Catawba Capital Management as of Sept. 30, 2013
Portfolio Holdings for Catawba Capital Management
Catawba Capital Management holds 233 positions in its portfolio as reported in the September 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 3.0 | $11M | 24k | 476.75 | |
| CVS Caremark Corporation (CVS) | 2.3 | $8.7M | 154k | 56.75 | |
| Union Pacific Corporation (UNP) | 2.1 | $8.1M | 52k | 155.35 | |
| Walt Disney Company (DIS) | 2.0 | $7.5M | 116k | 64.49 | |
| National-Oilwell Var | 1.9 | $7.1M | 91k | 78.11 | |
| Pfizer (PFE) | 1.8 | $6.7M | 232k | 28.73 | |
| International Business Machines (IBM) | 1.7 | $6.6M | 36k | 185.19 | |
| Target Corporation (TGT) | 1.6 | $5.9M | 92k | 63.98 | |
| Chubb Corporation | 1.5 | $5.7M | 64k | 89.26 | |
| BB&T Corporation | 1.5 | $5.7M | 168k | 33.75 | |
| Johnson & Johnson (JNJ) | 1.4 | $5.5M | 64k | 86.68 | |
| Lowe's Companies (LOW) | 1.4 | $5.5M | 116k | 47.61 | |
| Chevron Corporation (CVX) | 1.4 | $5.4M | 45k | 121.51 | |
| Microsoft Corporation (MSFT) | 1.4 | $5.3M | 160k | 33.28 | |
| Noble Corporation Com Stk | 1.4 | $5.2M | 139k | 37.77 | |
| E.I. du Pont de Nemours & Company | 1.4 | $5.1M | 88k | 58.56 | |
| Procter & Gamble Company (PG) | 1.3 | $5.1M | 68k | 75.59 | |
| Duke Energy (DUK) | 1.3 | $5.1M | 76k | 66.79 | |
| Becton, Dickinson and (BDX) | 1.3 | $5.0M | 51k | 100.02 | |
| Wells Fargo & Company (WFC) | 1.3 | $5.0M | 121k | 41.32 | |
| Enterprise Products Partners (EPD) | 1.3 | $5.0M | 82k | 61.04 | |
| Baxter International (BAX) | 1.3 | $4.9M | 74k | 65.68 | |
| Harbor Fd Intl Fd mutual funds (HAINX) | 1.2 | $4.7M | 68k | 69.28 | |
| Nike (NKE) | 1.2 | $4.7M | 65k | 72.64 | |
| Lockheed Martin Corporation (LMT) | 1.2 | $4.6M | 36k | 127.54 | |
| Qualcomm (QCOM) | 1.2 | $4.5M | 67k | 67.32 | |
| Rowe T Price Intl Fds Emerg Mk (PRMSX) | 1.2 | $4.5M | 139k | 32.01 | |
| WellPoint | 1.1 | $4.3M | 52k | 83.61 | |
| Cenovus Energy (CVE) | 1.1 | $4.3M | 144k | 29.85 | |
| Zimmer Holdings (ZBH) | 1.1 | $4.3M | 52k | 82.15 | |
| Cisco Systems (CSCO) | 1.1 | $4.2M | 181k | 23.43 | |
| Schlumberger (SLB) | 1.1 | $4.2M | 48k | 88.36 | |
| Family Dollar Stores | 1.1 | $4.1M | 58k | 72.03 | |
| General Electric Company | 1.1 | $4.1M | 173k | 23.89 | |
| T. Rowe Price (TROW) | 1.1 | $4.1M | 56k | 71.93 | |
| Intel Corporation (INTC) | 1.1 | $4.0M | 174k | 22.92 | |
| Pepsi (PEP) | 1.1 | $4.0M | 50k | 79.50 | |
| FedEx Corporation (FDX) | 0.9 | $3.6M | 31k | 114.12 | |
| ConocoPhillips (COP) | 0.9 | $3.5M | 50k | 69.51 | |
| Boeing Company (BA) | 0.9 | $3.5M | 30k | 117.49 | |
| Oracle Corporation (ORCL) | 0.9 | $3.4M | 103k | 33.17 | |
| MasterCard Incorporated (MA) | 0.9 | $3.3M | 5.0k | 672.83 | |
| Verizon Communications (VZ) | 0.8 | $3.2M | 69k | 46.68 | |
| Oneok Partners | 0.8 | $3.2M | 61k | 53.01 | |
