Brooklyn Capital Management

Bulldog Investors as of Sept. 30, 2020

Portfolio Holdings for Bulldog Investors

Bulldog Investors holds 150 positions in its portfolio as reported in the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Brookfield Ppty Reit Inc Class A Units 22.8 $71M 866k 81.70
Central Securities (CET) 3.6 $11M 384k 28.99
Voya Prime Rate Trust sh ben int 3.2 $10M 2.3M 4.41
General American Investors (GAM) 3.2 $9.9M 290k 33.95
Western Asset Corporate Loan F 2.7 $8.4M 911k 9.26
Boulder Growth & Income Fund (STEW) 2.7 $8.4M 838k 10.00
Royce Global Value Tr (RGT) 2.7 $8.2M 672k 12.28
Source Capital 2.4 $7.3M 198k 36.85
Delaware Inv Mn Mun Inc Fd I 2.2 $6.7M 516k 13.00
Vertical Cap Income Fund shs ben int (CCIF) 2.0 $6.3M 638k 9.93
Churchill Capital 25 Uts Exp 08/04/25 units 2.0 $6.3M 631k 10.02
Taiwan Fund (TWN) 1.9 $6.0M 259k 23.03
Sutter Rock Cap Corp 1.6 $5.1M 469k 10.84
Ev Floating-rate Income Plus Common Stocks 1.6 $4.9M 347k 14.02
Dividend & Income Fund (BXSY) 1.6 $4.9M 533k 9.10
Yucaipa Acquisition Uts Units 1.5 $4.7M 460k 10.20
RMR Asia Pacific Real Estate Fund 1.4 $4.2M 469k 9.06
Galileo Acquisition Corp 1.3 $3.9M 393k 9.90
Legg Mason Bw Global Income (BWG) 1.2 $3.8M 334k 11.51
Vpc Impact Acquisition Hldgs Units 1.1 $3.5M 353k 10.00
Adams Express Company (ADX) 1.1 $3.4M 213k 16.21
Gigcapital3 Inc Unit Units 1.1 $3.3M 317k 10.35
Dfp Healthcare Acquisitions Corp Unit 1 Com Cl A & 1/4 Wt Exp Units 1.0 $3.3M 311k 10.45
Japan Smaller Capitalizaion Fund (JOF) 1.0 $3.2M 364k 8.67
Foley Trasimene Acquisition 1.0 $3.1M 307k 10.20
Go Acquisition Corp Unit Units 1.0 $3.1M 308k 10.08
Fg New Amer Acquisition Corp Unit Units 1.0 $3.1M 309k 10.01
E Merge Technology Acquisition Corp Unit Units 0.9 $2.7M 269k 10.08
Forum Merger Iii Corp Unit Units 0.8 $2.6M 251k 10.44
Juniper Indl Hldgs Units 0.8 $2.6M 224k 11.42
Amplitude Hlthcre Aqustin 0.8 $2.5M 248k 9.93
Proptech Acquisition Corp A 0.8 $2.4M 218k 11.13
Thunder Brdg Acquistion Ii L Cl A 0.8 $2.4M 234k 10.20
Garrison Capital 0.8 $2.4M 623k 3.82
Pivotal Acq Corp Ii 0.7 $2.3M 202k 11.53
PIONEER DIV HIGH INCOME TRUS COM Bene Inter 0.7 $2.2M 160k 13.51
Griffin Land & Nurseries 0.6 $1.9M 36k 53.45
MVC Capital 0.6 $1.9M 242k 7.81
Highcape Cap Acquisition Corp Unit Units 0.6 $1.8M 180k 10.12
Crescent Capital Bdc (CCAP) 0.6 $1.8M 143k 12.75
Nuveen Floating Rate Income Fund (JFR) 0.6 $1.8M 218k 8.31
Oaktree Acquisition Corp shs cl a 0.6 $1.8M 152k 11.75
Healthcare Merger Corp A 0.6 $1.8M 173k 10.15
Asa (ASA) 0.6 $1.7M 82k 21.28
Lionheart Acquisition Corp I Unit Units 0.5 $1.7M 170k 9.96
Software Acquisition Group I 0.5 $1.7M 170k 9.96
Nuveen Fltng Rte Incm Opp 0.5 $1.7M 203k 8.20
Finserv Acquisition Corp cl a 0.5 $1.6M 164k 10.03
