Catawba Capital Management as of March 31, 2014
Portfolio Holdings for Catawba Capital Management
Catawba Capital Management holds 250 positions in its portfolio as reported in the March 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 3.1 | $13M | 24k | 536.75 | |
| CVS Caremark Corporation (CVS) | 2.7 | $11M | 149k | 74.86 | |
| Union Pacific Corporation (UNP) | 2.1 | $9.0M | 48k | 187.66 | |
| Walt Disney Company (DIS) | 2.1 | $8.6M | 108k | 80.07 | |
| Pfizer (PFE) | 1.8 | $7.3M | 228k | 32.12 | |
| National-Oilwell Var | 1.6 | $6.9M | 89k | 77.87 | |
| Microsoft Corporation (MSFT) | 1.6 | $6.7M | 164k | 40.99 | |
| International Business Machines (IBM) | 1.6 | $6.6M | 35k | 192.50 | |
| BB&T Corporation | 1.6 | $6.6M | 164k | 40.17 | |
| E.I. du Pont de Nemours & Company | 1.5 | $6.3M | 94k | 67.09 | |
| Johnson & Johnson (JNJ) | 1.5 | $6.2M | 63k | 98.22 | |
| Wells Fargo & Company (WFC) | 1.4 | $5.9M | 118k | 49.74 | |
| Lowe's Companies (LOW) | 1.4 | $5.9M | 121k | 48.90 | |
| Becton, Dickinson and (BDX) | 1.4 | $5.8M | 50k | 117.08 | |
| Procter & Gamble Company (PG) | 1.4 | $5.8M | 72k | 80.60 | |
| Baxter International (BAX) | 1.4 | $5.7M | 77k | 73.59 | |
| Enterprise Products Partners (EPD) | 1.4 | $5.7M | 83k | 69.36 | |
| Target Corporation (TGT) | 1.3 | $5.6M | 92k | 60.51 | |
| Qualcomm (QCOM) | 1.3 | $5.5M | 70k | 78.86 | |
| Schlumberger (SLB) | 1.3 | $5.5M | 56k | 97.50 | |
| Chubb Corporation | 1.3 | $5.4M | 60k | 89.30 | |
| Lockheed Martin Corporation (LMT) | 1.3 | $5.4M | 33k | 163.25 | |
| Duke Energy (DUK) | 1.3 | $5.3M | 75k | 71.21 | |
| Chevron Corporation (CVX) | 1.2 | $5.2M | 44k | 118.91 | |
| WellPoint | 1.2 | $5.1M | 52k | 99.55 | |
| Harbor Fd Intl Fd mutual funds (HAINX) | 1.2 | $4.9M | 69k | 71.74 | |
| Intel Corporation (INTC) | 1.1 | $4.7M | 182k | 25.81 | |
| Zimmer Holdings (ZBH) | 1.1 | $4.6M | 49k | 94.58 | |
| General Electric Company | 1.1 | $4.6M | 178k | 25.89 | |
| Noble Corp Plc equity | 1.1 | $4.5M | 138k | 32.74 | |
| T. Rowe Price (TROW) | 1.1 | $4.5M | 55k | 82.35 | |
| Nike (NKE) | 1.1 | $4.5M | 60k | 73.86 | |
| Pepsi (PEP) | 1.1 | $4.4M | 53k | 83.50 | |
| Oracle Corporation (ORCL) | 1.0 | $4.4M | 107k | 40.91 | |
| Rowe T Price Intl Fds Emerg Mk (PRMSX) | 1.0 | $4.2M | 133k | 32.02 | |
| FedEx Corporation (FDX) | 1.0 | $4.2M | 31k | 132.56 | |
| Cisco Systems (CSCO) | 1.0 | $4.1M | 185k | 22.41 | |
| Cenovus Energy (CVE) | 1.0 | $4.1M | 142k | 28.96 | |
| Boeing Company (BA) | 0.9 | $3.6M | 29k | 125.50 | |
