Catawba Capital Management

Catawba Capital Management as of Sept. 30, 2011

Portfolio Holdings for Catawba Capital Management

Catawba Capital Management holds 203 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 3.1 $9.0M 24k 381.30
International Business Machines (IBM) 2.5 $7.2M 41k 174.88
CVS Caremark Corporation (CVS) 2.0 $5.7M 169k 33.59
Harbor Fd Intl Fd mutual funds (HAINX) 1.8 $5.2M 103k 50.13
Cenovus Energy (CVE) 1.7 $5.0M 163k 30.71
Rowe T Price Intl Fds Emerg Mk (PRMSX) 1.7 $4.8M 178k 27.23
Chubb Corporation 1.6 $4.8M 80k 59.99
Target Corporation (TGT) 1.6 $4.7M 95k 49.04
Union Pacific Corporation (UNP) 1.6 $4.7M 57k 81.67
Johnson & Johnson (JNJ) 1.6 $4.6M 72k 63.69
National-Oilwell Var 1.6 $4.5M 88k 51.22
Baxter International (BAX) 1.5 $4.4M 79k 56.14
Noble Corporation Com Stk 1.5 $4.3M 146k 29.35
Pfizer (PFE) 1.5 $4.3M 241k 17.68
Chevron Corporation (CVX) 1.5 $4.2M 46k 92.58
Procter & Gamble Company (PG) 1.4 $4.1M 65k 63.18
WellPoint 1.4 $4.1M 62k 65.29
Microsoft Corporation (MSFT) 1.4 $4.0M 162k 24.89
Family Dollar Stores 1.3 $3.6M 71k 50.86
Nike (NKE) 1.2 $3.6M 42k 85.50
Walt Disney Company (DIS) 1.2 $3.5M 116k 30.16
General Electric Company 1.2 $3.4M 226k 15.22
BB&T Corporation 1.2 $3.4M 159k 21.33
Intel Corporation (INTC) 1.2 $3.4M 158k 21.33
E.I. du Pont de Nemours & Company 1.2 $3.4M 84k 39.97
Pepsi (PEP) 1.2 $3.3M 54k 61.91
Exelon Corporation (EXC) 1.1 $3.3M 77k 42.62
Zimmer Holdings (ZBH) 1.1 $3.2M 59k 53.48
Wells Fargo & Company (WFC) 1.1 $3.1M 130k 24.12
Oneok Partners 1.1 $3.2M 68k 46.63
T. Rowe Price (TROW) 1.1 $3.0M 64k 47.77
Lockheed Martin Corporation (LMT) 1.0 $3.0M 41k 72.64
ConocoPhillips (COP) 1.0 $2.9M 46k 63.31
Cisco Systems (CSCO) 1.0 $2.8M 183k 15.50
Schlumberger (SLB) 1.0 $2.8M 47k 59.73
Duke Energy Corporation 1.0 $2.8M 139k 19.99
Verizon Communications (VZ) 0.9 $2.8M 75k 36.80
Devon Energy Corporation (DVN) 0.9 $2.7M 48k 55.45
Exxon Mobil Corporation (XOM) 0.9 $2.6M 36k 72.64
At&t (T) 0.9 $2.5M 87k 28.52
Danaher Corporation (DHR) 0.9 $2.5M 59k 41.94
Enterprise Products Partners (EPD) 0.8 $2.4M 60k 40.15
Laboratory Corp. of America Holdings 0.8 $2.4M 30k 79.04
Waste Management (WM) 0.8 $2.2M 69k 32.57
Kennametal (KMT) 0.8 $2.3M 69k 32.74
Hewlett-Packard Company 0.8 $2.2M 99k 22.45
Becton, Dickinson and (BDX) 0.8 $2.2M 30k 73.31
