Catawba Capital Management as of Dec. 31, 2013
Portfolio Holdings for Catawba Capital Management
Catawba Capital Management holds 244 positions in its portfolio as reported in the December 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 3.2 | $13M | 24k | 561.02 | |
| CVS Caremark Corporation (CVS) | 2.6 | $11M | 152k | 71.57 | |
| Walt Disney Company (DIS) | 2.1 | $8.6M | 112k | 76.40 | |
| Union Pacific Corporation (UNP) | 2.1 | $8.6M | 51k | 168.00 | |
| Pfizer (PFE) | 1.7 | $7.1M | 232k | 30.63 | |
| National-Oilwell Var | 1.7 | $7.1M | 89k | 79.53 | |
| International Business Machines (IBM) | 1.6 | $6.5M | 35k | 187.57 | |
| BB&T Corporation | 1.5 | $6.3M | 168k | 37.32 | |
| Chubb Corporation | 1.4 | $6.1M | 63k | 96.63 | |
| Microsoft Corporation (MSFT) | 1.4 | $6.0M | 162k | 37.41 | |
| Target Corporation (TGT) | 1.4 | $5.9M | 93k | 63.27 | |
| Lowe's Companies (LOW) | 1.4 | $5.9M | 118k | 49.55 | |
| Procter & Gamble Company (PG) | 1.4 | $5.9M | 72k | 81.41 | |
| Johnson & Johnson (JNJ) | 1.4 | $5.8M | 63k | 91.59 | |
| E.I. du Pont de Nemours & Company | 1.4 | $5.8M | 89k | 64.98 | |
| Becton, Dickinson and (BDX) | 1.3 | $5.5M | 50k | 110.49 | |
| Chevron Corporation (CVX) | 1.3 | $5.4M | 44k | 124.91 | |
| Enterprise Products Partners (EPD) | 1.3 | $5.5M | 82k | 66.30 | |
| Baxter International (BAX) | 1.3 | $5.3M | 77k | 69.56 | |
| Wells Fargo & Company (WFC) | 1.3 | $5.3M | 116k | 45.40 | |
| Duke Energy (DUK) | 1.2 | $5.2M | 76k | 69.01 | |
| Lockheed Martin Corporation (LMT) | 1.2 | $5.2M | 35k | 148.65 | |
| Noble Corp Plc equity | 1.2 | $5.1M | 137k | 37.47 | |
| Qualcomm (QCOM) | 1.2 | $5.1M | 68k | 74.25 | |
| General Electric Company | 1.2 | $5.0M | 179k | 28.03 | |
| Schlumberger (SLB) | 1.2 | $5.1M | 56k | 90.10 | |
| Harbor Fd Intl Fd mutual funds (HAINX) | 1.2 | $4.9M | 69k | 71.02 | |
| Nike (NKE) | 1.2 | $4.8M | 61k | 78.64 | |
| WellPoint | 1.2 | $4.8M | 52k | 92.39 | |
| Zimmer Holdings (ZBH) | 1.1 | $4.8M | 52k | 93.19 | |
| T. Rowe Price (TROW) | 1.1 | $4.7M | 56k | 83.77 | |
| Intel Corporation (INTC) | 1.1 | $4.7M | 181k | 25.96 | |
| FedEx Corporation (FDX) | 1.1 | $4.6M | 32k | 143.78 | |
| Pepsi (PEP) | 1.1 | $4.4M | 54k | 82.94 | |
| Rowe T Price Intl Fds Emerg Mk (PRMSX) | 1.1 | $4.5M | 139k | 32.22 | |
| Cenovus Energy (CVE) | 1.0 | $4.1M | 143k | 28.65 | |
| Cisco Systems (CSCO) | 1.0 | $4.0M | 178k | 22.43 | |
| Boeing Company (BA) | 1.0 | $4.0M | 29k | 136.48 | |