| Kinder Morgan Energy Partners | 0.8 | $3.4M | 46k | 73.96 | |
| Suncor Energy (SU) | 0.8 | $3.5M | 99k | 34.96 | |
| Oneok Partners | 0.8 | $3.4M | 64k | 53.55 | |
| Danaher Corporation (DHR) | 0.8 | $3.4M | 45k | 75.01 | |
| Family Dollar Stores | 0.8 | $3.2M | 56k | 58.00 | |
| MasterCard Incorporated (MA) | 0.8 | $3.2M | 43k | 74.69 | |
| Fluor Corporation (FLR) | 0.8 | $3.2M | 41k | 77.72 | |
| Kennametal (KMT) | 0.8 | $3.2M | 72k | 44.30 | |
| Verizon Communications (VZ) | 0.7 | $3.0M | 63k | 47.56 | |
| Bristol Myers Squibb (BMY) | 0.7 | $3.0M | 57k | 51.95 | |
| Kimberly-Clark Corporation (KMB) | 0.7 | $2.9M | 27k | 110.23 | |
| Exxon Mobil Corporation (XOM) | 0.7 | $2.9M | 30k | 97.68 | |
| 3M Company (MMM) | 0.7 | $2.8M | 21k | 135.68 | |
| SYSCO Corporation (SYY) | 0.7 | $2.8M | 77k | 36.13 | |
| Plains All American Pipeline (PAA) | 0.7 | $2.8M | 51k | 55.13 | |
| Devon Energy Corporation (DVN) | 0.7 | $2.8M | 41k | 66.93 | |
| Waste Management (WM) | 0.7 | $2.8M | 66k | 42.07 | |
| Nucor Corporation (NUE) | 0.7 | $2.8M | 55k | 50.53 | |
| ConocoPhillips (COP) | 0.7 | $2.7M | 39k | 70.34 | |
| At&t (T) | 0.7 | $2.7M | 78k | 35.07 | |
| Emerson Electric (EMR) | 0.7 | $2.7M | 41k | 66.81 | |
| Laboratory Corp. of America Holdings | 0.6 | $2.7M | 27k | 98.20 | |
| Honeywell International (HON) | 0.6 | $2.7M | 29k | 92.78 | |
| L-3 Communications Holdings | 0.6 | $2.6M | 22k | 118.17 | |
| Merck & Co (MRK) | 0.6 | $2.5M | 44k | 56.78 | |
| Novartis (NVS) | 0.6 | $2.5M | 29k | 85.03 | |
| United Technologies Corporation | 0.6 | $2.5M | 21k | 116.82 | |
| Health Care REIT | 0.6 | $2.4M | 40k | 59.61 | |
| Abbvie (ABBV) | 0.5 | $2.2M | 42k | 51.39 | |
| Buckeye Partners | 0.5 | $2.1M | 28k | 75.03 | |
| Fidelity Contra (FCNTX) | 0.5 | $2.1M | 22k | 95.59 | |
| Dover Corporation (DOV) | 0.5 | $2.0M | 25k | 81.77 | |
| Vanguard Windsor Fund Ii mut (VWNFX) | 0.5 | $2.0M | 53k | 37.82 | |
| Southern Company (SO) | 0.5 | $1.9M | 43k | 43.95 | |
| PNC Financial Services (PNC) | 0.4 | $1.9M | 21k | 86.98 | |
| Tyco International Ltd S hs | 0.4 | $1.8M | 43k | 42.40 | |
| Teva Pharmaceutical Industries (TEVA) | 0.4 | $1.6M | 30k | 52.83 | |
| Norfolk Southern (NSC) | 0.4 | $1.5M | 16k | 97.14 | |
| Enbridge Energy Partners | 0.4 | $1.5M | 56k | 27.41 | |
| Fidelity Low Priced (FLPSX) | 0.3 | $1.4M | 28k | 50.48 | |
| Stanley Black & Decker (SWK) | 0.3 | $1.4M | 17k | 81.22 | |
| Pentair | 0.3 | $1.4M | 17k | 79.31 | |
