CIM Investment Management as of Sept. 30, 2012
Portfolio Holdings for CIM Investment Management
CIM Investment Management holds 159 positions in its portfolio as reported in the September 2012 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 4.5 | $7.5M | 11k | 667.11 | |
| iShares S&P SmallCap 600 Index (IJR) | 2.8 | $4.7M | 61k | 77.06 | |
| Exxon Mobil Corporation (XOM) | 2.8 | $4.7M | 51k | 91.44 | |
| iShares S&P MidCap 400 Index (IJH) | 2.8 | $4.6M | 47k | 98.67 | |
| iShares MSCI EAFE Index Fund (EFA) | 2.5 | $4.1M | 78k | 53.00 | |
| General Electric Company | 2.1 | $3.4M | 151k | 22.71 | |
| Chevron Corporation (CVX) | 1.6 | $2.6M | 22k | 116.56 | |
| Wells Fargo & Company (WFC) | 1.5 | $2.6M | 74k | 34.53 | |
| Procter & Gamble Company (PG) | 1.4 | $2.4M | 34k | 69.35 | |
| 1.4 | $2.3M | 3.1k | 754.63 | ||
| Barclays Bank Plc 8.125% Non C p | 1.4 | $2.3M | 90k | 25.92 | |
| JPMorgan Chase & Co. (JPM) | 1.4 | $2.3M | 57k | 40.48 | |
| International Business Machines (IBM) | 1.3 | $2.2M | 11k | 207.48 | |
| Microsoft Corporation (MSFT) | 1.3 | $2.1M | 71k | 29.76 | |
| At&t (T) | 1.2 | $2.1M | 55k | 37.70 | |
| Pfizer (PFE) | 1.2 | $2.0M | 82k | 24.85 | |
| Coca-Cola Company (KO) | 1.2 | $2.0M | 52k | 37.93 | |
| Verizon Communications (VZ) | 1.1 | $1.9M | 42k | 45.58 | |
| Johnson & Johnson (JNJ) | 1.1 | $1.9M | 28k | 68.91 | |
| Merck & Co (MRK) | 1.1 | $1.8M | 41k | 45.10 | |
| Intel Corporation (INTC) | 1.1 | $1.8M | 78k | 22.65 | |
| Oracle Corporation (ORCL) | 1.0 | $1.6M | 52k | 31.45 | |
| Deutsche Bk Cap Iii 7.6% P referred | 1.0 | $1.6M | 60k | 26.57 | |
| Allianz Se Pfd 8.375% Sub ps | 0.9 | $1.6M | 60k | 25.87 | |
| M&t Capital Trust Iv 8.50% Pfd A | 0.9 | $1.5M | 60k | 25.68 | |
| Citigroup (C) | 0.9 | $1.5M | 47k | 32.72 | |
| Bb&t Pfd 5.625% | 0.9 | $1.5M | 60k | 25.57 | |
| Pepsi (PEP) | 0.9 | $1.5M | 21k | 70.75 | |
| Philip Morris International (PM) | 0.9 | $1.4M | 16k | 89.93 | |
| Abbott Laboratories (ABT) | 0.8 | $1.4M | 20k | 68.54 | |
| Schlumberger (SLB) | 0.8 | $1.4M | 19k | 72.34 | |
| McDonald's Corporation (MCD) | 0.8 | $1.3M | 15k | 91.75 | |
| Spdr S&p 500 Etf (SPY) | 0.8 | $1.3M | 9.3k | 143.96 | |
| Qualcomm (QCOM) | 0.8 | $1.3M | 21k | 62.46 | |
| Bank of America Corporation (BAC) | 0.8 | $1.3M | 150k | 8.83 | |
| Express Scripts Holding | 0.8 | $1.3M | 21k | 62.64 | |
| TJX Companies (TJX) | 0.8 | $1.3M | 28k | 44.80 | |
| Vanguard High Yield Corp - Adm (VWEAX) | 0.7 | $1.2M | 205k | 6.02 | |
| Stanley Black & Decker (SWK) | 0.7 | $1.2M | 16k | 76.27 | |
| Starwood Hotels & Resorts Worldwide | 0.7 | $1.2M | 21k | 57.94 | |
| Comcast Corporation (CMCSA) | 0.7 | $1.2M | 33k | 35.74 | |
| Halliburton Company (HAL) | 0.7 | $1.2M | 35k | 33.69 | |
| Union Pacific Corporation (UNP) | 0.7 | $1.1M | 9.4k | 118.74 | |
| Capital One Financial (COF) | 0.7 | $1.1M | 20k | 57.03 | |
| Starbucks Corporation (SBUX) | 0.7 | $1.1M | 21k | 50.69 | |
| Berkshire Hathaway (BRK.B) | 0.6 | $1.1M | 12k | 88.21 | |
| Walt Disney Company (DIS) | 0.6 | $1.1M | 20k | 52.30 | |
| Bank Of America 8.2% Rep. 1/10 p | 0.6 | $1.0M | 40k | 26.00 | |
