Catawba Capital Management

Catawba Capital Management as of Sept. 30, 2014

Portfolio Holdings for Catawba Capital Management

Catawba Capital Management holds 248 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 3.7 $16M 159k 100.75
CVS Caremark Corporation (CVS) 2.6 $11M 139k 79.59
Union Pacific Corporation (UNP) 2.4 $10M 93k 108.42
Walt Disney Company (DIS) 1.9 $8.0M 90k 89.03
Microsoft Corporation (MSFT) 1.8 $7.5M 162k 46.36
E.I. du Pont de Nemours & Company 1.6 $6.8M 94k 71.76
Johnson & Johnson (JNJ) 1.6 $6.7M 63k 106.59
Enterprise Products Partners (EPD) 1.5 $6.6M 163k 40.30
National-Oilwell Var 1.5 $6.5M 86k 76.10
Pfizer (PFE) 1.5 $6.4M 215k 29.57
International Business Machines (IBM) 1.5 $6.3M 33k 189.82
Lowe's Companies (LOW) 1.5 $6.3M 119k 52.92
Procter & Gamble Company (PG) 1.4 $6.2M 74k 83.74
BB&T Corporation 1.4 $6.0M 161k 37.21
WellPoint 1.4 $5.8M 49k 119.62
Intel Corporation (INTC) 1.4 $5.8M 167k 34.82
Lockheed Martin Corporation (LMT) 1.4 $5.8M 32k 182.79
Schlumberger (SLB) 1.4 $5.8M 57k 101.69
Chevron Corporation (CVX) 1.3 $5.8M 48k 119.31
Target Corporation (TGT) 1.3 $5.8M 92k 62.68
Duke Energy (DUK) 1.3 $5.6M 75k 74.77
Wells Fargo & Company (WFC) 1.3 $5.6M 107k 51.87
Becton, Dickinson and (BDX) 1.3 $5.6M 49k 113.82
Baxter International (BAX) 1.3 $5.5M 76k 71.77
Chubb Corporation 1.3 $5.5M 60k 91.08
Qualcomm (QCOM) 1.2 $5.1M 69k 74.78
Pepsi (PEP) 1.2 $5.1M 55k 93.09
FedEx Corporation (FDX) 1.1 $4.8M 30k 161.46
Cisco Systems (CSCO) 1.1 $4.6M 184k 25.17
Harbor Fd Intl Fd mutual funds (HAINX) 1.1 $4.6M 67k 68.97
Zimmer Holdings (ZBH) 1.1 $4.5M 45k 100.55
Rowe T Price Intl Fds Emerg Mk (PRMSX) 1.1 $4.5M 135k 33.63
General Electric Company 1.0 $4.4M 173k 25.62
Kinder Morgan Energy Partners 1.0 $4.3M 46k 93.28
T. Rowe Price (TROW) 1.0 $4.3M 54k 78.40
Oracle Corporation (ORCL) 1.0 $4.2M 110k 38.28
Nike (NKE) 1.0 $4.1M 46k 89.19
Cenovus Energy (CVE) 0.9 $3.8M 141k 26.88
Boeing Company (BA) 0.8 $3.6M 29k 127.40
Oneok Partners 0.8 $3.6M 65k 55.96
Suncor Energy (SU) 0.8 $3.6M 99k 36.15
Danaher Corporation (DHR) 0.8 $3.3M 44k 75.99
Verizon Communications (VZ) 0.7 $3.2M 64k 49.98
Waste Management (WM) 0.7 $3.1M 66k 47.53
Plains All American Pipeline (PAA) 0.7 $3.1M 53k 58.86
Nucor Corporation (NUE) 0.7 $3.1M 56k 54.28
MasterCard Incorporated (MA) 0.7 $3.0M 41k 73.91
3M Company (MMM) 0.7 $3.0M 21k 141.67
Noble Corp Plc equity 0.7 $3.0M 136k 22.22
Kimberly-Clark Corporation (KMB) 0.7 $3.0M 28k 107.59
SYSCO Corporation (SYY) 0.7 $3.0M 78k 37.95
Kennametal (KMT) 0.7 $3.0M 72k 41.31
Bristol Myers Squibb (BMY) 0.7 $2.9M 57k 51.19
ConocoPhillips (COP) 0.7 $2.9M 38k 76.53
Exxon Mobil Corporation (XOM) 0.7 $2.8M 30k 94.06
At&t (T) 0.7 $2.8M 80k 35.23
Laboratory Corp. of America Holdings (LH) 0.7 $2.8M 27k 101.74
Health Care REIT 0.7 $2.8M 45k 62.38
Devon Energy Corporation (DVN) 0.6 $2.7M 40k 68.18
Novartis (NVS) 0.6 $2.8M 29k 94.13