| Abbott Laboratories (ABT) | 0.3 | $1.3M | 34k | 38.51 | |
| Plum Creek Timber | 0.3 | $1.3M | 31k | 42.03 | |
| Xylem (XYL) | 0.3 | $1.3M | 36k | 36.41 | |
| Johnson Controls | 0.3 | $1.3M | 27k | 47.32 | |
| Energy Transfer Partners | 0.3 | $1.3M | 24k | 53.80 | |
| American Electric Power Company (AEP) | 0.3 | $1.2M | 24k | 50.66 | |
| Vanguard/wellingto.. (VWELX) | 0.3 | $1.2M | 32k | 38.58 | |
| GlaxoSmithKline | 0.3 | $1.2M | 22k | 53.44 | |
| Magellan Midstream Partners | 0.3 | $1.2M | 17k | 69.71 | |
| Suntrust Banks Inc $1.00 Par Cmn | 0.3 | $1.1M | 29k | 39.79 | |
| Amgen (AMGN) | 0.3 | $1.1M | 9.1k | 123.39 | |
| AFLAC Incorporated (AFL) | 0.3 | $1.1M | 17k | 63.02 | |
| AstraZeneca (AZN) | 0.3 | $1.1M | 17k | 64.88 | |
| Genesis Energy (GEL) | 0.3 | $1.1M | 20k | 54.21 | |
| Canadian Oil Sands (COS) | 0.2 | $998k | 48k | 21.02 | |
| Illinois Tool Works (ITW) | 0.2 | $966k | 12k | 81.36 | |
| Rowe T Price Small-cap Value F (PRSVX) | 0.2 | $959k | 19k | 50.87 | |
| iShares Russell 3000 Index (IWV) | 0.2 | $884k | 7.9k | 112.27 | |
| Vanguard Total Stock Market ETF (VTI) | 0.2 | $875k | 9.0k | 97.44 | |
| Crestwood Midstream Partners | 0.2 | $884k | 39k | 22.53 | |
| Berkshire Hathaway (BRK.B) | 0.2 | $829k | 6.6k | 125.04 | |
| Darden Restaurants (DRI) | 0.2 | $855k | 17k | 50.75 | |
| Texas Instruments Incorporated (TXN) | 0.2 | $859k | 18k | 47.13 | |
| Targa Resources Partners | 0.2 | $826k | 15k | 56.27 | |
| Williams Partners | 0.2 | $821k | 16k | 50.91 | |
| TC Pipelines | 0.2 | $786k | 16k | 47.94 | |
| Atmi | 0.2 | $816k | 24k | 34.00 | |
| Prin Protected Notes Of Pref T | 0.2 | $783k | 1.0M | 0.76 | |
| Eli Lilly & Co. (LLY) | 0.2 | $775k | 13k | 58.85 | |
| Dominion Resources (D) | 0.2 | $750k | 11k | 71.04 | |
| Microchip Technology (MCHP) | 0.2 | $772k | 16k | 47.74 | |
| Cinemark Holdings (CNK) | 0.2 | $747k | 26k | 29.00 | |
| Regency Energy Partners | 0.2 | $756k | 28k | 27.23 | |
| Teekay Offshore Partners | 0.2 | $735k | 23k | 32.73 | |
| Teekay Lng Partners | 0.2 | $747k | 18k | 41.30 | |
| Central Gold-Trust | 0.2 | $774k | 17k | 45.26 | |
| Cracker Barrel Old Country Store (CBRL) | 0.2 | $709k | 7.3k | 97.26 | |
| Spectra Energy | 0.2 | $723k | 20k | 36.96 | |
| Raytheon Company | 0.2 | $696k | 7.0k | 98.79 | |
| MarkWest Energy Partners | 0.2 | $712k | 11k | 65.29 | |
| Alliance Resource Partners (ARLP) | 0.2 | $693k | 8.2k | 84.08 | |
| Calgon Carbon Corporation | 0.2 | $699k | 32k | 21.82 | |