| Oracle Corporation (ORCL) | 0.9 | $3.9M | 103k | 38.26 | |
| MasterCard Incorporated (MA) | 0.9 | $3.8M | 4.5k | 835.36 | |
| Family Dollar Stores | 0.9 | $3.7M | 56k | 64.97 | |
| Kennametal (KMT) | 0.9 | $3.6M | 70k | 52.06 | |
| Danaher Corporation (DHR) | 0.8 | $3.5M | 45k | 77.21 | |
| Suncor Energy (SU) | 0.8 | $3.5M | 99k | 35.05 | |
| Kinder Morgan Energy Partners | 0.8 | $3.4M | 42k | 80.65 | |
| Fluor Corporation (FLR) | 0.8 | $3.4M | 42k | 80.29 | |
| Verizon Communications (VZ) | 0.8 | $3.3M | 67k | 49.13 | |
| Oneok Partners | 0.8 | $3.3M | 62k | 52.66 | |
| Exxon Mobil Corporation (XOM) | 0.7 | $3.1M | 30k | 101.21 | |
| At&t (T) | 0.7 | $3.1M | 88k | 35.16 | |
| Bristol Myers Squibb (BMY) | 0.7 | $3.1M | 57k | 53.16 | |
| Waste Management (WM) | 0.7 | $3.0M | 67k | 44.87 | |
| 3M Company (MMM) | 0.7 | $3.0M | 21k | 140.25 | |
| Nucor Corporation (NUE) | 0.7 | $3.0M | 56k | 53.38 | |
| Emerson Electric (EMR) | 0.7 | $3.0M | 42k | 70.17 | |
| ConocoPhillips (COP) | 0.7 | $2.8M | 40k | 70.65 | |
| Kimberly-Clark Corporation (KMB) | 0.7 | $2.8M | 27k | 104.46 | |
| SYSCO Corporation (SYY) | 0.7 | $2.8M | 77k | 36.09 | |
| Honeywell International (HON) | 0.6 | $2.6M | 29k | 91.39 | |
| Devon Energy Corporation (DVN) | 0.6 | $2.5M | 41k | 61.87 | |
| Plains All American Pipeline (PAA) | 0.6 | $2.5M | 49k | 51.77 | |
| Laboratory Corp. of America Holdings (LH) | 0.6 | $2.5M | 27k | 91.35 | |
| L-3 Communications Holdings | 0.6 | $2.5M | 23k | 106.86 | |
| United Technologies Corporation | 0.6 | $2.4M | 21k | 113.80 | |
| Novartis (NVS) | 0.6 | $2.3M | 29k | 80.39 | |
| Abbvie (ABBV) | 0.6 | $2.3M | 44k | 52.81 | |
| Dover Corporation (DOV) | 0.6 | $2.3M | 24k | 96.53 | |
| Merck & Co (MRK) | 0.5 | $2.2M | 45k | 50.05 | |
| Health Care REIT | 0.5 | $2.2M | 40k | 53.58 | |
| Fidelity Contra (FCNTX) | 0.5 | $2.0M | 21k | 96.14 | |
| Buckeye Partners | 0.5 | $2.0M | 28k | 71.01 | |
| Vanguard Windsor Fund Ii mut (VWNFX) | 0.5 | $2.0M | 53k | 36.77 | |
| Tyco International Ltd S hs | 0.4 | $1.7M | 43k | 41.04 | |
| PNC Financial Services (PNC) | 0.4 | $1.7M | 22k | 77.59 | |
| Southern Company (SO) | 0.4 | $1.6M | 40k | 41.12 | |
| Enbridge Energy Partners | 0.4 | $1.6M | 53k | 29.86 | |
| Norfolk Southern (NSC) | 0.4 | $1.5M | 16k | 92.83 | |
| Plum Creek Timber | 0.3 | $1.5M | 31k | 46.53 | |
| Pentair | 0.3 | $1.5M | 19k | 77.67 | |
| Teva Pharmaceutical Industries (TEVA) | 0.3 | $1.3M | 33k | 40.07 | |
