Catawba Capital Management as of March 31, 2011
Portfolio Holdings for Catawba Capital Management
Catawba Capital Management holds 224 positions in its portfolio as reported in the March 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Cenovus Energy (CVE) | 2.0 | $6.8M | 174k | 39.38 | |
| Noble Corporation Com Stk | 2.0 | $6.8M | 149k | 45.62 | |
| Harbor Fd Intl Fd mutual funds (HAINX) | 2.0 | $6.8M | 108k | 63.03 | |
| National-Oilwell Var | 1.9 | $6.7M | 85k | 79.27 | |
| International Business Machines (IBM) | 1.9 | $6.7M | 41k | 163.08 | |
| Rowe T Price Intl Fds Emerg Mk (PRMSX) | 1.9 | $6.8M | 190k | 35.53 | |
| CVS Caremark Corporation (CVS) | 1.7 | $5.8M | 169k | 34.32 | |
| Union Pacific Corporation (UNP) | 1.7 | $5.7M | 58k | 98.33 | |
| Walt Disney Company (DIS) | 1.5 | $5.2M | 121k | 43.09 | |
| Chubb Corporation | 1.5 | $5.1M | 83k | 61.31 | |
| Pfizer (PFE) | 1.4 | $4.9M | 243k | 20.31 | |
| Chevron Corporation (CVX) | 1.4 | $4.9M | 45k | 107.48 | |
| Target Corporation (TGT) | 1.4 | $4.8M | 96k | 50.01 | |
| E.I. du Pont de Nemours & Company | 1.4 | $4.7M | 85k | 54.97 | |
| Schlumberger (SLB) | 1.3 | $4.6M | 50k | 93.25 | |
| WellPoint | 1.3 | $4.6M | 66k | 69.79 | |
| General Electric Company | 1.3 | $4.5M | 226k | 20.05 | |
| Devon Energy Corporation (DVN) | 1.3 | $4.5M | 49k | 91.76 | |
| BB&T Corporation | 1.3 | $4.4M | 162k | 27.45 | |
| T. Rowe Price (TROW) | 1.2 | $4.3M | 65k | 66.42 | |
| Baxter International (BAX) | 1.2 | $4.3M | 80k | 53.78 | |
| Family Dollar Stores | 1.2 | $4.2M | 82k | 51.32 | |
| Microsoft Corporation (MSFT) | 1.2 | $4.1M | 163k | 25.39 | |
| Apple (AAPL) | 1.2 | $4.1M | 12k | 348.48 | |
| Johnson & Johnson (JNJ) | 1.2 | $4.1M | 69k | 59.25 | |
| Wells Fargo & Company (WFC) | 1.2 | $4.1M | 129k | 31.71 | |
| Hewlett-Packard Company | 1.2 | $4.1M | 100k | 40.97 | |
| Procter & Gamble Company (PG) | 1.1 | $4.0M | 65k | 61.60 | |
| Fluor Corporation (FLR) | 1.1 | $3.8M | 52k | 73.67 | |
| Zimmer Holdings (ZBH) | 1.1 | $3.7M | 62k | 60.53 | |
| ConocoPhillips (COP) | 1.1 | $3.7M | 47k | 79.87 | |
| Cisco Systems (CSCO) | 1.0 | $3.5M | 203k | 17.15 | |
| Pepsi (PEP) | 1.0 | $3.4M | 53k | 64.42 | |
| Nike (NKE) | 1.0 | $3.3M | 44k | 75.70 | |
| McDermott International | 1.0 | $3.3M | 131k | 25.39 | |
| Lockheed Martin Corporation (LMT) | 0.9 | $3.3M | 41k | 80.40 | |
| Exelon Corporation (EXC) | 0.9 | $3.2M | 78k | 41.24 | |
| Intel Corporation (INTC) | 0.9 | $3.2M | 159k | 20.18 | |
| Danaher Corporation (DHR) | 0.9 | $3.1M | 61k | 51.90 | |
| FedEx Corporation (FDX) | 0.9 | $3.1M | 33k | 93.54 | |
| Encana Corp | 0.9 | $3.1M | 89k | 34.53 | |
| Kennametal (KMT) | 0.9 | $3.0M | 76k | 39.00 | |
