B. Riley Financial

B. Riley Financial as of Dec. 31, 2016

Portfolio Holdings for B. Riley Financial

B. Riley Financial holds 141 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
PowerShares QQQ Trust, Series 1 6.9 $10M 88k 118.48
Kemet Corporation Cmn 6.8 $10M 1.5M 6.61
Vanguard Large-Cap ETF (VV) 4.9 $7.4M 72k 102.37
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 4.1 $6.2M 61k 101.33
Solar Senior Capital 3.1 $4.7M 285k 16.44
Earthlink Holdings 2.8 $4.1M 731k 5.64
Vanguard Short Term Corporate Bond ETF (VCSH) 2.2 $3.3M 42k 79.36
Vanguard Mid-Cap ETF (VO) 2.1 $3.2M 24k 131.61
Hc2 Holdings 2.0 $3.0M 508k 5.98
Cadiz (CDZI) 2.0 $3.0M 238k 12.50
iShares Russell Midcap Index Fund (IWR) 1.9 $2.8M 16k 178.85
PennantPark Investment (PNNT) 1.8 $2.7M 353k 7.66
Broadwind Energy (BWEN) 1.8 $2.7M 671k 4.05
Gty Technology Holdings Inc cl a 1.8 $2.7M 250k 10.75
Vanguard Malvern Fds strm infproidx (VTIP) 1.8 $2.6M 54k 49.15
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 1.7 $2.6M 30k 85.70
TeleNav 1.7 $2.6M 366k 7.05
Pennantpark Floating Rate Capi (PFLT) 1.7 $2.5M 180k 14.11
Ishares Tr fltg rate nt (FLOT) 1.7 $2.5M 49k 50.74
Boulevard Acquisition cl a 1.7 $2.5M 252k 9.89
Microsoft Corporation (MSFT) 1.5 $2.3M 37k 62.14
Hp (HPQ) 1.4 $2.1M 145k 14.84
Cf Corp shs cl a 1.4 $2.1M 214k 9.92
Vanguard Total Stock Market ETF (VTI) 1.2 $1.8M 16k 115.32
Vanguard Emerging Markets ETF (VWO) 1.2 $1.8M 50k 35.79
Doubleline Income Solutions (DSL) 1.1 $1.7M 87k 18.99
Spdr S&p 500 Etf (SPY) 1.1 $1.6M 7.2k 223.55
iShares Dow Jones EPAC Sel Div Ind (IDV) 1.0 $1.6M 53k 29.56
Morgan Stanley (MS) 1.0 $1.5M 36k 42.27
Digital Turbine (APPS) 1.0 $1.5M 2.2M 0.68
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.9 $1.4M 13k 108.90
Vanguard Dividend Appreciation ETF (VIG) 0.9 $1.3M 16k 85.18
Netlist (NLST) 0.9 $1.3M 1.3M 1.02
Ares Capital Corporation (ARCC) 0.9 $1.3M 78k 16.50
Hewlett Packard Enterprise (HPE) 0.9 $1.3M 56k 23.13
iShares MSCI EAFE Index Fund (EFA) 0.8 $1.2M 22k 57.74
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.8 $1.2M 11k 117.22
Ishares Inc ctr wld minvl (ACWV) 0.8 $1.2M 17k 72.60
Apple (AAPL) 0.8 $1.2M 10k 115.83
Atlantic Alliance Partner 0.8 $1.2M 125k 9.25
iShares Dow Jones Select Dividend (DVY) 0.7 $1.1M 12k 88.60
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.7 $1.1M 9.8k 110.24
Pimco Exch Traded Fund (LDUR) 0.7 $1.0M 10k 100.32
Avista Healthcare Pub Acq Co cl a 0.7 $985k 100k 9.85
Ishares Tr usa min vo (USMV) 0.6 $962k 21k 45.23
Tortoise MLP Fund 0.6 $881k 46k 19.09
Spdr Index Shs Fds s^p global nat res (GNR) 0.6 $870k 21k 41.11
Apollo Sr Floating Rate Fd I (AFT) 0.6 $868k 50k 17.40
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.6 $820k 7.6k 108.18
Aetna 0.5 $744k 6.0k 124.00
Goldman Sachs Mlp Inc Opp 0.5 $752k 77k 9.72
SPDR Dow Jones Industrial Average ETF (DIA) 0.5 $708k 3.6k 197.43
Garrison Capital 0.5 $702k 75k 9.35
Vanguard Long Term Corporate Bond ETF (VCLT) 0.4 $656k 7.3k 89.29
Cohen & Steers Ltd Dur Pfd I (LDP) 0.4 $641k 26k 24.53
Platform Specialty Prods Cor 0.4 $589k 60k 9.82
iShares MSCI ACWI ex US Index Fund (ACWX) 0.4 $568k 14k 40.26
Wisdomtree Trust wrld ex-us grwth (DNL) 0.4 $563k 12k 46.06
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.4 $551k 10k 53.63
Berkshire Hathaway (BRK.B) 0.4 $546k 3.4k 162.99
iShares S&P MidCap 400 Index (IJH) 0.4 $532k 3.2k 165.42
Ishares Tr eafe min volat (EFAV) 0.4 $540k 8.8k 61.23
Apollo Tactical Income Fd In (AIF) 0.4 $537k 35k 15.45
Nuveen Build Amer Bd (NBB) 0.3 $529k 26k 20.65
iShares NASDAQ Biotechnology Index (IBB) 0.3 $504k 1.9k 265.12
stock 0.3 $490k 9.6k 51.15
