Catawba Capital Management

Catawba Capital Management as of Sept. 30, 2013

Portfolio Holdings for Catawba Capital Management

Catawba Capital Management holds 233 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 3.0 $11M 24k 476.75
CVS Caremark Corporation (CVS) 2.3 $8.7M 154k 56.75
Union Pacific Corporation (UNP) 2.1 $8.1M 52k 155.35
Walt Disney Company (DIS) 2.0 $7.5M 116k 64.49
National-Oilwell Var 1.9 $7.1M 91k 78.11
Pfizer (PFE) 1.8 $6.7M 232k 28.73
International Business Machines (IBM) 1.7 $6.6M 36k 185.19
Target Corporation (TGT) 1.6 $5.9M 92k 63.98
Chubb Corporation 1.5 $5.7M 64k 89.26
BB&T Corporation 1.5 $5.7M 168k 33.75
Johnson & Johnson (JNJ) 1.4 $5.5M 64k 86.68
Lowe's Companies (LOW) 1.4 $5.5M 116k 47.61
Chevron Corporation (CVX) 1.4 $5.4M 45k 121.51
Microsoft Corporation (MSFT) 1.4 $5.3M 160k 33.28
Noble Corporation Com Stk 1.4 $5.2M 139k 37.77
E.I. du Pont de Nemours & Company 1.4 $5.1M 88k 58.56
Procter & Gamble Company (PG) 1.3 $5.1M 68k 75.59
Duke Energy (DUK) 1.3 $5.1M 76k 66.79
Becton, Dickinson and (BDX) 1.3 $5.0M 51k 100.02
Wells Fargo & Company (WFC) 1.3 $5.0M 121k 41.32
Enterprise Products Partners (EPD) 1.3 $5.0M 82k 61.04
Baxter International (BAX) 1.3 $4.9M 74k 65.68
Harbor Fd Intl Fd mutual funds (HAINX) 1.2 $4.7M 68k 69.28
Nike (NKE) 1.2 $4.7M 65k 72.64
Lockheed Martin Corporation (LMT) 1.2 $4.6M 36k 127.54
Qualcomm (QCOM) 1.2 $4.5M 67k 67.32
Rowe T Price Intl Fds Emerg Mk (PRMSX) 1.2 $4.5M 139k 32.01
WellPoint 1.1 $4.3M 52k 83.61
Cenovus Energy (CVE) 1.1 $4.3M 144k 29.85
Zimmer Holdings (ZBH) 1.1 $4.3M 52k 82.15
Cisco Systems (CSCO) 1.1 $4.2M 181k 23.43
Schlumberger (SLB) 1.1 $4.2M 48k 88.36
Family Dollar Stores 1.1 $4.1M 58k 72.03
General Electric Company 1.1 $4.1M 173k 23.89
T. Rowe Price (TROW) 1.1 $4.1M 56k 71.93
Intel Corporation (INTC) 1.1 $4.0M 174k 22.92
Pepsi (PEP) 1.1 $4.0M 50k 79.50
FedEx Corporation (FDX) 0.9 $3.6M 31k 114.12
ConocoPhillips (COP) 0.9 $3.5M 50k 69.51
Boeing Company (BA) 0.9 $3.5M 30k 117.49
Oracle Corporation (ORCL) 0.9 $3.4M 103k 33.17
MasterCard Incorporated (MA) 0.9 $3.3M 5.0k 672.83
Verizon Communications (VZ) 0.8 $3.2M 69k 46.68
Oneok Partners 0.8 $3.2M 61k 53.01
Danaher Corporation (DHR) 0.8 $3.2M 46k 69.33
Kennametal (KMT) 0.8 $3.1M 69k 45.60
Kinder Morgan Energy Partners 0.8 $3.0M 38k 79.83
Fluor Corporation (FLR) 0.8 $3.0M 42k 70.96
Exxon Mobil Corporation (XOM) 0.8 $2.9M 34k 86.05
Emerson Electric (EMR) 0.8 $2.9M 45k 64.70
At&t (T) 0.8 $2.9M 85k 33.82
Nucor Corporation (NUE) 0.7 $2.8M 57k 49.02
Waste Management (WM) 0.7 $2.8M 67k 41.24
Laboratory Corp. of America Holdings (LH) 0.7 $2.7M 28k 99.13
Bristol Myers Squibb (BMY) 0.7 $2.7M 58k 46.28
