M 46k 49.48
Pennantpark Floating Rate Capi (PFLT) 1.3 $2.2M 180k 12.40
Digital Turbine (APPS) 1.3 $2.2M 2.1M 1.07
Hp (HPQ) 1.3 $2.2M 177k 12.55
PennantPark Investment (PNNT) 1.3 $2.2M 319k 6.83
Microsoft Corporation (MSFT) 1.1 $1.9M 37k 51.16
Rovi Corporation 1.0 $1.8M 115k 15.65
Ishares Inc ctr wld minvl (ACWV) 1.0 $1.8M 24k 76.38
Doubleline Income Solutions (DSL) 1.0 $1.8M 98k 18.35
Spdr S&p 500 Etf (SPY) 1.0 $1.8M 8.5k 209.45
Hc2 Holdings 1.0 $1.7M 390k 4.30
Vanguard Total Stock Market ETF (VTI) 0.9 $1.7M 15k 107.18
Apple (AAPL) 0.9 $1.6M 17k 95.60
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.9 $1.6M 56k 28.63
iShares MSCI EAFE Index Fund (EFA) 0.8 $1.5M 26k 55.83
Vanguard Emerging Markets ETF (VWO) 0.8 $1.5M 42k 35.22
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.8 $1.4M 12k 115.28
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.8 $1.4M 11k 122.78
Vanguard Dividend Appreciation ETF (VIG) 0.8 $1.3M 16k 83.25
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.7 $1.2M 11k 115.17
Hewlett Packard Enterprise (HPE) 0.7 $1.2M 66k 18.26
iShares Dow Jones Select Dividend (DVY) 0.6 $1.1M 13k 85.28
Ares Capital Corporation (ARCC) 0.6 $1.1M 76k 14.20
Ishares Tr usa min vo (USMV) 0.6 $946k 21k 46.22
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.5 $849k 7.5k 113.96
Spdr Index Shs Fds s^p global nat res (GNR) 0.5 $797k 22k 37.13
Vanguard Long Term Corporate Bond ETF (VCLT) 0.5 $800k 8.5k 94.52
Apollo Sr Floating Rate Fd I (AFT) 0.5 $788k 50k 15.79
National Holdings 0.5 $787k 262k 3.00
Garrison Capital 0.4 $752k 75k 10.09
Goldman Sachs Mlp Inc Opp 0.4 $747k 80k 9.35
Aetna 0.4 $733k 6.0k 122.17
Cohen & Steers Ltd Dur Pfd I (LDP) 0.4 $711k 29k 24.31
SPDR Dow Jones Industrial Average ETF (DIA) 0.4 $679k 3.8k 178.87
Pimco Exch Traded Fund (LDUR) 0.3 $609k 6.1k 100.45
Tortoise MLP Fund 0.3 $595k 32k 18.46
Nuveen Build Amer Bd (NBB) 0.3 $591k 26k 22.80
iShares MSCI Emerging Markets Indx (EEM) 0.3 $564k 16k 34.37
Sysorex Global Hldgs 0.3 $540k 1.0M 0.53
Berkshire Hathaway (BRK.B) 0.3 $517k 3.6k 144.78
Monster Worldwide 0.3 $514k 215k 2.39
stock (SPLK) 0.3 $519k 9.6k 54.18
Vanguard European ETF (VGK) 0.3 $500k 11k 46.66
Ishares Tr eafe min volat (EFAV) 0.3 $500k 7.5k 66.40
Apollo Tactical Income Fd In (AIF) 0.3 $500k 35k 14.43
iShares S&P MidCap 400 Index (IJH) 0.3 $480k 3.2k 149.25
Urban Edge Pptys (UE) 0.3 $454k 15k 29.84
iShares Russell 1000 Growth Index (IWF) 0.2 $382k 3.8k 100.26
PowerShares Preferred Portfolio 0.2 $361k 24k 15.23
Health Care SPDR (XLV) 0.2 $339k 4.7k 71.69
iShares NASDAQ Biotechnology Index (IBB) 0.2 $347k 1.3k 257.61
ON Semiconductor (ON) 0.2 $351k 40k 8.82
Blackrock Kelso Capital (BKCC) 0.2 $353k 45k 7.77
Energy Transfer Equity (ET) 0.2 $325k 23k 14.39
Alerian Mlp Etf 0.2 $331k 26k 12.71
THL Credit 0.2 $336k 30k 11.13
BP (BP) 0.2 $305k 8.6k 35.46
Solar Cap (SLRC) 0.2 $307k 16k 19.06
iShares MSCI ACWI ex US Index Fund (ACWX) 0.2 $313k 8.0k 39.00
Apollo Investment 0.2 $293k 53k 5.54
