Baker Ellis Asset Management as of Sept. 30, 2012
Portfolio Holdings for Baker Ellis Asset Management
Baker Ellis Asset Management holds 204 positions in its portfolio as reported in the September 2012 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Vanguard High Dividend Yield ETF (VYM) | 24.0 | $9.1B | 180k | 50400.12 | |
| Vanguard Total Stock Market ETF (VTI) | 20.1 | $7.6B | 103k | 73650.00 | |
| Vanguard Information Technology ETF (VGT) | 10.7 | $4.1B | 55k | 73400.13 | |
| Vodafone Group Plc-sp | 8.0 | $3.0B | 106k | 28499.96 | |
| Vanguard Utilities ETF (VPU) | 6.0 | $2.3B | 29k | 77979.60 | |
| Vanguard Extended Market ETF (VXF) | 5.3 | $2.0B | 34k | 59560.32 | |
| Wal-Mart Stores (WMT) | 4.4 | $1.7B | 22k | 73798.86 | |
| Verizon Communications (VZ) | 4.3 | $1.6B | 36k | 45569.75 | |
| Yahoo! | 2.0 | $758M | 48k | 15975.01 | |
| WisdomTree Emerging Mkts Small Cp Div (DGS) | 2.0 | $755M | 17k | 45859.32 | |
| Waste Management (WM) | 1.8 | $688M | 22k | 32079.70 | |
| Vectren Corporation | 1.6 | $616M | 22k | 28600.40 | |
| Walt Disney Company (DIS) | 1.6 | $601M | 12k | 52280.00 | |
| Xylem (XYL) | 1.2 | $452M | 18k | 25149.97 | |
| Yum! Brands (YUM) | 1.1 | $414M | 6.2k | 66339.96 | |
| Wells Fargo & Company (WFC) | 1.0 | $365M | 11k | 34530.02 | |
| Vanguard Short-Term Bond ETF (BSV) | 0.9 | $360M | 4.4k | 81450.00 | |
| Vanguard Total World Stock Idx (VT) | 0.8 | $303M | 6.3k | 48030.00 | |
| Whirlpool Corporation (WHR) | 0.7 | $265M | 3.2k | 82910.00 | |
| Washington Real Estate Investment Trust (ELME) | 0.6 | $207M | 7.7k | 26820.00 | |
| Vanguard Health Care ETF (VHT) | 0.5 | $206M | 2.8k | 73209.96 | |
| Vanguard FTSE All-World ex-US ETF (VEU) | 0.5 | $196M | 4.6k | 42963.34 | |
| Vanguard Small-Cap Value ETF (VBR) | 0.4 | $165M | 2.3k | 71900.00 | |
| Willis Group Holdings | 0.3 | $126M | 3.4k | 36920.00 | |
| Vanguard Energy ETF (VDE) | 0.0 | $7.9M | 74k | 106.98 | |
| U.S. Bancorp (USB) | 0.0 | $3.2M | 93k | 34.30 | |
| Union Pacific Corporation (UNP) | 0.0 | $3.4M | 29k | 118.70 | |
| Novartis (NVS) | 0.0 | $2.8M | 46k | 61.26 | |
| Pepsi (PEP) | 0.0 | $2.5M | 36k | 70.77 | |
| Syngenta | 0.0 | $4.2M | 56k | 74.85 | |
| SPDR Gold Trust (GLD) | 0.0 | $3.8M | 22k | 171.89 | |
| Rayonier (RYN) | 0.0 | $3.4M | 69k | 49.01 | |
| PIMCO Enhanced Short Mat Str Fund ETF (MINT) | 0.0 | $2.1M | 20k | 101.49 | |
| BP (BP) | 0.0 | $0 | 11k | 0.00 | |
| Hasbro (HAS) | 0.0 | $287.875200 | 7.5k | 0.04 | |
| Comcast Corporation (CMCSA) | 0.0 | $0 | 17k | 0.00 | |
