B. Riley Financial as of Sept. 30, 2019
Portfolio Holdings for B. Riley Financial
B. Riley Financial holds 50 positions in its portfolio as reported in the September 2019 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| iShares Russell 2000 Index (IWM) | 33.3 | $90M | 595k | 151.34 | |
| Select Interior Concepts cl a | 14.7 | $40M | 3.1M | 12.97 | |
| Babcock & Wilcox Enterpr (BW) | 12.2 | $33M | 6.9M | 4.79 | |
| National Holdings | 6.2 | $17M | 6.2M | 2.74 | |
| Global Ship Lease (GSL) | 5.9 | $16M | 2.1M | 7.65 | |
| Hc2 Holdings | 3.7 | $9.9M | 4.2M | 2.35 | |
| HEALTH INSURANCE Common equity Innovations shares | 3.5 | $9.4M | 378k | 24.93 | |
| Vitamin Shoppe | 2.4 | $6.6M | 1.0M | 6.52 | |
| Sonim Technologies Ord | 2.4 | $6.5M | 2.2M | 2.93 | |
| B Riley Principal Merger Cor unit 99/99/9999 | 1.7 | $4.6M | 463k | 9.95 | |
| Ranger Energy Svcs (RNGR) | 1.6 | $4.4M | 679k | 6.45 | |
| Lonestar Res Us Inc cl a vtg | 1.5 | $4.1M | 1.5M | 2.72 | |
| Netfin Acquisition Corp unit 08/01/2024 | 1.1 | $3.1M | 306k | 10.09 | |
| Spdr S&p 500 Etf (SPY) | 1.1 | $3.0M | 10k | 296.80 | |
| 180 Degree Cap | 1.1 | $2.9M | 1.4M | 2.14 | |
| Gw Pharmaceuticals Plc ads | 1.1 | $2.9M | 25k | 115.04 | |
| Net 1 UEPS Technologies (LSAK) | 0.7 | $1.9M | 529k | 3.57 | |
| Tuesday Morning Corporation | 0.6 | $1.5M | 964k | 1.57 | |
| Clearwater Paper (CLW) | 0.5 | $1.3M | 61k | 21.12 | |
| Tesla Motors (TSLA) | 0.5 | $1.2M | 5.0k | 240.80 | |
| Rtw Retailwinds | 0.4 | $1.1M | 833k | 1.37 | |
| eHealth (EHTH) | 0.4 | $1.1M | 16k | 66.80 | |
| Firstcash | 0.3 | $917k | 10k | 91.70 | |
| Aehr Test Systems (AEHR) | 0.3 | $841k | 470k | 1.79 | |
| Celsius Holdings (CELH) | 0.3 | $836k | 240k | 3.48 | |
| ResMed (RMD) | 0.2 | $676k | 5.0k | 135.20 | |
| KVH Industries (KVHI) | 0.2 | $666k | 63k | 10.66 | |
| Tailored Brands | 0.2 | $660k | 150k | 4.40 | |
| A10 Networks (ATEN) | 0.2 | $607k | 88k | 6.94 | |
| Cnx Midstream Partners | 0.2 | $494k | 35k | 14.11 | |
| Alerian Mlp Etf | 0.2 | $457k | 50k | 9.14 | |
| Flotek Industries | 0.1 | $385k | 175k | 2.20 | |
| Immersion Corporation (IMMR) | 0.1 | $287k | 38k | 7.65 | |
| Vonage Holdings | 0.1 | $255k | 23k | 11.28 | |
| Travelcenters Of | 0.1 | $247k | 20k | 12.35 | |
| Pivotal Invt Corp Ii unit 06/01/2025 | 0.1 | $255k | 25k | 10.20 | |
| Csi Compress (CCLP) | 0.1 | $209k | 71k | 2.96 | |
| Spark Networks Se (LOVLQ) | 0.1 | $208k | 38k | 5.54 | |
| Fintech Acquisition Corp Iii unit 12/01/2023 | 0.1 | $212k | 20k | 10.70 | |
| Tivo Corp | 0.1 | $190k | 25k | 7.60 | |
| Netfin Acquisition Corp shs cl a | 0.1 | $191k | 20k | 9.74 | |
| Sanofi Aventis Wi Conval Rt | 0.1 | $144k | 256k | 0.56 | |
| Harte-hanks (HHS) | 0.1 | $137k | 45k | 3.04 | |
| Servicesource | 0.0 | $97k | 110k | 0.88 | |
| Finjan Holdings | 0.0 | $101k | 50k | 2.02 | |
| Real Networks | 0.0 | $83k | 50k | 1.66 | |
| Bbx Capital | 0.0 | $83k | 18k | 4.64 | |
| Destination Xl (DXLG) | 0.0 | $46k | 27k | 1.70 | |
| B Riley Principal Merger Corwt warrant and righ | 0.0 | $11k | 24k | 0.45 | |
| Netfin Acquisition Corp *w exp 08/01/202 | 0.0 | $6.9k | 23k | 0.30 |
