Brooklyn Capital Management

Bulldog Investors as of Sept. 30, 2018

Portfolio Holdings for Bulldog Investors

Bulldog Investors holds 122 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Swiss Helvetia Fund (SWZ) 5.2 $18M 2.1M 8.51
Central Securities (CET) 5.1 $17M 587k 29.50
China Fund (CHN) 4.6 $16M 800k 19.60
Alliance California Municipal Income Fun 4.0 $14M 1.0M 13.58
Pure Acquisition Corp cl a 3.8 $13M 1.3M 9.71
iShares MSCI Emerging Markets Indx (EEM) 3.5 $12M 276k 42.92
Source Capital 2.8 $9.3M 231k 40.20
Taiwan Fund (TWN) 2.7 $9.1M 476k 19.17
Brookfield Property Reit Inc cl a 2.5 $8.5M 406k 20.93
General American Investors (GAM) 2.5 $8.4M 227k 36.97
Barings Bdc (BBDC) 2.4 $7.9M 792k 10.01
MVC Capital 2.2 $7.6M 787k 9.65
Deutsche Multi-mkt Income Tr Shs cef 2.2 $7.6M 848k 8.98
Japan Smaller Capitalizaion Fund (JOF) 2.1 $7.3M 657k 11.07
First Trust/Aberdeen Global Opportunity 2.0 $6.9M 720k 9.61
BlackRock New York Insured Municipal 2.0 $6.7M 542k 12.45
Delaware Enhanced Glbl. Div. & Inc. Fund 1.9 $6.5M 580k 11.20
Industrea Acquisition Corp cl a 1.9 $6.5M 636k 10.20
Lazard World Dividend & Income Fund 1.9 $6.3M 608k 10.43
Tkk Symphony Acquistion Cor 1.8 $6.1M 644k 9.50
Morgan Stanley Asia Pacific Fund 1.8 $6.0M 366k 16.51
Legg Mason Bw Global Income (BWG) 1.7 $5.8M 203k 28.57
Japan Equity Fund ietf (JEQ) 1.7 $5.7M 682k 8.39
Cm Seven Star Acquisition 1.7 $5.6M 555k 10.08
Kbl Merger Corp Iv 1.6 $5.5M 549k 10.10
Adams Express Company (ADX) 1.6 $5.3M 317k 16.67
Boulder Growth & Income Fund (STEW) 1.4 $4.8M 427k 11.21
Tri-Continental Corporation (TY) 1.3 $4.5M 162k 27.87
Allegro Merger Corp unit 12/31/2023 1.3 $4.3M 420k 10.27
Trident Acquisitions Corp unit 05/09/2023 1.2 $3.9M 390k 10.11
Black Ridge Acquisition Corp 1.1 $3.9M 394k 9.80
Modern Media Acquisition 1.1 $3.6M 353k 10.10
Forum Merger Ii Corp unit 09/30/2025 1.1 $3.5M 350k 10.11
Avista Healthcare Pub Acq Co cl a 1.0 $3.4M 330k 10.39
Union Acquisition Corp unit 99/99/9999 1.0 $3.4M 324k 10.45
Gigcapital 0.9 $3.1M 311k 9.94
Dws Strategic Income Trust 0.9 $3.0M 238k 12.57
Lf Cap Acquisition Corp unit 06/19/2025 0.9 $3.0M 297k 10.11
Tiberius Acquisition Corp unit 02/28/2021 0.9 $2.9M 286k 10.23
I Am Cap Acquisition 0.9 $2.9M 288k 10.15
Big Rock Partners Acquisi 0.8 $2.9M 285k 10.00
Draper Oakwood Technology 0.8 $2.7M 270k 10.17
Thunder Bridge Acquisition L unit 01/01/2025 0.8 $2.7M 269k 10.13
Bison Cap Acquisition Corp ord 0.8 $2.6M 258k 10.21
Mtech Acquisition Corp 0.7 $2.5M 242k 10.20
Pensare Acquisition Corp 0.7 $2.3M 233k 9.96
Eaton Vance Mun Bd Fd Ii 0.7 $2.2M 189k 11.58
Asia Pacific Fund 0.6 $2.0M 151k 13.49
Duff & Phelps Utility & Corp Bond Trust 0.6 $2.0M 239k 8.39
Longevity Acquisition Corp unit 08/29/2024 0.6 $1.9M 186k 10.24
New York Reit 0.6 $1.9M 102k 18.14
Invesco Van Kampen High Inc Trust II (VLT) 0.5 $1.6M 120k 13.70
Trinity Pl Holdings (TPHS) 0.5 $1.6M 269k 6.09
Trinity Merger Corp 0.5 $1.6M 160k 9.83
Constellation Alpha Cap Corp 0.5 $1.5M 152k 10.12
Tenzing Acquisition Corp unit 08/24/2024 0.5 $1.5M 151k 10.06
Leisure Acquisition Corp unit 99/99/9999 0.4 $1.4M 135k 10.37
Nexpoint Credit Strategies Fund (NXDT) 0.4 $1.4M 63k 21.95
Opes Acquisition Corp unit 03/07/2023 0.4 $1.3M 132k 10.15
Mudrick Cap Acquisition Corp unit 02/01/2023 0.4 $1.3M 128k 10.26
Great Elm Cap 0.4 $1.2M 129k 9.70
BlackRock Income Trust 0.3 $1.1M 188k 5.72
Haymaker Acquisition Corp 0.3 $1.0M 106k 9.76