Plains All American Pipeline (PAA) 0.7 $2.7M 50k 52.66
3M Company (MMM) 0.7 $2.6M 22k 119.43
Kimberly-Clark Corporation (KMB) 0.7 $2.5M 26k 94.23
SYSCO Corporation (SYY) 0.6 $2.4M 76k 31.83
Health Care REIT 0.6 $2.4M 39k 62.37
Devon Energy Corporation (DVN) 0.6 $2.4M 42k 57.76
Honeywell International (HON) 0.6 $2.4M 29k 83.04
United Technologies Corporation 0.6 $2.3M 21k 107.81
L-3 Communications Holdings 0.6 $2.2M 23k 94.50
Dover Corporation (DOV) 0.6 $2.2M 24k 89.85
Novartis (NVS) 0.6 $2.1M 27k 76.70
Merck & Co (MRK) 0.6 $2.1M 44k 47.62
Abbvie (ABBV) 0.5 $2.0M 45k 44.72
Fidelity Contra (FCNTX) 0.5 $2.0M 21k 93.29
Teva Pharmaceutical Industries (TEVA) 0.5 $1.9M 51k 37.78
Buckeye Partners 0.5 $1.9M 29k 65.53
Vanguard Windsor Fund Ii mut (VWNFX) 0.5 $1.8M 53k 34.70
Southern Company (SO) 0.4 $1.7M 41k 41.17
Suncor Energy (SU) 0.4 $1.7M 47k 35.78
Boardwalk Pipeline Partners 0.4 $1.5M 50k 30.38
Stanley Black & Decker (SWK) 0.4 $1.5M 17k 90.59
Plum Creek Timber 0.4 $1.5M 32k 46.84
Tyco International Ltd S hs 0.4 $1.5M 43k 34.99
PNC Financial Services (PNC) 0.3 $1.3M 19k 72.45
Norfolk Southern (NSC) 0.3 $1.3M 17k 77.37
Enbridge Energy Partners 0.3 $1.3M 42k 30.44
Pentair 0.3 $1.2M 19k 64.95
Cracker Barrel Old Country Store (CBRL) 0.3 $1.2M 12k 103.21
Fidelity Low Priced (FLPSX) 0.3 $1.2M 25k 46.85
Abbott Laboratories (ABT) 0.3 $1.1M 34k 33.19
Vanguard/wellingto.. (VWELX) 0.3 $1.2M 31k 37.39
Energy Transfer Partners 0.3 $1.1M 21k 52.07
Amgen (AMGN) 0.3 $1.0M 9.0k 111.93
Xylem (XYL) 0.3 $1.0M 36k 27.93
Suntrust Banks Inc $1.00 Par Cmn 0.3 $981k 30k 32.41
GlaxoSmithKline 0.3 $984k 20k 50.18
Canadian Oil Sands (COS) 0.3 $982k 51k 19.41
American Electric Power Company (AEP) 0.2 $952k 22k 43.36
Illinois Tool Works (ITW) 0.2 $959k 13k 76.27
Rowe T Price Small-cap Value F (PRSVX) 0.2 $943k 20k 47.38
Magellan Midstream Partners 0.2 $900k 16k 56.43
Adt 0.2 $867k 21k 40.68
CenturyLink 0.2 $834k 27k 31.36
El Paso Pipeline Partners 0.2 $842k 20k 42.23
Genesis Energy (GEL) 0.2 $839k 17k 50.09
Teekay Offshore Partners 0.2 $831k 25k 33.35
Teekay Lng Partners 0.2 $823k 19k 44.09
iShares Silver Trust (SLV) 0.2 $830k 40k 20.89
AstraZeneca (AZN) 0.2 $807k 16k 51.93
TC Pipelines 0.2 $802k 17k 48.72
Berkshire Hathaway (BRK.B) 0.2 $753k 6.6k 113.57
AFLAC Incorporated (AFL) 0.2 $772k 13k 61.96
Dow Chemical Company 0.2 $773k 20k 38.41
Johnson Controls 0.2 $746k 18k 41.50
Darden Restaurants (DRI) 0.2 $780k 17k 46.30
Freeport-McMoRan Copper & Gold (FCX) 0.2 $767k 23k 33.08
Central Fd Cda Ltd cl a 0.2 $759k 52k 14.69
Central Gold-Trust 0.2 $757k 16k 46.20
Texas Instruments Incorporated (TXN) 0.2 $739k 18k 40.29
Cinemark Holdings (CNK) 0.2 $735k 23k 31.73