| Laboratory Corp. of America Holdings | 0.8 | $3.0M | 32k | 92.12 | |
| Teva Pharmaceutical Industries (TEVA) | 0.8 | $2.9M | 58k | 50.17 | |
| Best Buy (BBY) | 0.8 | $2.9M | 100k | 28.72 | |
| Verizon Communications (VZ) | 0.8 | $2.9M | 75k | 38.53 | |
| Oneok Partners | 0.8 | $2.8M | 34k | 82.34 | |
| Exxon Mobil Corporation (XOM) | 0.8 | $2.7M | 33k | 84.13 | |
| At&t (T) | 0.8 | $2.7M | 88k | 30.61 | |
| Staples | 0.8 | $2.7M | 138k | 19.42 | |
| Boeing Company (BA) | 0.8 | $2.6M | 35k | 73.94 | |
| Enterprise Products Partners (EPD) | 0.8 | $2.6M | 60k | 43.05 | |
| Waste Management (WM) | 0.7 | $2.6M | 69k | 37.34 | |
| Tyco International Ltd S hs | 0.7 | $2.5M | 57k | 44.78 | |
| Duke Energy Corporation | 0.7 | $2.5M | 137k | 18.15 | |
| Range Resources (RRC) | 0.7 | $2.4M | 42k | 58.46 | |
| Becton, Dickinson and (BDX) | 0.7 | $2.4M | 30k | 79.63 | |
| Oracle Corporation (ORCL) | 0.7 | $2.4M | 72k | 33.43 | |
| Suncor Energy (SU) | 0.7 | $2.3M | 50k | 44.84 | |
| L-3 Communications Holdings | 0.6 | $2.2M | 28k | 78.30 | |
| Health Care REIT | 0.6 | $2.2M | 42k | 52.45 | |
| Babcock & Wilcox | 0.6 | $2.2M | 66k | 33.39 | |
| Nucor Corporation (NUE) | 0.6 | $2.2M | 47k | 46.03 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.6 | $2.1M | 39k | 55.54 | |
| ITT Corporation | 0.6 | $2.2M | 36k | 60.05 | |
| Potash Corp. Of Saskatchewan I | 0.6 | $2.0M | 34k | 58.92 | |
| SYSCO Corporation (SYY) | 0.6 | $2.0M | 72k | 27.69 | |
| 3M Company (MMM) | 0.6 | $2.0M | 21k | 93.51 | |
| United Technologies Corporation | 0.6 | $1.9M | 22k | 84.64 | |
| Chesapeake Energy Corporation | 0.6 | $1.9M | 57k | 33.52 | |
| Lowe's Companies (LOW) | 0.5 | $1.9M | 71k | 26.44 | |
| Kimberly-Clark Corporation (KMB) | 0.5 | $1.8M | 28k | 65.28 | |
| Honeywell International (HON) | 0.5 | $1.8M | 30k | 59.71 | |
| MasterCard Incorporated (MA) | 0.5 | $1.8M | 7.1k | 251.73 | |
| JPMorgan Chase & Co. (JPM) | 0.5 | $1.7M | 38k | 46.11 | |
| Plum Creek Timber | 0.5 | $1.7M | 39k | 43.60 | |
| Kinder Morgan Energy Partners | 0.5 | $1.7M | 23k | 74.08 | |
| Bristol Myers Squibb (BMY) | 0.5 | $1.6M | 61k | 26.43 | |
| Southern Company (SO) | 0.5 | $1.6M | 42k | 38.10 | |
| Buckeye Partners | 0.5 | $1.6M | 25k | 63.55 | |
| Norfolk Southern (NSC) | 0.5 | $1.6M | 23k | 69.25 | |
| Abbott Laboratories (ABT) | 0.4 | $1.5M | 31k | 49.05 | |
| iShares Silver Trust (SLV) | 0.4 | $1.5M | 41k | 36.76 | |
| Dover Corporation (DOV) | 0.4 | $1.5M | 23k | 65.74 | |
| Philip Morris International (PM) | 0.4 | $1.4M | 21k | 65.65 | |
| Boardwalk Pipeline Partners | 0.4 | $1.2M | 38k | 32.65 | |
| Permian Basin Royalty Trust (PBT) | 0.3 | $1.2M | 55k | 21.83 | |
| Suntrust Banks Inc $1.00 Par Cmn | 0.3 | $1.1M | 40k | 28.84 | |
