Carret Asset Management as of Sept. 30, 2012
Portfolio Holdings for Carret Asset Management
Carret Asset Management holds 290 positions in its portfolio as reported in the September 2012 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| International Business Machines (IBM) | 3.1 | $13M | 65k | 207.46 | |
| Exxon Mobil Corporation (XOM) | 3.0 | $13M | 144k | 91.45 | |
| Apple Computer | 2.6 | $11M | 17k | 667.10 | |
| Chevron Corporation (CVX) | 2.5 | $11M | 92k | 116.56 | |
| Johnson & Johnson (JNJ) | 2.4 | $11M | 153k | 68.91 | |
| General Electric Company | 2.4 | $11M | 464k | 22.71 | |
| JPMorgan Chase & Co. (JPM) | 2.0 | $8.6M | 213k | 40.48 | |
| ConocoPhillips (COP) | 1.8 | $7.7M | 135k | 57.18 | |
| E.I. du Pont de Nemours & Company | 1.7 | $7.5M | 149k | 50.27 | |
| Berkshire Hath-cl B | 1.7 | $7.3M | 83k | 88.20 | |
| Intel Corporation (INTC) | 1.7 | $7.3M | 321k | 22.66 | |
| Microsoft Corporation (MSFT) | 1.6 | $7.1M | 240k | 29.76 | |
| Procter & Gamble Company (PG) | 1.6 | $7.0M | 101k | 69.36 | |
| Pepsi (PEP) | 1.6 | $6.8M | 96k | 70.77 | |
| Abbott Laboratories | 1.4 | $6.0M | 88k | 68.56 | |
| At&t (T) | 1.4 | $5.9M | 156k | 37.70 | |
| EMC Corporation | 1.3 | $5.9M | 215k | 27.27 | |
| CVS Caremark Corporation (CVS) | 1.3 | $5.6M | 116k | 48.42 | |
| Verizon Communications (VZ) | 1.3 | $5.5M | 122k | 45.57 | |
| McDonald's Corporation (MCD) | 1.2 | $5.1M | 56k | 91.76 | |
| Wal-Mart Stores (WMT) | 1.2 | $5.2M | 70k | 73.80 | |
| Oracle Corporation (ORCL) | 1.2 | $5.1M | 163k | 31.46 | |
| Cisco Systems (CSCO) | 1.1 | $5.0M | 263k | 19.10 | |
| Dominion Resources (D) | 1.1 | $5.0M | 94k | 52.94 | |
| Southern Company (SO) | 1.1 | $4.9M | 106k | 46.09 | |
| Kraft Foods | 1.1 | $4.8M | 117k | 41.35 | |
| Vodafone | 1.1 | $4.7M | 164k | 28.50 | |
| Walt Disney Company (DIS) | 1.1 | $4.6M | 88k | 52.28 | |
| American Express | 1.1 | $4.6M | 81k | 56.85 | |
| Travelers Companies | 1.1 | $4.6M | 67k | 68.26 | |
| Target Corp | 1.0 | $4.5M | 71k | 63.47 | |
| D American Elec Pwr In C Com Stk Common Stock 0 | 1.0 | $4.3M | 97k | 43.94 | |
| Canadian Natl Ry (CNI) | 0.9 | $4.2M | 47k | 88.23 | |
| Church & Dwight (CHD) | 0.9 | $3.9M | 72k | 53.99 | |
| Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 0.9 | $3.8M | 60k | 63.21 | |
| Anadarko Pete Corp | 0.9 | $3.8M | 54k | 69.91 | |
| Carpenter Technology Corporation (CRS) | 0.9 | $3.8M | 72k | 52.31 | |
| Allstate Corp | 0.8 | $3.6M | 91k | 39.61 | |