Equus Total Return (EQS) 0.3 $989k 497k 1.99
Dividend & Income Fund (BXSY) 0.3 $980k 82k 11.93
Vectoiq Acquisition Corp unit 05/11/2023 0.3 $969k 95k 10.20
Latin American Discovery Fund 0.3 $915k 82k 11.15
Stewart Information Services Corporation (STC) 0.2 $830k 18k 44.99
Mexico Equity and Income Fund (MXE) 0.2 $852k 69k 12.28
Twelve Seas Investment Compa unit 06/21/2023 0.2 $846k 82k 10.27
Alpine Global Premier Properties Fund 0.2 $788k 124k 6.38
DTF Tax Free Income (DTF) 0.2 $782k 61k 12.85
Vantage Energy Acquisition 0.2 $621k 62k 9.95
Bison Cap Acquisition Corp right 03/20/2019 0.2 $559k 195k 2.86
Tottenham Acquisition I Ltd unit 05/06/2025 0.2 $545k 53k 10.39
Hl Acquisitions Corp unit 06/21/2023 0.1 $500k 49k 10.20
Pure Acquisition Corp *w exp 04/17/202 0.1 $519k 384k 1.35
Greenland Acquisitin Corpora unit 03/03/2025 0.1 $505k 50k 10.20
Gsv Cap Corp 0.1 $415k 60k 6.90
Hunter Maritime Acquisition cl a 0.1 $415k 42k 9.97
Mtech Acquisition Corp warrants 0.1 $358k 242k 1.48
Industrea Acquisition Corp *w exp 08/01/202 0.1 $334k 608k 0.55
Sentinel Energy Svcs Inc unit 11/02/2022 0.1 $334k 32k 10.30
Tkk Symphony Acquisition Cor right 02/20/2020 0.1 $296k 659k 0.45
Cm Seven Star Acquisition Co right 08/21/2022 0.1 $266k 511k 0.52
Matlin & Partners Acquisitio cl a 0.1 $250k 25k 10.00
Kbl Merger Corp Iv right 03/22/2019 0.1 $239k 520k 0.46
Kayne Anderson Acquisition 0.1 $207k 20k 10.15
Aberdeen Chile Fund (AEF) 0.1 $180k 26k 6.86
Hennessy Cap Acquston Corp I 0.1 $173k 17k 10.21
Black Ridge Acquisition Corp *w exp 07/10/202 0.1 $156k 354k 0.44
Regalwood Global Energy 0.1 $182k 19k 9.73
Tkk Symphony Acquisition Cor *w exp 02/20/202 0.1 $158k 657k 0.24
Kearny Finl Corp Md (KRNY) 0.0 $139k 10k 13.90
Modern Media Acquisition right 99/99/9999 0.0 $136k 310k 0.44
Black Ridge Acquisition Corp right 07/10/2019 0.0 $137k 371k 0.37
I Am Cap Acquisition Right warrant and righ 0.0 $122k 244k 0.50
Draper Oakwood Technology right 09/19/2018 0.0 $124k 244k 0.51
Cm Seven Star Acquisition Co *w exp 08/21/202 0.0 $129k 275k 0.47
Gigcapital Inc right 03/06/2020 0.0 $139k 261k 0.53
Trinity Merger Corp *w exp 05/11/202 0.0 $130k 260k 0.50
Managed Duration Invtmt Grd Mun Fund 0.0 $98k 19k 5.23
Modern Media Acquisition w exp 05/17/202 0.0 $91k 156k 0.58
Kbl Merger Corp Iv *w exp 01/15/202 0.0 $111k 526k 0.21
Legacy Acquisition Corp unit 05/31/2024 0.0 $115k 11k 10.09
I Am Cap Acq Warrant 5/22/24 warrant and righ 0.0 $85k 244k 0.35
Big Rock Partners Acquisi Co right 12/01/2022 0.0 $115k 244k 0.47
Gigcapital Inc w exp 06/08/202 0.0 $102k 203k 0.50
Churchill Cap Corp unit 99/99/9999 0.0 $101k 10k 10.10
Avista Healthcare Pub Acq Co w exp 99/99/999 0.0 $53k 265k 0.20
Pensare Acquisition Corp right 0.0 $53k 117k 0.45
Haymaker Acquisition Corp *w exp 10/27/202 0.0 $67k 53k 1.27
Draper Oakwood Technology Acquisition Inc. right 09/19/2018 0.0 $74k 125k 0.59
Stellar Acquisition Iii Inc w exp 03/22/202 0.0 $20k 391k 0.05
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $30k 114k 0.26
Vantage Energy Acquisition w exp 04/12/202 0.0 $20k 14k 1.48
Bison Cap Acquisition Corp *w exp 06/20/202 0.0 $49k 98k 0.50
Constellation Alpha Cap Corp right 99/99/9999 0.0 $22k 55k 0.40
Pensare Acquisition Corp *w exp 07/27/202 0.0 $21k 41k 0.51
Big Rock Partners Acquisi Co *w exp 12/01/202 0.0 $46k 122k 0.38
Barington Hilco Acquisition *w exp 02/11/201 0.0 $10k 48k 0.21
Constellation Alpha Cap Corp *w exp 03/23/202 0.0 $11k 49k 0.23