Brooklyn Capital Management

Bulldog Investors as of Dec. 31, 2020

Portfolio Holdings for Bulldog Investors

Bulldog Investors holds 154 positions in its portfolio as reported in the December 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Central Securities (CET) 4.6 $12M 381k 32.64
Voya Prime Rate Trust sh ben int 4.5 $12M 2.7M 4.47
General American Investors (GAM) 3.9 $11M 288k 37.19
Boulder Growth & Income Fund (STEW) 3.4 $9.3M 832k 11.14
Source Capital (SOR) 2.9 $7.9M 197k 39.91
Churchill Capital Iv Corp 2.6 $7.1M 713k 10.01
Sutter Rock Cap Corp (SSSS) 2.5 $6.7M 513k 13.09
Eaton Vance Fltg Rate In 2.3 $6.3M 405k 15.55
Vertical Cap Income Fund shs ben int (CCIF) 2.2 $6.1M 621k 9.84
Taiwan Fund (TWN) 2.1 $5.7M 223k 25.65
Ig Acquisition Corp Units 2.1 $5.7M 525k 10.81
Landcadia Holdings Iii Units 1.9 $5.2M 470k 11.17
Dividend & Income Fund (BXSY) 1.9 $5.1M 453k 11.25
Spartacus Acquisition Corp 1.7 $4.7M 463k 10.06
Yucaipa Acquisition Corp Units 1.7 $4.6M 451k 10.20
Yellowstone Acquisition Units 1.7 $4.6M 428k 10.65
Fg New Amer Acquisition Corp 1.6 $4.5M 438k 10.18
Cerberus Telecom Acq Uts Exp Units 1.6 $4.3M 401k 10.66
Churchill Capital Corp V Unit Units 1.5 $4.2M 400k 10.50
Barings Bdc (BBDC) 1.5 $4.0M 433k 9.20
Adams Express Company (ADX) 1.3 $3.6M 209k 17.29
Mudrick Capital Acqu Corp Ii Units 1.3 $3.6M 350k 10.31
Vpc Impact Acquisition Hldng 1.3 $3.5M 350k 10.08
Atlas Crest Invt Corp Unit Units 1.3 $3.5M 329k 10.56
Proptech Investment Corp Ii Units 1.2 $3.3M 315k 10.63
Dfp Healthcare Acquisit Cl A 1.2 $3.3M 307k 10.80
Horizon Acquisition Corp Units 1.2 $3.2M 304k 10.68
Go Acquisition Corp Units 1.2 $3.2M 301k 10.63
New Ireland Fund 1.2 $3.1M 303k 10.38
Griffin Land & Nurseries 1.2 $3.1M 50k 62.49
Forest Road Acquisition Corp Units 1.1 $3.1M 295k 10.50
Morgan Stanley Emerging Markets Debt (MSD) 1.1 $2.9M 316k 9.26
E Merge Technology Acquisition Units 1.0 $2.9M 268k 10.66
RMR Asia Pacific Real Estate Fund 1.0 $2.8M 268k 10.56
Live Oak Acquisition Corp Ii Units 1.0 $2.7M 250k 10.85
Cf Fin Acquisition Corp Iii Unit Units 1.0 $2.6M 245k 10.73
Capitol Invt Corp V Uts Exp Units 0.9 $2.6M 250k 10.30
Amplitude Hlthcre Aqustin 0.9 $2.5M 246k 10.01
Juniper Indl Hldgs 0.9 $2.4M 222k 10.71
Tortoise Pwr & Energy (TPZ) 0.9 $2.3M 211k 11.08
Edtechx Hldgs Acquisition Corp Ii Units 0.9 $2.3M 225k 10.32
Empower Units 0.8 $2.2M 211k 10.40
Nuveen Sht Dur Cr Opp 0.8 $2.1M 156k 13.36
Crescent Capital Bdc (CCAP) 0.8 $2.1M 143k 14.57
Legg Mason Bw Global Income (BWG) 0.7 $2.0M 161k 12.49
Highcape Cap Acqu 27 Uts Exp 09/30/27 Units 0.7 $1.9M 180k 10.32
Bowx Acquisition Cor Uts Exp Units 0.7 $1.8M 170k 10.70
Lionheart Acquisition Corp I Units 0.7 $1.8M 170k 10.41
DTF Tax Free Income (DTF) 0.7 $1.8M 119k 14.90
Altitude Acquisition Corp Unit Exp 113027 Units 0.6 $1.8M 170k 10.35