| Comcast Corporation | 0.8 | $3.5M | 101k | 34.81 | |
| Berkshire Hathaway Inc-cl A cl a 0 | 0.8 | $3.5M | 26.00 | 132692.31 | |
| Home Depot (HD) | 0.8 | $3.4M | 57k | 60.37 | |
| Apache Corp Com Stk | 0.7 | $3.2M | 37k | 86.47 | |
| SYSCO Corporation (SYY) | 0.7 | $3.1M | 99k | 31.27 | |
| Novartis (NVS) | 0.7 | $3.0M | 49k | 61.26 | |
| United Technologies Corporation | 0.7 | $3.0M | 39k | 78.29 | |
| 3M Company (MMM) | 0.7 | $3.0M | 32k | 92.43 | |
| SPDR Gold Trust (GLD) | 0.6 | $2.8M | 16k | 171.88 | |
| Goldman Sachs (GS) | 0.6 | $2.7M | 23k | 113.66 | |
| Emerson Electric (EMR) | 0.6 | $2.6M | 55k | 48.27 | |
| Phillips 66 (PSX) | 0.6 | $2.6M | 56k | 46.37 | |
| Corning Incorporated (GLW) | 0.6 | $2.6M | 195k | 13.15 | |
| iShares S&P 100 Index (OEF) | 0.6 | $2.5M | 37k | 66.45 | |
| U.S. Bancorp (USB) | 0.5 | $2.4M | 69k | 34.30 | |
| Parker-Hannifin Corporation (PH) | 0.5 | $2.4M | 28k | 83.59 | |
| Comcast Corporation (CMCSA) | 0.5 | $2.1M | 60k | 35.75 | |
| Thermo Fisher Scientific (TMO) | 0.5 | $2.1M | 35k | 58.84 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.5 | $2.0M | 57k | 34.60 | |
| Harris Corporation | 0.5 | $2.0M | 39k | 51.22 | |
| Kimberly-Clark Corporation (KMB) | 0.4 | $1.9M | 23k | 85.76 | |
| MetLife (MET) | 0.4 | $1.9M | 56k | 34.45 | |
| Bhp Billitltd-sp | 0.4 | $1.9M | 28k | 68.62 | |
| Pfizer (PFE) | 0.4 | $1.8M | 71k | 24.84 | |
| Bristol Myers Squibb (BMY) | 0.4 | $1.8M | 52k | 33.75 | |
| 0.4 | $1.7M | 2.3k | 754.54 | ||
| Banco Itau Holding Financeira (ITUB) | 0.4 | $1.6M | 105k | 15.28 | |
| Medtronic | 0.3 | $1.5M | 36k | 43.11 | |
| Qualcomm (QCOM) | 0.3 | $1.5M | 25k | 62.45 | |
| Applied Materials | 0.3 | $1.5M | 137k | 11.16 | |
| Hartford Financial Services (HIG) | 0.3 | $1.5M | 77k | 19.44 | |
| Ezion Holdings | 0.3 | $1.5M | 1.4M | 1.10 | |
| Bangkok Expressway Pub-nvdr | 0.3 | $1.5M | 1.5M | 0.96 | |
| Wells Fargo & Company (WFC) | 0.3 | $1.4M | 41k | 34.54 | |
| Merck & Co (MRK) | 0.3 | $1.4M | 32k | 45.10 | |
| Hormel Foods Corporation (HRL) | 0.3 | $1.4M | 49k | 29.25 | |
| Thai Tap Water Supply - Nvdr | 0.3 | $1.4M | 5.8M | 0.25 | |
| Banco Santander (SAN) | 0.3 | $1.4M | 183k | 7.46 | |
| Royal Dutch Shell | 0.3 | $1.3M | 19k | 71.29 | |
| Marathon Oil Corporation (MRO) | 0.3 | $1.3M | 44k | 29.58 | |
| Deere & Company (DE) | 0.3 | $1.3M | 15k | 82.48 | |
| Schlumberger (SLB) | 0.3 | $1.3M | 18k | 72.33 | |
| Templeton Income Tr Glb Bd Adv mutual funds (TGBAX) | 0.3 | $1.3M | 95k | 13.35 | |
