Catawba Capital Management

Catawba Capital Management as of Sept. 30, 2012

Portfolio Holdings for Catawba Capital Management

Catawba Capital Management holds 213 positions in its portfolio as reported in the September 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 4.6 $16M 23k 667.12
International Business Machines (IBM) 2.4 $8.0M 39k 207.44
CVS Caremark Corporation (CVS) 2.3 $7.7M 159k 48.42
National-Oilwell Var 2.1 $7.0M 87k 80.11
Walt Disney Company (DIS) 1.8 $6.2M 118k 52.28
Union Pacific Corporation (UNP) 1.8 $6.1M 51k 118.71
Target Corporation (TGT) 1.8 $5.9M 93k 63.47
Pfizer (PFE) 1.7 $5.7M 228k 24.85
BB&T Corporation 1.6 $5.5M 167k 33.16
Chubb Corporation 1.6 $5.4M 71k 76.27
Cenovus Energy (CVE) 1.6 $5.4M 154k 34.85
Chevron Corporation (CVX) 1.6 $5.2M 45k 116.55
Microsoft Corporation (MSFT) 1.5 $5.0M 167k 29.76
Johnson & Johnson (JNJ) 1.5 $4.9M 71k 68.91
Noble Corporation Com Stk 1.4 $4.9M 136k 35.78
Procter & Gamble Company (PG) 1.4 $4.7M 68k 69.36
Baxter International (BAX) 1.4 $4.5M 75k 60.27
Harbor Fd Intl Fd mutual funds (HAINX) 1.3 $4.5M 76k 58.81
Rowe T Price Intl Fds Emerg Mk (PRMSX) 1.3 $4.5M 139k 32.23
E.I. du Pont de Nemours & Company 1.3 $4.4M 88k 50.27
Wells Fargo & Company (WFC) 1.3 $4.3M 124k 34.53
Family Dollar Stores 1.2 $4.1M 62k 66.30
General Electric Company 1.2 $4.0M 178k 22.71
Becton, Dickinson and (BDX) 1.2 $4.0M 51k 78.56
Zimmer Holdings (ZBH) 1.1 $3.8M 56k 67.62
Oneok Partners 1.1 $3.8M 63k 59.50
T. Rowe Price (TROW) 1.1 $3.6M 57k 63.30
Lockheed Martin Corporation (LMT) 1.1 $3.6M 39k 93.37
Enterprise Products Partners (EPD) 1.1 $3.5M 66k 53.60
Intel Corporation (INTC) 1.0 $3.5M 153k 22.66
Pepsi (PEP) 1.0 $3.4M 48k 70.77
At&t (T) 1.0 $3.3M 87k 37.70
WellPoint 1.0 $3.3M 57k 58.01
Exxon Mobil Corporation (XOM) 1.0 $3.3M 36k 91.45
Nike (NKE) 1.0 $3.3M 35k 94.90
Schlumberger (SLB) 1.0 $3.3M 45k 72.34
Cisco Systems (CSCO) 0.9 $3.2M 166k 19.10
Oracle Corporation (ORCL) 0.9 $3.1M 100k 31.46
Verizon Communications (VZ) 0.9 $3.0M 65k 45.57
Duke Energy (DUK) 0.9 $2.9M 45k 64.80
ConocoPhillips (COP) 0.9 $2.9M 50k 57.18
Devon Energy Corporation (DVN) 0.8 $2.8M 46k 60.50
MasterCard Incorporated (MA) 0.8 $2.7M 5.9k 451.49
Danaher Corporation (DHR) 0.8 $2.7M 49k 55.16
Abbott Laboratories (ABT) 0.8 $2.7M 39k 68.57
Laboratory Corp. of America Holdings (LH) 0.8 $2.5M 27k 92.48
FedEx Corporation (FDX) 0.7 $2.5M 29k 84.62
Kimberly-Clark Corporation (KMB) 0.7 $2.4M 28k 85.77
Fluor Corporation (FLR) 0.7 $2.4M 43k 56.27