| Novartis (NVS) | 0.3 | $1.2M | 21k | 54.33 | |
| Vanguard Windsor Fund Ii mut (VWNFX) | 0.3 | $1.1M | 42k | 27.35 | |
| Plains All American Pipeline (PAA) | 0.3 | $1.1M | 18k | 63.73 | |
| Central Fd Cda Ltd cl a | 0.3 | $1.1M | 49k | 22.38 | |
| Merck & Co (MRK) | 0.3 | $1.1M | 33k | 33.01 | |
| Darden Restaurants (DRI) | 0.3 | $1.0M | 21k | 49.11 | |
| Stanley Black & Decker (SWK) | 0.3 | $979k | 13k | 76.59 | |
| CenturyLink | 0.3 | $929k | 22k | 41.54 | |
| Gilead Sciences (GILD) | 0.3 | $905k | 21k | 42.45 | |
| Central Gold-Trust | 0.2 | $878k | 16k | 54.35 | |
| Cracker Barrel Old Country Store (CBRL) | 0.2 | $847k | 17k | 49.12 | |
| Enbridge Energy Partners | 0.2 | $843k | 13k | 64.65 | |
| Udr (UDR) | 0.2 | $822k | 34k | 24.36 | |
| Rowe T Price Small-cap Value F (PRSVX) | 0.2 | $840k | 22k | 38.94 | |
| Eli Lilly & Co. (LLY) | 0.2 | $781k | 22k | 35.16 | |
| American Electric Power Company (AEP) | 0.2 | $796k | 23k | 35.13 | |
| Companhia de Bebidas das Americas | 0.2 | $773k | 27k | 28.31 | |
| AFLAC Incorporated (AFL) | 0.2 | $769k | 15k | 52.79 | |
| Pride International | 0.2 | $779k | 18k | 42.96 | |
| Natural Resource Partners | 0.2 | $759k | 22k | 35.06 | |
| HCP | 0.2 | $773k | 20k | 37.94 | |
| Harbor Fd Intl Fd Inv Cl mutual funds | 0.2 | $747k | 12k | 62.37 | |
| PNC Financial Services (PNC) | 0.2 | $729k | 12k | 63.03 | |
| Alliance Resource Partners (ARLP) | 0.2 | $723k | 8.9k | 81.45 | |
| Cephalon | 0.2 | $685k | 9.0k | 76.11 | |
| Raytheon Company | 0.2 | $695k | 14k | 50.88 | |
| Royal Dutch Shell | 0.2 | $693k | 9.5k | 72.82 | |
| Texas Instruments Incorporated (TXN) | 0.2 | $697k | 20k | 34.58 | |
| Federal Realty Inv. Trust | 0.2 | $693k | 8.5k | 81.53 | |
| Consolidated Edison (ED) | 0.2 | $646k | 13k | 50.75 | |
| Alcoa | 0.2 | $654k | 37k | 17.65 | |
| Time Warner | 0.2 | $634k | 18k | 35.67 | |
| Berkshire Hathaway (BRK.B) | 0.2 | $635k | 7.6k | 83.64 | |
| Diageo (DEO) | 0.2 | $636k | 8.3k | 76.26 | |
| Energy Transfer Partners | 0.2 | $613k | 12k | 51.77 | |
| Dominion Resources (D) | 0.2 | $603k | 14k | 44.67 | |
| Lincare Holdings | 0.2 | $583k | 20k | 29.67 | |
| Illinois Tool Works (ITW) | 0.2 | $572k | 11k | 53.68 | |
| SPDR Gold Trust (GLD) | 0.2 | $588k | 4.2k | 139.83 | |
| NuStar Energy | 0.2 | $600k | 8.8k | 67.86 | |
| TC Pipelines | 0.2 | $593k | 11k | 51.99 | |
| Fidelity Contra (FCNTX) | 0.2 | $576k | 8.1k | 71.04 | |
| Emerson Electric (EMR) | 0.2 | $569k | 9.7k | 58.41 | |
| Steel Dynamics (STLD) | 0.2 | $542k | 29k | 18.78 | |
| Prin Protected Notes Of Pref T | 0.2 | $567k | 1.0M | 0.55 | |
| Caterpillar (CAT) | 0.1 | $521k | 4.7k | 111.44 | |
| American Eagle Outfitters (AEO) | 0.1 | $504k | 32k | 15.89 | |