| Petroleo Brasileiro SA (PBR) | 0.0 | $352k | 15k | 22.93 | |
| Fomento Economico Mexicano SAB (FMX) | 0.0 | $3.715500 | 37k | 0.00 | |
| Petroleo Brasileiro SA (PBR.A) | 0.0 | $451k | 20k | 22.07 | |
| Microsoft Corporation (MSFT) | 0.0 | $2.0k | 69k | 0.03 | |
| Northeast Utilities System | 0.0 | $1.1k | 28k | 0.04 | |
| Seacor Holdings | 0.0 | $1.2M | 14k | 83.36 | |
| Annaly Capital Management | 0.0 | $0 | 16k | 0.00 | |
| Broadridge Financial Solutions (BR) | 0.0 | $0 | 6.5k | 0.00 | |
| American Express Company (AXP) | 0.0 | $1.380000 | 14k | 0.00 | |
| Bank of America Corporation (BAC) | 0.0 | $0 | 15k | 0.00 | |
| Bank of New York Mellon Corporation (BK) | 0.0 | $0 | 9.1k | 0.00 | |
| Berkshire Hathaway (BRK.B) | 0.0 | $4.752400 | 48k | 0.00 | |
| Canadian Natl Ry (CNI) | 0.0 | $0.231600 | 2.3k | 0.00 | |
| Caterpillar (CAT) | 0.0 | $0.322300 | 3.2k | 0.00 | |
| Coca-Cola Company (KO) | 0.0 | $0 | 25k | 0.00 | |
| Costco Wholesale Corporation (COST) | 0.0 | $0.609200 | 6.1k | 0.00 | |
| Exxon Mobil Corporation (XOM) | 0.0 | $2.021700 | 20k | 0.00 | |
| FedEx Corporation (FDX) | 0.0 | $0.360200 | 3.6k | 0.00 | |
| Republic Services (RSG) | 0.0 | $987k | 36k | 27.51 | |
| Home Depot (HD) | 0.0 | $550.062800 | 9.1k | 0.06 | |
| Abbott Laboratories (ABT) | 0.0 | $4.553100 | 46k | 0.00 | |
| Baxter International (BAX) | 0.0 | $0.180000 | 1.8k | 0.00 | |
| Johnson & Johnson (JNJ) | 0.0 | $1.3k | 20k | 0.07 | |
| Pfizer (PFE) | 0.0 | $997k | 40k | 24.85 | |
| Archer Daniels Midland Company (ADM) | 0.0 | $0 | 5.6k | 0.00 | |
| Norfolk Southern (NSC) | 0.0 | $125.928000 | 2.0k | 0.06 | |
| Hospira | 0.0 | $118.080000 | 3.6k | 0.03 | |
| Chevron Corporation (CVX) | 0.0 | $1.985100 | 20k | 0.00 | |
| Dominion Resources (D) | 0.0 | $1.166200 | 12k | 0.00 | |
| Duke Energy Corp | 0.0 | $0.281400 | 2.8k | 0.00 | |
| Spdr S&p 500 Etf (SPY) | 0.0 | $254k | 1.8k | 143.97 | |
| General Electric Company | 0.0 | $334.825000 | 15k | 0.02 | |
| Bristol Myers Squibb (BMY) | 0.0 | $0 | 26k | 0.00 | |
| United Parcel Service (UPS) | 0.0 | $900k | 13k | 71.57 | |
| 3M Company (MMM) | 0.0 | $0.317500 | 3.2k | 0.00 | |
| At&t (T) | 0.0 | $0 | 9.5k | 0.00 | |
| Genuine Parts Company (GPC) | 0.0 | $1.1k | 18k | 0.06 | |
| Kimberly-Clark Corporation (KMB) | 0.0 | $1.3k | 15k | 0.09 | |
| Kraft Foods | 0.0 | $522.468000 | 13k | 0.04 | |
| Northrop Grumman Corporation (NOC) | 0.0 | $1.9M | 28k | 66.43 | |
| Sonoco Products Company (SON) | 0.0 | $1.2M | 38k | 30.99 | |