Nuveen Fltng Rte Incm Opp 0.6 $1.8M 203k 8.66
Cascade Acquistion Corp. Units 0.6 $1.7M 162k 10.45
Broadstone Acquisiti Utf Exp Units 0.6 $1.6M 157k 10.49
Templeton Global Income Fund (SABA) 0.6 $1.6M 294k 5.50
Ackrell Spac Part 26 Uts Exp 12/01/26 Units 0.6 $1.5M 150k 10.29
Chp Merger Corp 0.5 $1.5M 145k 10.26
PIONEER DIV HIGH INCOME TRUS COM Bene Inter (HNW) 0.5 $1.5M 102k 14.55
Cf Acquisition Co 27 Uts Exp 12/31/27 Units 0.5 $1.5M 144k 10.29
Dune Acquisition Corp Unit Units 0.5 $1.4M 140k 10.25
Fintech Acquisition Corp V Units 0.5 $1.4M 130k 10.67
Tpg Pace Tech Opportunities Units 0.5 $1.3M 116k 11.36
Aberdeen Chile Fund (AEF) 0.5 $1.3M 162k 8.16
Oaktree Acquisition Corp Ii Units 0.5 $1.3M 120k 10.71
Arclight Clean Transition Corp Unit Units 0.4 $1.2M 100k 11.90
Fs Kkr Capital Corp. Ii 0.4 $1.2M 72k 16.39
Seaport Global Acquisitn Cor 0.4 $1.2M 118k 10.02
Japan Smaller Capitalizaion Fund (JOF) 0.4 $1.2M 130k 9.04
Spdr S&p 500 Etf Tr Tr TR Unit (SPY) 0.4 $1.2M 3.1k 373.75
Hill International 0.4 $1.2M 602k 1.92
Atlas Crest Invt Corp 0.4 $1.1M 113k 10.06
Fusion Acquisition Corp 0.4 $1.1M 98k 11.30
Japan Equity Fund ietf (JEQ) 0.4 $1.1M 115k 9.45
7gc & Co Hldgs Units 0.4 $1.1M 100k 10.55
Ts Innovation Acquisitn Corp Units 0.4 $1.1M 100k 10.54
Village Super Market (VLGEA) 0.4 $1.0M 47k 22.05
Corner Growth Acquisition Co Unit Units (COOLU) 0.4 $1.0M 100k 10.45
Cc Neuberger Prin Hldgs Ii Units 0.4 $1.0M 105k 9.95
Nuveen Floating Rate Income Fund (JFR) 0.4 $1.0M 118k 8.74
Healthcare Services Acquisition Units 0.4 $1.0M 100k 10.22
Alussa Energy Acquisition A 0.4 $1.0M 100k 10.06
Highland Global mf closed and mf open (HGLB) 0.4 $952k 146k 6.53
Howard Hughes 0.3 $947k 12k 78.92
Apollo Tactical Income Fd In (AIF) 0.3 $863k 60k 14.48
First Eagle Senior Loan Fund Com New cef 0.3 $861k 62k 13.96
Sc Health Corp 0.3 $807k 79k 10.25
Apollo Sr Floating Rate Fd I (AFT) 0.3 $796k 55k 14.41
Portman Ridge Finance Ord 0.3 $766k 401k 1.91
Roman Dbdr Tech Acquisition 0.3 $758k 75k 10.11
Tegna (TGNA) 0.3 $726k 52k 13.95
Blue Wtr Acquisition Corp Unit Exp 083127 Units 0.3 $725k 70k 10.36
Spartacus Acquisition Corp Units Units 0.3 $710k 67k 10.58
Fg New Amer Acquisition Corp Units Units 0.2 $642k 61k 10.61
Seaport Global Acquisitn Cor Units Units 0.2 $639k 63k 10.22
Nexpoint Credit Strategies Fund (NXDT) 0.2 $612k 58k 10.53
Forum Merger Iii Corp A 0.2 $601k 44k 13.54
Gigcapital3 Warrants 0.2 $572k 164k 3.49
Swiss Helvetia Fund (SWZ) 0.2 $554k 62k 8.94
Motive Capital Corp Units 0.2 $527k 50k 10.54
Ascendant Digital Ac Uts Exp Units 0.2 $525k 50k 10.50
Scion Tech Growth I Units 0.2 $516k 50k 10.32
Fg New Amer Acquisition Corp Wts Warrants 0.1 $318k 219k 1.45
Harvest Cap Cr 0.1 $310k 41k 7.57
Galileo Acquisition Corp Wts Warrants 0.1 $305k 363k 0.84
Xl Fleet Corp Warrants 0.1 $299k 37k 8.11
Asa (ASA) 0.1 $298k 14k 21.84