| Beijing Enterprises Hldgs | 0.3 | $1.3M | 188k | 6.67 | |
| FedEx Corporation (FDX) | 0.3 | $1.2M | 14k | 84.65 | |
| Teva Pharmaceutical Industries (TEVA) | 0.3 | $1.2M | 29k | 41.41 | |
| Oneok Partners | 0.3 | $1.2M | 20k | 59.51 | |
| Thai Union Frozen Prod-nvdr | 0.3 | $1.2M | 497k | 2.38 | |
| China State Construction Intl | 0.3 | $1.2M | 998k | 1.18 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.3 | $1.1M | 27k | 41.33 | |
| PNC Financial Services (PNC) | 0.3 | $1.1M | 18k | 63.10 | |
| Colgate-Palmolive Company (CL) | 0.3 | $1.1M | 11k | 107.25 | |
| Exelon Corporation (EXC) | 0.3 | $1.2M | 33k | 35.58 | |
| TICC Capital | 0.3 | $1.1M | 110k | 10.40 | |
| BANK NEW YORK MELLON Corp Com Stk | 0.3 | $1.2M | 51k | 22.62 | |
| Marathon Petroleum Corp (MPC) | 0.3 | $1.1M | 21k | 54.61 | |
| Honeywell International (HON) | 0.2 | $1.1M | 19k | 59.73 | |
| Aflac | 0.2 | $1.1M | 23k | 47.88 | |
| Geely Automobile Holdings | 0.2 | $1.1M | 2.8M | 0.38 | |
| Petroleo Brasileiro SA (PBR) | 0.2 | $1.1M | 46k | 22.93 | |
| D Automatic Data Proce Ssing Inc Common Stock 0 | 0.2 | $1.1M | 18k | 58.68 | |
| American Wtr Wks | 0.2 | $1.1M | 28k | 37.05 | |
| L-3 Communications Holdings | 0.2 | $996k | 14k | 71.73 | |
| Norfolk Southern (NSC) | 0.2 | $978k | 15k | 63.61 | |
| Health Care REIT | 0.2 | $946k | 16k | 57.75 | |
| Washington Real Estate Investment Trust (ELME) | 0.2 | $968k | 36k | 26.81 | |
| Alcoa | 0.2 | $964k | 109k | 8.86 | |
| Bk Of America Corp | 0.2 | $959k | 109k | 8.83 | |
| Chu Kong Petroleum & Natural | 0.2 | $979k | 2.6M | 0.37 | |
| Advanced Info Services Pub | 0.2 | $949k | 137k | 6.94 | |
| Visa (V) | 0.2 | $940k | 7.0k | 134.29 | |
| Agricultural Bank Of China | 0.2 | $916k | 2.3M | 0.39 | |
| Beijing Enterprises Water Grou | 0.2 | $904k | 3.8M | 0.24 | |
| SHAR Kerry Group Plc-a | 0.2 | $899k | 18k | 51.23 | |
| MasterCard Incorporated (MA) | 0.2 | $865k | 1.9k | 451.46 | |
| DENTSPLY International | 0.2 | $865k | 23k | 38.13 | |
| Newell Rubbermaid (NWL) | 0.2 | $885k | 46k | 19.09 | |
| Boeing | 0.2 | $871k | 13k | 69.62 | |
| Bombardier | 0.2 | $872k | 233k | 3.75 | |
| Yum! Brands (YUM) | 0.2 | $819k | 12k | 66.37 | |
| General Dynamics Corporation (GD) | 0.2 | $839k | 13k | 66.09 | |
| Baxter Intl Inc Com Stk | 0.2 | $819k | 14k | 60.29 | |
| iShares S&P India Nifty 50 Index Fund (INDY) | 0.2 | $820k | 33k | 24.55 | |
| Ameriprise Financial (AMP) | 0.2 | $767k | 14k | 56.66 | |