| Arch Coal | 0.1 | $526k | 15k | 36.04 | |
| Colgate-Palmolive Company (CL) | 0.1 | $514k | 6.4k | 80.75 | |
| Ingersoll-rand Co Ltd-cl A | 0.1 | $515k | 11k | 48.36 | |
| Coca-Cola Company (KO) | 0.1 | $483k | 7.3k | 66.37 | |
| Northrop Grumman Corporation (NOC) | 0.1 | $491k | 7.8k | 62.65 | |
| Spectra Energy | 0.1 | $501k | 18k | 27.19 | |
| Limited Brands | 0.1 | $477k | 15k | 32.89 | |
| Hershey Company (HSY) | 0.1 | $485k | 8.9k | 54.40 | |
| J.M. Smucker Company (SJM) | 0.1 | $482k | 6.8k | 71.32 | |
| Peabody Energy Corporation | 0.1 | $435k | 6.1k | 71.90 | |
| Newmont Mining Corporation (NEM) | 0.1 | $450k | 8.3k | 54.55 | |
| Canadian Natural Resources (CNQ) | 0.1 | $456k | 9.2k | 49.40 | |
| Magellan Midstream Partners | 0.1 | $460k | 7.7k | 59.90 | |
| Templeton Global Income Fund | 0.1 | $445k | 43k | 10.48 | |
| Covidien | 0.1 | $459k | 8.8k | 51.92 | |
| Amgen (AMGN) | 0.1 | $408k | 7.6k | 53.45 | |
| Suburban Propane Partners (SPH) | 0.1 | $415k | 7.4k | 56.46 | |
| iShares Russell Midcap Index Fund (IWR) | 0.1 | $421k | 3.9k | 109.07 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 0.1 | $400k | 4.4k | 91.85 | |
| Enerplus Corp | 0.1 | $426k | 14k | 31.65 | |
| Prin Protected Notes Of Pref T | 0.1 | $423k | 756k | 0.56 | |
| T. Rowe Price Intl (PRITX) | 0.1 | $421k | 29k | 14.54 | |
| U.S. Bancorp (USB) | 0.1 | $378k | 14k | 26.41 | |
| Marathon Oil Corporation (MRO) | 0.1 | $386k | 7.2k | 53.33 | |
| KLA-Tencor Corporation (KLAC) | 0.1 | $398k | 8.4k | 47.27 | |
| RGC Resources (RGCO) | 0.1 | $365k | 11k | 34.19 | |
| American Balanced (ABALX) | 0.1 | $372k | 20k | 18.64 | |
| Time Warner Cable | 0.1 | $353k | 4.9k | 71.33 | |
| Teekay Lng Partners | 0.1 | $361k | 8.8k | 41.00 | |
| WGL Holdings | 0.1 | $350k | 9.0k | 39.02 | |
| Manulife Finl Corp (MFC) | 0.1 | $337k | 19k | 17.68 | |
| Claymore/SWM Canadian Energy Income ETF | 0.1 | $336k | 15k | 22.90 | |
| Carter Bank & Trust Martinsvil | 0.1 | $347k | 38k | 9.26 | |
| McDonald's Corporation (MCD) | 0.1 | $316k | 4.2k | 76.13 | |
| Equity Residential (EQR) | 0.1 | $312k | 5.5k | 56.47 | |
| Halliburton Company (HAL) | 0.1 | $320k | 6.4k | 49.81 | |
| Sanofi-Aventis SA (SNY) | 0.1 | $318k | 9.0k | 35.24 | |
| General Dynamics Corporation (GD) | 0.1 | $321k | 4.2k | 76.65 | |
| MarkWest Energy Partners | 0.1 | $322k | 6.7k | 48.42 | |
| Xcel Energy (XEL) | 0.1 | $298k | 13k | 23.90 | |
| CenterPoint Energy (CNP) | 0.1 | $313k | 18k | 17.56 | |
| Teekay Offshore Partners | 0.1 | $303k | 9.9k | 30.54 | |
| BorgWarner (BWA) | 0.1 | $320k | 4.0k | 79.62 | |
| ProShares UltraShort S&P500 | 0.1 | $296k | 14k | 20.93 | |
| Vanguard 500 Index Fund mut (VFINX) | 0.1 | $314k | 2.6k | 122.02 | |