Alussa Energy Acquis Utf Exp Units 0.1 $290k 27k 10.66
Trinity Pl Holdings (TPHS) 0.1 $278k 222k 1.25
Royce Value Trust (RVT) 0.1 $270k 17k 16.17
Nebula Caravel Acquisition C Units 0.1 $270k 25k 10.80
Eaton Vance Short Duration Diversified I (EVG) 0.1 $265k 21k 12.38
Holicity Units 0.1 $260k 25k 10.40
Golden Falcon Acquisition Corp Units 0.1 $260k 25k 10.40
Spartacus Acquisition Corp Wts Warrants 0.1 $259k 232k 1.12
Ventoux Ccm Acquisition Corp Units 0.1 $252k 24k 10.32
Gigcapital2 Inc Wts Warrants 0.1 $249k 127k 1.96
Gores Hldgs V Units 0.1 $241k 22k 10.77
Forum Merger Iii Corp Wt Exp Exp 08/24/27 Warrants 0.1 $237k 69k 3.46
Capstar Special Purp Uts Exp Units 0.1 $217k 20k 10.85
High Income Secs Fd Shs Ben Int cef (PCF) 0.1 $206k 24k 8.58
Gores Hldgs Iv Warrants 0.1 $205k 49k 4.15
Juniper Indl Hldgs Inc Wts Warrants 0.1 $205k 111k 1.84
Churchill Cap Corp Iv Wt Exp 08/04/25 Warrants 0.1 $200k 132k 1.52
Vpc Impact Acquisition Hldng Wts Warrants 0.1 $189k 175k 1.08
First Trust/Four Corners SFRI Fund II (FCT) 0.1 $158k 14k 11.63
Andina Acquisitio 25 Wtf Warrants Exp 10/01/25 Warrants 0.1 $153k 193k 0.79
Dfp Healthcare Acquisitns Corp Warrants 0.1 $150k 77k 1.95
Equus Total Return (EQS) 0.1 $143k 66k 2.16
Alberton Acquisit 25 Wts Warrants Exp 04/26/25 Warrants 0.1 $139k 116k 1.20
Crescent Acquisition Corp 0.0 $131k 13k 10.48
Amplitude Healthc 26 Wts Warrants Exp 12/01/26 Warrants 0.0 $131k 90k 1.45
Churchill Capital 24 Wts Warrants Exp 07/02/24 Warrants 0.0 $123k 63k 1.97
Galileo Acquisition Corp 0.0 $108k 11k 10.19
Gores Hldgs Vi Units Units 0.0 $106k 10k 10.60
Intl Gnrl Insurance Hldngs L Warrants 0.0 $105k 133k 0.79
Seaport Global Acquisitn Cor Wts Warrants 0.0 $90k 88k 1.02
Alberton Acquisit 21 Rts Rights Exp 04/26/21 Rights 0.0 $86k 116k 0.74
Gigcapital2 Inc Rts Rights 0.0 $80k 193k 0.41
Andina Acquisitio 25 Rtf Rights Exp 10/01/25 Rights 0.0 $74k 195k 0.38
180 Life Sciences Corp 0.0 $70k 26k 2.72
Chp Merger Corp Warrants 0.0 $68k 53k 1.30
D8 Hldgs Corp. 27 Wtf Warrants Exp 08/05/27 Warrants 0.0 $68k 65k 1.05
Agba Acquisition 24 Wtf Warrants Exp 05/10/24 Warrants 0.0 $59k 118k 0.50
Roman Dbdr Tech Acquisition Warrants 0.0 $46k 38k 1.23
Atlas Crest Invt Corp Wts Warrants 0.0 $46k 24k 1.91
Longevity Acquisition Corp Warrants 0.0 $41k 26k 1.56
Agba Acquisition Ltd Rtf Rights Exp Rights 0.0 $40k 118k 0.34
Multiplan Corp Warrants (MPLNW) 0.0 $25k 17k 1.47
180 Degree Cap 0.0 $22k 10k 2.20
Scienjoy Holding Corp (SJ) 0.0 $20k 2.3k 8.55
Greenland Technologies Hldg Warrants (GTECW) 0.0 $20k 25k 0.81
American Virtual 25 Wts Warrants Exp 04/07/25 Warrants 0.0 $10k 21k 0.47
180 Life Sciences 25 Wts Warrants Exp 11/07/25 Warrants (ATNFW) 0.0 $4.0k 11k 0.36
Lion Group Hldg Ltd Ads Wts Warrants (LGHLW) 0.0 $3.0k 31k 0.10
Glry Str Nw Mdia Wts Warrants (GSMGW) 0.0 $3.0k 42k 0.07