SunAmerica Focused Alpha Growth Fund
|
20.6 |
$57M |
|
2.7M |
20.77 |
SunAmerica Focused Alpha Large Cap Fund
|
9.7 |
$27M |
|
1.4M |
19.10 |
Gyrodyne Company of America
|
6.0 |
$17M |
|
243k |
68.00 |
Liberty All-Star Growth Fund
(ASG)
|
5.7 |
$16M |
|
3.5M |
4.44 |
Liberty All-Star Equity Fund
(USA)
|
5.5 |
$15M |
|
2.9M |
5.17 |
Alpine Global Premier Properties Fund
|
3.4 |
$9.2M |
|
1.3M |
7.19 |
Macquarie/First Trust Global Infrstrctre
(MFD)
|
3.0 |
$8.3M |
|
519k |
15.99 |
Australia Acquisition Corp
|
2.9 |
$8.1M |
|
832k |
9.70 |
TS&W/Claymore Tax-Advantaged Balanced Fu
(TYW)
|
2.8 |
$7.7M |
|
678k |
11.37 |
Royce Value Trust
(RVT)
|
2.7 |
$7.5M |
|
376k |
19.99 |
Gabelli Global Multimedia Trust
(GGT)
|
2.7 |
$7.3M |
|
917k |
7.97 |
Tri-Continental Corporation
(TY)
|
2.1 |
$5.8M |
|
392k |
14.93 |
Neuberger Berman Real Estate Sec
(NRO)
|
2.0 |
$5.5M |
|
1.3M |
4.30 |
Univeral Business Pmt Sol Ac unit 99/99/9999
|
2.0 |
$5.5M |
|
918k |
6.00 |
New Ireland Fund
|
1.9 |
$5.2M |
|
603k |
8.57 |
Cazador Acquisition Corporat
|
1.9 |
$5.2M |
|
535k |
9.64 |
Casey's General Stores
(CASY)
|
1.8 |
$4.9M |
|
113k |
44.00 |
Royce Micro Capital Trust
(RMT)
|
1.8 |
$4.9M |
|
491k |
9.88 |
LMP Capital and Income Fund
(SCD)
|
1.7 |
$4.7M |
|
343k |
13.72 |
Shelton Greater China Fund
|
1.5 |
$4.1M |
|
546k |
7.59 |
Zweig Total Return Fund
|
1.2 |
$3.4M |
|
1.0M |
3.39 |
Boulder Total Return Fund
|
1.2 |
$3.3M |
|
197k |
16.49 |
First Trust Strat High Income Fund III
(FHO)
|
1.2 |
$3.2M |
|
716k |
4.52 |
Adams Express Company
(ADX)
|
1.2 |
$3.2M |
|
287k |
11.14 |
MVC Capital
|
1.1 |
$3.0M |
|
230k |
13.23 |
Prospect Capital Corporation
(PSEC)
|
0.9 |
$2.4M |
|
233k |
10.11 |
Boulder Growth & Income Fund
(STEW)
|
0.8 |
$2.1M |
|
323k |
6.48 |
Ibero-America Fund
(SNF)
|
0.7 |
$2.0M |
|
268k |
7.60 |
China Growth Equity Inv Ltd unit 05/14/2016
|
0.7 |
$2.0M |
|
200k |
10.00 |
Macquarie Global Infr Total Rtrn Fnd
|
0.7 |
$1.9M |
|
104k |
18.57 |
Promotora De Informaciones S adr cl b conv
|
0.7 |
$1.9M |
|
191k |
10.00 |
Prime Acquisition Corp
|
0.7 |
$1.9M |
|
200k |
9.44 |
Korea Equity Fund
|
0.6 |
$1.8M |
|
123k |
14.46 |
Mexico Equity and Income Fund
(MXE)
|
0.6 |
$1.5M |
|
129k |
11.68 |
BlackRock Credit All Inc Trust IV
(BTZ)
|
0.5 |
$1.5M |
|
119k |
12.51 |
Global Eagle Acquisition Cor
|
0.5 |
$1.4M |
|
145k |
9.48 |
Roberts Realty Investors
|
0.5 |
$1.3M |
|
714k |
1.85 |
General Motors Company
(GM)
|
0.4 |
$1.1M |
|
37k |
30.35 |
Bancroft Fund