| Travelers Companies (TRV) | 0.0 | $153k | 2.2k | 68.26 | |
| V.F. Corporation (VFC) | 0.0 | $271k | 1.7k | 159.36 | |
| Molson Coors Brewing Company (TAP) | 0.0 | $544.545000 | 12k | 0.04 | |
| Automatic Data Processing (ADP) | 0.0 | $2.203000 | 22k | 0.00 | |
| Boeing Company (BA) | 0.0 | $0.308700 | 3.1k | 0.00 | |
| Intel Corporation (INTC) | 0.0 | $2.5k | 110k | 0.02 | |
| Timken Company (TKR) | 0.0 | $229k | 6.2k | 37.16 | |
| International Paper Company (IP) | 0.0 | $2.5k | 69k | 0.04 | |
| Mine Safety Appliances | 0.0 | $270.425000 | 7.3k | 0.04 | |
| E.I. du Pont de Nemours & Company | 0.0 | $3.143500 | 31k | 0.00 | |
| AmerisourceBergen (COR) | 0.0 | $0 | 46k | 0.00 | |
| Fresh Del Monte Produce (FDP) | 0.0 | $1.3k | 51k | 0.03 | |
| MDU Resources (MDU) | 0.0 | $326.150000 | 15k | 0.02 | |
| Raytheon Company | 0.0 | $395k | 6.9k | 57.16 | |
| Campbell Soup Company (CPB) | 0.0 | $0 | 5.2k | 0.00 | |
| Kroger (KR) | 0.0 | $2.7k | 114k | 0.02 | |
| Aetna | 0.0 | $0 | 4.7k | 0.00 | |
| Anadarko Petroleum Corporation | 0.0 | $0.382500 | 3.8k | 0.00 | |
| Apple (AAPL) | 0.0 | $0.217700 | 311.00 | 0.00 | |
| Berkshire Hathaway (BRK.A) | 0.0 | $1.061600 | 8.00 | 0.13 | |
| Cenovus Energy (CVE) | 0.0 | $0 | 17k | 0.00 | |
| Deere & Company (DE) | 0.0 | $0.380600 | 3.8k | 0.00 | |
| Diageo (DEO) | 0.0 | $0.128500 | 1.3k | 0.00 | |
| General Mills (GIS) | 0.0 | $5.6k | 140k | 0.04 | |
| GlaxoSmithKline | 0.0 | $138.600000 | 3.0k | 0.05 | |
| Honda Motor (HMC) | 0.0 | $577.459200 | 19k | 0.03 | |
| Honeywell International (HON) | 0.0 | $421.590000 | 7.1k | 0.06 | |
| International Business Machines (IBM) | 0.0 | $489.492500 | 2.4k | 0.21 | |
| Liberty Global | 0.0 | $285.760000 | 4.7k | 0.06 | |
| Macy's (M) | 0.0 | $112.800000 | 3.0k | 0.04 | |
| Merck & Co (MRK) | 0.0 | $1.3k | 30k | 0.05 | |
| Nike (NKE) | 0.0 | $695.047600 | 7.3k | 0.09 | |
| Philip Morris International (PM) | 0.0 | $145k | 1.6k | 89.94 | |
| Procter & Gamble Company (PG) | 0.0 | $770k | 11k | 69.36 | |
| Royal Dutch Shell | 0.0 | $136k | 2.0k | 69.41 | |
| Royal Dutch Shell | 0.0 | $979k | 14k | 71.30 | |
| Schlumberger (SLB) | 0.0 | $537k | 7.4k | 72.33 | |
| Stryker Corporation (SYK) | 0.0 | $1.0M | 19k | 55.66 | |
| Texas Instruments Incorporated (TXN) | 0.0 | $165k | 6.0k | 27.55 | |
| United Technologies Corporation | 0.0 | $1.6M | 20k | 78.29 | |
| UnitedHealth (UNH) | 0.0 | $139k | 2.5k | 55.41 | |
| Encana Corp | 0.0 | $0 | 16k | 0.00 | |
| Statoil ASA | 0.0 | $112k | 4.4k | 25.79 | |