Tyco International Ltd S hs 0.7 $2.4M 43k 56.26
Health Care REIT 0.7 $2.4M 41k 57.75
Exelon Corporation (EXC) 0.7 $2.4M 67k 35.58
Teva Pharmaceutical Industries (TEVA) 0.7 $2.3M 57k 41.41
Novartis (NVS) 0.7 $2.3M 38k 61.26
SYSCO Corporation (SYY) 0.7 $2.3M 73k 31.28
Kennametal (KMT) 0.7 $2.2M 60k 37.09
Boeing Company (BA) 0.7 $2.2M 32k 69.59
Waste Management (WM) 0.7 $2.2M 68k 32.09
Bristol Myers Squibb (BMY) 0.6 $2.0M 59k 33.75
3M Company (MMM) 0.6 $2.0M 22k 92.43
Lowe's Companies (LOW) 0.6 $2.0M 65k 30.25
Kinder Morgan Energy Partners 0.6 $1.9M 23k 82.48
Southern Company (SO) 0.6 $1.9M 41k 46.10
L-3 Communications Holdings 0.6 $1.9M 26k 71.72
Plains All American Pipeline (PAA) 0.5 $1.8M 20k 88.22
Merck & Co (MRK) 0.5 $1.8M 39k 45.08
Nucor Corporation (NUE) 0.5 $1.7M 46k 38.26
Honeywell International (HON) 0.5 $1.7M 28k 59.75
United Technologies Corporation 0.5 $1.6M 21k 78.28
Suncor Energy (SU) 0.5 $1.6M 48k 32.86
Potash Corp. Of Saskatchewan I 0.5 $1.5M 34k 43.42
Plum Creek Timber 0.4 $1.5M 33k 43.83
Philip Morris International (PM) 0.4 $1.5M 16k 89.92
Buckeye Partners 0.4 $1.4M 30k 47.96
Central Fd Cda Ltd cl a 0.4 $1.4M 58k 23.81
Fidelity Contra (FCNTX) 0.4 $1.4M 17k 79.70
Emerson Electric (EMR) 0.4 $1.3M 27k 48.27
Gilead Sciences (GILD) 0.4 $1.3M 20k 66.32
Norfolk Southern (NSC) 0.4 $1.3M 20k 63.63
Staples 0.4 $1.2M 107k 11.52
iShares Silver Trust (SLV) 0.4 $1.3M 37k 33.49
Boardwalk Pipeline Partners 0.4 $1.2M 43k 27.90
Vanguard Windsor Fund Ii mut (VWNFX) 0.3 $1.2M 40k 29.39
Dover Corporation (DOV) 0.3 $1.1M 19k 59.47
American Electric Power Company (AEP) 0.3 $1.1M 24k 43.92
McDermott International 0.3 $1.1M 87k 12.22
Enbridge Energy Partners 0.3 $1.0M 35k 29.44
Central Gold-Trust 0.3 $1.0M 15k 68.09
Darden Restaurants (DRI) 0.3 $984k 18k 55.76
CenturyLink 0.3 $985k 24k 40.41
Freeport-McMoRan Copper & Gold (FCX) 0.3 $944k 24k 39.59
PNC Financial Services (PNC) 0.3 $900k 14k 63.13
Suntrust Banks Inc $1.00 Par Cmn 0.3 $892k 32k 28.28
Stanley Black & Decker (SWK) 0.3 $907k 12k 76.28
Diageo (DEO) 0.3 $898k 8.0k 112.73
Silver Wheaton Corp 0.3 $911k 23k 39.70
Xylem (XYL) 0.3 $891k 35k 25.15
Prin Protected Notes Of Pref T 0.3 $855k 1.0M 0.83
Coca-Cola Company (KO) 0.2 $832k 22k 37.94
Cracker Barrel Old Country Store (CBRL) 0.2 $825k 12k 67.10
Sanofi-Aventis SA (SNY) 0.2 $810k 19k 43.08
Energy Transfer Partners 0.2 $796k 19k 42.54
Permian Basin Royalty Trust (PBT) 0.2 $808k 53k 15.34
HCP 0.2 $791k 18k 44.48
Raytheon Company 0.2 $769k 14k 57.13