| El Paso Pipeline Partners | 0.2 | $692k | 23k | 30.41 | |
| NuStar Energy | 0.2 | $655k | 12k | 54.94 | |
| Boardwalk Pipeline Partners | 0.2 | $655k | 49k | 13.40 | |
| McDermott International | 0.2 | $653k | 84k | 7.82 | |
| Federal Realty Inv. Trust | 0.2 | $685k | 6.0k | 114.80 | |
| iShares Russell Midcap Index Fund (IWR) | 0.2 | $665k | 4.3k | 154.83 | |
| Time Warner | 0.1 | $633k | 9.7k | 65.31 | |
| McDonald's Corporation (MCD) | 0.1 | $622k | 6.4k | 97.95 | |
| Northrop Grumman Corporation (NOC) | 0.1 | $609k | 4.9k | 123.40 | |
| CenturyLink | 0.1 | $623k | 19k | 32.82 | |
| Royal Dutch Shell | 0.1 | $631k | 8.6k | 73.01 | |
| Williams Companies (WMB) | 0.1 | $621k | 15k | 40.56 | |
| Hershey Company (HSY) | 0.1 | $615k | 5.9k | 104.38 | |
| J.M. Smucker Company (SJM) | 0.1 | $609k | 6.3k | 97.25 | |
| Energy Transfer Equity (ET) | 0.1 | $616k | 13k | 46.74 | |
| Central Fd Cda Ltd cl a | 0.1 | $629k | 46k | 13.76 | |
| iShares Silver Trust (SLV) | 0.1 | $624k | 33k | 19.03 | |
| Covidien | 0.1 | $611k | 8.3k | 73.69 | |
| Adt | 0.1 | $633k | 21k | 29.96 | |
| Time Warner Cable | 0.1 | $569k | 4.2k | 137.11 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.1 | $579k | 18k | 33.08 | |
| KLA-Tencor Corporation (KLAC) | 0.1 | $606k | 8.8k | 69.18 | |
| Permian Basin Royalty Trust (PBT) | 0.1 | $579k | 44k | 13.19 | |
| Prin Protected Notes Of Pref T | 0.1 | $582k | 756k | 0.77 | |
| Coca-Cola Company (KO) | 0.1 | $547k | 14k | 38.63 | |
| Altera Corporation | 0.1 | $566k | 16k | 36.25 | |
| Vanguard 500 Index Fund mut (VFINX) | 0.1 | $551k | 3.2k | 172.56 | |
| Capital Income Builders Fd Sh (CAIBX) | 0.1 | $526k | 8.9k | 58.78 | |
| Kraft Foods | 0.1 | $549k | 9.8k | 56.05 | |
| L Brands | 0.1 | $558k | 9.8k | 56.72 | |
| Consolidated Edison (ED) | 0.1 | $512k | 9.6k | 53.61 | |
| Halliburton Company (HAL) | 0.1 | $498k | 8.5k | 58.88 | |
| SPDR Gold Trust (GLD) | 0.1 | $520k | 4.2k | 123.66 | |
| Dresser-Rand | 0.1 | $514k | 8.8k | 58.38 | |
| HCP | 0.1 | $496k | 13k | 38.78 | |
| Udr (UDR) | 0.1 | $520k | 20k | 25.81 | |
| U.S. Bancorp (USB) | 0.1 | $461k | 11k | 42.82 | |
| BorgWarner (BWA) | 0.1 | $454k | 7.4k | 61.45 | |
| Rydex Russell Top 50 ETF | 0.1 | $443k | 3.4k | 129.72 | |
| Harbor Fd Intl Fd Inv Cl mutual funds | 0.1 | $452k | 6.4k | 70.95 | |
| Fidelity Spartan 500 Index Fun | 0.1 | $462k | 6.9k | 66.72 | |
| Comcast Corporation (CMCSA) | 0.1 | $409k | 8.2k | 50.06 | |
| Caterpillar (CAT) | 0.1 | $411k | 4.1k | 99.28 | |