FedEx Corporation (FDX) 0.8 $2.2M 32k 67.69
Teva Pharmaceutical Industries (TEVA) 0.8 $2.2M 58k 37.23
Fluor Corporation (FLR) 0.7 $2.1M 46k 46.54
Boeing Company (BA) 0.7 $2.1M 35k 60.51
MasterCard Incorporated (MA) 0.7 $2.1M 6.6k 317.21
Tyco International Ltd S hs 0.7 $2.1M 51k 40.76
Oracle Corporation (ORCL) 0.7 $2.1M 72k 28.75
Kimberly-Clark Corporation (KMB) 0.7 $2.0M 29k 71.00
Bristol Myers Squibb (BMY) 0.7 $1.9M 62k 31.38
Health Care REIT 0.7 $1.9M 41k 46.80
SYSCO Corporation (SYY) 0.7 $1.9M 72k 25.90
Southern Company (SO) 0.7 $1.9M 44k 42.37
Range Resources (RRC) 0.6 $1.8M 31k 58.45
Abbott Laboratories (ABT) 0.6 $1.8M 35k 51.14
Staples 0.6 $1.8M 135k 13.30
L-3 Communications Holdings 0.6 $1.7M 28k 61.96
Encana Corp 0.6 $1.7M 88k 19.21
Buckeye Partners 0.6 $1.6M 26k 62.50
Novartis (NVS) 0.6 $1.6M 28k 55.76
Kinder Morgan Energy Partners 0.5 $1.5M 23k 68.39
3M Company (MMM) 0.5 $1.5M 21k 71.77
ITT Corporation 0.5 $1.5M 36k 42.01
Nucor Corporation (NUE) 0.5 $1.5M 47k 31.63
Potash Corp. Of Saskatchewan I 0.5 $1.5M 34k 43.21
United Technologies Corporation 0.5 $1.5M 21k 70.35
Chesapeake Energy Corporation 0.5 $1.5M 57k 25.54
McDermott International 0.5 $1.4M 130k 10.76
Lowe's Companies (LOW) 0.5 $1.4M 70k 19.35
Norfolk Southern (NSC) 0.5 $1.3M 22k 61.02
Plum Creek Timber 0.5 $1.3M 37k 34.72
Honeywell International (HON) 0.5 $1.3M 30k 43.91
Philip Morris International (PM) 0.4 $1.3M 20k 62.38
Babcock & Wilcox 0.4 $1.3M 65k 19.55
Suncor Energy (SU) 0.4 $1.2M 49k 25.45
Central Fd Cda Ltd cl a 0.4 $1.2M 59k 20.69
Freeport-McMoRan Copper & Gold (FCX) 0.4 $1.2M 38k 30.45
JPMorgan Chase & Co. (JPM) 0.4 $1.1M 38k 30.13
Boardwalk Pipeline Partners 0.4 $1.1M 44k 25.63
Permian Basin Royalty Trust (PBT) 0.4 $1.1M 55k 20.46
Merck & Co (MRK) 0.4 $1.1M 33k 32.69
iShares Silver Trust (SLV) 0.4 $1.1M 37k 28.90
Central Gold-Trust 0.4 $1.0M 16k 63.82
Dover Corporation (DOV) 0.3 $1.0M 22k 46.61
Plains All American Pipeline (PAA) 0.3 $1.0M 17k 58.92
Vanguard Windsor Fund Ii mut (VWNFX) 0.3 $946k 41k 23.14
Darden Restaurants (DRI) 0.3 $873k 20k 42.76
Companhia de Bebidas das Americas 0.3 $837k 27k 30.65
American Electric Power Company (AEP) 0.3 $841k 22k 38.02
Eli Lilly & Co. (LLY) 0.3 $799k 22k 36.97
Prin Protected Notes Of Pref T 0.3 $803k 1.0M 0.78
Gilead Sciences (GILD) 0.3 $792k 20k 38.78
CenturyLink 0.3 $761k 23k 33.14