| Stanley Black & Decker (SWK) | 0.3 | $1.3M | 17k | 80.68 | |
| Fidelity Low Priced (FLPSX) | 0.3 | $1.3M | 27k | 49.47 | |
| Abbott Laboratories (ABT) | 0.3 | $1.3M | 34k | 38.32 | |
| Boardwalk Pipeline Partners | 0.3 | $1.3M | 50k | 25.52 | |
| Energy Transfer Partners | 0.3 | $1.2M | 22k | 57.23 | |
| Xylem (XYL) | 0.3 | $1.2M | 36k | 34.60 | |
| Johnson Controls | 0.3 | $1.2M | 24k | 51.31 | |
| Vanguard/wellingto.. (VWELX) | 0.3 | $1.2M | 32k | 37.95 | |
| GlaxoSmithKline | 0.3 | $1.2M | 22k | 53.38 | |
| AstraZeneca (AZN) | 0.3 | $1.1M | 19k | 59.37 | |
| Suntrust Banks Inc $1.00 Par Cmn | 0.3 | $1.1M | 30k | 36.82 | |
| Vanguard Total Stock Market ETF (VTI) | 0.3 | $1.1M | 11k | 95.91 | |
| Amgen (AMGN) | 0.2 | $1.1M | 9.2k | 114.12 | |
| Illinois Tool Works (ITW) | 0.2 | $1.0M | 12k | 84.05 | |
| Magellan Midstream Partners | 0.2 | $1.1M | 17k | 63.28 | |
| American Electric Power Company (AEP) | 0.2 | $1.0M | 22k | 46.76 | |
| Genesis Energy (GEL) | 0.2 | $1.0M | 19k | 52.58 | |
| Rowe T Price Small-cap Value F (PRSVX) | 0.2 | $984k | 20k | 50.35 | |
| AFLAC Incorporated (AFL) | 0.2 | $933k | 14k | 66.83 | |
| Darden Restaurants (DRI) | 0.2 | $916k | 17k | 54.37 | |
| Canadian Oil Sands (COS) | 0.2 | $902k | 48k | 18.81 | |
| Cinemark Holdings (CNK) | 0.2 | $857k | 26k | 33.33 | |
| Adt | 0.2 | $862k | 21k | 40.46 | |
| Dow Chemical Company | 0.2 | $840k | 19k | 44.42 | |
| CenturyLink | 0.2 | $842k | 26k | 31.87 | |
| El Paso Pipeline Partners | 0.2 | $819k | 23k | 35.99 | |
| Berkshire Hathaway (BRK.B) | 0.2 | $786k | 6.6k | 118.55 | |
| Cracker Barrel Old Country Store (CBRL) | 0.2 | $802k | 7.3k | 110.01 | |
| Texas Instruments Incorporated (TXN) | 0.2 | $800k | 18k | 43.90 | |
| TC Pipelines | 0.2 | $784k | 16k | 48.44 | |
| Teekay Offshore Partners | 0.2 | $811k | 25k | 33.10 | |
| Teekay Lng Partners | 0.2 | $772k | 18k | 42.69 | |
| Crestwood Midstream Partners | 0.2 | $779k | 31k | 24.88 | |
| Atmi | 0.2 | $760k | 25k | 30.19 | |
| McDermott International | 0.2 | $769k | 84k | 9.16 | |
| iShares Russell 3000 Index (IWV) | 0.2 | $742k | 6.7k | 110.66 | |
| Dominion Resources (D) | 0.2 | $701k | 11k | 64.66 | |
| Microchip Technology (MCHP) | 0.2 | $724k | 16k | 44.77 | |
| Northrop Grumman Corporation (NOC) | 0.2 | $723k | 6.3k | 114.58 | |
| Raytheon Company | 0.2 | $709k | 7.8k | 90.66 | |
| Targa Resources Partners | 0.2 | $718k | 14k | 52.33 | |
