B. Riley Financial

B. Riley Financial as of March 31, 2017

Portfolio Holdings for B. Riley Financial

B. Riley Financial holds 151 positions in its portfolio as reported in the March 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
PowerShares QQQ Trust, Series 1 10.5 $21M 158k 132.34
iShares S&P Global Telecommunicat. (IXP) 6.9 $14M 100k 137.48
Mcbc Holdings 4.5 $9.1M 561k 16.17
Vanguard Large-Cap ETF (VV) 4.0 $7.9M 73k 108.09
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 3.3 $6.5M 64k 101.64
Kemet Corporation Cmn 3.2 $6.3M 526k 12.00
Solar Senior Capital 2.5 $5.0M 281k 17.98
Hc2 Holdings 2.1 $4.1M 668k 6.20
Ferroglobe (GSM) 1.8 $3.5M 340k 10.33
Vanguard Short Term Corporate Bond ETF (VCSH) 1.7 $3.4M 42k 79.75
Vanguard Mid-Cap ETF (VO) 1.6 $3.2M 23k 139.24
iShares Russell Midcap Index Fund (IWR) 1.5 $3.0M 16k 187.21
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 1.5 $3.0M 34k 86.38
PennantPark Investment (PNNT) 1.4 $2.8M 343k 8.14
Boulevard Acquisition cl a 1.4 $2.8M 277k 10.02
Vanguard Malvern Fds strm infproidx (VTIP) 1.4 $2.7M 55k 49.47
Ishares Tr fltg rate nt (FLOT) 1.4 $2.7M 53k 50.87
Pennantpark Floating Rate Capi (PFLT) 1.3 $2.6M 184k 13.94
Capitol Acquisition Corp Iii 1.3 $2.5M 238k 10.55
Gty Technology Holdings Inc cl a 1.3 $2.5M 250k 10.04
Hp (HPQ) 1.2 $2.4M 135k 17.88
Microsoft Corporation (MSFT) 1.2 $2.4M 36k 65.85
Cadiz (CDZI) 1.2 $2.3M 153k 15.05
Kratos Defense & Security Solutions (KTOS) 1.2 $2.3M 296k 7.78
Cf Corp shs cl a 1.1 $2.2M 224k 10.01
Vanguard Emerging Markets ETF (VWO) 1.1 $2.1M 53k 39.71
Kayne Anderson Acquisition unit 06/30/2022 1.0 $2.0M 200k 10.02
Vanguard Total Stock Market ETF (VTI) 1.0 $1.9M 16k 121.34
Digital Turbine (APPS) 0.9 $1.9M 2.0M 0.94
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.9 $1.7M 55k 31.45
Doubleline Income Solutions (DSL) 0.9 $1.7M 86k 20.07
Spdr S&p 500 Etf (SPY) 0.8 $1.7M 7.2k 235.75
Gores Hldgs Ii 0.8 $1.5M 150k 10.00
Vanguard Dividend Appreciation ETF (VIG) 0.7 $1.5M 16k 89.97
Apple (AAPL) 0.7 $1.4M 10k 143.67
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.7 $1.4M 13k 110.15
Ares Capital Corporation (ARCC) 0.7 $1.3M 77k 17.39
iShares MSCI EAFE Index Fund (EFA) 0.7 $1.3M 22k 62.31
Hewlett Packard Enterprise (HPE) 0.7 $1.3M 56k 23.70
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.6 $1.2M 11k 117.95
Atlantic Alliance Partner 0.6 $1.2M 122k 10.00
TeleNav 0.6 $1.2M 138k 8.65
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.6 $1.1M 11k 105.25
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.6 $1.1M 9.8k 113.71
Broadwind Energy (BWEN) 0.6 $1.1M 134k 8.33