Fidelity Contra (FCNTX) 0.3 $763k 12k 62.43
Consolidated Edison (ED) 0.2 $717k 13k 57.00
Enbridge Energy Partners 0.2 $716k 26k 27.45
Suntrust Banks Inc $1.00 Par Cmn 0.2 $705k 39k 17.96
Dominion Resources (D) 0.2 $683k 13k 50.78
HCP 0.2 $692k 20k 35.08
Udr (UDR) 0.2 $693k 31k 22.15
Ultra Petroleum 0.2 $672k 24k 27.73
SPDR Gold Trust (GLD) 0.2 $665k 4.2k 158.15
Energy Transfer Partners 0.2 $648k 16k 41.01
McDonald's Corporation (MCD) 0.2 $608k 6.9k 87.79
Stanley Black & Decker (SWK) 0.2 $607k 12k 49.06
Diageo (DEO) 0.2 $603k 7.9k 75.94
Federal Realty Inv. Trust 0.2 $610k 7.4k 82.43
Prin Protected Notes Of Pref T 0.2 $597k 756k 0.79
PNC Financial Services (PNC) 0.2 $581k 12k 48.21
Alliance Resource Partners (ARLP) 0.2 $582k 8.9k 65.56
Natural Resource Partners 0.2 $567k 22k 25.37
ProShares UltraShort S&P500 0.2 $587k 23k 25.50
Limited Brands 0.2 $542k 14k 38.51
Raytheon Company 0.2 $558k 14k 40.85
Colgate-Palmolive Company (CL) 0.2 $553k 6.2k 88.69
Royal Dutch Shell 0.2 $540k 8.8k 61.55
Canadian Oil Sands (COS) 0.2 $559k 29k 19.55
Berkshire Hathaway (BRK.B) 0.2 $529k 7.4k 71.08
Newmont Mining Corporation (NEM) 0.2 $513k 8.2k 62.94
Transocean (RIG) 0.2 $510k 11k 47.75
AFLAC Incorporated (AFL) 0.2 $507k 15k 34.97
Texas Instruments Incorporated (TXN) 0.2 $521k 20k 26.63
Hershey Company (HSY) 0.2 $528k 8.9k 59.23
Teekay Lng Partners 0.2 $527k 17k 31.15
Harbor Fd Intl Fd Inv Cl mutual funds 0.2 $525k 11k 49.50
Time Warner 0.2 $505k 17k 29.98
Coca-Cola Company (KO) 0.2 $490k 7.3k 67.54
Cracker Barrel Old Country Store (CBRL) 0.2 $497k 12k 40.02
TC Pipelines 0.2 $500k 11k 43.84
Rowe T Price Small-cap Value F (PRSVX) 0.2 $483k 16k 30.92
Illinois Tool Works (ITW) 0.2 $457k 11k 41.60
J.M. Smucker Company (SJM) 0.2 $455k 6.2k 72.82
NuStar Energy 0.2 $462k 8.8k 52.25
Magellan Midstream Partners 0.2 $464k 7.7k 60.42
Silver Wheaton Corp 0.2 $468k 16k 29.43
Spectra Energy 0.1 $436k 18k 24.52
Emerson Electric (EMR) 0.1 $420k 10k 41.31
Lincare Holdings 0.1 $428k 19k 22.50
Teekay Offshore Partners 0.1 $423k 17k 24.56
Northrop Grumman Corporation (NOC) 0.1 $401k 7.7k 52.17
Amgen (AMGN) 0.1 $416k 7.6k 55.00
El Paso Pipeline Partners 0.1 $408k 12k 35.43
Templeton Global Income Fund 0.1 $390k 41k 9.45
American Eagle Outfitters (AEO) 0.1 $372k 32k 11.73
Fidelity Low Priced (FLPSX) 0.1 $365k 11k 32.84
Covidien 0.1 $367k 8.3k 44.08