| Prin Protected Notes Of Pref T | 0.2 | $711k | 1.0M | 0.69 | |
| Time Warner | 0.2 | $676k | 9.7k | 69.75 | |
| Eli Lilly & Co. (LLY) | 0.2 | $684k | 13k | 50.98 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.2 | $661k | 18k | 37.77 | |
| J.M. Smucker Company (SJM) | 0.2 | $649k | 6.3k | 103.64 | |
| Williams Partners | 0.2 | $660k | 13k | 50.87 | |
| Dresser-Rand | 0.2 | $677k | 11k | 59.62 | |
| Coca-Cola Company (KO) | 0.1 | $643k | 16k | 41.32 | |
| McDonald's Corporation (MCD) | 0.1 | $616k | 6.4k | 97.01 | |
| MarkWest Energy Partners | 0.1 | $644k | 9.7k | 66.09 | |
| NuStar Energy (NS) | 0.1 | $608k | 12k | 51.00 | |
| Alliance Resource Partners (ARLP) | 0.1 | $642k | 8.3k | 76.96 | |
| Celgene Corporation | 0.1 | $635k | 3.8k | 168.88 | |
| Federal Realty Inv. Trust | 0.1 | $605k | 6.0k | 101.39 | |
| iShares Russell Midcap Index Fund (IWR) | 0.1 | $644k | 4.3k | 149.94 | |
| iShares Silver Trust (SLV) | 0.1 | $614k | 33k | 18.72 | |
| Kraft Foods | 0.1 | $634k | 12k | 53.91 | |
| L Brands | 0.1 | $608k | 9.8k | 61.81 | |
| Williams Companies (WMB) | 0.1 | $573k | 15k | 38.56 | |
| Hershey Company (HSY) | 0.1 | $573k | 5.9k | 97.25 | |
| KLA-Tencor Corporation (KLAC) | 0.1 | $565k | 8.8k | 64.50 | |
| Central Fd Cda Ltd cl a | 0.1 | $563k | 43k | 13.24 | |
| Central Gold-Trust | 0.1 | $592k | 14k | 41.49 | |
| Covidien | 0.1 | $565k | 8.3k | 68.14 | |
| Time Warner Cable | 0.1 | $562k | 4.2k | 135.42 | |
| Consolidated Edison (ED) | 0.1 | $528k | 9.6k | 55.29 | |
| Royal Dutch Shell | 0.1 | $535k | 7.5k | 71.32 | |
| Energy Transfer Equity (ET) | 0.1 | $539k | 6.6k | 81.79 | |
| Permian Basin Royalty Trust (PBT) | 0.1 | $554k | 43k | 12.86 | |
| Vanguard 500 Index Fund mut (VFINX) | 0.1 | $550k | 3.2k | 170.44 | |
| Udr (UDR) | 0.1 | $557k | 24k | 23.36 | |
| Prin Protected Notes Of Pref T | 0.1 | $529k | 756k | 0.70 | |
| Capital Income Builders Fd Sh (CAIBX) | 0.1 | $524k | 8.9k | 58.56 | |
| Spectra Energy | 0.1 | $516k | 15k | 35.59 | |
| Ross Stores (ROST) | 0.1 | $507k | 6.8k | 75.00 | |
| Halliburton Company (HAL) | 0.1 | $493k | 9.7k | 50.78 | |
| SPDR Gold Trust (GLD) | 0.1 | $488k | 4.2k | 116.05 | |
| Regency Energy Partners | 0.1 | $516k | 20k | 26.26 | |
| HCP | 0.1 | $481k | 13k | 36.28 | |
| U.S. Bancorp (USB) | 0.1 | $443k | 11k | 40.40 | |
| Analog Devices (ADI) | 0.1 | $449k | 8.8k | 50.88 | |
| Linn Energy | 0.1 | $461k | 15k | 30.77 | |
| Ingersoll-rand Co Ltd-cl A | 0.1 | $441k | 7.2k | 61.59 | |