Prin Protected Notes Of Pref T 0.2 $742k 1.0M 0.72
Eli Lilly & Co. (LLY) 0.2 $675k 13k 50.31
Dominion Resources (D) 0.2 $682k 11k 62.49
Raytheon Company 0.2 $690k 9.0k 77.09
Dresser-Rand 0.2 $700k 11k 62.36
Time Warner 0.2 $638k 9.7k 65.83
MarkWest Energy Partners 0.2 $657k 9.1k 72.24
J.M. Smucker Company (SJM) 0.2 $658k 6.3k 105.08
iShares Russell 3000 Index (IWV) 0.2 $659k 6.5k 101.21
Coca-Cola Company (KO) 0.2 $611k 16k 37.88
McDonald's Corporation (MCD) 0.2 $611k 6.4k 96.22
Microchip Technology (MCHP) 0.2 $628k 16k 40.32
Northrop Grumman Corporation (NOC) 0.2 $606k 6.4k 95.24
Targa Resources Partners 0.2 $597k 12k 51.47
Alliance Resource Partners (ARLP) 0.2 $618k 8.3k 74.08
McDermott International 0.2 $625k 84k 7.43
Permian Basin Royalty Trust (PBT) 0.2 $614k 43k 14.26
Federal Realty Inv. Trust 0.2 $605k 6.0k 101.39
Silver Wheaton Corp 0.2 $609k 25k 24.76
Udr (UDR) 0.2 $599k 25k 23.69
Kraft Foods 0.2 $622k 12k 52.50
L Brands 0.2 $626k 10k 61.12
Celgene Corporation 0.1 $572k 3.7k 154.18
HCP 0.1 $569k 14k 40.91
Prin Protected Notes Of Pref T 0.1 $559k 756k 0.74
Consolidated Edison (ED) 0.1 $527k 9.6k 55.18
Hershey Company (HSY) 0.1 $545k 5.9k 92.50
SPDR Gold Trust (GLD) 0.1 $539k 4.2k 128.18
Regency Energy Partners 0.1 $528k 19k 28.62
Atmi 0.1 $543k 21k 26.50
iShares Russell Midcap Index Fund (IWR) 0.1 $537k 3.9k 139.12
Capital Income Builders Fd Sh (CAIBX) 0.1 $549k 9.8k 56.15
Time Warner Cable 0.1 $480k 4.3k 111.63
Spectra Energy 0.1 $513k 15k 34.24
Ross Stores (ROST) 0.1 $496k 6.8k 72.73
Royal Dutch Shell 0.1 $493k 7.5k 65.72
Linn Energy 0.1 $506k 20k 25.90
Vanguard 500 Index Fund mut (VFINX) 0.1 $507k 3.3k 154.95
Covidien 0.1 $509k 8.4k 60.91
Halliburton Company (HAL) 0.1 $460k 9.6k 48.13
Ingersoll-rand Co Ltd-cl A 0.1 $468k 7.2k 64.91
NuStar Energy (NS) 0.1 $446k 11k 40.10
KLA-Tencor Corporation (KLAC) 0.1 $467k 7.7k 60.81
Analog Devices (ADI) 0.1 $415k 8.8k 47.03
Broadcom Corporation 0.1 $408k 16k 26.02
Harbor Fd Intl Fd Inv Cl mutual funds 0.1 $438k 6.4k 68.39
Fidelity Spartan 500 Index Fun 0.1 $417k 7.0k 59.89
Comcast Corporation (CMCSA) 0.1 $369k 8.2k 45.16
U.S. Bancorp (USB) 0.1 $388k 11k 36.55
Philip Morris International (PM) 0.1 $364k 4.2k 86.58
Altera Corporation 0.1 $368k 9.9k 37.13
Williams Partners 0.1 $379k 7.2k 52.93
BorgWarner (BWA) 0.1 $380k 3.7k 101.50
Rydex Russell Top 50 ETF 0.1 $400k 3.4k 117.13
iShares Dow Jones Select Dividend (DVY) 0.1 $393k 5.9k 66.33
Columbia Fds Ser Tr Midcap Ind (NMPAX) 0.1 $367k 26k 14.39
Caterpillar (CAT) 0.1 $345k 4.1k 83.33
General Dynamics Corporation (GD) 0.1 $341k 3.9k 87.41
Steel Dynamics (STLD) 0.1 $342k 21k 16.71
Energy Transfer Equity (ET) 0.1 $355k 5.4k 65.86