| Canadian Pacific Railway | 0.0 | $0.160400 | 1.6k | 0.00 | |
| Imperial Oil (IMO) | 0.0 | $1.7k | 37k | 0.05 | |
| Southern Company (SO) | 0.0 | $323k | 7.0k | 46.09 | |
| Starbucks Corporation (SBUX) | 0.0 | $603k | 12k | 50.71 | |
| Accenture (ACN) | 0.0 | $0.229600 | 2.3k | 0.00 | |
| Investors Title Company (ITIC) | 0.0 | $691.120000 | 11k | 0.07 | |
| News Corporation | 0.0 | $548.080000 | 22k | 0.02 | |
| Clorox Company (CLX) | 0.0 | $1.065100 | 11k | 0.00 | |
| Nicor | 0.0 | $0 | 11k | 0.00 | |
| Philip Morris Cos. | 0.0 | $0 | 3.6k | 0.00 | |
| Hershey Company (HSY) | 0.0 | $212.700000 | 3.0k | 0.07 | |
| Kellogg Company (K) | 0.0 | $227.480000 | 4.4k | 0.05 | |
| Coca-Cola Bottling Co. Consolidated (COKE) | 0.0 | $0.425000 | 4.3k | 0.00 | |
| 0.0 | $120.720000 | 160.00 | 0.75 | ||
| PPL Corporation (PPL) | 0.0 | $1.0M | 36k | 29.05 | |
| Paccar (PCAR) | 0.0 | $120k | 3.0k | 40.02 | |
| Precision Castparts | 0.0 | $288k | 1.8k | 163.34 | |
| J.M. Smucker Company (SJM) | 0.0 | $1.6k | 18k | 0.09 | |
| Marathon Oil Corporation (MRO) | 0.0 | $458.800000 | 16k | 0.03 | |
| New York Times Company (NYT) | 0.0 | $401.114000 | 41k | 0.01 | |
| H.J. Heinz Company | 0.0 | $1.9k | 33k | 0.06 | |
| Express Scripts | 0.0 | $0.168300 | 1.7k | 0.00 | |
| Ingram Micro | 0.0 | $268.280000 | 18k | 0.02 | |
| Northwest Pipe Company (NWPX) | 0.0 | $210k | 8.5k | 24.65 | |
| Forestar | 0.0 | $0 | 15k | 0.00 | |
| Ingersoll-rand Co Ltd-cl A | 0.0 | $230.720000 | 5.2k | 0.04 | |
| ITT Corporation | 0.0 | $561.151800 | 28k | 0.02 | |
| John Bean Technologies Corporation (JBT) | 0.0 | $955.799400 | 59k | 0.02 | |
| Pepco Holdings | 0.0 | $178k | 9.4k | 18.90 | |
| SCANA Corporation | 0.0 | $597k | 12k | 48.27 | |
| UGI Corporation (UGI) | 0.0 | $1.1M | 34k | 31.75 | |
| Unilever (UL) | 0.0 | $513k | 14k | 36.52 | |
| URS Corporation | 0.0 | $305k | 8.6k | 35.31 | |
| Bk Nova Cad (BNS) | 0.0 | $1.940800 | 19k | 0.00 | |
| Ingles Markets, Incorporated (IMKTA) | 0.0 | $552.765600 | 34k | 0.02 | |
| Nash-Finch Company | 0.0 | $387.640800 | 19k | 0.02 | |
| NBT Ban (NBTB) | 0.0 | $309.400000 | 14k | 0.02 | |
| Northwest Natural Gas | 0.0 | $551k | 11k | 49.24 | |
| Seaboard Corporation (SEB) | 0.0 | $165k | 73.00 | 2260.12 | |
| TrustCo Bank Corp NY | 0.0 | $143k | 25k | 5.71 | |
| Urstadt Biddle Properties | 0.0 | $1.2M | 57k | 20.23 | |
| Potlatch Corporation (PCH) | 0.0 | $375k | 10k | 37.37 | |
| HCP | 0.0 | $175.641500 | 3.9k | 0.04 | |
| Tor Dom Bk Cad (TD) | 0.0 | $102k | 1.2k | 83.34 | |