Ishares Inc ctr wld minvl (ACWV) 0.6 $1.1M 14k 77.16
iShares Dow Jones Select Dividend (DVY) 0.5 $1.0M 11k 91.11
Ishares Tr usa min vo (USMV) 0.5 $1.0M 21k 47.72
Pimco Exch Traded Fund (LDUR) 0.5 $1.0M 9.9k 100.82
Matlin & Partners Acquisitio unit 05/28/2021a 0.5 $1.0M 100k 10.02
Avista Healthcare Pub Acq Co cl a 0.5 $985k 100k 9.85
Fintech Acquisition Corp Ii 0.5 $985k 100k 9.85
Tortoise MLP Fund 0.5 $959k 46k 20.78
Tempur-Pedic International (TPX) 0.5 $929k 20k 46.45
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.5 $929k 8.5k 108.92
Netlist (NLST) 0.5 $936k 946k 0.99
Spdr Index Shs Fds s^p global nat res (GNR) 0.4 $844k 20k 42.54
Goldman Sachs Mlp Inc Opp 0.4 $825k 77k 10.67
Platform Specialty Prods Cor 0.4 $781k 60k 13.02
Aetna 0.4 $765k 6.0k 127.50
Xcerra 0.4 $761k 86k 8.89
Apollo Sr Floating Rate Fd I (AFT) 0.4 $737k 42k 17.54
ON Semiconductor (ON) 0.4 $725k 47k 15.48
Garrison Capital 0.4 $718k 73k 9.78
Cohen & Steers Ltd Dur Pfd I (LDP) 0.3 $681k 27k 25.37
Vanguard Long Term Corporate Bond ETF (VCLT) 0.3 $661k 7.3k 89.97
iShares NASDAQ Biotechnology Index (IBB) 0.3 $620k 2.1k 293.28
Wisdomtree Trust wrld ex-us grwth (DNL) 0.3 $613k 12k 50.16
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.3 $595k 10k 57.91
Motorcar Parts of America (MPAA) 0.3 $574k 19k 30.76
Vanguard Pacific ETF (VPL) 0.3 $585k 9.2k 63.28
Ishares Tr eafe min volat (EFAV) 0.3 $582k 8.8k 65.99
Superior Industries International (SUP) 0.3 $554k 22k 25.37
SPDR Dow Jones Industrial Average ETF (DIA) 0.3 $554k 2.7k 206.25
West Marine 0.3 $544k 57k 9.53
TheStreet 0.3 $546k 719k 0.76
Nuveen Build Amer Bd (NBB) 0.3 $536k 26k 20.92
Carbonite 0.3 $541k 27k 20.31
Dick's Sporting Goods (DKS) 0.3 $526k 11k 48.69
Bazaarvoice 0.3 $527k 123k 4.30
Amc Entmt Hldgs Inc Cl A 0.3 $523k 17k 31.47
Truecar (TRUE) 0.3 $509k 33k 15.48
Ooma (OOMA) 0.3 $520k 52k 9.95
Silver Run Acquisition unit 99/99/9999 0.3 $522k 50k 10.44
Mattel (MAT) 0.2 $492k 19k 25.61
Prestige Brands Holdings (PBH) 0.2 $490k 8.8k 55.55
ViaSat (VSAT) 0.2 $491k 7.7k 63.83
NutriSystem 0.2 $503k 9.1k 55.51
Steven Madden (SHOO) 0.2 $495k 13k 38.51
NetScout Systems (NTCT) 0.2 $497k 13k 37.96
Skyworks Solutions (SWKS) 0.2 $495k 5.0k 98.08
Imax Corp Cad (IMAX) 0.2 $505k 15k 34.01
Facebook Inc cl a (META) 0.2 $489k 3.4k 141.99
Lumentum Hldgs (LITE) 0.2 $501k 9.4k 53.36
TransAct Technologies Incorporated (TACT) 0.2 $481k 59k 8.09
Marvell Technology Group 0.2 $482k 32k 15.26
Finisar Corporation 0.2 $480k 18k 27.32
CalAmp 0.2 $487k 29k 16.81
Reading International (RDI) 0.2 $470k 30k 15.56