| Danaher Corporation (DHR) | 0.8 | $3.2M | 46k | 69.33 | |
| Kennametal (KMT) | 0.8 | $3.1M | 69k | 45.60 | |
| Kinder Morgan Energy Partners | 0.8 | $3.0M | 38k | 79.83 | |
| Fluor Corporation (FLR) | 0.8 | $3.0M | 42k | 70.96 | |
| Exxon Mobil Corporation (XOM) | 0.8 | $2.9M | 34k | 86.05 | |
| Emerson Electric (EMR) | 0.8 | $2.9M | 45k | 64.70 | |
| At&t (T) | 0.8 | $2.9M | 85k | 33.82 | |
| Nucor Corporation (NUE) | 0.7 | $2.8M | 57k | 49.02 | |
| Waste Management (WM) | 0.7 | $2.8M | 67k | 41.24 | |
| Laboratory Corp. of America Holdings | 0.7 | $2.7M | 28k | 99.13 | |
| Bristol Myers Squibb (BMY) | 0.7 | $2.7M | 58k | 46.28 | |
| Plains All American Pipeline (PAA) | 0.7 | $2.7M | 50k | 52.66 | |
| 3M Company (MMM) | 0.7 | $2.6M | 22k | 119.43 | |
| Kimberly-Clark Corporation (KMB) | 0.7 | $2.5M | 26k | 94.23 | |
| SYSCO Corporation (SYY) | 0.6 | $2.4M | 76k | 31.83 | |
| Health Care REIT | 0.6 | $2.4M | 39k | 62.37 | |
| Devon Energy Corporation (DVN) | 0.6 | $2.4M | 42k | 57.76 | |
| Honeywell International (HON) | 0.6 | $2.4M | 29k | 83.04 | |
| United Technologies Corporation | 0.6 | $2.3M | 21k | 107.81 | |
| L-3 Communications Holdings | 0.6 | $2.2M | 23k | 94.50 | |
| Dover Corporation (DOV) | 0.6 | $2.2M | 24k | 89.85 | |
| Novartis (NVS) | 0.6 | $2.1M | 27k | 76.70 | |
| Merck & Co (MRK) | 0.6 | $2.1M | 44k | 47.62 | |
| Abbvie (ABBV) | 0.5 | $2.0M | 45k | 44.72 | |
| Fidelity Contra (FCNTX) | 0.5 | $2.0M | 21k | 93.29 | |
| Teva Pharmaceutical Industries (TEVA) | 0.5 | $1.9M | 51k | 37.78 | |
| Buckeye Partners | 0.5 | $1.9M | 29k | 65.53 | |
| Vanguard Windsor Fund Ii mut (VWNFX) | 0.5 | $1.8M | 53k | 34.70 | |
| Southern Company (SO) | 0.4 | $1.7M | 41k | 41.17 | |
| Suncor Energy (SU) | 0.4 | $1.7M | 47k | 35.78 | |
| Boardwalk Pipeline Partners | 0.4 | $1.5M | 50k | 30.38 | |
| Stanley Black & Decker (SWK) | 0.4 | $1.5M | 17k | 90.59 | |
| Plum Creek Timber | 0.4 | $1.5M | 32k | 46.84 | |
| Tyco International Ltd S hs | 0.4 | $1.5M | 43k | 34.99 | |
| PNC Financial Services (PNC) | 0.3 | $1.3M | 19k | 72.45 | |
| Norfolk Southern (NSC) | 0.3 | $1.3M | 17k | 77.37 | |
| Enbridge Energy Partners | 0.3 | $1.3M | 42k | 30.44 | |
| Pentair | 0.3 | $1.2M | 19k | 64.95 | |
| Cracker Barrel Old Country Store (CBRL) | 0.3 | $1.2M | 12k | 103.21 | |
| Fidelity Low Priced (FLPSX) | 0.3 | $1.2M | 25k | 46.85 | |
| Abbott Laboratories (ABT) | 0.3 | $1.1M | 34k | 33.19 | |
| Vanguard/wellingto.. (VWELX) | 0.3 | $1.2M | 31k | 37.39 | |
| Energy Transfer Partners | 0.3 | $1.1M | 21k | 52.07 | |
| Amgen (AMGN) | 0.3 | $1.0M | 9.0k | 111.93 | |
| Xylem (XYL) | 0.3 | $1.0M | 36k | 27.93 | |
| Suntrust Banks Inc $1.00 Par Cmn | 0.3 | $981k | 30k | 32.41 | |
| GlaxoSmithKline | 0.3 | $984k | 20k | 50.18 | |