Transocean (RIG) 0.1 $315k 7.1k 44.50
Generac Holdings (GNRC) 0.1 $298k 7.0k 42.57
Lkd Barclays Bk Plc Ipath S&p Etn etf 0.1 $291k 16k 18.77
Reaves Utility Income Fund (UTG) 0.1 $316k 13k 25.10
Vanguard International Value (VTRIX) 0.1 $301k 8.4k 35.63
T Rowe Price Eqty Incm (PRFDX) 0.1 $301k 9.7k 31.10
Rowe T Price Index Tr Equity I (PREIX) 0.1 $301k 6.6k 45.30
Itt 0.1 $303k 8.4k 35.98
Reynolds American 0.1 $278k 5.7k 48.86
Vulcan Materials Company (VMC) 0.1 $260k 5.0k 51.90
McKesson Corporation (MCK) 0.1 $268k 2.1k 128.41
Westar Energy 0.1 $259k 8.4k 30.68
Marathon Oil Corporation (MRO) 0.1 $252k 7.2k 34.89
Martin Midstream Partners (MMLP) 0.1 $280k 6.0k 46.90
Suburban Propane Partners (SPH) 0.1 $260k 5.6k 46.85
Calgon Carbon Corporation 0.1 $254k 13k 18.96
Utilities SPDR (XLU) 0.1 $271k 7.3k 37.30
Templeton Global Income Fund (SABA) 0.1 $257k 31k 8.36
American Fd Growth Fund Of Ame (AGTHX) 0.1 $260k 6.2k 42.01
RGC Resources (RGCO) 0.1 $273k 14k 19.29
American Balanced (ABALX) 0.1 $259k 11k 22.79
Fidelity Concord Str Sp 500 Id 0.1 $280k 4.7k 59.78
Sealed Air (SEE) 0.1 $211k 7.8k 27.17
Praxair 0.1 $231k 1.9k 120.31
Visa (V) 0.1 $237k 1.2k 191.13
Google 0.1 $230k 263.00 874.52
Lindsay Corporation (LNN) 0.1 $234k 2.9k 81.53
Black Hills Corporation (BKH) 0.1 $212k 4.3k 49.88
AmeriGas Partners 0.1 $220k 5.1k 43.14
MetLife (MET) 0.1 $241k 5.1k 46.91
SCANA Corporation 0.1 $226k 4.9k 45.99
Sunoco Logistics Partners 0.1 $217k 3.3k 66.56
American Capital Wld Grth & In (CWGIX) 0.1 $219k 5.2k 42.34
Husky Energy 0.1 $210k 7.3k 28.77
Pembina Pipeline Corp (PBA) 0.1 $223k 6.7k 33.17
Invesco Insured Municipal Income Trust (IIM) 0.1 $236k 17k 13.56
Vanguard Prime Cap Adm. (VPMAX) 0.1 $219k 2.4k 91.17
T. Rowe Price Intl (PRITX) 0.1 $212k 14k 15.75
Powershares Etf Tr Ii s^p500 low vol 0.1 $231k 7.4k 31.20
AGL Resources 0.1 $200k 4.4k 45.98
American Eagle Outfitters (AEO) 0.1 $208k 15k 13.98
Equity Residential (EQR) 0.1 $209k 3.9k 53.47
Sanofi-Aventis SA (SNY) 0.1 $202k 4.0k 50.75
Xcel Energy (XEL) 0.1 $207k 7.5k 27.67
iShares Russell 2000 Index (IWM) 0.1 $203k 1.9k 106.84
Tortoise Energy Capital Corporation 0.1 $201k 6.4k 31.64
American Income Fnd Of America (AMECX) 0.1 $197k 10k 19.60
Claymore/SWM Canadian Energy Income ETF 0.1 $179k 12k 14.57
Vanguard Interm-term equity 0.1 $194k 17k 11.32
Vanguard Mun Bd Fd Inc Lt Txex (VWLUX) 0.0 $142k 13k 11.09
Penn West Energy Trust 0.0 $123k 11k 11.17
Valley Financial Corp. Virginia 0.0 $111k 11k 10.22
Alcoa 0.0 $83k 10k 8.15
Sirius XM Radio 0.0 $48k 13k 3.84
Vanguard Mmk Prime 0.0 $33k 33k 0.99
Athersys 0.0 $16k 10k 1.60
Nevada Mining Company (NMCX) 0.0 $0 83k 0.00
Marathon Holding Corp 0.0 $0 10k 0.00