Brooklyn Capital Management

Bulldog Investors as of Sept. 30, 2011

Portfolio Holdings for Bulldog Investors

Bulldog Investors holds 77 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Liberty All-Star Equity Fund (USA) 18.0 $57M 3.9M 14.67
SunAmerica Focused Alpha Growth Fund 16.0 $51M 2.9M 17.64
SunAmerica Focused Alpha Large Cap Fund 7.3 $23M 1.5M 15.64
Gyrodyne Company of America 5.3 $17M 306k 55.33
Eaton Vance Risk Managed Diversified (ETJ) 5.0 $16M 1.5M 10.95
TS&W/Claymore Tax-Advantaged Balanced Fu (TYW) 4.3 $14M 1.2M 10.91
Liberty All-Star Growth Fund (ASG) 3.9 $12M 3.4M 3.60
Zweig Total Return Fund 3.2 $10M 3.3M 3.03
Alpine Global Premier Properties Fund 3.1 $9.9M 1.9M 5.34
Australia Acquisition Corp 2.6 $8.1M 832k 9.73
Gabelli Global Multimedia Trust (GGT) 1.8 $5.7M 922k 6.23
New Ireland Fund 1.8 $5.7M 814k 7.01
Univeral Business Pmt Sol Ac unit 99/99/9999 1.7 $5.5M 918k 5.99
Royce Value Trust (RVT) 1.7 $5.4M 484k 11.08
Cazador Acquisition Corporat 1.6 $5.2M 535k 9.69
Nautilus Marine Acquisit Cor shsadded 1.6 $5.2M 545k 9.53
Tri-Continental Corporation (TY) 1.6 $5.0M 392k 12.72
Neuberger Berman Real Estate Sec (NRO) 1.4 $4.5M 1.3M 3.52
AllianceBernstein Income Fund 1.3 $4.1M 517k 7.97
MVC Capital 1.2 $3.8M 363k 10.47
Royce Micro Capital Trust (RMT) 1.2 $3.8M 492k 7.64
First Trust Strat High Income Fund III (FHO) 0.9 $3.0M 750k 3.97
Shelton Greater China Fund 0.9 $2.7M 464k 5.87
Boulder Total Return Fund 0.8 $2.7M 197k 13.50
Adams Express Company (ADX) 0.8 $2.6M 287k 9.21
Prime Acquisition Corp 0.8 $2.5M 266k 9.54
Macquarie Global Infr Total Rtrn Fnd 0.7 $2.2M 141k 15.32
Prospect Capital Corporation (PSEC) 0.7 $2.0M 243k 8.41
China Growth Equity Inv 0.6 $1.9M 200k 9.49
Blue Wolf Mongolia Holdings 0.6 $1.9M 194k 9.58
LMP Capital and Income Fund (SCD) 0.6 $1.8M 159k 11.45
Boulder Growth & Income Fund (STEW) 0.6 $1.8M 323k 5.46
Morgan Stanley Asia Pacific Fund 0.5 $1.5M 110k 14.03
Korea Equity Fund 0.5 $1.5M 135k 11.19
Global Eagle Acquisition Cor 0.4 $1.4M 145k 9.50
Central Securities (CET) 0.4 $1.3M 11k 114.89
Mexico Equity and Income Fund (MXE) 0.4 $1.2M 129k 9.59
Roberts Realty Investors 0.3 $1.1M 706k 1.57
Bancroft Fund (BCV) 0.3 $1.1M 73k 14.79
Equus Total Return (EQS) 0.3 $1.0M 554k 1.88
American Strategic Income Portfolio III 0.3 $912k 132k 6.94
Promotora De Informaciones S adr cl b conv 0.3 $845k 191k 4.43
Ellsworth Fund (ECF) 0.2 $744k 116k 6.43
BlackRock Credit All Inc Trust IV (BTZ) 0.2 $675k 59k 11.48
Diamond Hill Finl Trnds Fd I 0.2 $675k 90k 7.54
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.2 $545k 69k 7.86
Cohen & Steers infrastucture Fund (UTF) 0.2 $499k 32k 15.56
THE GDL FUND Closed-End fund (GDL) 0.2 $493k 41k 11.93
Spdr S&p 500 Etf Tr option 0.1 $455k 53k 8.55
Greater China Fund 0.1 $366k 38k 9.77
Calamos Strategic Total Return Fund (CSQ) 0.1 $366k 46k 7.96
Federated Enhanced Treasury 0.1 $274k 18k 15.02
American Strategic Income Portf. Inc II 0.1 $253k 31k 8.17
John Hancock Bank & Thrift Opportu. Fund (BTO) 0.1 $248k 20k 12.49
AUSTRALIA ACQUISITION Corp *w Exp99/99/999 warrant 0.1 $224k 800k 0.28
Thai Fund 0.1 $174k 15k 11.84
Dividend Capital Realty Income Allocatio 0.1 $180k 55k 3.29
Cazador Acquisition Corporat *w exp 99/99/999 0.1 $191k 635k 0.30
Nautilus Marine Acquisit Cor *w exp 06/17/201 0.1 $202k 545k 0.37
H&Q Life Sciences Investors 0.1 $159k 15k 10.44
PRIME ACQUISITION CORP Unit 99/99/9999 unit 0.1 $173k 18k 9.89
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.0 $127k 19k 6.68
Blue Wolf Mongolia Holdings *w exp 07/20/201 0.0 $126k 194k 0.65
Zion Oil & Gas (ZNOG) 0.0 $101k 52k 1.96
BlackRock Income Trust 0.0 $87k 12k 7.25
Royce Focus Tr 0.0 $106k 18k 6.06
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $94k 12k 7.64
Promotora De Informaciones Adr adr cl a 0.0 $110k 26k 4.19
Prime Acquisition Corp *w exp 99/99/999 0.0 $92k 200k 0.46
China Growth Equity Inv Ltd *w exp 99/99/999 0.0 $92k 200k 0.46
First Trust Strategic High Income 0.0 $50k 15k 3.45
Ameritrans Capital Corporation 0.0 $51k 95k 0.54
Global Eagle Acquisition Cor *w exp 05/13/201 0.0 $56k 91k 0.62
Zion Oil & Gas Inc-cw12 warrants 0.0 $29k 105k 0.28
Stream Global Svcs Inc *w 0.0 $5.2k 517k 0.01
India Globalization Capital 0.0 $9.0k 50k 0.18
Mcgraw-hill, Inc. Common Stock cmn 0.0 $12k 13k 0.96