| Fidelity Low Priced (FLPSX) | 0.1 | $301k | 7.4k | 40.78 | |
| T Rowe Price Eqty Incm (PRFDX) | 0.1 | $295k | 12k | 24.94 | |
| Hsbc Finance Corp Pfd B Dep 1/ | 0.1 | $297k | 13k | 23.57 | |
| Vulcan Materials Company (VMC) | 0.1 | $263k | 5.8k | 45.56 | |
| Westar Energy | 0.1 | $260k | 9.9k | 26.39 | |
| El Paso Pipeline Partners | 0.1 | $293k | 8.1k | 36.24 | |
| Pepco Holdings | 0.1 | $265k | 14k | 18.62 | |
| Husky Energy | 0.1 | $267k | 8.8k | 30.34 | |
| Vanguard/wellingto.. (VWELX) | 0.1 | $283k | 8.8k | 32.24 | |
| Columbia Fds Ser Tr Midcap Ind (NMPAX) | 0.1 | $282k | 22k | 12.58 | |
| Comcast Corporation (CMCSA) | 0.1 | $228k | 9.2k | 24.73 | |
| Sealed Air (SEE) | 0.1 | $249k | 9.3k | 26.66 | |
| Highwoods Properties (HIW) | 0.1 | $236k | 6.7k | 35.06 | |
| NII Holdings | 0.1 | $257k | 6.2k | 41.67 | |
| MetLife (MET) | 0.1 | $233k | 5.2k | 44.76 | |
| SCANA Corporation | 0.1 | $246k | 6.2k | 39.37 | |
| Utilities SPDR (XLU) | 0.1 | $249k | 7.8k | 31.88 | |
| Rydex Russell Top 50 ETF | 0.1 | $227k | 2.4k | 93.61 | |
| Tortoise Energy Capital Corporation | 0.1 | $239k | 8.5k | 28.22 | |
| Vanguard International Value (VTRIX) | 0.1 | $232k | 7.1k | 32.76 | |
| Fidelity Concord Str Sp 500 Id | 0.1 | $230k | 4.9k | 47.16 | |
| Rowe T Price Index Tr Equity I (PREIX) | 0.1 | $237k | 6.6k | 35.66 | |
| Vanguard Intl Eqty Idx Pacific | 0.1 | $229k | 22k | 10.64 | |
| Allstate Corporation (ALL) | 0.1 | $224k | 7.0k | 31.82 | |
| Energy Transfer Equity (ET) | 0.1 | $224k | 5.0k | 45.03 | |
| Dodge & Cox Stk Fd Com mutual funds | 0.1 | $209k | 1.8k | 114.02 | |
| Invesco Insured Municipal Trust (IMT) | 0.1 | $206k | 16k | 13.32 | |
| Vanguard Mmk Prime | 0.1 | $196k | 196k | 1.00 | |
| Morgan Stanley Cap Tr Gtd Cap | 0.1 | $221k | 9.1k | 24.20 | |
| Columbia Fds Ser Tr Sml Cap In | 0.1 | $220k | 12k | 18.60 | |
| Vanguard International Expl In | 0.1 | $211k | 12k | 17.10 | |
| Medical Properties Trust (MPW) | 0.1 | $171k | 15k | 11.55 | |
| Pimco Fds Pac Invt Mgm Real Re | 0.1 | $181k | 16k | 11.51 | |
| Vanguard Mun Bd Fd Inc Lt Txex (VWLUX) | 0.0 | $136k | 13k | 10.62 | |
| Regions Financial Corporation (RF) | 0.0 | $106k | 15k | 7.28 | |
| Vanguard Fixed Income Secs (VWEHX) | 0.0 | $101k | 17k | 5.79 | |
| Fidelity Advisor Ii Fltg Rt In | 0.0 | $118k | 12k | 9.87 | |
| Valley Financial Corp. Virginia | 0.0 | $53k | 11k | 4.88 | |
| Sirius XM Radio | 0.0 | $28k | 17k | 1.64 | |
| Athersys | 0.0 | $28k | 10k | 2.80 | |
| Ladbrokes Plc - Gbp | 0.0 | $28k | 13k | 2.15 | |
| Nevada Mining Company (NMCX) | 0.0 | $0 | 83k | 0.00 | |
| American Teledata Corp | 0.0 | $0 | 194k | 0.00 | |
| Marathon Holding Corp | 0.0 | $0 | 10k | 0.00 |