| Altria (MO) | 0.2 | $804k | 24k | 33.40 | |
| Walgreen Company | 0.2 | $785k | 22k | 36.45 | |
| Hershey Company (HSY) | 0.2 | $794k | 11k | 70.89 | |
| Weatherford International Lt reg | 0.2 | $805k | 64k | 12.69 | |
| iShares Russell Midcap Index Fund (IWR) | 0.2 | $801k | 7.2k | 110.79 | |
| Coca-Cola Company (KO) | 0.2 | $738k | 20k | 37.94 | |
| Philip Morris International (PM) | 0.2 | $764k | 8.5k | 89.99 | |
| Kinder Morgan Energy Partners | 0.2 | $757k | 9.2k | 82.49 | |
| Motor Sich Jsc Spon Gdr Reg S | 0.2 | $728k | 28k | 25.69 | |
| Macquarie Infrastructure Company | 0.2 | $711k | 17k | 41.46 | |
| iShares MSCI Hong Kong Index Fund (EWH) | 0.2 | $691k | 38k | 18.21 | |
| Camden Property Trust (CPT) | 0.2 | $689k | 11k | 64.45 | |
| Ashland | 0.2 | $721k | 10k | 71.60 | |
| Vivendi Sa | 0.2 | $714k | 37k | 19.51 | |
| Supalai Public Company Nvdr | 0.2 | $694k | 1.1M | 0.64 | |
| Xylem (XYL) | 0.2 | $683k | 27k | 25.17 | |
| Johnson Controls | 0.1 | $653k | 24k | 27.39 | |
| Royal Dutch Shell | 0.1 | $664k | 9.6k | 69.46 | |
| Illinois Tool Works (ITW) | 0.1 | $661k | 11k | 59.50 | |
| BECTON DICKINSON & CO Com Stk | 0.1 | $642k | 8.2k | 78.52 | |
| Ametek | 0.1 | $638k | 18k | 35.44 | |
| First Eagle Global A (SGENX) | 0.1 | $637k | 13k | 49.51 | |
| Electricity Generating Public | 0.1 | $642k | 157k | 4.09 | |
| China Automation Group | 0.1 | $640k | 3.2M | 0.20 | |
| Greif (GEF) | 0.1 | $610k | 14k | 44.20 | |
| Nike (NKE) | 0.1 | $592k | 6.2k | 94.87 | |
| Enterprise Products Partners (EPD) | 0.1 | $609k | 11k | 53.56 | |
| Avnet | 0.1 | $624k | 22k | 29.09 | |
| Zoomlion Heavy Industry-h | 0.1 | $635k | 557k | 1.14 | |
| Chubb Corporation | 0.1 | $561k | 7.4k | 76.33 | |
| Principal Financial (PFG) | 0.1 | $570k | 21k | 26.92 | |
| Stanley Black & Decker (SWK) | 0.1 | $567k | 7.4k | 76.26 | |
| Diageo (DEO) | 0.1 | $552k | 4.9k | 112.79 | |
| Chesapeake Energy Corporation | 0.1 | $579k | 31k | 18.86 | |
| Suncor Energy (SU) | 0.1 | $560k | 17k | 32.84 | |
| Vanguard Value ETF (VTV) | 0.1 | $549k | 9.4k | 58.67 | |
| Telefonica Brasil Sa | 0.1 | $554k | 26k | 21.76 | |
| Duke Energy (DUK) | 0.1 | $569k | 8.8k | 64.82 | |
| Dow Chemical Company | 0.1 | $547k | 19k | 28.95 | |
| General Mills (GIS) | 0.1 | $523k | 13k | 39.85 | |
| Lowe's Companies (LOW) | 0.1 | $546k | 18k | 30.25 | |
| iShares Russell 2000 Index (IWM) | 0.1 | $536k | 6.4k | 83.42 | |
| West China Cement | 0.1 | $508k | 2.8M | 0.18 | |