| Canadian Oil Sands (COS) | 0.3 | $982k | 51k | 19.41 | |
| American Electric Power Company (AEP) | 0.2 | $952k | 22k | 43.36 | |
| Illinois Tool Works (ITW) | 0.2 | $959k | 13k | 76.27 | |
| Rowe T Price Small-cap Value F (PRSVX) | 0.2 | $943k | 20k | 47.38 | |
| Magellan Midstream Partners | 0.2 | $900k | 16k | 56.43 | |
| Adt | 0.2 | $867k | 21k | 40.68 | |
| CenturyLink | 0.2 | $834k | 27k | 31.36 | |
| El Paso Pipeline Partners | 0.2 | $842k | 20k | 42.23 | |
| Genesis Energy (GEL) | 0.2 | $839k | 17k | 50.09 | |
| Teekay Offshore Partners | 0.2 | $831k | 25k | 33.35 | |
| Teekay Lng Partners | 0.2 | $823k | 19k | 44.09 | |
| iShares Silver Trust (SLV) | 0.2 | $830k | 40k | 20.89 | |
| AstraZeneca (AZN) | 0.2 | $807k | 16k | 51.93 | |
| TC Pipelines | 0.2 | $802k | 17k | 48.72 | |
| Berkshire Hathaway (BRK.B) | 0.2 | $753k | 6.6k | 113.57 | |
| AFLAC Incorporated (AFL) | 0.2 | $772k | 13k | 61.96 | |
| Dow Chemical Company | 0.2 | $773k | 20k | 38.41 | |
| Johnson Controls | 0.2 | $746k | 18k | 41.50 | |
| Darden Restaurants (DRI) | 0.2 | $780k | 17k | 46.30 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.2 | $767k | 23k | 33.08 | |
| Central Fd Cda Ltd cl a | 0.2 | $759k | 52k | 14.69 | |
| Central Gold-Trust | 0.2 | $757k | 16k | 46.20 | |
| Texas Instruments Incorporated (TXN) | 0.2 | $739k | 18k | 40.29 | |
| Cinemark Holdings (CNK) | 0.2 | $735k | 23k | 31.73 | |
| Prin Protected Notes Of Pref T | 0.2 | $742k | 1.0M | 0.72 | |
| Eli Lilly & Co. (LLY) | 0.2 | $675k | 13k | 50.31 | |
| Dominion Resources (D) | 0.2 | $682k | 11k | 62.49 | |
| Raytheon Company | 0.2 | $690k | 9.0k | 77.09 | |
| Dresser-Rand | 0.2 | $700k | 11k | 62.36 | |
| Time Warner | 0.2 | $638k | 9.7k | 65.83 | |
| MarkWest Energy Partners | 0.2 | $657k | 9.1k | 72.24 | |
| J.M. Smucker Company (SJM) | 0.2 | $658k | 6.3k | 105.08 | |
| iShares Russell 3000 Index (IWV) | 0.2 | $659k | 6.5k | 101.21 | |
| Coca-Cola Company (KO) | 0.2 | $611k | 16k | 37.88 | |
| McDonald's Corporation (MCD) | 0.2 | $611k | 6.4k | 96.22 | |
| Microchip Technology (MCHP) | 0.2 | $628k | 16k | 40.32 | |
| Northrop Grumman Corporation (NOC) | 0.2 | $606k | 6.4k | 95.24 | |
| Targa Resources Partners | 0.2 | $597k | 12k | 51.47 | |
| Alliance Resource Partners (ARLP) | 0.2 | $618k | 8.3k | 74.08 | |
| McDermott International | 0.2 | $625k | 84k | 7.43 | |
| Permian Basin Royalty Trust (PBT) | 0.2 | $614k | 43k | 14.26 | |
| Federal Realty Inv. Trust | 0.2 | $605k | 6.0k | 101.39 | |
| Silver Wheaton Corp | 0.2 | $609k | 25k | 24.76 | |
| Udr (UDR) | 0.2 | $599k | 25k | 23.69 | |
| Kraft Foods | 0.2 | $622k | 12k | 52.50 | |
| L Brands | 0.2 | $626k | 10k | 61.12 | |
| Celgene Corporation | 0.1 | $572k | 3.7k | 154.18 | |
| HCP | 0.1 | $569k | 14k | 40.91 | |