| Rydex Russell Top 50 ETF | 0.1 | $443k | 3.4k | 129.72 | |
| Harbor Fd Intl Fd Inv Cl mutual funds | 0.1 | $453k | 6.4k | 70.28 | |
| Fidelity Spartan 500 Index Fun | 0.1 | $458k | 7.0k | 65.42 | |
| Comcast Corporation (CMCSA) | 0.1 | $425k | 8.2k | 52.01 | |
| BorgWarner (BWA) | 0.1 | $419k | 7.5k | 55.96 | |
| Calgon Carbon Corporation | 0.1 | $430k | 21k | 20.58 | |
| iShares Dow Jones Select Dividend (DVY) | 0.1 | $398k | 5.6k | 71.39 | |
| Columbia Fds Ser Tr Midcap Ind (NMPAX) | 0.1 | $397k | 26k | 15.04 | |
| Access Midstream Partners, L.p | 0.1 | $413k | 7.3k | 56.61 | |
| Caterpillar (CAT) | 0.1 | $376k | 4.1k | 90.82 | |
| Philip Morris International (PM) | 0.1 | $362k | 4.2k | 87.14 | |
| General Dynamics Corporation (GD) | 0.1 | $373k | 3.9k | 95.62 | |
| Clorox Company (CLX) | 0.1 | $375k | 4.0k | 92.84 | |
| Broadcom Corporation | 0.1 | $388k | 13k | 29.66 | |
| Altera Corporation | 0.1 | $391k | 12k | 32.49 | |
| Generac Holdings (GNRC) | 0.1 | $396k | 7.0k | 56.57 | |
| Powershares Etf Tr Ii s^p500 low vol | 0.1 | $360k | 11k | 33.12 | |
| Itt | 0.1 | $374k | 8.6k | 43.45 | |
| McKesson Corporation (MCK) | 0.1 | $325k | 2.0k | 161.53 | |
| Steel Dynamics (STLD) | 0.1 | $332k | 17k | 19.57 | |
| Vanguard International Value (VTRIX) | 0.1 | $319k | 8.5k | 37.44 | |
| T Rowe Price Eqty Incm (PRFDX) | 0.1 | $321k | 9.8k | 32.84 | |
| Rowe T Price Index Tr Equity I (PREIX) | 0.1 | $331k | 6.6k | 49.81 | |
| American Midstream Partners Lp us equity | 0.1 | $347k | 13k | 27.11 | |
| Spdr Series Trust S&p Biotech | 0.1 | $313k | 2.4k | 130.15 | |
| Reynolds American | 0.1 | $284k | 5.7k | 49.91 | |
| Vulcan Materials Company (VMC) | 0.1 | $297k | 5.0k | 59.46 | |
| Deere & Company (DE) | 0.1 | $281k | 3.1k | 91.47 | |
| Visa (V) | 0.1 | $276k | 1.2k | 222.58 | |
| Westar Energy | 0.1 | $272k | 8.4k | 32.22 | |
| iShares Russell 2000 Index (IWM) | 0.1 | $284k | 2.5k | 115.45 | |
| Lindsay Corporation (LNN) | 0.1 | $286k | 3.5k | 82.66 | |
| AmeriGas Partners | 0.1 | $287k | 6.4k | 44.57 | |
| Silver Wheaton Corp | 0.1 | $307k | 15k | 20.16 | |
| Utilities SPDR (XLU) | 0.1 | $274k | 7.2k | 37.95 | |
| Reaves Utility Income Fund (UTG) | 0.1 | $308k | 12k | 25.10 | |
| American Balanced (ABALX) | 0.1 | $278k | 11k | 24.46 | |
| Fidelity Concord Str Sp 500 Id | 0.1 | $307k | 4.7k | 65.54 | |
| Sealed Air (SEE) | 0.1 | $264k | 7.8k | 33.99 | |
| Transocean (RIG) | 0.1 | $263k | 5.3k | 49.36 | |