| Prudential Finl Inc 9% P referred | 0.6 | $1.0M | 40k | 26.12 | |
| Ing Groep N V 8.5% Per Hyb Cap p | 0.6 | $1.0M | 40k | 26.20 | |
| Bbt Pfd D preferred | 0.6 | $1.0M | 40k | 26.05 | |
| Boeing Company (BA) | 0.6 | $1.0M | 15k | 69.57 | |
| Hsbc Holdings Plc 8.125% p | 0.6 | $1.0M | 40k | 25.75 | |
| Wells Fargo Trust 7.875 prf | 0.6 | $1.0M | 40k | 25.82 | |
| Public Storage | 0.6 | $1.0M | 40k | 25.98 | |
| American Express Company (AXP) | 0.6 | $1.0M | 18k | 56.88 | |
| Target Corporation (TGT) | 0.6 | $993k | 16k | 63.48 | |
| Amgen (AMGN) | 0.6 | $978k | 12k | 84.31 | |
| Commonwealth Reit | 0.6 | $988k | 40k | 24.70 | |
| Kraft Foods | 0.6 | $963k | 23k | 41.35 | |
| Goldman Sachs (GS) | 0.6 | $952k | 8.4k | 113.71 | |
| Wal-Mart Stores (WMT) | 0.6 | $940k | 13k | 73.81 | |
| eBay (EBAY) | 0.6 | $950k | 20k | 48.38 | |
| Visa (V) | 0.6 | $942k | 7.0k | 134.30 | |
| Deere & Company (DE) | 0.6 | $913k | 11k | 82.48 | |
| Home Depot (HD) | 0.5 | $893k | 15k | 60.35 | |
| Coach | 0.5 | $903k | 16k | 56.03 | |
| National-Oilwell Var | 0.5 | $899k | 11k | 80.07 | |
| Amazon (AMZN) | 0.5 | $892k | 3.5k | 254.35 | |
| MetLife (MET) | 0.5 | $905k | 26k | 34.44 | |
| U.S. Bancorp (USB) | 0.5 | $878k | 26k | 34.32 | |
| Caterpillar (CAT) | 0.5 | $881k | 10k | 86.02 | |
| Intuitive Surgical (ISRG) | 0.5 | $889k | 1.8k | 495.82 | |
| Macy's (M) | 0.5 | $883k | 24k | 37.61 | |
| EMC Corporation | 0.5 | $879k | 32k | 27.27 | |
| Cisco Systems (CSCO) | 0.5 | $866k | 45k | 19.10 | |
| Discover Financial Services (DFS) | 0.5 | $843k | 21k | 39.73 | |
| Bristol Myers Squibb (BMY) | 0.5 | $842k | 25k | 33.75 | |
| Duke Energy (DUK) | 0.5 | $826k | 13k | 64.82 | |
| Eaton Corporation | 0.5 | $817k | 17k | 47.25 | |
| Estee Lauder Companies (EL) | 0.5 | $817k | 13k | 61.58 | |
| Broadcom Corporation | 0.5 | $811k | 24k | 34.58 | |
| Altria (MO) | 0.5 | $801k | 24k | 33.39 | |
| UnitedHealth (UNH) | 0.5 | $803k | 15k | 55.44 | |
| ConocoPhillips (COP) | 0.5 | $788k | 14k | 57.21 | |
| Nike (NKE) | 0.5 | $773k | 8.1k | 94.88 | |
| Illinois Tool Works (ITW) | 0.5 | $763k | 13k | 59.46 | |
| Time Warner | 0.4 | $731k | 16k | 45.36 | |
| MasterCard Incorporated (MA) | 0.4 | $740k | 1.6k | 451.77 | |
| Honeywell International (HON) | 0.4 | $726k | 12k | 59.73 | |
| Agilent Technologies Inc C ommon (A) | 0.4 | $727k | 19k | 38.44 | |
| Southern Company (SO) | 0.4 | $737k | 16k | 46.09 | |
| Medtronic | 0.4 | $717k | 17k | 43.09 | |
| Simon Property (SPG) | 0.4 | $722k | 4.8k | 151.78 | |
| American Electric Power Company (AEP) | 0.4 | $698k | 16k | 43.92 | |
| United Technologies Corporation | 0.4 | $689k | 8.8k | 78.30 | |
| Cognizant Technology Solutions (CTSH) | 0.4 | $645k | 9.2k | 69.89 | |
| United Parcel Service (UPS) | 0.4 | $651k | 9.1k | 71.55 | |
| EOG Resources (EOG) | 0.4 | $641k | 5.7k | 111.98 | |
| AutoZone (AZO) | 0.4 | $641k | 1.7k | 369.88 | |
| Celgene Corporation | 0.4 | $642k | 8.4k | 76.40 | |
| Waters Corporation (WAT) | 0.4 | $637k | 7.6k | 83.28 | |
| BB&T Corporation | 0.4 | $628k | 19k | 33.14 | |
| Tyco International Ltd S hs | 0.4 | $640k | 11k | 56.28 | |
| iShares S&P 500 Index (IVV) | 0.4 | $629k | 4.4k | 144.50 | |