| Prin Protected Notes Of Pref T | 0.1 | $559k | 756k | 0.74 | |
| Consolidated Edison (ED) | 0.1 | $527k | 9.6k | 55.18 | |
| Hershey Company (HSY) | 0.1 | $545k | 5.9k | 92.50 | |
| SPDR Gold Trust (GLD) | 0.1 | $539k | 4.2k | 128.18 | |
| Regency Energy Partners | 0.1 | $528k | 19k | 28.62 | |
| Atmi | 0.1 | $543k | 21k | 26.50 | |
| iShares Russell Midcap Index Fund (IWR) | 0.1 | $537k | 3.9k | 139.12 | |
| Capital Income Builders Fd Sh (CAIBX) | 0.1 | $549k | 9.8k | 56.15 | |
| Time Warner Cable | 0.1 | $480k | 4.3k | 111.63 | |
| Spectra Energy | 0.1 | $513k | 15k | 34.24 | |
| Ross Stores (ROST) | 0.1 | $496k | 6.8k | 72.73 | |
| Royal Dutch Shell | 0.1 | $493k | 7.5k | 65.72 | |
| Linn Energy | 0.1 | $506k | 20k | 25.90 | |
| Vanguard 500 Index Fund mut (VFINX) | 0.1 | $507k | 3.3k | 154.95 | |
| Covidien | 0.1 | $509k | 8.4k | 60.91 | |
| Halliburton Company (HAL) | 0.1 | $460k | 9.6k | 48.13 | |
| Ingersoll-rand Co Ltd-cl A | 0.1 | $468k | 7.2k | 64.91 | |
| NuStar Energy | 0.1 | $446k | 11k | 40.10 | |
| KLA-Tencor Corporation (KLAC) | 0.1 | $467k | 7.7k | 60.81 | |
| Analog Devices (ADI) | 0.1 | $415k | 8.8k | 47.03 | |
| Broadcom Corporation | 0.1 | $408k | 16k | 26.02 | |
| Harbor Fd Intl Fd Inv Cl mutual funds | 0.1 | $438k | 6.4k | 68.39 | |
| Fidelity Spartan 500 Index Fun | 0.1 | $417k | 7.0k | 59.89 | |
| Comcast Corporation (CMCSA) | 0.1 | $369k | 8.2k | 45.16 | |
| U.S. Bancorp (USB) | 0.1 | $388k | 11k | 36.55 | |
| Philip Morris International (PM) | 0.1 | $364k | 4.2k | 86.58 | |
| Altera Corporation | 0.1 | $368k | 9.9k | 37.13 | |
| Williams Partners | 0.1 | $379k | 7.2k | 52.93 | |
| BorgWarner (BWA) | 0.1 | $380k | 3.7k | 101.50 | |
| Rydex Russell Top 50 ETF | 0.1 | $400k | 3.4k | 117.13 | |
| iShares Dow Jones Select Dividend (DVY) | 0.1 | $393k | 5.9k | 66.33 | |
| Columbia Fds Ser Tr Midcap Ind (NMPAX) | 0.1 | $367k | 26k | 14.39 | |
| Caterpillar (CAT) | 0.1 | $345k | 4.1k | 83.33 | |
| General Dynamics Corporation (GD) | 0.1 | $341k | 3.9k | 87.41 | |
| Steel Dynamics (STLD) | 0.1 | $342k | 21k | 16.71 | |
| Energy Transfer Equity (ET) | 0.1 | $355k | 5.4k | 65.86 | |
| Transocean (RIG) | 0.1 | $315k | 7.1k | 44.50 | |
| Generac Holdings (GNRC) | 0.1 | $298k | 7.0k | 42.57 | |
| Lkd Barclays Bk Plc Ipath S&p Etn etf | 0.1 | $291k | 16k | 18.77 | |
| Reaves Utility Income Fund (UTG) | 0.1 | $316k | 13k | 25.10 | |
| Vanguard International Value (VTRIX) | 0.1 | $301k | 8.4k | 35.63 | |
| T Rowe Price Eqty Incm (PRFDX) | 0.1 | $301k | 9.7k | 31.10 | |
| Rowe T Price Index Tr Equity I (PREIX) | 0.1 | $301k | 6.6k | 45.30 | |
| Itt | 0.1 | $303k | 8.4k | 35.98 | |
| Reynolds American | 0.1 | $278k | 5.7k | 48.86 | |
| Vulcan Materials Company (VMC) | 0.1 | $260k | 5.0k | 51.90 | |
| McKesson Corporation (MCK) | 0.1 | $268k | 2.1k | 128.41 | |
