Brooklyn Capital Management

Bulldog Investors as of Dec. 31, 2019

Portfolio Holdings for Bulldog Investors

Bulldog Investors holds 157 positions in its portfolio as reported in the December 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Central Securities (CET) 5.2 $12M 365k 33.10
Legg Mason Bw Global Income (BWG) 5.1 $12M 953k 12.63
General American Investors (GAM) 4.7 $11M 291k 37.74
Invesco Van Kampen Dyn Cr Opp Fund 4.2 $9.7M 881k 11.01
Boulder Growth & Income Fund (STEW) 3.9 $9.2M 778k 11.79
Source Capital (SOR) 3.5 $8.3M 214k 38.69
Dividend & Income Fund (BXSY) 3.3 $7.6M 568k 13.46
Western Asset Corporate Loan F 3.3 $7.7M 772k 9.91
Vertical Cap Income Fund shs ben int (CCIF) 2.9 $6.7M 647k 10.41
Petroleum & Res Corp Com cef (PEO) 2.6 $6.0M 366k 16.46
Taiwan Fund (TWN) 2.2 $5.1M 247k 20.58
Eaton Vance Fltg Rate In 2.0 $4.8M 299k 16.00
Royce Global Value Tr (RGT) 1.7 $4.0M 344k 11.69
Hill International 1.6 $3.8M 1.2M 3.16
Galileo Acquisition Corp unit 99/99/9999 1.5 $3.6M 350k 10.20
Tuscan Holdings Ii Acq Corp 1.5 $3.5M 359k 9.86
Cf Fin Acquisition Corp unit 04/30/2025 1.4 $3.4M 331k 10.23
Adams Express Company (ADX) 1.4 $3.4M 213k 15.77
Morgan Stanley India Investment Fund (IIF) 1.4 $3.3M 164k 19.89
Tiberius Acquisition Corp 1.4 $3.2M 311k 10.41
Japan Smaller Capitalizaion Fund (JOF) 1.3 $3.1M 354k 8.77
Garrison Capital 1.3 $3.1M 536k 5.82
Boxwood Merger Corp 1.3 $3.0M 296k 10.16
Lgl Sys Acquisition Corp unit 10/24/2024 1.2 $2.7M 268k 10.20
Mexico Equity and Income Fund (MXE) 1.1 $2.6M 225k 11.60
Forum Merger Ii Corp cl a 1.0 $2.4M 231k 10.21
Proptech Acquisition Corpora unit 10/01/2026 1.0 $2.4M 230k 10.24
Alcentra Cap 1.0 $2.3M 256k 9.05
Apex Technology Acquisitn Co unit 06/11/2026 1.0 $2.3M 220k 10.47
Juniper Indl Hldgs Inc unit 11/13/2026 1.0 $2.3M 226k 10.18
MVC Capital 0.9 $2.2M 242k 9.17
PIONEER DIV HIGH INCOME TRUS COM Bene Inter (HNW) 0.9 $2.2M 146k 14.88
Delaware Inv Mn Mun Inc Fd I 0.9 $2.1M 158k 13.14
Allegro Merger Corp 0.9 $2.0M 199k 10.22
Churchill Cap Corp Ii cl a 0.8 $2.0M 193k 10.33
High Income Secs Fd Shs Ben Int cef (PCF) 0.8 $2.0M 220k 8.96
Acamar Partners Acqsition Co cl a 0.8 $1.9M 191k 9.98
Invesco Van Kampen High Inc Trust II (VLT) 0.8 $1.9M 132k 14.32
Healthcare Merger Corp unit 12/17/2021 0.8 $1.9M 180k 10.35
Nuveen Ohio Quality Income M 0.8 $1.9M 121k 15.43
Lf Cap Acquisition Corp cl a 0.8 $1.8M 177k 10.32
Fs Investment Corporation 0.8 $1.8M 289k 6.13
Software Acquisition Group I unit 10/01/2026 0.8 $1.7M 172k 10.16
Aberdeen Asia-Pacific Income Fund (FAX) 0.7 $1.7M 407k 4.25
Andina Acquisition Corp Iii 0.7 $1.7M 169k 10.15
Finserv Acquisution Corp Unit units 0.7 $1.7M 165k 10.21
Highland Global mf closed and mf open (HGLB) 0.7 $1.6M 155k 10.25
New Providence Acquisitin Co unit 09/01/2024 0.7 $1.5M 151k 10.25
Whitehorse Finance (WHF) 0.6 $1.5M 110k 13.70
Landcadia Hldgs Ii Inc cl a 0.6 $1.5M 152k 9.87
John Hancock Tax Adva Glbl Share. Yld (HTY) 0.6 $1.5M 210k 7.07