| Carriage Services (CSV) | 0.0 | $0 | 21k | 0.00 | |
| iShares Dow Jones US Oil Equip. (IEZ) | 0.0 | $330.200000 | 6.4k | 0.05 | |
| iShares MSCI Hong Kong Index Fund (EWH) | 0.0 | $373.864400 | 21k | 0.02 | |
| National Health Investors (NHI) | 0.0 | $102.800000 | 2.0k | 0.05 | |
| St Mary Land & Expl Co Com Stk | 0.0 | $160k | 3.0k | 54.11 | |
| Apollo Commercial Real Est. Finance (ARI) | 0.0 | $0 | 23k | 0.00 | |
| Central Fd Cda Ltd cl a | 0.0 | $0 | 26k | 0.00 | |
| Einstein Noah Restaurant | 0.0 | $0 | 33k | 0.00 | |
| Hawkins (HWKN) | 0.0 | $208.000000 | 5.0k | 0.04 | |
| Market Vectors Gold Miners ETF | 0.0 | $737.032500 | 14k | 0.05 | |
| Multi-Color Corporation | 0.0 | $409.665600 | 18k | 0.02 | |
| Rush Enterprises (RUSHB) | 0.0 | $239k | 14k | 16.80 | |
| Urstadt Biddle Properties | 0.0 | $1.2M | 65k | 19.16 | |
| Ball Corporation (BALL) | 0.0 | $0 | 23k | 0.00 | |
| Oneok (OKE) | 0.0 | $237k | 4.9k | 48.31 | |
| Simon Property (SPG) | 0.0 | $106k | 700.00 | 151.81 | |
| iShares MSCI Taiwan Index | 0.0 | $239.203400 | 18k | 0.01 | |
| Phillips Petroleum | 0.0 | $0.264000 | 2.6k | 0.00 | |
| Hubbell Incorporated | 0.0 | $329.745000 | 4.5k | 0.07 | |
| Mfri | 0.0 | $297.180800 | 53k | 0.01 | |
| Cooper Cameron Corp | 0.0 | $0.638600 | 6.4k | 0.00 | |
| PowerShares FTSE RAFI US 1000 | 0.0 | $1.4M | 22k | 61.54 | |
| Pebblebrook Hotel Trust (PEB) | 0.0 | $171k | 7.3k | 23.39 | |
| Aberdeen Asia-Pacific Income Fund (FAX) | 0.0 | $0 | 74k | 0.00 | |
| iShares MSCI Singapore Index Fund | 0.0 | $5.8k | 430k | 0.01 | |
| iShares MSCI Germany Index Fund (EWG) | 0.0 | $207.648800 | 9.2k | 0.02 | |
| CurrencyShares Canadian Dollar Trust | 0.0 | $0.220000 | 2.2k | 0.00 | |
| iShares MSCI Switzerland Index Fund (EWL) | 0.0 | $105.780000 | 4.3k | 0.02 | |
| iShares S&P Global Telecommunicat. (IXP) | 0.0 | $2.0k | 33k | 0.06 | |
| PowerShares Hgh Yield Corporate Bnd | 0.0 | $149k | 7.8k | 19.06 | |
| Urstadt Biddle Properties Inc. 7.5% Pfd p | 0.0 | $298k | 12k | 25.79 | |
| Fiserv | 0.0 | $0.211500 | 2.1k | 0.00 | |
| Urstadt Biddle Pptysinc Sr P | 0.0 | $302k | 2.9k | 104.14 | |
| Marathon Petroleum Corp (MPC) | 0.0 | $464.100000 | 8.5k | 0.05 | |
| Pebblebrook Hotel Trust | 0.0 | $389k | 15k | 26.21 | |
| Exelis | 0.0 | $0 | 19k | 0.00 | |
| Ensco Plc Shs Class A | 0.0 | $3.262800 | 33k | 0.00 | |
| Matson (MATX) | 0.0 | $632.392200 | 30k | 0.02 | |
| Annaly Cap Mgmt Inc 7.625% 12/ preferred | 0.0 | $0 | 4.1k | 0.00 | |
| Alexander & Baldwin (ALEX) | 0.0 | $0 | 31k | 0.00 |