SPDR Gold Trust (GLD) 0.2 $723k 4.2k 171.94
Consolidated Edison (ED) 0.2 $705k 12k 59.93
Hewlett-Packard Company 0.2 $700k 41k 17.07
Teekay Lng Partners 0.2 $696k 19k 37.62
Canadian Oil Sands (COS) 0.2 $688k 32k 21.39
Dominion Resources (D) 0.2 $683k 13k 52.92
Udr (UDR) 0.2 $667k 27k 24.81
Fidelity Low Priced (FLPSX) 0.2 $680k 17k 39.16
Eli Lilly & Co. (LLY) 0.2 $636k 13k 47.40
GlaxoSmithKline 0.2 $649k 14k 46.23
Illinois Tool Works (ITW) 0.2 $620k 10k 59.48
Magellan Midstream Partners 0.2 $639k 7.3k 87.47
Federal Realty Inv. Trust 0.2 $628k 6.0k 105.25
Prin Protected Notes Of Pref T 0.2 $642k 756k 0.85
Berkshire Hathaway (BRK.B) 0.2 $586k 6.6k 88.23
McDonald's Corporation (MCD) 0.2 $598k 6.5k 91.72
Newmont Mining Corporation (NEM) 0.2 $609k 11k 56.03
AFLAC Incorporated (AFL) 0.2 $610k 13k 47.92
El Paso Pipeline Partners 0.2 $593k 16k 37.23
Time Warner 0.2 $567k 13k 45.33
Royal Dutch Shell 0.2 $561k 8.1k 69.40
Linn Energy 0.2 $554k 13k 41.25
Rowe T Price Small-cap Value F (PRSVX) 0.2 $571k 15k 38.90
Texas Instruments Incorporated (TXN) 0.2 $533k 19k 27.58
J.M. Smucker Company (SJM) 0.2 $541k 6.3k 86.39
Northrop Grumman Corporation (NOC) 0.1 $503k 7.6k 66.42
Limited Brands 0.1 $517k 11k 49.28
Qualcomm (QCOM) 0.1 $505k 8.1k 62.42
Genesis Energy (GEL) 0.1 $512k 15k 33.63
TC Pipelines 0.1 $515k 11k 45.12
Teekay Offshore Partners 0.1 $504k 18k 27.51
Alliance Resource Partners (ARLP) 0.1 $514k 8.6k 59.93
Capital Income Builders Fd Sh (CAIBX) 0.1 $517k 9.8k 52.90
Spectra Energy 0.1 $453k 15k 29.39
Walter Energy 0.1 $477k 15k 32.49
NuStar Energy (NS) 0.1 $465k 9.1k 50.86
Covidien 0.1 $475k 8.0k 59.38
First Ctzns Bancshares (FIZN) 0.1 $477k 13k 37.77
Time Warner Cable 0.1 $427k 4.5k 95.02
Transocean (RIG) 0.1 $430k 9.6k 44.85
Hershey Company (HSY) 0.1 $425k 6.0k 70.93
Cinemark Holdings (CNK) 0.1 $451k 20k 22.41
Natural Resource Partners 0.1 $438k 21k 20.75
iShares Russell Midcap Index Fund (IWR) 0.1 $427k 3.9k 110.62
Harbor Fd Intl Fd Inv Cl mutual funds 0.1 $421k 7.2k 58.08
Rydex Russell Top 50 ETF 0.1 $394k 3.7k 107.07
U.S. Bancorp (USB) 0.1 $364k 11k 34.29
Caterpillar (CAT) 0.1 $361k 4.2k 85.95
Analog Devices (ADI) 0.1 $375k 9.6k 39.16
MarkWest Energy Partners 0.1 $361k 6.6k 54.49
Ingersoll-rand Co Ltd-cl A 0.1 $359k 8.0k 44.82
SCANA Corporation 0.1 $373k 7.7k 48.23
Fidelity Concord Str Sp 500 Id 0.1 $375k 7.3k 51.35
American Eagle Outfitters (AEO) 0.1 $331k 16k 21.11
Westar Energy 0.1 $331k 11k 29.68