Highland Floatng Rate Opprt Ii Shs Ben Int shs ben int (HFRO) 0.6 $1.5M 119k 12.43
Diamondpeak Hldgs Cor 0.6 $1.4M 145k 9.95
Gigcapital2 Acq Corp 0.6 $1.4M 143k 9.93
Fellazo 0.6 $1.4M 140k 10.10
Nexpoint Credit Strategies Fund (NXDT) 0.6 $1.3M 76k 17.71
Brookfield Property Reit Inc cl a 0.6 $1.3M 72k 18.45
Western Asst High Incm Opprtnty Fnd (HIO) 0.6 $1.3M 258k 5.07
Pivotal Invt Corp Ii unit 06/01/2025 0.6 $1.3M 126k 10.20
Howard Hughes 0.5 $1.3M 10k 126.80
Eagle Grwth & Income Oppty F 0.5 $1.3M 75k 17.03
Franklin Universal Trust (FT) 0.5 $1.2M 160k 7.78
Aberdeen Chile Fund (AEF) 0.5 $1.2M 162k 7.62
Rmg Acquisition Corp cl a 0.5 $1.2M 118k 9.98
Chp Merger Corp unit 11/22/2024 0.5 $1.1M 105k 10.17
Barings Bdc (BBDC) 0.5 $1.0M 101k 10.28
Netfin Acquisition Corp unit 08/01/2024 0.5 $1.1M 104k 10.19
Monocle Acquisition Corp 0.4 $999k 98k 10.18
Schultze Special Purpose Acquisi Ord 0.4 $961k 95k 10.12
Japan Equity Fund ietf (JEQ) 0.4 $895k 115k 7.78
Amci Acquisition Corp class a 0.4 $865k 86k 10.11
B Riley Principal Merger Cor cl a 0.4 $862k 86k 10.01
Spdr S&p 500 Etf (SPY) 0.3 $824k 2.6k 321.75
Haymaker Acquisition Corp Ii 0.3 $763k 76k 10.04
Sc Health Corp unit 99/99/9999 0.3 $774k 75k 10.36
RMR Asia Pacific Real Estate Fund 0.3 $745k 37k 20.19
Tegna (TGNA) 0.3 $703k 42k 16.70
Orisun Acquisition Corp unit 99/99/9999 0.3 $711k 70k 10.16
Trinity Pl Holdings (TPHS) 0.3 $676k 225k 3.01
Edtechx Hldgs Acquisition 0.3 $687k 67k 10.27
Longevity Acquisition Corp ord 0.3 $661k 63k 10.44
Sutter Rock Cap Corp 0.3 $625k 95k 6.55
Thl Cr Sr Ln 0.2 $588k 39k 15.17
Mudrick Cap Acquisition Corp 0.2 $585k 57k 10.32
Agba Acquisition 0.2 $573k 57k 10.10
Tenzing Acquisition Corp ord 0.2 $569k 54k 10.48
Swiss Helvetia Fund (SWZ) 0.2 $525k 62k 8.41
Hl Acquisitions Corp 0.2 $506k 49k 10.32
Graf Industrial Red Unt 0.2 $498k 47k 10.65
Vectoiq Acquisition Corp 0.2 $463k 45k 10.33
First Tr High Income L/s (FSD) 0.2 $439k 28k 15.76
Tottenham Acquisition I 0.2 $375k 36k 10.48
Andina Acquisition Corp Iii unit 09/24/2020 0.1 $331k 31k 10.58
New Ireland Fund 0.1 $297k 30k 9.91
Lf Cap Acquisition Corp unit 06/19/2025 0.1 $275k 26k 10.58
Pure Acquisition Corp *w exp 04/17/202 0.1 $284k 287k 0.99
Diamondpeak Hldgs Cor unit 99/99/9999 0.1 $239k 23k 10.26
Equus Total Return (EQS) 0.1 $195k 107k 1.82
Tiberius Acquisition Corp w exp 02/28/202 0.1 $151k 133k 1.14
Thunder Brdg Acquistion Ii L unit 99/99/9999 0.1 $152k 15k 10.48
Gordon Pointe Acquisition 0.1 $113k 11k 10.18
Crescent Acquisition Corp 0.1 $125k 13k 10.00
Legacy Acquisition Corp wt 0.0 $99k 183k 0.54
Landcadia Holdings Ii Unt 0.0 $103k 10k 10.11
Proficient Alpha Acqustn Cor 0.0 $101k 10k 10.10
Churchill Cap Corp Ii *w exp 07/02/202 0.0 $92k 64k 1.43
Lf Capital Acquisition Corp lf capital acquisition-cw23 0.0 $62k 144k 0.43
Forum Merger Ii Corp warrant 0.0 $62k 134k 0.46
Tkk Symphony Acquisition Cor right 02/20/2020 0.0 $64k 255k 0.25