Cephalon 0.1 $346k 4.3k 80.65
Alcoa 0.1 $351k 37k 9.57
CenterPoint Energy (CNP) 0.1 $350k 18k 19.64
Suburban Propane Partners (SPH) 0.1 $332k 7.2k 46.43
Unilever (UL) 0.1 $360k 12k 31.16
iShares Russell Midcap Index Fund (IWR) 0.1 $341k 3.9k 88.34
RGC Resources (RGCO) 0.1 $351k 19k 18.52
Time Warner Cable 0.1 $304k 4.9k 62.58
U.S. Bancorp (USB) 0.1 $328k 14k 23.57
Caterpillar (CAT) 0.1 $322k 4.4k 73.92
Sanofi-Aventis SA (SNY) 0.1 $325k 9.9k 32.77
MarkWest Energy Partners 0.1 $306k 6.7k 46.02
Xcel Energy (XEL) 0.1 $308k 13k 24.70
SCANA Corporation 0.1 $316k 7.8k 40.42
KLA-Tencor Corporation (KLAC) 0.1 $322k 8.4k 38.24
Walter Energy 0.1 $298k 5.0k 60.08
Steel Dynamics (STLD) 0.1 $286k 29k 9.91
Ingersoll-rand Co Ltd-cl A 0.1 $295k 11k 28.10
Carter Bank & Trust Martinsvil 0.1 $289k 37k 7.89
T. Rowe Price Intl (PRITX) 0.1 $275k 24k 11.71
Canadian Natural Resources (CNQ) 0.1 $270k 9.2k 29.25
Westar Energy 0.1 $260k 9.9k 26.39
Utilities SPDR (XLU) 0.1 $266k 7.9k 33.59
T Rowe Price Eqty Incm (PRFDX) 0.1 $246k 12k 20.74
Vanguard/wellingto.. (VWELX) 0.1 $252k 8.6k 29.21
Equity Residential (EQR) 0.1 $228k 4.4k 51.90
General Dynamics Corporation (GD) 0.1 $238k 4.2k 56.83
BorgWarner (BWA) 0.1 $230k 3.8k 60.62
Vanguard 500 Index Fund mut (VFINX) 0.1 $239k 2.3k 104.14
Claymore/SWM Canadian Energy Income ETF 0.1 $228k 16k 14.16
Columbia Fds Ser Tr Midcap Ind (NMPAX) 0.1 $224k 23k 9.74
Invesco Insured Municipal Trust (IMT) 0.1 $210k 14k 14.87
American Balanced (ABALX) 0.1 $214k 13k 16.98
Pimco Fds Pac Invt Mgm Real Re 0.1 $188k 16k 11.96
Rowe T Price Index Tr Equity I (PREIX) 0.1 $202k 6.6k 30.40
Vanguard Intl Eqty Idx Pacific 0.1 $200k 22k 9.29
Capital Income Builders Fd Sh (CAIBX) 0.1 $200k 4.3k 46.81
Arch Coal 0.1 $186k 13k 14.58
Manulife Finl Corp (MFC) 0.1 $182k 16k 11.33
Columbia Fds Ser Tr Sml Cap In 0.1 $176k 12k 14.52
Medical Properties Trust (MPW) 0.1 $132k 15k 8.92
Vanguard International Expl In 0.1 $155k 12k 13.31
Vanguard Mun Bd Fd Inc Lt Txex (VWLUX) 0.1 $144k 13k 11.24
Fidelity Advisor Ii Fltg Rt In 0.0 $113k 12k 9.45
Valley Financial Corp. Virginia 0.0 $48k 11k 4.42
Sirius XM Radio 0.0 $26k 17k 1.52
Athersys 0.0 $18k 10k 1.80
Vanguard Mmk Prime 0.0 $33k 33k 0.99
Nevada Mining Company (NMCX) 0.0 $0 83k 0.00
American Teledata Corp 0.0 $0 194k 0.00
Marathon Holding Corp 0.0 $0 10k 0.00