City Financial Investment

City Financial Investment as of June 30, 2018

Portfolio Holdings for City Financial Investment

City Financial Investment holds 128 positions in its portfolio as reported in the June 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Invesco Qqq Trust Series 1 (QQQ) 34.7 $683M 4.0M 171.64
Spdr S&p 500 Etf (SPY) 18.0 $354M 1.3M 271.28
Barclays Bk Plc Ipath S&p500 Vix etf 3.6 $71M 1.9M 37.00
Cibc Cad (CM) 2.8 $55M 638k 86.92
Nxp Semiconductors N V (NXPI) 2.7 $54M 493k 109.27
Apollo Coml Real Estate Fin Inc Sr Nt Conv 5.500% 03/15/19 B/e Dtd 03/17/14 2.0 $40M 38M 1.06
iShares iBoxx $ High Yid Corp Bond (HYG) 1.8 $34M 4.0M 8.51
Liberty Media Corp deb 3.500% 1/1 1.6 $31M 49M 0.64
Qualcomm (QCOM) 1.4 $28M 500k 56.12
Microchip Technology Inc note 1.625% 2/1 1.3 $26M 15M 1.75
Pensare Acquisition Corp 1.0 $20M 2.0M 9.89
Oracle Corporation (ORCL) 0.9 $19M 425k 44.06
Herbalife Ltd conv 0.8 $16M 13M 1.30
Rbc Cad (RY) 0.8 $16M 213k 75.31
Cavium 0.8 $16M 183k 86.50
Tor Dom Bk Cad (TD) 0.8 $16M 268k 57.84
Akorn 0.7 $14M 850k 16.59
Yahoo Inc note 12/0 0.7 $14M 10M 1.36
iShares MSCI Emerging Markets Indx (EEM) 0.6 $13M 291k 43.33
Rockwell Collins 0.6 $13M 93k 134.68
Orbotech Ltd Com Stk 0.6 $13M 204k 61.80
Blackstone Mtg Tr Inc Note 4.750 3/1 bond 0.6 $12M 12M 0.98
iShares FTSE/Xinhua China 25 Index (FXI) 0.6 $11M 250k 42.97
Comcast Corporation (CMCSA) 0.5 $11M 325k 32.81
Aetna 0.5 $11M 58k 183.49
At&t (T) 0.5 $11M 326k 32.11
Validus Holdings 0.5 $10M 151k 67.60
Rsp Permian 0.5 $10M 233k 44.02
Pure Acquisition Corp unit 04/13/2023 0.5 $10M 1.0M 10.25
Bank Of Montreal Cadcom (BMO) 0.5 $9.7M 125k 77.26
Encore Capital Group Inc note 0.5 $9.3M 10M 0.93
Medicines Company conv 0.5 $9.1M 7.5M 1.21
Xl 0.5 $9.0M 161k 55.95
Twenty-first Century Fox 0.5 $8.9M 179k 49.69
American Axle & Manufact. Holdings (AXL) 0.4 $8.6M 555k 15.56
Fox News 0.4 $8.7M 177k 49.27
Market Vectors Etf Tr Oil Svcs 0.4 $8.4M 321k 26.34
NxStage Medical 0.4 $8.1M 290k 27.90
iShares MSCI Brazil Index (EWZ) 0.4 $8.0M 251k 32.05
Altice Usa Inc cl a (ATUS) 0.4 $8.1M 473k 17.06
Amag Pharmaceuticals Inc note 2.500% 2/1 0.4 $7.9M 7.5M 1.05
Mudrick Cap Acquisition Corp 0.4 $7.7M 800k 9.64
Jazz Us Hldgs Inc note 8.000%12/3 0.3 $6.7M 3.0M 2.22
iShares MSCI Canada Index (EWC) 0.3 $6.4M 225k 28.52
Invesco Senior Loan Etf otr (BKLN) 0.3 $6.3M 275k 22.90
Metropcs Communications (TMUS) 0.3 $6.0M 100k 59.75
Walt Disney Company (DIS) 0.3 $5.2M 50k 104.82
Nordic American Tanker Shippin (NAT) 0.3 $5.4M 2.0M 2.68
Pra Group Inc convertible security 0.3 $5.4M 5.0M 1.08
LaSalle Hotel Properties 0.3 $5.1M 150k 34.23
Twelve Seas Investment Compa unit 06/21/2023 0.3 $5.0M 500k 10.06
Vectoiq Acquisition Corp unit 05/11/2023 0.3 $5.0M 500k 10.07
Mitel Networks Corp 0.2 $5.0M 453k 10.97
Facebook Inc cl a (META) 0.2 $4.9M 25k 194.32
Alphabet Inc Class A cs (GOOGL) 0.2 $5.0M 4.4k 1129.12
Prospect Capital Corporation conb 0.2 $4.9M 5.0M 0.97
Trident Acquisitions Corp unit 05/09/2023 0.2 $5.0M 495k 10.08
Wal-Mart Stores (WMT) 0.2 $4.3M 50k 85.66
Vaneck Vectors Russia Index Et 0.2 $4.2M 200k 21.24
Tribune Co New Cl A 0.2 $4.1M 108k 38.27
Education Rlty Tr New ret 0.2 $4.2M 100k 41.50
Gramercy Property Trust 0.2 $4.1M 151k 27.32