Fluor Corporation (FLR) 0.6 $2.7M 41k 66.80
Merck & Co (MRK) 0.6 $2.6M 44k 59.29
L-3 Communications Holdings 0.6 $2.6M 22k 118.90
Honeywell International (HON) 0.6 $2.6M 27k 93.13
Vanguard Windsor Fund Ii mut (VWNFX) 0.6 $2.4M 62k 39.03
Emerson Electric (EMR) 0.6 $2.4M 38k 62.58
Abbvie (ABBV) 0.6 $2.4M 41k 57.75
Fidelity Contra (FCNTX) 0.5 $2.3M 22k 101.08
Enbridge Energy Partners 0.5 $2.2M 56k 38.85
Buckeye Partners 0.5 $2.1M 27k 79.65
United Technologies Corporation 0.5 $2.0M 19k 105.58
Southern Company (SO) 0.5 $1.9M 44k 43.66
Tyco International Ltd S hs 0.4 $1.9M 42k 44.58
Dover Corporation (DOV) 0.4 $1.8M 23k 80.35
PNC Financial Services (PNC) 0.4 $1.8M 21k 85.60
Norfolk Southern (NSC) 0.4 $1.8M 16k 111.63
Stanley Black & Decker (SWK) 0.4 $1.7M 19k 88.78
Teva Pharmaceutical Industries (TEVA) 0.4 $1.6M 30k 53.75
Energy Transfer Partners 0.4 $1.6M 25k 63.99
AFLAC Incorporated (AFL) 0.3 $1.4M 25k 58.25
Magellan Midstream Partners 0.3 $1.4M 17k 84.17
Abbott Laboratories (ABT) 0.3 $1.4M 33k 41.58
Fidelity Low Priced (FLPSX) 0.3 $1.3M 27k 48.77
Vanguard/wellingto.. (VWELX) 0.3 $1.3M 32k 39.68
Xylem (XYL) 0.3 $1.3M 36k 35.49
American Electric Power Company (AEP) 0.3 $1.3M 24k 52.23
Johnson Controls 0.3 $1.2M 28k 44.01
AstraZeneca (AZN) 0.3 $1.2M 17k 71.45
Plum Creek Timber 0.3 $1.2M 31k 39.01
Amgen (AMGN) 0.3 $1.2M 8.2k 140.47
TC Pipelines 0.3 $1.2M 17k 67.72
Suntrust Banks Inc $1.00 Par Cmn 0.2 $1.1M 29k 38.01
Halliburton Company (HAL) 0.2 $1.1M 17k 64.49
GlaxoSmithKline 0.2 $1.0M 22k 45.97
Targa Resources Partners 0.2 $994k 14k 72.34
Pentair cs (PNR) 0.2 $1000k 15k 65.46
Illinois Tool Works (ITW) 0.2 $925k 11k 84.37
Regency Energy Partners 0.2 $939k 29k 32.62
iShares Russell 3000 Index (IWV) 0.2 $925k 7.9k 116.73
Berkshire Hathaway (BRK.B) 0.2 $916k 6.6k 138.16
El Paso Pipeline Partners 0.2 $889k 22k 40.18
NuStar Energy (NS) 0.2 $912k 14k 65.93
Prin Protected Notes Of Pref T 0.2 $886k 1.0M 0.86
Crestwood Midstream Partners 0.2 $901k 40k 22.67
Eli Lilly & Co. (LLY) 0.2 $854k 13k 64.85
Darden Restaurants (DRI) 0.2 $867k 17k 51.46
CenturyLink 0.2 $853k 21k 40.90
MarkWest Energy Partners 0.2 $843k 11k 76.81
Cinemark Holdings (CNK) 0.2 $877k 26k 34.05
Williams Partners 0.2 $860k 16k 53.05
HCP 0.2 $843k 21k 39.73
Vanguard Total Stock Market ETF (VTI) 0.2 $870k 8.6k 101.22
Canadian Oil Sands (COS) 0.2 $878k 48k 18.49
Rowe T Price Small-cap Value F (PRSVX) 0.2 $871k 18k 47.22
Texas Instruments Incorporated (TXN) 0.2 $836k 18k 47.68
Genesis Energy (GEL) 0.2 $824k 16k 52.63
Cracker Barrel Old Country Store (CBRL) 0.2 $752k 7.3k 103.16
Energy Transfer Equity (ET) 0.2 $785k 13k 61.67
Teekay Lng Partners 0.2 $788k 18k 43.57
Time Warner 0.2 $724k 9.6k 75.21
Dominion Resources (D) 0.2 $744k 11k 69.12
Altera Corporation 0.2 $749k 21k 35.77
Teekay Offshore Partners 0.2 $716k 21k 33.58
Alliance Resource Partners (ARLP) 0.2 $721k 17k 42.83