| Ross Stores (ROST) | 0.1 | $404k | 5.6k | 71.63 | |
| Total (TTE) | 0.1 | $418k | 6.4k | 65.57 | |
| General Dynamics Corporation (GD) | 0.1 | $425k | 3.9k | 108.95 | |
| Linn Energy | 0.1 | $424k | 15k | 28.30 | |
| Broadcom Corporation | 0.1 | $403k | 13k | 31.51 | |
| Ingersoll-rand Co Ltd-cl A | 0.1 | $410k | 7.2k | 57.26 | |
| Generac Holdings (GNRC) | 0.1 | $413k | 7.0k | 59.00 | |
| Columbia Fds Ser Tr Midcap Ind (NMPAX) | 0.1 | $409k | 26k | 15.49 | |
| Access Midstream Partners, L.p | 0.1 | $430k | 7.5k | 57.56 | |
| Analog Devices (ADI) | 0.1 | $372k | 7.0k | 53.10 | |
| Clorox Company (CLX) | 0.1 | $361k | 4.1k | 88.07 | |
| Reaves Utility Income Fund (UTG) | 0.1 | $368k | 13k | 27.79 | |
| Powershares Etf Tr Ii s^p500 low vol | 0.1 | $381k | 11k | 34.03 | |
| Vulcan Materials Company (VMC) | 0.1 | $332k | 5.0k | 66.47 | |
| McKesson Corporation (MCK) | 0.1 | $353k | 2.0k | 176.32 | |
| Philip Morris International (PM) | 0.1 | $340k | 4.2k | 81.85 | |
| Health Net | 0.1 | $321k | 9.5k | 33.97 | |
| Dcp Midstream Partners | 0.1 | $323k | 6.5k | 50.04 | |
| Myriad Genetics (MYGN) | 0.1 | $348k | 10k | 34.17 | |
| Silver Wheaton Corp | 0.1 | $346k | 15k | 22.72 | |
| iShares Dow Jones Select Dividend (DVY) | 0.1 | $349k | 4.8k | 73.40 | |
| T Rowe Price Eqty Incm (PRFDX) | 0.1 | $315k | 9.5k | 33.21 | |
| Rowe T Price Index Tr Equity I (PREIX) | 0.1 | $335k | 6.6k | 50.41 | |
| American Midstream Partners Lp us equity | 0.1 | $326k | 13k | 25.47 | |
| Knowles (KN) | 0.1 | $355k | 11k | 31.61 | |
| Reynolds American | 0.1 | $279k | 5.2k | 53.35 | |
| Photronics (PLAB) | 0.1 | $299k | 35k | 8.52 | |
| Deere & Company (DE) | 0.1 | $279k | 3.1k | 90.82 | |
| Westar Energy | 0.1 | $297k | 8.4k | 35.18 | |
| iShares Russell 2000 Index (IWM) | 0.1 | $286k | 2.5k | 116.26 | |
| Lindsay Corporation (LNN) | 0.1 | $305k | 3.5k | 88.15 | |
| Steel Dynamics (STLD) | 0.1 | $302k | 17k | 17.80 | |
| MetLife (MET) | 0.1 | $306k | 5.8k | 52.73 | |
| Sunoco Logistics Partners | 0.1 | $296k | 3.3k | 90.80 | |
| Utilities SPDR (XLU) | 0.1 | $299k | 7.2k | 41.50 | |
| Vanguard International Value (VTRIX) | 0.1 | $308k | 8.2k | 37.37 | |
| American Balanced (ABALX) | 0.1 | $280k | 11k | 24.64 | |
| Fidelity Concord Str Sp 500 Id | 0.1 | $312k | 4.7k | 66.61 | |
| Itt | 0.1 | $281k | 6.6k | 42.69 | |
| PetSmart | 0.1 | $243k | 3.5k | 69.03 | |
| Sealed Air (SEE) | 0.1 | $249k | 7.6k | 32.91 | |
| Praxair | 0.1 | $259k | 2.0k | 130.81 | |
| Visa (V) | 0.1 | $268k | 1.2k | 216.13 | |