WisdomTree International Energy Fund 0.2 $301k 24k 12.75
Facebook Inc cl a (META) 0.2 $300k 2.6k 114.37
Brookfield Mortg. Opportunity bond etf 0.2 $297k 20k 14.87
Johnson & Johnson (JNJ) 0.2 $272k 2.2k 121.32
Consumer Discretionary SPDR (XLY) 0.2 $269k 3.4k 78.20
Nielsen Hldgs Plc Shs Eur 0.2 $281k 5.4k 52.04
iShares MSCI Brazil Index (EWZ) 0.1 $255k 8.4k 30.18
Vanguard FTSE All-World ex-US ETF (VEU) 0.1 $262k 6.1k 42.92
Vanguard Growth ETF (VUG) 0.1 $268k 2.5k 107.11
Pfizer (PFE) 0.1 $250k 7.1k 35.23
Walt Disney Company (DIS) 0.1 $244k 2.5k 97.99
Schlumberger (SLB) 0.1 $235k 3.0k 79.15
Kirkland's (KIRK) 0.1 $238k 16k 14.67
Provident Financial Services (PFS) 0.1 $246k 13k 19.68
iShares S&P Global Mat. Sector Inde (MXI) 0.1 $240k 4.9k 49.07
Ishares Tr fltg rate nt (FLOT) 0.1 $234k 4.6k 50.55
Bazaarvoice 0.1 $245k 61k 4.01
First Trust Energy Income & Gr (FEN) 0.1 $244k 9.6k 25.52
Brookfield Ppty Partners L P unit ltd partn 0.1 $239k 10k 23.10
Dick's Sporting Goods (DKS) 0.1 $218k 4.8k 45.03
J.C. Penney Company 0.1 $218k 25k 8.89
Berkshire Hathaway (BRK.A) 0.1 $217k 1.00 217000.00
TransAct Technologies Incorporated (TACT) 0.1 $226k 28k 8.04
Nuveen Mtg opportunity term (JLS) 0.1 $225k 9.7k 23.12
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.1 $229k 5.2k 44.44
Ares Dynamic Cr Allocation (ARDC) 0.1 $219k 16k 13.72
Amc Entmt Hldgs Inc Cl A 0.1 $218k 7.9k 27.65
General Electric Company 0.1 $205k 6.5k 31.46
Mattel (MAT) 0.1 $213k 6.8k 31.22
Intersil Corporation 0.1 $216k 16k 13.51
iShares Russell 1000 Value Index (IWD) 0.1 $209k 2.0k 103.16
ViaSat (VSAT) 0.1 $203k 2.8k 71.50
Skyworks Solutions (SWKS) 0.1 $205k 3.2k 63.29
DTS 0.1 $212k 8.0k 26.39
iShares Lehman Aggregate Bond (AGG) 0.1 $216k 1.9k 112.68
Oclaro 0.1 $214k 44k 4.89
Web 0.1 $212k 12k 18.20
iShares S&P Latin America 40 Index (ILF) 0.1 $203k 7.7k 26.29
Vishay Precision (VPG) 0.1 $214k 16k 13.43
PIMCO Short Term Mncpl (SMMU) 0.1 $201k 4.0k 50.60
PowerShares Dynamic Biotech &Genome 0.1 $202k 5.5k 36.90
Autobytel 0.1 $209k 15k 13.89
Lumentum Hldgs (LITE) 0.1 $201k 8.3k 24.20
Kratos Defense & Security Solutions (KTOS) 0.1 $197k 48k 4.10
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $188k 13k 15.04
Lindblad Expeditions Hldgs I (LIND) 0.1 $184k 19k 9.63
Malibu Boats (MBUU) 0.1 $180k 15k 12.06
Newtek Business Svcs (NEWT) 0.1 $175k 14k 12.71
Nuveen Muni Value Fund (NUV) 0.1 $160k 15k 10.81
Blackstone Gso Flting Rte Fu (BSL) 0.1 $159k 10k 15.90
Hudson Technologies (HDSN) 0.1 $134k 37k 3.59
One Liberty Properties (OLP) 0.1 $115k 15k 7.58
Cadiz (CDZI) 0.1 $109k 19k 5.89
Novavax 0.0 $76k 11k 7.24
Titan Machy Inc note 3.750% 5/0 0.0 $62k 77k 0.81
Navistar Intl Corp conv 0.0 $66k 114k 0.58
BRT Realty Trust (BRT) 0.0 $45k 49k 0.92
Groupon 0.0 $46k 14k 3.29
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.0 $47k 50k 0.94
Renewable Energy Group Inc mtnf 2.750% 6/1 0.0 $28k 31k 0.90
Navistar Intl Corp conv 0.0 $39k 58k 0.67
Ladenburg Thalmann Financial Services 0.0 $5.7k 81k 0.07