Cf Fin Acquisition Corp 0.5 $1.6M 156k 10.40
Barings Bdc (BBDC) 0.5 $1.6M 198k 8.00
Broadstone Acquisition Corp Unit Units 0.5 $1.6M 157k 9.97
Hill International 0.5 $1.5M 1.2M 1.32
B Riley Principal Merger Cl A Ord 0.5 $1.5M 152k 10.01
Chp Merger Corp 0.5 $1.5M 145k 10.19
Gores Holdings Iv Inc Cl A 0.5 $1.4M 140k 10.31
Dmy Technology Group Inc A 0.4 $1.3M 102k 12.76
Spdr S&p 500 Etf (SPY) 0.4 $1.3M 3.9k 334.80
Apex Technology Acquisition Units 0.4 $1.3M 109k 11.80
Highland Global mf closed and mf open (HGLB) 0.4 $1.3M 205k 6.20
Japan Equity Fund ietf (JEQ) 0.4 $1.2M 149k 8.28
Live Oak Acquisition Corp Unit Units 0.4 $1.2M 111k 10.55
Fusion Acquisition Corp 0.4 $1.2M 119k 9.83
Village Super Market (VLGEA) 0.4 $1.2M 47k 24.61
Tortoise Pwr & Energy 0.4 $1.2M 137k 8.52
Apex Technology Acquisitn 0.4 $1.2M 109k 10.60
Haymaker Acquisitioncorp Ii Common Stocks 0.4 $1.2M 115k 10.00
Cc Neuberger Prin Hldgs Ii Units Units 0.3 $1.1M 105k 10.33
Horizon Acquisition Corp Unit Units 0.3 $1.1M 104k 10.40
Tegna (TGNA) 0.3 $1.1M 91k 11.75
Fs Kkr Capital Corp. Ii 0.3 $1.1M 72k 14.71
Aberdeen Chile Fund (AEF) 0.3 $1.0M 162k 6.48
Arclight Clean Transition Corp Unit Units 0.3 $1.0M 100k 10.04
Alussa Energy Acquisition A 0.3 $993k 100k 9.93
Schultze Special Purpose Acquisi Ord 0.3 $890k 88k 10.18
Flying Eagle Acquisition Cl A Ord 0.3 $885k 73k 12.16
Nuveen Sht Dur Cr Opp 0.3 $876k 71k 12.38
Sc Health Corp Unit 99/99/9999 Units 0.3 $831k 79k 10.56
New Ireland Fund 0.3 $827k 98k 8.41
Franklin Universal Trust (FT) 0.3 $780k 114k 6.82
Bowx Acquisition Corp Unit Units 0.2 $721k 70k 10.26
Petroleum & Res Corp Com cef (PEO) 0.2 $696k 71k 9.78
Gigcapital2 Acq Corp 0.2 $695k 68k 10.16
Howard Hughes 0.2 $691k 12k 57.58
Property Solutions Acquisition Units 0.2 $671k 67k 10.09
Pioneer Floating Rate Trust (PHD) 0.2 $636k 63k 10.09
Gores Holdings Iv In Uts Exp Units 0.2 $632k 59k 10.66
Aberdeen Asia-Pacific Income Fund 0.2 $616k 155k 3.99
Ascendant Digital Acquisitio 0.2 $526k 50k 10.52
Swiss Helvetia Fund (SWZ) 0.2 $515k 62k 8.27
First Eagle Senior Loan Fund Cpm 0.2 $475k 38k 12.40
THE GDL FUND Closed-End fund (GDL) 0.1 $431k 51k 8.38
DTF Tax Free Income (DTF) 0.1 $366k 25k 14.44
Trinity Pl Holdings (TPHS) 0.1 $319k 226k 1.41
High Income Secs Fd Shs Ben Int cef (PCF) 0.1 $318k 38k 8.34
Hennessy Cap Acqustion Corp Cl A 0.1 $293k 26k 11.14
Alussa Energy Acquis Utf Exp Units 0.1 $277k 27k 10.18
Holicity Units 0.1 $259k 25k 10.36
Dmy Technology Gr 27 Wts Warrants (DMTKW) 0.1 $242k 81k 3.00
Galileo Acquisiti 26 Wts Warrants Exp 10/31/26 Warrants 0.1 $233k 375k 0.62
Sc Health Corp Wtf Warrants Exp Warrants 0.1 $220k 220k 1.00
Royce Value Trust (RVT) 0.1 $211k 17k 12.63
Oaktree Acquisition Ii Uts Exp Units 0.1 $206k 20k 10.30