| 0.1 | $270k | 242.00 | 1115.70 | ||
| PPL Corporation (PPL) | 0.1 | $247k | 7.4k | 33.18 | |
| Lorillard | 0.1 | $268k | 5.0k | 54.09 | |
| Black Hills Corporation (BKH) | 0.1 | $245k | 4.3k | 57.65 | |
| AmeriGas Partners | 0.1 | $272k | 6.4k | 42.24 | |
| Martin Midstream Partners (MMLP) | 0.1 | $257k | 6.0k | 43.05 | |
| SCANA Corporation | 0.1 | $252k | 4.9k | 51.28 | |
| Trinity Industries (TRN) | 0.1 | $231k | 3.2k | 72.19 | |
| Templeton Global Income Fund | 0.1 | $247k | 31k | 8.04 | |
| American Capital Wld Grth & In (CWGIX) | 0.1 | $237k | 5.2k | 45.82 | |
| American Fd Growth Fund Of Ame (AGTHX) | 0.1 | $253k | 5.8k | 43.32 | |
| Pembina Pipeline Corp (PBA) | 0.1 | $239k | 6.3k | 38.14 | |
| Invesco Insured Municipal Income Trust (IIM) | 0.1 | $236k | 16k | 14.38 | |
| RGC Resources (RGCO) | 0.1 | $244k | 13k | 19.02 | |
| Vanguard Prime Cap Adm. (VPMAX) | 0.1 | $242k | 2.4k | 100.75 | |
| Spdr Series Trust S&p Biotech | 0.1 | $232k | 1.6k | 142.77 | |
| AGL Resources | 0.1 | $213k | 4.4k | 48.97 | |
| Western Digital (WDC) | 0.1 | $228k | 2.5k | 91.75 | |
| Healthcare Realty Trust Incorporated | 0.1 | $222k | 9.2k | 24.12 | |
| Equity Residential (EQR) | 0.1 | $227k | 3.9k | 58.07 | |
| Macy's (M) | 0.1 | $228k | 3.8k | 59.30 | |
| Sanofi-Aventis SA (SNY) | 0.1 | $208k | 4.0k | 52.26 | |
| Stryker Corporation (SYK) | 0.1 | $205k | 2.5k | 81.41 | |
| Dr Pepper Snapple | 0.1 | $224k | 4.1k | 54.37 | |
| Public Service Enterprise (PEG) | 0.1 | $201k | 5.3k | 38.21 | |
| Highwoods Properties (HIW) | 0.1 | $215k | 5.6k | 38.40 | |
| Suburban Propane Partners (SPH) | 0.1 | $201k | 4.9k | 41.44 | |
| Lkd Barclays Bk Plc Ipath S&p Etn etf | 0.1 | $212k | 14k | 15.14 | |
| iShares FTSE KLD 400 Social Idx (DSI) | 0.1 | $224k | 3.2k | 70.33 | |
| Husky Energy | 0.1 | $219k | 7.3k | 30.00 | |
| American Income Fnd Of America (AMECX) | 0.1 | $211k | 10k | 21.00 | |
| T. Rowe Price Intl (PRITX) | 0.1 | $210k | 13k | 16.43 | |
| Vanguard Interm-term equity | 0.1 | $192k | 17k | 11.20 | |
| American Eagle Outfitters (AEO) | 0.0 | $171k | 14k | 12.28 | |
| Intersil Corporation | 0.0 | $151k | 12k | 12.88 | |
| Vanguard Mun Bd Fd Inc Lt Txex (VWLUX) | 0.0 | $145k | 13k | 11.32 | |
| Penn West Energy Trust | 0.0 | $86k | 10k | 8.34 | |
| Athersys | 0.0 | $32k | 10k | 3.20 | |
| Vanguard Mmk Prime | 0.0 | $33k | 33k | 0.99 | |
| Sirius Xm Holdings (SIRI) | 0.0 | $48k | 15k | 3.20 | |
| Marathon Holding Corp | 0.0 | $0 | 10k | 0.00 |