| Westar Energy | 0.1 | $259k | 8.4k | 30.68 | |
| Marathon Oil Corporation (MRO) | 0.1 | $252k | 7.2k | 34.89 | |
| Martin Midstream Partners (MMLP) | 0.1 | $280k | 6.0k | 46.90 | |
| Suburban Propane Partners (SPH) | 0.1 | $260k | 5.6k | 46.85 | |
| Calgon Carbon Corporation | 0.1 | $254k | 13k | 18.96 | |
| Utilities SPDR (XLU) | 0.1 | $271k | 7.3k | 37.30 | |
| Templeton Global Income Fund | 0.1 | $257k | 31k | 8.36 | |
| American Fd Growth Fund Of Ame (AGTHX) | 0.1 | $260k | 6.2k | 42.01 | |
| RGC Resources (RGCO) | 0.1 | $273k | 14k | 19.29 | |
| American Balanced (ABALX) | 0.1 | $259k | 11k | 22.79 | |
| Fidelity Concord Str Sp 500 Id | 0.1 | $280k | 4.7k | 59.78 | |
| Sealed Air (SEE) | 0.1 | $211k | 7.8k | 27.17 | |
| Praxair | 0.1 | $231k | 1.9k | 120.31 | |
| Visa (V) | 0.1 | $237k | 1.2k | 191.13 | |
| 0.1 | $230k | 263.00 | 874.52 | ||
| Lindsay Corporation (LNN) | 0.1 | $234k | 2.9k | 81.53 | |
| Black Hills Corporation (BKH) | 0.1 | $212k | 4.3k | 49.88 | |
| AmeriGas Partners | 0.1 | $220k | 5.1k | 43.14 | |
| MetLife (MET) | 0.1 | $241k | 5.1k | 46.91 | |
| SCANA Corporation | 0.1 | $226k | 4.9k | 45.99 | |
| Sunoco Logistics Partners | 0.1 | $217k | 3.3k | 66.56 | |
| American Capital Wld Grth & In (CWGIX) | 0.1 | $219k | 5.2k | 42.34 | |
| Husky Energy | 0.1 | $210k | 7.3k | 28.77 | |
| Pembina Pipeline Corp (PBA) | 0.1 | $223k | 6.7k | 33.17 | |
| Invesco Insured Municipal Income Trust (IIM) | 0.1 | $236k | 17k | 13.56 | |
| Vanguard Prime Cap Adm. (VPMAX) | 0.1 | $219k | 2.4k | 91.17 | |
| T. Rowe Price Intl (PRITX) | 0.1 | $212k | 14k | 15.75 | |
| Powershares Etf Tr Ii s^p500 low vol | 0.1 | $231k | 7.4k | 31.20 | |
| AGL Resources | 0.1 | $200k | 4.4k | 45.98 | |
| American Eagle Outfitters (AEO) | 0.1 | $208k | 15k | 13.98 | |
| Equity Residential (EQR) | 0.1 | $209k | 3.9k | 53.47 | |
| Sanofi-Aventis SA (SNY) | 0.1 | $202k | 4.0k | 50.75 | |
| Xcel Energy (XEL) | 0.1 | $207k | 7.5k | 27.67 | |
| iShares Russell 2000 Index (IWM) | 0.1 | $203k | 1.9k | 106.84 | |
| Tortoise Energy Capital Corporation | 0.1 | $201k | 6.4k | 31.64 | |
| American Income Fnd Of America (AMECX) | 0.1 | $197k | 10k | 19.60 | |
| Claymore/SWM Canadian Energy Income ETF | 0.1 | $179k | 12k | 14.57 | |
| Vanguard Interm-term equity | 0.1 | $194k | 17k | 11.32 | |
| Vanguard Mun Bd Fd Inc Lt Txex (VWLUX) | 0.0 | $142k | 13k | 11.09 | |
| Penn West Energy Trust | 0.0 | $123k | 11k | 11.17 | |
| Valley Financial Corp. Virginia | 0.0 | $111k | 11k | 10.22 | |
| Alcoa | 0.0 | $83k | 10k | 8.15 | |
| Sirius XM Radio | 0.0 | $48k | 13k | 3.84 | |
| Vanguard Mmk Prime | 0.0 | $33k | 33k | 0.99 | |
| Athersys | 0.0 | $16k | 10k | 1.60 | |
| Nevada Mining Company (NMCX) | 0.0 | $0 | 83k | 0.00 | |
| Marathon Holding Corp | 0.0 | $0 | 10k | 0.00 |