| Zte Corp | 0.1 | $536k | 335k | 1.60 | |
| Citigroup (C) | 0.1 | $532k | 16k | 32.72 | |
| Waste Management (WM) | 0.1 | $486k | 15k | 32.05 | |
| Spectra Energy | 0.1 | $485k | 17k | 29.39 | |
| Plum Creek Timber | 0.1 | $474k | 11k | 43.80 | |
| Singapore Airport Terminal Ser | 0.1 | $490k | 225k | 2.18 | |
| Wu Mart Stores | 0.1 | $500k | 336k | 1.49 | |
| Asian Property Development Pub | 0.1 | $473k | 1.6M | 0.29 | |
| Metlife Inc 5% 10/0/14 Conv Pr cv prf | 0.1 | $499k | 7.2k | 69.16 | |
| Lingkaran Trans Kota Holdings | 0.1 | $503k | 384k | 1.31 | |
| Sydney Airport | 0.1 | $477k | 145k | 3.28 | |
| Tiffany & Co. | 0.1 | $447k | 7.2k | 61.85 | |
| Cenovus Energy (CVE) | 0.1 | $435k | 13k | 34.87 | |
| F.N.B. Corporation (FNB) | 0.1 | $457k | 41k | 11.21 | |
| TWEEDY BROWNE GLOBAL Value Fund fund (TBGVX) | 0.1 | $430k | 17k | 24.65 | |
| Bed Bath & Beyond | 0.1 | $446k | 7.1k | 62.95 | |
| Dr Pepper Snapple Group | 0.1 | $433k | 9.7k | 44.50 | |
| Vale | 0.1 | $451k | 25k | 17.90 | |
| Progressive Corporation (PGR) | 0.1 | $388k | 19k | 20.75 | |
| India Fund (IFN) | 0.1 | $385k | 17k | 23.27 | |
| Spdr S&p 500 Etf (SPY) | 0.1 | $414k | 2.9k | 144.00 | |
| Koninklijke Philips Electronics NV (PHG) | 0.1 | $390k | 17k | 23.47 | |
| Nextera Energy (NEE) | 0.1 | $387k | 5.5k | 70.25 | |
| Sap (SAP) | 0.1 | $374k | 5.3k | 71.24 | |
| Aqua America | 0.1 | $375k | 15k | 24.75 | |
| FirstMerit Corporation | 0.1 | $387k | 26k | 14.69 | |
| Kayne Anderson Energy Total Return Fund | 0.1 | $376k | 14k | 27.65 | |
| United Tractors | 0.1 | $389k | 179k | 2.17 | |
| Malaysia Airports Holdings Ber | 0.1 | $408k | 224k | 1.82 | |
| 7 Days Group Holdings | 0.1 | $337k | 29k | 11.61 | |
| Western Union Company (WU) | 0.1 | $349k | 19k | 18.21 | |
| Consolidated Edison (ED) | 0.1 | $341k | 5.7k | 59.93 | |
| KBR (KBR) | 0.1 | $361k | 12k | 29.81 | |
| Mylan | 0.1 | $358k | 15k | 24.40 | |
| Aetna | 0.1 | $358k | 9.1k | 39.56 | |
| Telefonica (TEF) | 0.1 | $368k | 28k | 13.27 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.1 | $364k | 9.2k | 39.62 | |
| Xcel Energy (XEL) | 0.1 | $360k | 13k | 27.72 | |
| Flextronics International Ltd Com Stk (FLEX) | 0.1 | $347k | 58k | 6.00 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 0.1 | $357k | 9.0k | 39.84 | |
| iShares MSCI Australia Index Fund (EWA) | 0.1 | $363k | 15k | 23.82 | |
| H&Q Healthcare Investors | 0.1 | $350k | 19k | 18.37 | |