Regency Energy Partners 0.1 $321k 14k 23.35
Reaves Utility Income Fund (UTG) 0.1 $330k 13k 25.26
Comcast Corporation (CMCSA) 0.1 $317k 8.9k 35.73
CenterPoint Energy (CNP) 0.1 $296k 14k 21.26
Energy Transfer Equity (ET) 0.1 $312k 6.9k 45.22
Targa Resources Partners 0.1 $301k 7.0k 42.91
Celgene Corporation 0.1 $312k 4.1k 76.28
Vanguard 500 Index Fund mut (VFINX) 0.1 $291k 2.2k 132.64
Templeton Global Income Fund (SABA) 0.1 $303k 32k 9.56
RGC Resources (RGCO) 0.1 $301k 17k 18.07
T Rowe Price Eqty Incm (PRFDX) 0.1 $294k 11k 26.13
Columbia Fds Ser Tr Midcap Ind (NMPAX) 0.1 $288k 24k 11.90
Vulcan Materials Company (VMC) 0.1 $263k 5.6k 47.30
Equity Residential (EQR) 0.1 $251k 4.4k 57.53
General Dynamics Corporation (GD) 0.1 $258k 3.9k 66.14
Xcel Energy (XEL) 0.1 $266k 9.6k 27.68
Steel Dynamics (STLD) 0.1 $259k 23k 11.24
Williams Partners 0.1 $261k 4.8k 54.77
BorgWarner (BWA) 0.1 $259k 3.7k 69.18
Utilities SPDR (XLU) 0.1 $283k 7.8k 36.42
Claymore/SWM Canadian Energy Income ETF 0.1 $264k 16k 16.81
Vanguard/wellingto.. (VWELX) 0.1 $281k 8.2k 34.21
Rowe T Price Index Tr Equity I (PREIX) 0.1 $258k 6.6k 38.82
Olin Corporation (OLN) 0.1 $220k 10k 21.76
EMC Corporation 0.1 $230k 8.4k 27.30
Suburban Propane Partners (SPH) 0.1 $230k 5.6k 41.44
American Fd Growth Fund Of Ame (AGTHX) 0.1 $225k 6.6k 33.89
Husky Energy 0.1 $223k 8.3k 26.87
Invesco Insured Municipal Trust (IMT) 0.1 $223k 14k 15.87
American Balanced (ABALX) 0.1 $230k 11k 20.24
Wal-Mart Stores (WMT) 0.1 $208k 2.8k 73.97
Highwoods Properties (HIW) 0.1 $209k 6.4k 32.69
Martin Midstream Partners (MMLP) 0.1 $205k 6.0k 34.34
Penn West Energy Trust 0.1 $204k 14k 14.24
Morgan Stanley Cap Tr Gtd Cap 0.1 $203k 8.2k 24.72
Pimco Fds Pac Invt Mgm Real Re 0.1 $197k 16k 12.53
T. Rowe Price Intl (PRITX) 0.1 $204k 15k 13.84
T. Rowe Price Dvd Growth Fnd mf (PRDGX) 0.1 $217k 8.2k 26.39
Medical Properties Trust (MPW) 0.1 $154k 15k 10.44
Manulife Finl Corp (MFC) 0.1 $163k 14k 12.02
Vanguard Mun Bd Fd Inc Lt Txex (VWLUX) 0.1 $151k 13k 11.79
Bond Fund Of America mutual fund (ABNDX) 0.1 $174k 13k 12.98
Carter Bank & Trust Martinsvil 0.0 $138k 15k 8.98
Fidelity Advisor Ii Fltg Rt In 0.0 $119k 12k 9.95
Aqr Fds Mlt Strg Alt I 0.0 $144k 15k 9.73
Alcoa 0.0 $115k 13k 8.89
Valley Financial Corp. Virginia 0.0 $101k 11k 9.30
Sirius XM Radio 0.0 $32k 13k 2.56
Vanguard Mmk Prime 0.0 $33k 33k 0.99
Athersys 0.0 $14k 10k 1.40
Nevada Mining Company (NMCX) 0.0 $0 83k 0.00
American Teledata Corp 0.0 $0 194k 0.00
Marathon Holding Corp 0.0 $0 10k 0.00