Vanguard Pacific ETF (VPL) 0.3 $480k 8.3k 58.17
ON Semiconductor (ON) 0.3 $451k 35k 12.75
PowerShares Preferred Portfolio 0.3 $445k 31k 14.24
New Mountain Finance Corp (NMFC) 0.3 $423k 30k 14.10
Urban Edge Pptys (UE) 0.3 $419k 15k 27.54
Mcbc Holdings 0.3 $423k 29k 14.60
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.2 $375k 3.6k 104.81
Capitol Acquisition Corp Iii 0.2 $378k 38k 9.96
Provident Financial Services (PFS) 0.2 $354k 13k 28.32
Facebook Inc cl a (META) 0.2 $344k 3.0k 114.90
Solar Cap (SLRC) 0.2 $335k 16k 20.80
Blackrock Kelso Capital 0.2 $323k 46k 6.96
iShares MSCI Emerging Markets Indx (EEM) 0.2 $308k 8.8k 35.06
IntraLinks Holdings 0.2 $294k 22k 13.51
Vanguard FTSE All-World ex-US ETF (VEU) 0.2 $300k 6.8k 44.22
THL Credit 0.2 $302k 30k 10.00
iShares S&P Global Mat. Sector Inde (MXI) 0.2 $299k 5.4k 54.88
Walt Disney Company (DIS) 0.2 $291k 2.8k 104.30
Apollo Investment 0.2 $283k 48k 5.86
Reading International (RDI) 0.2 $285k 17k 16.61
Consumer Discretionary SPDR (XLY) 0.2 $280k 3.4k 81.40
Vanguard Growth ETF (VUG) 0.2 $287k 2.6k 111.33
Prestige Brands Holdings (PBH) 0.2 $269k 5.2k 52.13
TransAct Technologies Incorporated (TACT) 0.2 $269k 41k 6.59
Marvell Technology Group 0.2 $271k 20k 13.89
iShares MSCI Brazil Index (EWZ) 0.2 $271k 8.1k 33.33
PFSweb 0.2 $269k 32k 8.51
Motorcar Parts of America (MPAA) 0.2 $267k 9.9k 26.88
Kratos Defense & Security Solutions (KTOS) 0.2 $267k 36k 7.40
Vanguard European ETF (VGK) 0.2 $272k 5.7k 48.00
Bazaarvoice 0.2 $267k 55k 4.85
Tivo Corp 0.2 $265k 13k 20.87
Brookfield Real Assets Incom shs ben int (RA) 0.2 $272k 12k 22.28
Mattel (MAT) 0.2 $249k 9.0k 27.56
Schlumberger (SLB) 0.2 $249k 3.0k 83.87
Flextronics International Ltd Com Stk (FLEX) 0.2 $262k 18k 14.37
Imax Corp Cad (IMAX) 0.2 $257k 8.2k 31.34
iShares Russell 2000 Growth Index (IWO) 0.2 $252k 1.6k 153.94
Truecar (TRUE) 0.2 $255k 20k 12.50
Lumentum Hldgs (LITE) 0.2 $260k 6.7k 38.59
Dick's Sporting Goods (DKS) 0.2 $242k 4.6k 53.06
American Eagle Outfitters (AEO) 0.2 $236k 16k 15.20
Berkshire Hathaway (BRK.A) 0.2 $244k 1.00 244000.00
ViaSat (VSAT) 0.2 $233k 3.5k 66.31
NutriSystem 0.2 $243k 7.0k 34.64
Energy Transfer Equity (ET) 0.2 $243k 13k 19.30
Finisar Corporation 0.2 $238k 7.9k 30.24
NetScout Systems (NTCT) 0.2 $245k 7.8k 31.52
Skyworks Solutions (SWKS) 0.2 $239k 3.2k 74.78
CalAmp 0.2 $243k 17k 14.49
PowerShares Dynamic Biotech &Genome 0.2 $237k 6.1k 38.84
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.2 $236k 5.2k 45.80
Ares Dynamic Cr Allocation (ARDC) 0.2 $236k 16k 15.07
Ferroglobe (GSM) 0.2 $247k 23k 10.82
Pfizer (PFE) 0.1 $227k 7.0k 32.49
Nuveen Mtg opportunity term (JLS) 0.1 $232k 9.6k 24.08
Brookfield Ppty Partners L P unit ltd partn 0.1 $227k 10k 21.94
iShares Russell 1000 Growth Index (IWF) 0.1 $215k 2.1k 104.72
Nielsen Hldgs Plc Shs Eur 0.1 $206k 4.9k 42.04
M I Acquisitions 0.1 $215k 22k 10.00
Alerian Mlp Etf 0.1 $198k 16k 12.62
Sysorex Global Hldgs 0.1 $191k 797k 0.24
Blackstone Gso Flting Rte Fu (BSL) 0.1 $181k 10k 18.10
Lindblad Expeditions Hldgs I (LIND) 0.1 $180k 19k 9.42
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $167k 13k 13.36
Nuveen Muni Value Fund (NUV) 0.1 $141k 15k 9.53
Maxwell Technologies 0.1 $116k 23k 5.11
One Liberty Properties (OLP) 0.1 $121k 15k 7.97
Pace Hldgs Corp cl a 0.1 $109k 11k 10.11
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.1 $72k 74k 0.97
BRT Realty Trust (BRT) 0.0 $52k 49k 1.06
Avista Healthcare Pub Acq Co w exp 99/99/999 0.0 $45k 100k 0.45
Gty Technology Holdings Inc w exp 99/99/999 0.0 $42k 83k 0.50
Comstock Res Inc note 7.750% 4/0 0.0 $23k 27k 0.85
Ladenburg Thalmann Financial Services 0.0 $5.7k 81k 0.07