| INVESTMENT Lianhua Supermarket Holdings | 0.1 | $349k | 442k | 0.79 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $288k | 8.9k | 32.45 | |
| GlaxoSmithKline | 0.1 | $325k | 7.0k | 46.17 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $297k | 3.5k | 86.09 | |
| Texas Instruments Incorporated (TXN) | 0.1 | $289k | 11k | 27.52 | |
| iShares S&P 500 Index (IVV) | 0.1 | $310k | 2.1k | 144.52 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.1 | $290k | 5.5k | 52.91 | |
| Bp Plc-spons | 0.1 | $302k | 7.1k | 42.30 | |
| Vornado Realty Trust (VNO) | 0.1 | $311k | 3.8k | 81.18 | |
| Calpine Corporation | 0.1 | $292k | 17k | 17.28 | |
| Lam Research Corporation (LRCX) | 0.1 | $305k | 9.6k | 31.77 | |
| Fulton Financial (FULT) | 0.1 | $312k | 32k | 9.86 | |
| Barrick Gold Corp | 0.1 | $301k | 7.2k | 41.81 | |
| Allergan Inc Com Stk | 0.1 | $324k | 3.5k | 91.65 | |
| WisdomTree Dreyfus Chinese Yuan | 0.1 | $325k | 13k | 25.39 | |
| Third Avenue Value | 0.1 | $310k | 6.4k | 48.67 | |
| Schwab Select Small Cap Index (SWSSX) | 0.1 | $327k | 15k | 21.73 | |
| China Lilang | 0.1 | $300k | 565k | 0.53 | |
| China Minzhong Food | 0.1 | $290k | 440k | 0.66 | |
| Eaton Vance Ser Tr Ii instl cl (EIBIX) | 0.1 | $297k | 50k | 5.92 | |
| Ensco Plc Shs Class A | 0.1 | $296k | 5.4k | 54.62 | |
| Columbia Us Gov Mortgage-z | 0.1 | $296k | 51k | 5.77 | |
| Harley-Davidson (HOG) | 0.1 | $250k | 5.9k | 42.37 | |
| International Paper Company (IP) | 0.1 | $258k | 7.1k | 36.38 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $282k | 3.0k | 93.22 | |
| Ship Finance Intl | 0.1 | $252k | 16k | 15.75 | |
| iShares MSCI Japan Index | 0.1 | $271k | 30k | 9.19 | |
| Landauer | 0.1 | $274k | 4.6k | 59.69 | |
| Plains All American Pipeline (PAA) | 0.1 | $251k | 2.9k | 88.07 | |
| iShares Russell 1000 Growth Index (IWF) | 0.1 | $243k | 3.7k | 66.58 | |
| Dodge & Cox Fds Intl Stk Fd mutual funds | 0.1 | $255k | 7.9k | 32.41 | |
| Vanguard FTSE All-World ex-US ETF (VEU) | 0.1 | $259k | 6.0k | 42.89 | |
| China Railway Construction | 0.1 | $284k | 316k | 0.90 | |
| Acorn International Fund | 0.1 | $242k | 6.1k | 39.81 | |
| Hyflux Ltd. Ordinary Shares | 0.1 | $249k | 219k | 1.14 | |
| Molycorp, Inc. pfd conv ser a | 0.1 | $274k | 6.1k | 44.84 | |
| Yangzijiang Shipbuilding | 0.1 | $255k | 319k | 0.80 | |
| Beam | 0.1 | $275k | 4.8k | 57.59 | |
| Caterpillar (CAT) | 0.1 | $231k | 2.7k | 85.87 | |
| Via | 0.1 | $229k | 4.3k | 53.48 | |
| Cerner Corporation | 0.1 | $240k | 3.1k | 77.42 | |