Cognizant Technology Solutions (CTSH) 0.2 $4.0M 50k 79.00
Pinnacle Foods Inc De 0.2 $3.9M 60k 65.07
Leisure Acquisition Corp 0.2 $3.9M 400k 9.66
Redwood Trust Inc convertible security 0.2 $3.7M 3.8M 0.99
Xerox 0.2 $3.6M 150k 24.00
Trinity Merger Corp 0.2 $3.5M 343k 10.06
iShares MSCI Turkey Index Fund (TUR) 0.2 $3.3M 110k 30.22
Bk Nova Cad (BNS) 0.2 $3.1M 54k 57.22
Hci Group deb 0.2 $3.1M 3.1M 0.99
Hennessy Cap Acquston Corp I 0.2 $3.2M 311k 10.14
Senseonics Hldgs (SENS) 0.1 $2.9M 695k 4.11
Ggp 0.1 $2.9M 141k 20.43
Colony Starwood Homes convertible security 0.1 $2.8M 2.5M 1.12
PG&E Corporation (PCG) 0.1 $2.6M 62k 42.70
Gty Technology Holdings Inc cl a 0.1 $2.5M 250k 10.10
Snap Inc cl a (SNAP) 0.1 $2.6M 200k 13.09
Opes Acquisition Corp unit 03/07/2023 0.1 $2.5M 250k 10.10
Thunder Bridge Acquisition L unit 01/01/2025 0.1 $2.5M 250k 10.03
New Frontier Corp unit 99/99/9999 0.1 $2.5M 250k 10.05
Far Pt Acquisition Corp unit 06/01/2025 0.1 $2.5M 250k 10.19
Ship Finance deb 0.1 $2.6M 2.5M 1.05
CIGNA Corporation 0.1 $2.3M 14k 169.94
SPDR Barclays Capital High Yield B 0.1 $2.3M 64k 35.48
Mosaic Acquisition Corp shs cl a 0.1 $2.4M 250k 9.68
Dfb Healthcare Acquistion Co unit 01/30/2023 0.1 $2.3M 225k 10.15
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.1 $2.1M 45k 47.13
Dorian Lpg (LPG) 0.1 $2.0M 266k 7.64
Vaneck Vectors Gold Miners mutual (GDX) 0.1 $2.0M 90k 22.31
Nutanix Inc cl a (NTNX) 0.1 $1.9M 37k 51.56
Haymaker Acquisition Corp 0.1 $2.0M 200k 9.76
Legacy Acquisition Corp 0.1 $1.9M 200k 9.62
One Madison Unt 0.1 $2.0M 200k 10.12
Tiberius Acquisition Corp unit 02/28/2021 0.1 $2.0M 200k 10.07
Trinity Merger Corp 0.1 $2.0M 200k 9.77
Gs Acquisition Hldgs Corp unit 06/12/2023 0.1 $2.1M 200k 10.25
Express Scripts Holding 0.1 $1.8M 24k 77.21
Hennessy Cap Acquston Corp I unit 06/15/2024 0.1 $1.5M 139k 11.15
Cm Seven Star Acquisition 0.1 $1.5M 150k 9.89
Gigcapital 0.1 $1.5M 150k 9.84
Regalwood Global Energy 0.1 $1.5M 150k 9.76
Senseonics Hldgs Inc note 5.250% 2/0 0.1 $1.4M 1.0M 1.44
Union Acquisition Corp 0.1 $1.3M 139k 9.69
Tesla Motors (TSLA) 0.1 $1.1M 3.2k 342.81
Ikang Healthcare Group- 0.1 $1.3M 61k 20.46
Envision Healthcare 0.1 $1.3M 29k 44.02
Sentinel Energy Svcs Inc unit 11/02/2022 0.1 $1.3M 125k 10.09
Tiberius Acquisition Corp 0.1 $1.2M 125k 9.61
Universal Display Corporation (OLED) 0.1 $917k 11k 86.01
Abaxis 0.1 $1.0M 13k 83.02
Etsy (ETSY) 0.1 $966k 23k 42.18
Pensare Acquisition Corp unit 07/27/2022 0.1 $1.1M 100k 10.60
Constellation Alpha Cap Corp 0.1 $996k 100k 9.96
Black Ridge Acquisition Corp 0.1 $980k 100k 9.80
Mosaic Acquisition Corp unit 99/99/9999 0.1 $1.0M 100k 10.02
Nebula Acqisition Corp 0.1 $1.0M 100k 10.07
Platinum Eagle Acquisitin Co Unit 01/09/2023 0.1 $1.0M 100k 10.18
Trident Acquisitions Corp 0.1 $975k 100k 9.75
Sunpower Corp conv 0.0 $790k 1.0M 0.79
Gores Hldin-cw20 equity wrt 0.0 $884k 520k 1.70
Leo Holdings Corp unit 99/99/9999 0.0 $763k 75k 10.17
Hl Acquisitions Corp unit 06/21/2023 0.0 $754k 75k 10.05
Dfb Healthcare Acquistion 0.0 $722k 75k 9.63
Rosehill Resources Inc - A warrant 0.0 $600k 500k 1.20
Vaneck Vectors Semiconductor Etf semiconductor (SMH) 0.0 $246k 2.4k 102.50
Landcadia Hldgs Inc *w exp 06/01/202 0.0 $166k 200k 0.83
Hennessy Cap Acquston Corp I *w exp 06/15/202 0.0 $230k 160k 1.44