| FedEx Corporation (FDX) | 0.4 | $609k | 7.2k | 84.68 | |
| Exelon Corporation (EXC) | 0.4 | $613k | 17k | 35.58 | |
| Gilead Sciences (GILD) | 0.4 | $613k | 9.2k | 66.33 | |
| 3M Company (MMM) | 0.4 | $594k | 6.4k | 92.39 | |
| WellPoint | 0.4 | $595k | 10k | 58.00 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.4 | $606k | 15k | 39.60 | |
| News Corporation | 0.3 | $588k | 24k | 24.49 | |
| American International (AIG) | 0.3 | $559k | 17k | 32.80 | |
| Noble Energy | 0.3 | $547k | 5.9k | 92.73 | |
| Dover Corporation (DOV) | 0.3 | $546k | 9.2k | 59.48 | |
| Lloyds Banking Group Plc p | 0.3 | $544k | 20k | 27.20 | |
| Apache Corporation | 0.3 | $530k | 6.1k | 86.40 | |
| V.F. Corporation (VFC) | 0.3 | $538k | 3.4k | 159.45 | |
| Anadarko Petroleum Corporation | 0.3 | $534k | 7.6k | 69.90 | |
| First Horizon National Corporation (FHN) | 0.3 | $527k | 55k | 9.62 | |
| United States Steel Corporation (X) | 0.3 | $535k | 28k | 19.05 | |
| PNC Financial Services (PNC) | 0.3 | $515k | 8.2k | 63.10 | |
| E.I. du Pont de Nemours & Company | 0.3 | $516k | 10k | 50.30 | |
| Occidental Petroleum Corporation (OXY) | 0.3 | $515k | 6.0k | 86.13 | |
| Accenture (ACN) | 0.3 | $511k | 7.3k | 69.96 | |
| Sce Trust I | 0.3 | $522k | 20k | 26.10 | |
| Cummins (CMI) | 0.3 | $507k | 5.5k | 92.28 | |
| Aetna | 0.3 | $504k | 13k | 39.60 | |
| Ford Motor Company (F) | 0.3 | $498k | 51k | 9.86 | |
| Cliffs Natural Resources | 0.3 | $491k | 13k | 39.13 | |
| Dow Chemical Company | 0.3 | $481k | 17k | 28.97 | |
| Baker Hughes Incorporated | 0.3 | $466k | 10k | 45.26 | |
| Goodyear Tire & Rubber Company (GT) | 0.3 | $443k | 36k | 12.19 | |
| Prudential Financial (PRU) | 0.3 | $454k | 8.3k | 54.51 | |
| Hewlett-Packard Company | 0.3 | $430k | 25k | 17.06 | |
| Norfolk Southern (NSC) | 0.2 | $396k | 6.2k | 63.68 | |
| NetApp (NTAP) | 0.2 | $401k | 12k | 32.90 | |
| Newmont Mining Corporation (NEM) | 0.2 | $380k | 6.8k | 56.06 | |
| Morgan Stanley (MS) | 0.2 | $387k | 23k | 16.75 | |
| iShares MSCI EAFE Growth Index (EFG) | 0.2 | $389k | 6.9k | 56.50 | |
| Avery Dennison Corporation (AVY) | 0.2 | $368k | 12k | 31.82 | |
| Devon Energy Corporation (DVN) | 0.2 | $351k | 5.8k | 60.56 | |
| Wynn Resorts (WYNN) | 0.2 | $338k | 2.9k | 115.60 | |
| SanDisk Corporation | 0.2 | $313k | 7.2k | 43.39 | |
| Peabody Energy Corporation | 0.2 | $306k | 14k | 22.31 | |
| Alcoa | 0.2 | $261k | 30k | 8.84 | |
| Phillips 66 (PSX) | 0.2 | $267k | 5.7k | 46.45 | |
| Cabco Trust (CBJCL) | 0.1 | $243k | 10k | 24.06 | |
| Kimco Realty Corp | 0.1 | $248k | 10k | 24.80 | |
| Senior Housing Properties Trust | 0.1 | $247k | 10k | 24.70 | |
| Susquehanna Bancshares | 0.1 | $235k | 23k | 10.44 | |
| Lexington Realty Trust (LXP) | 0.1 | $145k | 15k | 9.67 | |
| Penn Virginia Corporation | 0.1 | $107k | 17k | 6.19 | |
| Alpha Natural Resources | 0.1 | $77k | 12k | 6.61 | |
| RadiSys Corporation | 0.1 | $76k | 21k | 3.62 | |
| TrustCo Bank Corp NY | 0.0 | $69k | 12k | 5.74 | |
| Gtrax Global Total Return | 0.0 | $72k | 10k | 7.14 | |
| Nokia Corporation (NOK) | 0.0 | $38k | 15k | 2.58 | |
| Lehman Brothers Holdings 7.95% p | 0.0 | $0 | 40k | 0.00 |