Adt 0.2 $746k 21k 35.47
Microchip Technology (MCHP) 0.2 $688k 15k 47.22
Spectra Energy 0.2 $668k 17k 39.24
Raytheon Company 0.2 $698k 6.9k 101.68
Boardwalk Pipeline Partners 0.2 $673k 36k 18.69
KLA-Tencor Corporation (KLAC) 0.2 $670k 8.5k 78.73
Calgon Carbon Corporation 0.2 $691k 36k 19.37
Federal Realty Inv. Trust 0.2 $698k 5.9k 118.47
iShares Russell Midcap Index Fund (IWR) 0.2 $680k 4.3k 158.32
Northrop Grumman Corporation (NOC) 0.1 $637k 4.8k 131.75
Royal Dutch Shell 0.1 $655k 8.6k 76.08
Dresser-Rand 0.1 $643k 7.8k 82.28
Covidien 0.1 $662k 7.7k 86.46
Prin Protected Notes Of Pref T 0.1 $665k 756k 0.88
L Brands 0.1 $656k 9.8k 67.03
Coca-Cola Company (KO) 0.1 $607k 14k 42.66
PetSmart 0.1 $600k 8.6k 70.09
Williams Companies (WMB) 0.1 $596k 11k 55.34
J.M. Smucker Company (SJM) 0.1 $620k 6.3k 99.01
Permian Basin Royalty Trust (PBT) 0.1 $591k 44k 13.59
Central Gold-Trust 0.1 $581k 14k 41.34
Fidelity Spartan 500 Index Fun 0.1 $589k 8.4k 70.31
Time Warner Cable 0.1 $575k 4.0k 143.43
Consolidated Edison (ED) 0.1 $541k 9.6k 56.65
Freeport-McMoRan Copper & Gold (FCX) 0.1 $545k 17k 32.63
Broadcom Corporation 0.1 $565k 14k 40.39
Central Fd Cda Ltd cl a 0.1 $563k 46k 12.32
Vanguard 500 Index Fund mut (VFINX) 0.1 $571k 3.1k 181.91
Udr (UDR) 0.1 $538k 20k 27.26
Kraft Foods 0.1 $569k 10k 56.36
McDonald's Corporation (MCD) 0.1 $496k 5.2k 94.84
Hershey Company (HSY) 0.1 $515k 5.4k 95.51
SPDR Gold Trust (GLD) 0.1 $527k 4.5k 116.13
iShares Silver Trust (SLV) 0.1 $531k 33k 16.35
Capital Income Builders Fd Sh (CAIBX) 0.1 $514k 8.6k 59.63
Vanguard Short Term Trsy Fund mutual funds (VFIRX) 0.1 $504k 47k 10.68
General Dynamics Corporation (GD) 0.1 $471k 3.7k 127.09
McDermott International 0.1 $468k 82k 5.71
Rydex Russell Top 50 ETF 0.1 $453k 3.3k 138.11
Powershares Etf Tr Ii s^p500 low vol 0.1 $487k 14k 34.96
U.S. Bancorp (USB) 0.1 $429k 10k 41.79
Clorox Company (CLX) 0.1 $417k 4.3k 96.11
Harbor Fd Intl Fd Inv Cl mutual funds 0.1 $417k 6.1k 68.17
Columbia Fds Ser Tr Midcap Ind (NMPAX) 0.1 $409k 27k 15.25
Comcast Corporation (CMCSA) 0.1 $399k 7.4k 53.77
Caterpillar (CAT) 0.1 $408k 4.1k 98.91
McKesson Corporation (MCK) 0.1 $390k 2.0k 194.81
PPL Corporation (PPL) 0.1 $366k 11k 32.83
Steel Dynamics (STLD) 0.1 $384k 17k 22.63
Dcp Midstream Partners 0.1 $387k 7.1k 54.47
Ingersoll-rand Co Ltd-cl A 0.1 $398k 7.1k 56.37
MetLife (MET) 0.1 $377k 7.0k 53.68
BorgWarner (BWA) 0.1 $389k 7.4k 52.65
Camden Property Trust (CPT) 0.1 $397k 5.8k 68.57
Reaves Utility Income Fund (UTG) 0.1 $384k 13k 29.00
American Midstream Partners Lp us equity 0.1 $389k 13k 29.05
Access Midstream Partners, L.p 0.1 $406k 6.4k 63.64
Celestica (CLS) 0.1 $323k 32k 10.15
Philip Morris International (PM) 0.1 $359k 4.3k 83.37
Linn Energy 0.1 $342k 11k 30.16
Silver Wheaton Corp 0.1 $331k 17k 19.90
iShares Dow Jones Select Dividend (DVY) 0.1 $335k 4.5k 73.95