| Cummins (CMI) | 0.1 | $203k | 2.2k | 92.27 | |
| Ryder System (R) | 0.1 | $205k | 5.3k | 39.05 | |
| Nokia Corporation (NOK) | 0.1 | $232k | 90k | 2.57 | |
| Unum (UNM) | 0.1 | $240k | 13k | 19.24 | |
| Halliburton Company (HAL) | 0.1 | $209k | 6.2k | 33.71 | |
| Sanofi-Aventis SA (SNY) | 0.1 | $202k | 4.7k | 42.98 | |
| ConAgra Foods (CAG) | 0.1 | $201k | 7.3k | 27.53 | |
| Koppers Holdings (KOP) | 0.1 | $220k | 6.3k | 34.92 | |
| EastGroup Properties (EGP) | 0.1 | $239k | 4.5k | 53.12 | |
| Northwest Natural Gas | 0.1 | $219k | 4.5k | 49.15 | |
| Vanguard Dividend Appreciation ETF (VIG) | 0.1 | $204k | 3.4k | 59.82 | |
| Axa -spons | 0.1 | $219k | 15k | 14.91 | |
| Dalian Port | 0.1 | $199k | 996k | 0.20 | |
| Vanguard Star Fd Sh Ben Int (VGSTX) | 0.1 | $200k | 9.7k | 20.63 | |
| Uam Fpa Crescent Inst Shares op end (FPACX) | 0.1 | $202k | 7.0k | 28.78 | |
| Neuberger Berman Large Cap Dis | 0.1 | $211k | 27k | 7.90 | |
| Prudential Jenn Eqty Oppor-z (PJGZX) | 0.1 | $229k | 14k | 15.86 | |
| Express Scripts Holding | 0.1 | $204k | 3.3k | 62.65 | |
| American Centy Mut Fds Growth | 0.1 | $230k | 8.1k | 28.47 | |
| Petrobras Energia Participaciones SA | 0.0 | $174k | 19k | 9.18 | |
| Annaly C | 0.0 | $178k | 11k | 16.86 | |
| Artio International Eqy Ii-i | 0.0 | $161k | 16k | 10.33 | |
| Jpmorgan Tr I Interm mutual | 0.0 | $193k | 17k | 11.43 | |
| Wells Fargo Advantage Tot Ret | 0.0 | $158k | 12k | 13.72 | |
| Macquarie Intl Infra Fund | 0.0 | $175k | 365k | 0.48 | |
| Ford Motor Company (F) | 0.0 | $133k | 14k | 9.85 | |
| Nuveen Equity Premium Income Fund (BXMX) | 0.0 | $140k | 11k | 12.58 | |
| Ytl Power International Bhd | 0.0 | $113k | 210k | 0.54 | |
| First Connecticut | 0.0 | $135k | 10k | 13.50 | |
| MFS Intermediate Income Trust (MIN) | 0.0 | $71k | 11k | 6.40 | |
| ING Groep (ING) | 0.0 | $101k | 13k | 7.89 | |
| L&L Energy | 0.0 | $96k | 55k | 1.75 | |
| Neuberger Berman Real Estate Sec (NRO) | 0.0 | $90k | 19k | 4.70 | |
| Fortune Real Estate Investment | 0.0 | $103k | 135k | 0.76 | |
| Corporacion Geo Sab De Cv | 0.0 | $102k | 83k | 1.23 | |
| TeleCommunication Systems | 0.0 | $22k | 10k | 2.20 | |
| Lightbridge Corporation | 0.0 | $35k | 17k | 2.05 | |
| China Communications Construct | 0.0 | $36k | 45k | 0.80 | |
| Pacific Basin Shipping | 0.0 | $51k | 112k | 0.46 | |
| Bombardier Inc Cl B Sub-vtg | 0.0 | $41k | 11k | 3.73 | |
| Aethlon Medical | 0.0 | $1.0k | 10k | 0.10 | |
| Luxeyard | 0.0 | $2.0k | 12k | 0.17 |