Capstar Special Purp Uts Unit 0.1 $204k 20k 10.20
Pivotal Investment Corp Ii Wts Warrants 0.1 $194k 53k 3.70
Proptech Acquisition Corp Wt Warrants 0.1 $187k 114k 1.64
Gigcapital2 Inc W Exp 02/28/202 Warrants 0.1 $175k 193k 0.91
Churchill Cap Corp Ii Wt Exp Warrants 0.1 $175k 82k 2.14
Oaktree Acquisition Warrants Warrants 0.1 $169k 58k 2.92
Healthcare Merger Corp Red Wts Warrants 0.0 $155k 87k 1.79
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $149k 14k 10.97
Flying Eagle Acqu 27 Wts Warrants 0.0 $134k 41k 3.25
Crescent Acquisition Corp Cl A Common Stocks 0.0 $126k 13k 10.08
Equus Total Return (EQS) 0.0 $111k 92k 1.21
Apex Technology Acquisition Corp Wt Warrants 0.0 $106k 54k 1.95
Fortress Value Acqui Uts Exp Units 0.0 $103k 10k 10.30
Amplitude Healthcare Acq Wts Warrants 0.0 $103k 92k 1.12
Rmg Acquisition Corp cl a 0.0 $102k 48k 2.14
Software Acquisit 26 Wts Warrants Exp 10/01/26 Warrants 0.0 $82k 85k 0.97
Tuscan Hldgs Corp Ii Warrants 0.0 $80k 178k 0.45
Intl Gnrl Insurance Hldngs Ltd Wt Ex Warrants 0.0 $79k 133k 0.60
Finserv Acquisition Corp Cl A Wts Warrants 0.0 $75k 82k 0.92
Legacy Acquisition Corp Wt Exp Exp 11/30/22 Warrants 0.0 $72k 134k 0.54
Trident Acquisitions Corp Warrants 0.0 $68k 184k 0.37
Fusion Acquisition Corp Wt Warrants 0.0 $65k 60k 1.09
Andina Acquisition Corp Iii Warrants 0.0 $65k 196k 0.33
Gigcapital2 Inc Right 02/28/2026 Rights 0.0 $64k 193k 0.33
Andina Acquisition Corp Iii Rights 0.0 $63k 198k 0.32
B Riley Prin Merger Corp Ii Wt Warrants 0.0 $60k 44k 1.35
Chp Merger Corp. 24 Wts Warrants 0.0 $59k 53k 1.12
Gores Hldgs Iv Inc Wt Warrants 0.0 $58k 35k 1.66
Rmg Acquisition Corp Warants 0.0 $47k 48k 0.99
D8 Hldgs Corp. 27 Wtf Warrants 0.0 $46k 65k 0.71
Acamar Partners Acquisition Corp Wt Warrants 0.0 $41k 37k 1.11
Agba Acquisition Ltd Wt 5/10/24 Warrants 0.0 $38k 118k 0.32
Cf Fin Acquisition Corp Red Wt Exp 04/30/25 Warrants 0.0 $34k 35k 0.97
Longevity Acquistion Corp Warrants 0.0 $30k 121k 0.25
Monocle Acquisition Corp Wt 6/12/2024 Warrants 0.0 $27k 55k 0.49
Agba Acquisition Ltd Rts Rights 0.0 $27k 118k 0.23
Haymaker Acquisitioncorp Ii Warrants 0.0 $25k 25k 0.99
Alberton Acquisition Corp Warrants 0.0 $24k 116k 0.21
Alberton Acquisition Corp Rights 0.0 $23k 116k 0.20
Schultze Spl Purp Acquisition Corp Wt Warrants 0.0 $21k 41k 0.51
Longevity Acquistion Corp Rights 0.0 $21k 100k 0.21
180 Degree Cap 0.0 $19k 10k 1.90
Tuscan Holdings C 26 Wts Warrants 0.0 $12k 23k 0.52
American Vrtual Cloud Tech WTS Warrants 0.0 $6.0k 21k 0.28
Kbl Merger Corp Iv-rts Rights 0.0 $3.0k 17k 0.18
Kbl Merger Corp Iv-cw22 Warrants 0.0 $3.0k 11k 0.27
Lion Group Hldg Ltd Wt Warrants 0.0 $3.0k 36k 0.08
Glry Str Nw Mdia 25 Wtf Warrants Warrants 0.0 $2.0k 42k 0.05