Fidelity Concord Str Sp 500 Id 0.1 $329k 4.7k 70.24
Rowe T Price Index Tr Equity I (PREIX) 0.1 $353k 6.6k 53.12
Fidelity Balanced (FBALX) 0.1 $359k 15k 24.13
Vulcan Materials Company (VMC) 0.1 $299k 5.0k 60.28
Westar Energy 0.1 $288k 8.4k 34.11
AmeriGas Partners 0.1 $294k 6.4k 45.65
Myriad Genetics (MYGN) 0.1 $314k 8.1k 38.62
Sunoco Logistics Partners 0.1 $315k 6.5k 48.31
Utilities SPDR (XLU) 0.1 $287k 6.8k 42.11
Generac Holdings (GNRC) 0.1 $284k 7.0k 40.57
Lkd Barclays Bk Plc Ipath S&p Etn etf 0.1 $289k 22k 13.14
T Rowe Price Eqty Incm (PRFDX) 0.1 $321k 9.5k 33.75
American Balanced (ABALX) 0.1 $289k 11k 25.43
Itt 0.1 $296k 6.6k 44.97
Brookfield Renewable energy partners lpu (BEP) 0.1 $319k 11k 30.45
Sealed Air (SEE) 0.1 $259k 7.4k 34.92
TECO Energy 0.1 $251k 14k 17.39
Equity Residential (EQR) 0.1 $241k 3.9k 61.65
Photronics (PLAB) 0.1 $245k 30k 8.06
Altria (MO) 0.1 $267k 5.8k 45.96
Occidental Petroleum Corporation (OXY) 0.1 $258k 2.7k 96.16
Praxair 0.1 $255k 2.0k 128.79
Visa (V) 0.1 $265k 1.2k 213.71
iShares Russell 2000 Index (IWM) 0.1 $269k 2.5k 109.35
Lindsay Corporation (LNN) 0.1 $259k 3.5k 74.86
LaSalle Hotel Properties 0.1 $238k 7.0k 34.20
SCANA Corporation 0.1 $244k 4.9k 49.65
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.1 $254k 3.7k 69.21
American Capital Wld Grth & In (CWGIX) 0.1 $240k 5.2k 46.40
American Fd Growth Fund Of Ame (AGTHX) 0.1 $258k 5.6k 45.74
Invesco Insured Municipal Income Trust (IIM) 0.1 $249k 16k 15.17
Vanguard Interm-term equity 0.1 $273k 24k 11.25
AGL Resources 0.1 $223k 4.4k 51.26
Kinder Morgan Management 0.1 $210k 2.2k 94.00
Analog Devices (ADI) 0.1 $211k 4.3k 49.59
Healthcare Realty Trust Incorporated 0.1 $204k 8.6k 23.71
Intersil Corporation 0.1 $208k 15k 14.23
Allstate Corporation (ALL) 0.1 $200k 3.3k 61.27
Deere & Company (DE) 0.1 $230k 2.8k 82.00
Macy's (M) 0.1 $215k 3.7k 58.11
Sanofi-Aventis SA (SNY) 0.1 $225k 4.0k 56.53
Stryker Corporation (SYK) 0.1 $203k 2.5k 80.62
UnitedHealth (UNH) 0.1 $229k 2.7k 86.09
Highwoods Properties (HIW) 0.1 $210k 5.4k 38.90
Marathon Oil Corporation (MRO) 0.1 $200k 5.3k 37.54
Health Net 0.1 $217k 4.7k 46.17
Black Hills Corporation (BKH) 0.1 $203k 4.3k 47.76
Martin Midstream Partners (MMLP) 0.1 $223k 6.0k 37.35
Spectra Energy Partners 0.1 $211k 4.0k 52.95
Suburban Propane Partners (SPH) 0.1 $224k 5.0k 44.58
McCormick & Company, Incorporated (MKC) 0.1 $205k 3.1k 66.91
Realty Income (O) 0.1 $205k 5.0k 40.84
iShares FTSE KLD 400 Social Idx (DSI) 0.1 $234k 3.2k 73.47
Pembina Pipeline Corp (PBA) 0.1 $216k 5.1k 42.21
T. Rowe Price Intl (PRITX) 0.1 $205k 13k 16.42
Facebook Inc cl a (META) 0.1 $213k 2.7k 79.18
Spdr Series Trust S&p Biotech 0.1 $221k 1.4k 156.18
Vanguard Mun Bd Fd Inc Lt Txex (VWLUX) 0.0 $150k 13k 11.71
Vanguard Mmk Prime 0.0 $75k 75k 1.00
Sirius Xm Holdings (SIRI) 0.0 $52k 15k 3.47
Athersys 0.0 $14k 10k 1.40
Marathon Holding Corp 0.0 $0 10k 0.00