Allegro Merger Corp right 12/31/2023 0.0 $69k 216k 0.32
Boxwood Merger Corp *w exp 11/26/202 0.0 $74k 119k 0.62
Tuscan Hldgs Corp Ii *w exp 04/01/202 0.0 $72k 180k 0.40
Kbl Merger Corp Iv right 03/22/2019 0.0 $44k 294k 0.15
Allegro Merger Corp *w exp 01/06/202 0.0 $39k 216k 0.18
Leisure Acquisiti 19 Wts Warrants Exp 12/05/19 warrants 0.0 $45k 44k 1.03
Cf Finance Acquisition Corp cf finance acquisition -cw25 0.0 $44k 50k 0.88
Andina Acquisition Corp Iii right 07/31/2020 0.0 $47k 169k 0.28
Kaixin Auto Hldgs 0.0 $47k 25k 1.88
Diamondpeak Hldgs Cor *w exp 02/22/202 0.0 $39k 48k 0.81
Acamar Partners Acquisi-cw26 warrants 0.0 $48k 64k 0.75
Haymaker Acquisition Corp Ii *w exp 10/31/202 0.0 $36k 25k 1.42
Gigcapital2 Inc *w exp 02/28/202 0.0 $44k 143k 0.31
Kbl Merger Corp Iv *w exp 01/15/202 0.0 $24k 301k 0.08
Big Rock Partners Acquisi Co right 12/01/2022 0.0 $31k 122k 0.25
Mudrick Cap Acquisition Corp *w exp 02/12/202 0.0 $28k 57k 0.49
Vectoiq Acquisition Corp *w exp 05/16/202 0.0 $29k 48k 0.60
Trident Acquisitions Corp *w exp 05/09/202 0.0 $19k 194k 0.10
Hl Acquisitions Corp *w exp 06/21/202 0.0 $17k 49k 0.35
Hl Acquisitions Corp right 07/17/2023 0.0 $12k 49k 0.24
Tkk Symphony Acquisition Cor *w exp 02/20/202 0.0 $15k 255k 0.06
Alberton Acquisition Corp right 10/04/2020 0.0 $25k 116k 0.22
Longevity Acquisition Corp right 07/31/2020 0.0 $18k 100k 0.18
Edtechx Hldgs Acquisition Co *w exp 12/31/202 0.0 $30k 83k 0.36
Dd3 Acquisition Corp *w exp 10/20/202 0.0 $14k 31k 0.45
Amci Acquisition Corp *w exp 05/20/202 0.0 $27k 86k 0.32
Schultze Spl Purp Acqustn Co *w exp 12/31/202 0.0 $27k 70k 0.38
Tuscan Holdings Corp tuscan holdings corp-cw26 0.0 $12k 23k 0.52
Monocle Acquisition Corp monocle acquisition cor-cw24 0.0 $22k 30k 0.74
Andina Acquisition Corp-cw24 *w exp 07/31/202 0.0 $32k 167k 0.19
Wealthbridge Acquisition Ltd right 11/02/2023 0.0 $21k 64k 0.33
B Riley Principal Merger Corwt warrant and righ 0.0 $35k 43k 0.81
Rmg Acquisition Corp *w exp 02/21/202 0.0 $29k 48k 0.61
Landcadia Holdings Ii -cw warrants 0.0 $35k 51k 0.69
Gigcapital2 Inc right 02/28/2026 0.0 $32k 143k 0.22
Agba Acquisition Ltd-rights rights 0.0 $21k 125k 0.17
Pensare Acquisition Corp *w exp 07/27/202 0.0 $7.0k 21k 0.33
Big Rock Partners Acquisi Co *w exp 12/01/202 0.0 $11k 70k 0.16
Tottenham Acquisition I Ltd *w exp 05/06/202 0.0 $1.8k 37k 0.05
Tottenham Acquisition I Ltd right 06/05/2020 0.0 $5.9k 37k 0.16
Alacw Us 21 Nov 23 C11.5 w exp 04/26/202 0.0 $6.8k 114k 0.06
Loacw Us 31 Jul 25 C11.5 w exp 07/31/202 0.0 $11k 121k 0.09
Tenzing Acquisition Corp *w exp 02/23/202 0.0 $4.9k 54k 0.09
Wealthbridge Acquisition Ltd *w exp 01/31/202 0.0 $5.1k 64k 0.08
Bioceres Crop Solutions Corp bioceres crop solutions-cw25 0.0 $11k 69k 0.16
Proficient Alpha Acqustn Cor *w exp 04/30/202 (PAACW) 0.0 $5.1k 36k 0.14
Proficient Alpha Acqustn Cor right 04/30/2026 0.0 $6.1k 36k 0.17
Agba Acquisition Ltd -cw24 warrants 0.0 $6.2k 125k 0.05