| Western Digital (WDC) | 0.1 | $250k | 3.0k | 83.75 | |
| Praxair | 0.1 | $257k | 2.0k | 129.80 | |
| 0.1 | $271k | 242.00 | 1119.83 | ||
| Marathon Oil Corporation (MRO) | 0.1 | $263k | 7.4k | 35.36 | |
| Dcp Midstream Partners | 0.1 | $253k | 5.0k | 50.35 | |
| MetLife (MET) | 0.1 | $239k | 4.4k | 53.97 | |
| Martin Midstream Partners (MMLP) | 0.1 | $256k | 6.0k | 42.88 | |
| SCANA Corporation | 0.1 | $231k | 4.9k | 47.01 | |
| Sunoco Logistics Partners | 0.1 | $246k | 3.3k | 75.46 | |
| Templeton Global Income Fund (SABA) | 0.1 | $244k | 31k | 7.94 | |
| Lkd Barclays Bk Plc Ipath S&p Etn etf | 0.1 | $252k | 16k | 15.75 | |
| American Capital Wld Grth & In (CWGIX) | 0.1 | $234k | 5.2k | 45.24 | |
| American Fd Growth Fund Of Ame (AGTHX) | 0.1 | $266k | 6.2k | 42.98 | |
| Husky Energy | 0.1 | $232k | 7.3k | 31.78 | |
| RGC Resources (RGCO) | 0.1 | $244k | 13k | 19.02 | |
| Vanguard Prime Cap Adm. (VPMAX) | 0.1 | $230k | 2.4k | 95.75 | |
| Jazz Pharmaceuticals (JAZZ) | 0.1 | $268k | 2.1k | 126.42 | |
| AGL Resources | 0.1 | $205k | 4.4k | 47.13 | |
| American Eagle Outfitters (AEO) | 0.1 | $201k | 14k | 14.43 | |
| Equity Residential (EQR) | 0.1 | $203k | 3.9k | 51.93 | |
| Sanofi-Aventis SA (SNY) | 0.1 | $213k | 4.0k | 53.52 | |
| Highwoods Properties (HIW) | 0.1 | $203k | 5.6k | 36.26 | |
| Black Hills Corporation (BKH) | 0.1 | $223k | 4.3k | 52.47 | |
| Suburban Propane Partners (SPH) | 0.1 | $227k | 4.9k | 46.80 | |
| Trinity Industries (TRN) | 0.1 | $224k | 4.1k | 54.63 | |
| Cameron International Corporation | 0.1 | $201k | 3.4k | 59.47 | |
| iShares FTSE KLD 400 Social Idx (DSI) | 0.1 | $220k | 3.2k | 69.07 | |
| Pembina Pipeline Corp (PBA) | 0.1 | $221k | 6.3k | 35.26 | |
| American Income Fnd Of America (AMECX) | 0.1 | $208k | 10k | 20.70 | |
| Invesco Insured Municipal Income Trust (IIM) | 0.1 | $222k | 16k | 13.52 | |
| T. Rowe Price Intl (PRITX) | 0.1 | $208k | 13k | 16.28 | |
| Vanguard Interm-term equity | 0.1 | $191k | 17k | 11.14 | |
| Photronics (PLAB) | 0.0 | $107k | 12k | 9.04 | |
| Valley Financial Corp. Virginia | 0.0 | $112k | 11k | 10.32 | |
| Vanguard Mun Bd Fd Inc Lt Txex (VWLUX) | 0.0 | $141k | 13k | 11.01 | |
| Penn West Energy Trust | 0.0 | $90k | 11k | 8.33 | |
| Athersys | 0.0 | $25k | 10k | 2.50 | |
| Vanguard Mmk Prime | 0.0 | $33k | 33k | 0.99 | |
| Sirius Xm Holdings (SIRI) | 0.0 | $44k | 13k | 3.52 | |
| Marathon Holding Corp | 0.0 | $0 | 10k | 0.00 |