PowerShares Preferred Portfolio 0.2 $487k 33k 14.83
Primo Water Corporation 0.2 $482k 36k 13.59
S&W Seed Company (SANW) 0.2 $480k 97k 4.95
stock 0.2 $472k 7.6k 62.28
Berkshire Hathaway (BRK.B) 0.2 $467k 2.8k 166.79
iShares S&P MidCap 400 Index (IJH) 0.2 $448k 2.6k 171.25
iShares MSCI ACWI ex US Index Fund (ACWX) 0.2 $439k 10k 43.63
New Mountain Finance Corp (NMFC) 0.2 $447k 30k 14.90
iShares Russell 2000 Growth Index (IWO) 0.2 $391k 2.4k 161.84
Apollo Tactical Income Fd In (AIF) 0.2 $389k 24k 16.45
Urban Edge Pptys (UE) 0.2 $400k 15k 26.29
Blackrock Kelso Capital 0.2 $350k 46k 7.54
Vanguard European ETF (VGK) 0.2 $355k 6.9k 51.53
iShares MSCI Emerging Markets Indx (EEM) 0.2 $346k 8.8k 39.38
Provident Financial Services (PFS) 0.2 $323k 13k 25.84
Apollo Investment 0.2 $316k 48k 6.56
Vanguard FTSE All-World ex-US ETF (VEU) 0.2 $324k 6.8k 47.76
Vanguard Growth ETF (VUG) 0.2 $314k 2.6k 121.80
iShares S&P Global Mat. Sector Inde (MXI) 0.2 $323k 5.4k 59.29
iShares MSCI Brazil Index (EWZ) 0.1 $305k 8.1k 37.52
Consumer Discretionary SPDR (XLY) 0.1 $303k 3.4k 88.08
THL Credit 0.1 $301k 30k 9.97
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.1 $304k 6.1k 49.67
Walt Disney Company (DIS) 0.1 $282k 2.5k 113.25
Brookfield Real Assets Incom shs ben int (RA) 0.1 $287k 13k 22.82
Berkshire Hathaway (BRK.A) 0.1 $250k 1.00 250000.00
PowerShares Dynamic Biotech &Genome 0.1 $258k 6.1k 42.28
Schlumberger (SLB) 0.1 $232k 3.0k 78.14
Energy Transfer Equity (ET) 0.1 $248k 13k 19.70
iShares Russell 1000 Growth Index (IWF) 0.1 $234k 2.1k 113.98
Nuveen Mtg opportunity term (JLS) 0.1 $239k 9.6k 24.81
Brookfield Ppty Partners L P unit ltd partn 0.1 $230k 10k 22.23
Pfizer (PFE) 0.1 $225k 6.6k 34.16
Solar Cap (SLRC) 0.1 $215k 9.5k 22.56
Ares Dynamic Cr Allocation (ARDC) 0.1 $224k 14k 16.01
M I Acquisitions 0.1 $215k 22k 10.00
Rent-A-Center (UPBD) 0.1 $200k 23k 8.89
iShares S&P Latin America 40 Index (ILF) 0.1 $208k 6.6k 31.70
Alerian Mlp Etf 0.1 $194k 15k 12.69
PowerShrs CEF Income Cmpst Prtfl 0.1 $204k 8.8k 23.10
Comstock Res Inc note 7.750% 4/0 0.1 $195k 229k 0.85
Blackstone Gso Flting Rte Fu (BSL) 0.1 $181k 10k 18.10
Lindblad Expeditions Hldgs I (LIND) 0.1 $171k 19k 8.95
One Liberty Properties (OLP) 0.1 $113k 15k 7.45
Numerex 0.0 $72k 15k 4.80
BRT Realty Trust (BRT) 0.0 $53k 49k 1.08
Gty Technology Holdings Inc w exp 99/99/999 0.0 $65k 58k 1.11
Fintech Acquisition Corp Ii *w exp 01/19/202 0.0 $58k 50k 1.16
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $63k 50k 1.26
Novavax 0.0 $13k 11k 1.24
Hos Us conv 0.0 $13k 20k 0.65
Ladenburg Thalmann Financial Services 0.0 $5.7k 81k 0.07