(BCV)
|
0.4 |
$1.1M |
|
65k |
17.40 |
Equus Total Return
(EQS)
|
0.3 |
$936k |
|
390k |
2.40 |
Ellsworth Fund
(ECF)
|
0.3 |
$873k |
|
116k |
7.54 |
THE GDL FUND Closed-End fund
(GDL)
|
0.3 |
$750k |
|
56k |
13.41 |
Cohen & Steers infrastucture Fund
(UTF)
|
0.2 |
$660k |
|
37k |
17.81 |
Nuveen Multi-Strategy Inc & Growth Fd 2
(JQC)
|
0.2 |
$586k |
|
64k |
9.14 |
American Strategic Income Portfolio III
|
0.2 |
$515k |
|
65k |
7.93 |
Calamos Strategic Total Return Fund
(CSQ)
|
0.2 |
$440k |
|
46k |
9.57 |
Morgan Stanley Asia Pacific Fund
|
0.2 |
$450k |
|
26k |
17.02 |
AUSTRALIA ACQUISITION Corp *w Exp99/99/999 warrant
|
0.1 |
$376k |
|
800k |
0.47 |
Gabelli Dividend & Income Trust
(GDV)
|
0.1 |
$358k |
|
22k |
16.60 |
Myrexis
(MYRX)
|
0.1 |
$333k |
|
93k |
3.58 |
American Strategic Income Portf. Inc II
|
0.1 |
$329k |
|
36k |
9.23 |
John Hancock Bank & Thrift Opportu. Fund
(BTO)
|
0.1 |
$326k |
|
20k |
16.42 |
H&Q Life Sciences Investors
|
0.1 |
$318k |
|
26k |
12.44 |
Delaware Invt Nat Muni Inc F sh ben int
(VFL)
|
0.1 |
$303k |
|
24k |
12.48 |
Greater China Fund
|
0.1 |
$266k |
|
21k |
12.68 |
Central Securities
(CET)
|
0.1 |
$265k |
|
11k |
23.86 |
BlackRock Credit All Inc Trust II
|
0.1 |
$254k |
|
25k |
10.16 |
Promotora De Informaciones Adr adr cl a
|
0.1 |
$243k |
|
26k |
9.25 |
Cazador Acquisition Corporat *w exp 99/99/999
|
0.1 |
$254k |
|
635k |
0.40 |
Dividend Capital Realty Income Allocatio
|
0.1 |
$208k |
|
55k |
3.81 |
Thai Fund
|
0.1 |
$187k |
|
15k |
12.72 |
PRIME ACQUISITION CORP Unit 99/99/9999 unit
|
0.1 |
$175k |
|
18k |
10.00 |
AllianceBernstein Income Fund
|
0.1 |
$130k |
|
17k |
7.90 |
MUTUAL FUND Gabelli Healthcare & Wellnessr*x
(GRX)
|
0.1 |
$147k |
|
19k |
7.73 |
Royce Focus Tr
|
0.1 |
$137k |
|
18k |
7.83 |
Nuveen Multi-Strategy Income & Growth
(JPC)
|
0.0 |
$110k |
|
12k |
8.94 |
Ameritrans Capital Corporation
|
0.0 |
$111k |
|
95k |
1.17 |
Prime Acquisition Corp *w exp 99/99/999
|
0.0 |
$118k |
|
200k |
0.59 |
BlackRock Income Trust
|
0.0 |
$84k |
|
12k |
7.00 |
Putnam Master Int. Income
(PIM)
|
0.0 |
$95k |
|
16k |
5.80 |
Global Eagle Acquisition Cor *w exp 05/13/201
|
0.0 |
$77k |
|
91k |
0.85 |
Seanergy Maritime Hldgs Corp
|
0.0 |
$56k |
|
28k |
1.98 |
India Globalization Capital
|
0.0 |
$19k |
|
50k |
0.38 |
Spdr S&p 500 Etf Tr option
|
0.0 |
$12k |
|
26k |
0.47 |
Stream Global Svcs Inc *w
|
0.0 |
$10k |
|
517k |
0.02 |
CHINA SECURITY & SURVEILLANCE Technology Inc Comm cmn
|
0.0 |
$10k |
|
10k |
1.00 |